N-PX 1 npx.htm N-PX GemCom, LLC

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549


FORM N-PX



ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number:  811-08037

                        

ADVISORONE FUNDS

(Exact name of registrant as specified in charter)



17605 Wright Street, Omaha, NE   68130

  (Address of principal executive offices)          (Zip code)


ADVISORONE FUNDS

17605 Wright Street

Omaha, NE 68130

(402) 493-3313

 Brian Nielsen, Secretary

________________________________________________________________________

(Name and address of agent for service)


Registrant's telephone number, including area code: (866) 811-0225


Date of fiscal year end:   April 30th and November 30th


Date of reporting period:  July 1, 2012 - June 30, 2013

                        

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.  


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.  


ITEM 1. PROXY VOTING RECORD: (see attached table)


Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2013 with respect to which the Registrant was entitled to vote:


          (a)  The name of the issuer of the portfolio security;


          (b)  The exchange ticker symbol of the portfolio security;


 (c)   The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;


          (d)  The shareholder meeting date;


          (e)  A brief identification of the matter voted on;


          (f)  Whether the matter was proposed by the issuer or by a security holder;


          (g)  Whether the Registrant cast its vote on the matter;


 (h)  How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and


          (i)  Whether the Registrant cast its vote for or against management.





Registrant:  AdvisorOne Funds                                        

 

 

 

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

 

Reporting Period: July 1, 2012- June 30, 2013

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

 

Berkshire Hathaway

BRKB

084670

ANNUAL 05/05/2013

1 Election of Directors

MGMT

Y

ECHO VOTE

FOR

Amerigo

 

Berkshire Hathaway

BRKB

084670

ANNUAl 05-05-2013

2. Reporting and Reducing Greenhouse Gasses

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Amerigo

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Amerigo

 

Berkshire Hathaway

BRKB

084670

ANNUAL 05/05/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Clermont

 

Berkshire Hathaway

BRKB

084670

ANNIUAL 05/05/2013

2 Reporting and Reducting Greenhouse Gasses

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Clermont

 

PowerShares Capital Management LLC

PVI

73936Q

SPECIAL 06/20/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Clermont

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Clermont

 

Berkshire Hathaway

BRKB

084670

ANNUAL 05/5/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Select Allocation

 

Berkshire Hathaway

BRKB

084670

ANNUAL 05/05/2013

2. Reporting and Reducing Greenhouse Gasses

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Select Allocation

 

PowerShares Capital Management LLC

PXR

73937B

SPECIAL 06/20/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Select Allocation

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Select Allocation

 

PowerShares Capital Management LLC

PXR

73937B

SPECIAL 06/20/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Descartes

 

PowerShares Capital Management LLC

PVI

73936Q

SPECIAL 06/20/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Descartes

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Descartes

 

General Electric

GE

369604

ANNUAL 04/24/2013

A. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

General Electric

GE

369604

ANNUAL 04/24/2013

B1 Advisory Vote on Compensation

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

General Electric

GE

369604

ANNUAL 4-24-2013

B2 Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

General Electric

GE

369604

ANNUAL 4-24-2013

C1 Cessation of All Stock Options and Bonuses

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

General Electric

GE

369604

ANNUAL 4-24-2013

C2 Term Limits

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

General Electric

GE

369604

ANNUAL 4-24-2013

C3 Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

General Electric

GE

369604

ANNUAL 4-24-2013

C4 Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

General Electric

GE

369604

ANNUAL 4-24-2013

C5 Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

General Electric

GE

369604

ANNUAL 4-24-2013

C6 Double Board Nominees

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Conoco Phillips

COP

20825C

ANNUAL 05/14/2013

1 Election of Directors

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

Conoco Phillips

COP

20825C

ANNUAL 05/14/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

Conoco Phillips

COP

20825C

ANNUAL 05/14/2013

3Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

Conoco Phillips

COP

20825C

ANNUAL 05/14/2013

4 Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Conoco Phillips

COP

20825C

ANNUAL 05/14/2013

5 Reducimg and Reporting Greenhouse Gas Emissions

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Conoco Phillips

COP

20825C

ANNUAL 05/14/2013

5 Majority Vote in the Election of Directors

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Conoco Phillips

COP

20825C

ANNUAL 05/14/2013

6.Adopting Gender Identity and Expression Anti-Bias Policy

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

3. Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

4. Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

5. Majority Vote in the Election of Directors

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

6. Multiple Board Service

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

7. Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

8. Feasibility Study on Prohibition of Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

9. Adopting Sexual Orientation and Gender Identiy Anti-Bias Policy

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

10. Hydraulic Fracturing

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

Exxon Mobile

XOM

30231G

ANNUAL 05/29/2013

11. Reporting and Reducing Greenhouse Gas Emissions

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Enhanced Income

 

