0001209191-19-015234.txt : 20190301
0001209191-19-015234.hdr.sgml : 20190301
20190301194609
ACCESSION NUMBER: 0001209191-19-015234
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190222
FILED AS OF DATE: 20190301
DATE AS OF CHANGE: 20190301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSTRACH MICHAEL S
CENTRAL INDEX KEY: 0001226066
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34207
FILM NUMBER: 19651389
MAIL ADDRESS:
STREET 1: 1300 SEAPORT BOULEVARD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001029142
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330728374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2929 SEVENTH STREET
STREET 2: SUITE 100
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 5108485100
MAIL ADDRESS:
STREET 1: 2929 SEVENTH STREET
STREET 2: SUITE 100
CITY: BERKELEY
STATE: CA
ZIP: 94710
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-02-22
2019-02-22
0
0001029142
DYNAVAX TECHNOLOGIES CORP
DVAX
0001226066
OSTRACH MICHAEL S
C/O DYNAVAX TECHNOLOGIES
2929 SEVENTH STREET, SUITE 100
BERKELEY
CA
94710
0
1
0
0
Senior Vice President
Common Stock
2019-02-22
4
M
0
49804
A
131330
D
Common Stock
2019-02-22
4
M
0
8500
A
139830
D
Restricted Stock Unit
2019-02-22
4
M
0
49804
D
2024-02-21
Common Stock
49804
0
D
Restricted Stock Unit
2019-02-22
4
M
0
8500
D
2024-02-21
Common Stock
8500
8500
D
Stock Option (Right to Buy)
10.47
2019-02-22
4
A
0
88000
0.00
A
2026-02-21
Common Stock
88000
88000
D
Restricted Stock Unit
2019-02-22
4
A
0
22000
A
2026-02-21
Common Stock
22000
22000
D
Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2019.
This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.
Each RSU represents a right to receive one share of common stock. These RSUs vested upon completion of certain performance conditions.
/S/ Michael Ostrach
2019-03-01