0000932471-17-005613.txt : 20171113 0000932471-17-005613.hdr.sgml : 20171113 20171113122005 ACCESSION NUMBER: 0000932471-17-005613 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31194 FILM NUMBER: 171194625 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD GROUP INC CENTRAL INDEX KEY: 0000102909 IRS NUMBER: 231945930 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482-2600 BUSINESS PHONE: 6106691000 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482-2600 SC 13G/A 1 kansascitysouthern.htm kansascitysouthern.htm - Generated by SEC Publisher for SEC Filing  

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

Under the Securities Exchange Act of 1934

(Amendment No.: 4 )*

 

 

 

Name of issuer:  Kansas City Southern

 

 

Title of Class of Securities:  Common Stock

 

 

CUSIP Number:  485170302

 

 

Date of Event Which Requires Filing of this Statement: October 31, 2017

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  (X) Rule 13d-1(b)

  (  ) Rule 13d-1(c)

  (  ) Rule 13d-1(d)

 

  *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

  The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

(Continued on the following page(s))

 

 
 

13G

CUSIP No.:  485170302

 

 

1.  NAME OF REPORTING PERSON

  S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

  The Vanguard Group - 23-1945930

 

2.  CHECK THE APPROPRIATE [LINE] IF A MEMBER OF A GROUP

 

A.

B.  X

 

3.  SEC USE ONLY

 

 

 

4.  CITIZENSHIP OF PLACE OF ORGANIZATION

 

  Pennsylvania

 

(For questions 5-8, report the number of shares beneficially owned by each reporting person with:)

 

5.  SOLE VOTING POWER

 

  162,674

 

6.  SHARED VOTING POWER

 

  40,990

 

7.  SOLE DISPOSITIVE POWER

 

  10,353,023

 

8.  SHARED DISPOSITIVE POWER

 

   188,774

 

9.  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  10,541,797

 

10.  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  N/A

 

11.  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  10.18%

 

12.  TYPE OF REPORTING PERSON

 

  IA

 
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Act of 1934

 

Check the following [line] if a fee is being paid with this statement   N/A

 

Item 1(a) - Name of Issuer:

 

  Kansas City Southern

 

 

Item 1(b) - Address of Issuer's Principal Executive Offices:

 

  427 West 12th Street

  Kansas City, MO 64105

 

Item 2(a) - Name of Person Filing:

 

  The Vanguard Group - 23-1945930

 

Item 2(b) – Address of Principal Business Office or, if none, residence:

 

  100 Vanguard Blvd.

  Malvern, PA  19355

 

Item 2(c) – Citizenship:

 

  Pennsylvania

 

Item 2(d) - Title of Class of Securities:

 

  Common Stock

 

Item 2(e) - CUSIP Number

 

  485170302

 

Item 3 - Type of Filing:

 

  This statement is being filed pursuant to Rule 13d-1.  An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).

 

Item 4 - Ownership:

 

  (a) Amount Beneficially Owned:

 

  10,541,797

 

  (b) Percent of Class:

 

  10.18%

 
 

  (c)  Number of shares as to which such person has:

 

  (i)  sole power to vote or direct to vote:  162,674

 

  (ii)  shared power to vote or direct to vote:  40,990

 

  (iii)  sole power to dispose of or to direct the disposition of:  10,353,023

 

  (iv)  shared power to dispose or to direct the disposition of:  188,774

 

Comments:

 

 

Item 5 - Ownership of Five Percent or Less of a Class:

 

  Not Applicable

 

Item 6 - Ownership of More Than Five Percent on Behalf of Another Person:

 

  Not applicable

 

Item 7 - Identification and Classification of the Subsidiary Which Acquired The Security Being Reported on by the Parent Holding Company:

 

  See Attached Appendix A

 

Item 8 - Identification and Classification of Members of Group:

 

  Not applicable

 

Item 9 - Notice of Dissolution of Group:

 

  Not applicable

 

Item 10 - Certification:

 

  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.

 

Signature

 

  After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  11/13/2017

 

By /s/ Peter Mahoney*

 

Peter Mahoney

 

Duly authorized under Power of Attorney*

 

*By: /s/ Peter Mahoney

Peter Mahoney, pursuant to a Power of Attorney filed August 10, 2017, see File Number 005-79404, Incorporated by Reference

 

 

 

Appendix A

 

 Vanguard Fiduciary Trust Company ("VFTC"), a wholly-owned subsidiary of The Vanguard Group, Inc., is the beneficial owner of  116,789 shares or  .11% of the Common Stock outstanding of the Company as a result of its serving as investment manager of collective trust accounts.

 

Vanguard Investments Australia, Ltd. ("VIA"), a wholly-owned subsidiary of The Vanguard Group, Inc., is the beneficial owner of  117,155 shares or  .11% of the Common Stock outstanding of the Company as a result of its serving as investment manager of Australian investment offerings.