PowerShares Capital Management LLC

PXR

73937B

SPECIAL 06/20/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Flexible Income

 

PowerShares Capital Management LLC

PVI

73936Q

SPECIAL 06/20/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Flexible Income

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Flexible Income

 

PowerShares Capital Management LLC

PXR

73937B

SPECIAL 06/20/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Liahona

 

PowerShares Capital Management LLC

PVI

73936Q

SPECIAL 06/20/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Liahona

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Liahona

 

PowerShares Capital Management LLC

PVI

73936Q

SPECIAL 06/20/2013

1 Election of Directors

MGMT

Y

ECHO VOTE

FOR

Select Appreciation

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Select Appreciation

 

3M Co.

MMM

88579Y

ANNUAL 5/14/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

3M Co.

MMM

88579Y

ANNUAL 5/14/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

3M Co.

MMM

88579Y

ANNUAL 5/14/2013

3.Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

3M Co.

MMM

88579Y

ANNUAL 5/14/2013

4.Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

3M Co.

MMM

88579Y

ANNUAL 5/14/2013

5. Feasibility Study on Prohibition of Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

3. Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

4.Proposal Regarding Genetically Modified Organisms

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

5. Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

6.Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

7.Retention of Shares

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

8.Excluding Compliance Costs for the Purposes of Executive Compensation

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Abbott Laboratories

ABT

002824

ANNUAL 4/26/2013

9.Compensation in the Event of a Change in Control

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

AGL Resources Inc.

GAS

001204

ANNUAL 4/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

AGL Resources Inc.

GAS

001204

ANNUAL 4/30/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

AGL Resources Inc.

GAS

001204

ANNUAL 4/30/2013

3. Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

AGL Resources Inc.

GAS

001204

ANNUAL 4/30/2013

4.Adopting Gender Identity Anti-Bias Policy

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Allergan Inc.

AGN

018490

ANNUAL 4/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Allergan Inc.

AGN

018490

ANNUAL 4/30/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Allergan Inc.

AGN

018490

ANNUAL 4/30/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Allergan Inc.

AGN

018490

ANNUAL 4/30/2013

4. Right to Call a Special Meeting

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Allergan Inc.

AGN

018490

ANNUAL 4/30/2013

5.1 Right to Act By Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Allergan Inc.

AGN

018490

ANNUAL 4/30/2013

5.2 Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Altria Group Inc.

MO

02209S

ANNUAL 5/16/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Altria Group Inc.

MO

02209S

ANNUAL 5/16/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Altria Group Inc.

MO

02209S

ANNUAL 5/16/2013

3. Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Altria Group Inc.

MO

02209S

ANNUAL 5/16/2013

4.Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Altria Group Inc.

MO

02209S

ANNUAL 5/16/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Altria Group Inc.

MO

02209S

ANNUAL 5/16/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ameren Corp.

AEE

023608

ANNUAL 4/23/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ameren Corp.

AEE

023608

ANNUAL 4/23/2013

2. Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ameren Corp.

AEE

023608

ANNUAL 4/23/2013

3.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ameren Corp.

AEE

023608

ANNUAL 4/23/2013

4.Review Energy Efficiency and Renewable Energy

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

American Electric Power Company Inc.

AEP

025537

ANNUAL 4/23/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

American Electric Power Company Inc.

AEP

025537

ANNUAL 4/23/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

American Electric Power Company Inc.

AEP

025537

ANNUAL 4/23/2013

3. Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

American Electric Power Company Inc.

AEP

025537

ANNUAL 4/23/2013

4. Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Berkshire Hathaway Inc.

BRKA

084670

ANNUAL 5/4/2013

1 Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Berkshire Hathaway Inc.

BRKA

084670

ANNUAL 5/4/2013

2. Reporting and Reducing Greenhouse Gasses

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Centerpoint Energy Inc.

