0001437749-21-022212.txt : 20210915 0001437749-21-022212.hdr.sgml : 20210915 20210915175949 ACCESSION NUMBER: 0001437749-21-022212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horvath Susan CENTRAL INDEX KEY: 0001322846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39468 FILM NUMBER: 211256327 MAIL ADDRESS: STREET 1: 4645 ITHACA LANE CITY: PLYMOUTH STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Panbela Therapeutics, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Sun BioPharma, Inc. DATE OF NAME CHANGE: 20150911 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 4 1 rdgdoc.xml FORM 4 X0306 4 2021-09-13 0001029125 Panbela Therapeutics, Inc. PBLA 0001322846 Horvath Susan 712 VISTA BLVD #305 WACONIA MN 55387 1 V.P. of Finance & CFO Employee Stock Option (right to buy) 2.26 2021-09-13 4 A 0 12135 0 A 2031-09-13 Common Stock 12135 12135 D The stock option is schedule to vest in three equal annual installments on September 13, 2022, 2023 and 2024. /s/ Joshua L. Colburn, Attorney-in-Fact 2021-09-15