N-PX 1 advisoronenpx.htm N-PX GemCom, LLC

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549


FORM N-PX



ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number:  811-08037

                        

ADVISORONE FUNDS

(Exact name of registrant as specified in charter)



17605 Wright Street, Omaha, NE   68130

  (Address of principal executive offices)           (Zip code)


ADVISORONE FUNDS

17605 Wright Street

Omaha, NE 68130

(402) 493-3313

 Brian Nielsen, Secretary

________________________________________________________________________

(Name and address of agent for service)


Registrant's telephone number, including area code: (866) 811-0225


Date of fiscal year end:   April 30th and November 30th


Date of reporting period:  July 1, 2013 - June 30, 2014

                        

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.  


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.  


ITEM 1. PROXY VOTING RECORD: (see attached table)


Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2014 with respect to which the Registrant was entitled to vote:


          (a)  The name of the issuer of the portfolio security;


          (b)  The exchange ticker symbol of the portfolio security;


 (c)   The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;


          (d)  The shareholder meeting date;


          (e)  A brief identification of the matter voted on;


          (f)  Whether the matter was proposed by the issuer or by a security holder;


          (g)  Whether the Registrant cast its vote on the matter;


 (h)  How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and


          (i)  Whether the Registrant cast its vote for or against management.








Registrant:  AdvisorOne Funds                                        

 

 

 

 

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

 

 

Reporting Period:

July 1, 2013- June 30, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

1. Elect Warren E. Buffett

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

2. Elect Charles T. Munger

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

3. Elect Howard G. Buffett

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

4. Elect Stephen B. Burke

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

5. Elect Susan L. Decker

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

6. Elect William H. Gates III

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

7. Elect David S. Gottesman

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

8. Elect Charlotte Guyman

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

9. Elect Donald R. Keough

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

10. Elect Thomas S. Murphy

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

11. Elect Ronald L. Olson

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

12. Elect Walter Scott, Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

13. Elect Meryl B. Witmer

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

14. Advisory Vote on Executive Compensation

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

15. Frequency of Advisory Vote on Executive Compensation

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

16. Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions

SHAREHOLD

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Berkshire Hathaway Inc.

BRKA

84670702

5/3/2014

17. Shareholder Proposal Regarding Dividends

SHAREHOLD

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

2

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M571

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Flexible Income

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q853

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M506

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M605

4/3/2014

1. Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M605

4/3/2014

2. Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M605

4/3/2014

3. Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M605

4/3/2014

4. Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEB

18383M605

4/3/2014

5. Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q796

4/3/2014

1.Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q796

4/3/2014

2.Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q796

4/3/2014

3.Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q796

4/3/2014

4.Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q796

4/3/2014

5.Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q879

4/3/2014

1.Elect Donald C. Cacciapaglia

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q879

4/3/2014

2.Elect Donald A. Chubb Jr.

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q879

4/3/2014

3.Elect Maynard F. Oliverius

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q879

4/3/2014

4.Elect Jerry B. Farley

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Guggenheim Funds Investment Advisors LLC

EEN

18383Q879

4/3/2014

5.Amendment of Agreement and Declaration of Trust Regarding Board Size

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

3

Wisdomtree Investments, Inc.

DTD

97717W125

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Wisdomtree Investments, Inc.

DTD

97717W125

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Wisdomtree Investments, Inc.

DTD

97717W125

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Wisdomtree Investments, Inc.

DTD

97717W315

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Wisdomtree Investments, Inc.

DTD

97717W315

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Wisdomtree Investments, Inc.

DTD

97717W315

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Clermont

 

Wisdomtree Investments, Inc.

DTD

97717W760

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Wisdomtree Investments, Inc.

DTD

97717W760

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Wisdomtree Investments, Inc.

DTD

97717W760

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Descartes

 

Wisdomtree Investments, Inc.

DTD

97717W760

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Wisdomtree Investments, Inc.

DTD

97717W760

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Wisdomtree Investments, Inc.

DTD

97717W760

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Liahona

 

Wisdomtree Investments, Inc.

DTD

97717W281

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Wisdomtree Investments, Inc.

DTD

97717W281

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Wisdomtree Investments, Inc.

DTD

97717W281

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Allocation

 

Wisdomtree Investments, Inc.

DTD

97717W125

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Wisdomtree Investments, Inc.

DTD

97717W125

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Wisdomtree Investments, Inc.

DTD

97717W125

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Wisdomtree Investments, Inc.

DTD

97717W869

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Wisdomtree Investments, Inc.

DTD

97717W869

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Wisdomtree Investments, Inc.

DTD

97717W869

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC - Select Appreciation

 

Wisdomtree Investments, Inc.

DTD

97717W315

3/11/2014

1. Elect David G. Chrencik

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC -Amerigo

 

Wisdomtree Investments, Inc.

DTD

97717W315

3/11/2014

2. Elect Joel Goldberg

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC -Amerigo

 

Wisdomtree Investments, Inc.

DTD

97717W315

3/11/2014

3. Elect Melinda A. Raso Kirstein

MGMT

Y

Echo Vote

N/A

CLS Investments, LLC -Amerigo

 

 

 

 

 

 

 

 

 

 

 





Registrant:  AdvisorOne Funds  Enhanced Income Fund                                      

 

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period:

July 1, 2013- June 30, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

 

 

3

There were no proxy votes to report during the Reporting Period.

 

 

 

 

 

 

 

 

 





Registrant:  AdvisorOne Funds  -  Horizon Active Asset Allocation Fund                                     

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period July 1, 2012 -  June 30, 2013

July 1, 2013- June 30, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

There were no proxy votes to report during the Reporting Period.

 

 

 

 

 

 

 

 

 





Registrant:  AdvisorOne Funds  -  Horizon Active Income Fund                                     

 

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period July 1, 2012 -  June 30, 2013

July 1, 2013- June 30, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

There were no proxy votes to report during the Reporting Period.

 

 

 

 

 

 

 

 

 





Registrant:  AdvisorOne Funds   Milestone Treasury Obligations Fund                                     

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period:

July 1, 2013- June 30, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

There were no proxy votes to report during the Reporting Period.  

 

 

 

 

 

 

 

 

 





Registrant:  AdvisorOne Funds  Shelter Fund                                      

 

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period:

July 1, 2013- June 30, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

 

 

3

There were no proxy votes to report during the Reporting Period.

 

 

 

 

 

 

 

 

 






SIGNATURES


See General Instruction F


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)

          

ADVISORONE FUNDS


By (Signature and Title)*    /s/ Ryan Beach

Ryan Beach, President


Date:  July 17, 2014


* Print the name and title of each signing officer under his or her signature.