0001104659-12-069632.txt : 20121017 0001104659-12-069632.hdr.sgml : 20121017 20121017154921 ACCESSION NUMBER: 0001104659-12-069632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121016 FILED AS OF DATE: 20121017 DATE AS OF CHANGE: 20121017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSEL MARK CENTRAL INDEX KEY: 0001222013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 121148402 MAIL ADDRESS: STREET 1: 950 PARK AVE APT. 11A CITY: NEW YORK STATE: NY ZIP: 10028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 4 1 a4.xml 4 X0306 4 2012-10-16 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001222013 KESSEL MARK C/O DYNAVAX TECHNOLOGIES CORP. 2929 SEVENTH STREET, SUITE 100 BERKLEY CA 94710 1 0 0 0 Common Stock, par value $0.001 per share 2012-10-16 4 S 0 6000000 4.7260 D 3031431 I See Footnote Includes 2,875,136 shares of common stock of the Issuer directly owned by Symphony Capital Partners, L.P. and 156,295 shares of common stock of the Issuer directly owned by Symphony Strategic Partners, LLC. Symphony GP, LLC is the general partner of Symphony Capital GP, L.P., which is the general partner of Symphony Capital Partners, L.P. Mark Kessel is a managing member of Symphony GP, LLC and Symphony Strategic Partners, LLC. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Symphony Capital Partners, L.P. and Symphony Strategic Partners, LLC on October 2, 2012. /s/ Mark Kessel 2012-10-17