0001437749-20-018788.txt : 20200925 0001437749-20-018788.hdr.sgml : 20200925 20200826210404 ACCESSION NUMBER: 0001437749-20-018788 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sun BioPharma, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 CORRESP 1 filename1.htm snbp20200826b_corresp.htm

 

 

 

 

    August 26, 2020

 

 

VIA FACSIMILE AND EDGAR

 

U.S. Securities and Exchange Commission

Division of Corporation Finance

Washington, DC 20549

 

  Re:

 

Sun BioPharma, Inc.

Registration Statement on Form S-1 (Registration No. 333-239661)

Concurrence in Acceleration Request

 

Ladies and Gentlemen:

 

Craig-Hallum Capital Group LLC (“Craig-Hallum”), as managing underwriter for the referenced offering, hereby concurs in the request by Sun BioPharma, Inc. that the effective date of the above-referenced registration statement be accelerated to 5:00 P.M. Eastern Time on Thursday, August 27, 2020, or as soon as practicable thereafter, pursuant to Rule 461 under the Securities Act. Craig-Hallum affirms that it is aware of its obligations under the Securities Act in connection with this offering.

 

 

 

Very truly yours,

 

CRAIG-HALLUM CAPITAL GROUP LLC

 

 

 

By:      /s/ Rick Hartfiel                                         

Name: Rick Hartfiel

Title: Director of Investment Banking

 

 
GRAPHIC 2 chlogo01.jpg begin 644 chlogo01.jpg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end