0001104659-12-069632.txt : 20121017
0001104659-12-069632.hdr.sgml : 20121017
20121017154921
ACCESSION NUMBER: 0001104659-12-069632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121016
FILED AS OF DATE: 20121017
DATE AS OF CHANGE: 20121017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSEL MARK
CENTRAL INDEX KEY: 0001222013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34207
FILM NUMBER: 121148402
MAIL ADDRESS:
STREET 1: 950 PARK AVE APT. 11A
CITY: NEW YORK
STATE: NY
ZIP: 10028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001029142
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330728374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2929 SEVENTH STREET
STREET 2: SUITE 100
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 5108485100
MAIL ADDRESS:
STREET 1: 2929 SEVENTH STREET
STREET 2: SUITE 100
CITY: BERKELEY
STATE: CA
ZIP: 94710
4
1
a4.xml
4
X0306
4
2012-10-16
0
0001029142
DYNAVAX TECHNOLOGIES CORP
DVAX
0001222013
KESSEL MARK
C/O DYNAVAX TECHNOLOGIES CORP.
2929 SEVENTH STREET, SUITE 100
BERKLEY
CA
94710
1
0
0
0
Common Stock, par value $0.001 per share
2012-10-16
4
S
0
6000000
4.7260
D
3031431
I
See Footnote
Includes 2,875,136 shares of common stock of the Issuer directly owned by Symphony Capital Partners, L.P. and 156,295 shares of common stock of the Issuer directly owned by Symphony Strategic Partners, LLC. Symphony GP, LLC is the general partner of Symphony Capital GP, L.P., which is the general partner of Symphony Capital Partners, L.P. Mark Kessel is a managing member of Symphony GP, LLC and Symphony Strategic Partners, LLC.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Symphony Capital Partners, L.P. and Symphony Strategic Partners, LLC on October 2, 2012.
/s/ Mark Kessel
2012-10-17