0001209191-19-015234.txt : 20190301 0001209191-19-015234.hdr.sgml : 20190301 20190301194609 ACCESSION NUMBER: 0001209191-19-015234 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190222 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSTRACH MICHAEL S CENTRAL INDEX KEY: 0001226066 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 19651389 MAIL ADDRESS: STREET 1: 1300 SEAPORT BOULEVARD CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-02-22 2019-02-22 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001226066 OSTRACH MICHAEL S C/O DYNAVAX TECHNOLOGIES 2929 SEVENTH STREET, SUITE 100 BERKELEY CA 94710 0 1 0 0 Senior Vice President Common Stock 2019-02-22 4 M 0 49804 A 131330 D Common Stock 2019-02-22 4 M 0 8500 A 139830 D Restricted Stock Unit 2019-02-22 4 M 0 49804 D 2024-02-21 Common Stock 49804 0 D Restricted Stock Unit 2019-02-22 4 M 0 8500 D 2024-02-21 Common Stock 8500 8500 D Stock Option (Right to Buy) 10.47 2019-02-22 4 A 0 88000 0.00 A 2026-02-21 Common Stock 88000 88000 D Restricted Stock Unit 2019-02-22 4 A 0 22000 A 2026-02-21 Common Stock 22000 22000 D Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2019. This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter. Each RSU represents a right to receive one share of common stock. These RSUs vested upon completion of certain performance conditions. /S/ Michael Ostrach 2019-03-01