CNP

15189T

ANNUAL 4/25/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Centerpoint Energy Inc.

CNP

15189T

ANNUAL 4/25/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Centerpoint Energy Inc.

CNP

15189T

ANNUAL 4/25/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Chubb Corp.

CB

171232

ANNUAL 4/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Chubb Corp.

CB

171232

ANNUAL 4/30/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Chubb Corp.

CB

171232

ANNUAL 4/30/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Chubb Corp.

CB

171232

ANNUAL 4/30/2013

4.Incorporation of Values in Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Chubb Corp.

CB

171232

ANNUAL 4/30/2013

5.Sustainability Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Cincinnati Financial Corp.

CINF

172062

ANNUAL 4/27/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cincinnati Financial Corp.

CINF

172062

ANNUAL 4/27/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cincinnati Financial Corp.

CINF

172062

ANNUAL 4/27/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cincinnati Financial Corp.

CINF

172062

ANNUAL 4/27/2013

4.Sustainability Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

CMS Energy Corporation

CMS

125896

ANNUAL 5/17/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

CMS Energy Corporation

CMS

125896

ANNUAL 5/17/2013

2.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

CMS Energy Corporation

CMS

125896

ANNUAL 5/17/2013

3.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Coca-Cola Co

KO

191216

ANNUAL 4/24/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Coca-Cola Co

KO

191216

ANNUAL 4/24/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Coca-Cola Co

KO

191216

ANNUAL 4/24/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Coca-Cola Co

KO

191216

ANNUAL 4/24/2013

4.Amendment to By-Laws Regarding the Right to Call Special Meetings

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Coca-Cola Co

KO

191216

ANNUAL 4/24/2013

5,Formation of a Human Rights Committee

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Colgate-Palmolive Co.

CL

194162

ANNUAL 5/10/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Colgate-Palmolive Co.

CL

194162

ANNUAL 5/10/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Colgate-Palmolive Co.

CL

194162

ANNUAL 5/10/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Colgate-Palmolive Co.

CL

194162

ANNUAL 5/10/2013

4.2013 Incentive Compensation Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Colgate-Palmolive Co.

CL

194162

ANNUAL 5/10/2013

5. Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Consolidated Edison, Inc.

ED

209115

ANNUAL 5/20/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Consolidated Edison, Inc.

ED

209115

ANNUAL 5/20/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Consolidated Edison, Inc.

ED

209115

ANNUAL 5/20/2013

3.Long-term Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Consolidated Edison, Inc.

ED

209115

ANNUAL 5/20/2013

4.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Consolidated Edison, Inc.

ED

209115

ANNUAL 5/20/2013

5. Compensation Benchmarking

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Dr Pepper Snapple Group Inc

DPS

26138E

ANNUAL 5/16/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Dr Pepper Snapple Group Inc

DPS

26138E

ANNUAL 5/16/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Dr Pepper Snapple Group Inc

DPS

26138E

ANNUAL 5/16/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Dr Pepper Snapple Group Inc

DPS

26138E

ANNUAL 5/16/2013

4. Material Terms under the Management Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

DTE Energy Co.

DTE

233331

ANNUAL 5/2/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

DTE Energy Co.

DTE

233331

ANNUAL 5/2/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

DTE Energy Co.

DTE

233331

ANNUAL 5/2/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

DTE Energy Co.

DTE

233331

ANNUAL 5/2/2013

4.Report on Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Ecolab, Inc.

ECL

278865

ANNUAL 5/2/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ecolab, Inc.

ECL

278865

ANNUAL 5/2/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ecolab, Inc.

ECL

278865

ANNUAL 5/2/2013

3.Amendment to the 2010 Stock Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ecolab, Inc.

ECL

278865

ANNUAL 5/2/2013

4.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ecolab, Inc.

ECL

278865

ANNUAL 5/2/2013

5.Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Ecolab, Inc.

ECL

278865

ANNUAL 5/2/2013

6. Incorporation of Values in Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Edison International

EIX

281020

ANNUAL 4/25/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Edison International

EIX

281020

ANNUAL 4/25/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Edison International

EIX

281020

ANNUAL 4/25/2013

3.Amendment to the 2010 Stock Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Edison International

EIX

281020

ANNUAL 4/25/2013

5. Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Entergy Corp.

ETR

29364G

ANNUAL 5/3/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Entergy Corp.

ETR

29364G

ANNUAL 5/3/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Entergy Corp.

ETR

29364G

ANNUAL 5/3/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Entergy Corp.

ETR

29364G

ANNUAL 5/3/2013

4.Report on Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Entergy Corp.

ETR

29364G

ANNUAL 5/3/2013

5.Nuclear Fuel Storage and Safety

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

1.Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

2.Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

3.Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

4. Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

5.Majority Vote in the Election of Directors

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

6.Multiple Board Service

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

7.Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

8.Feasibility Study on Prohibition of Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

9.Adopting Sexual Orientation and Gender Identity Anti-Bias Policy

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

10, Hydraulic Fracturing

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exxon Mobil Corp.

XOM

30231G

ANNUAL 5/29/2013

11. Reporting and Reducing Greenhouse Gas Emissions

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Hershey Company

HSY

427866

ANNUAL 4/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Hershey Company

HSY

427866

ANNUAL 4/30/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Hershey Company

HSY

427866

ANNUAL 4/30/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Integrys Energy Group Inc

TEG

45822P

ANNUAL 5/16/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Integrys Energy Group Inc

TEG

45822P

ANNUAL 5/16/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Integrys Energy Group Inc

TEG

45822P

ANNUAL 5/16/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Johnson & Johnson

JNJ

478160

ANNUAL 4/25/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Johnson & Johnson

JNJ

478160

ANNUAL 4/25/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Johnson & Johnson

JNJ

478160

ANNUAL 4/25/2013

3. Ratificaton of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Johnson & Johnson

JNJ

478160

ANNUAL 4/25/2013

4. Shareholder Proposal Regarding Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Johnson & Johnson

JNJ

478160

ANNUAL 4/25/2013

5. Shareholder Proposal Regarding Political Contributions and Corporate Values Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Johnson & Johnson

JNJ

478160

ANNUAL 4/25/2013

6. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Kimberly-Clark Corp.

KMB

494368

ANNUAL 5/2/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Kimberly-Clark Corp.

KMB

494368

ANNUAL 5/2/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Kimberly-Clark Corp.

KMB

494368

ANNUAL 5/2/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

L-3 Communications Holdings, Inc.

LLL

502424

ANNUAL 4/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

L-3 Communications Holdings, Inc.

LLL

502424

ANNUAL 4/30/2013

2. Amendment to the 2008 Long Term Performance Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

L-3 Communications Holdings, Inc.

LLL

502424

ANNUAL 4/30/2013

3. Repeal of Classified Board

MGMT

Y

ECHO VOTE

FOR

Shelter

 

L-3 Communications Holdings, Inc.

LLL

502424

ANNUAL 4/30/2013

4. Elimination of Board Supermajority Requirement

MGMT

Y

ECHO VOTE

FOR

Shelter

 

L-3 Communications Holdings, Inc.

LLL

502424

ANNUAL 4/30/2013

5. Provide Right to Act by Written Consent

MGMT

Y

ECHO VOTE

FOR

Shelter

 

L-3 Communications Holdings, Inc.

LLL

502424

ANNUAL 4/30/2013

6. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

L-3 Communications Holdings, Inc.

LLL

502424

ANNUAL 4/30/2013

7. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lilly(Eli) & Co

LLY

532457

ANNUAL 5/6/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lilly(Eli) & Co

LLY

532457

ANNUAL 5/6/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lilly(Eli) & Co

LLY

532457

ANNUAL 5/6/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lilly(Eli) & Co

LLY

532457

ANNUAL 5/6/2013

4. Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lockheed Martin Corp.

LMT

539830

ANNUAL 4/25/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lockheed Martin Corp.

LMT

539830

ANNUAL 4/25/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lockheed Martin Corp.

LMT

539830

ANNUAL 4/25/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Lockheed Martin Corp.

LMT

539830

ANNUAL 4/25/2013

4. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Lockheed Martin Corp.

LMT

539830

ANNUAL 4/25/2013

5. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Lockheed Martin Corp.

LMT

539830

ANNUAL 4/25/2013

6. Shareholder Proposal Regarding Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Loews Corp.

L

540424

ANNUAL 5/14/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Loews Corp.

L

540424

ANNUAL 5/14/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Loews Corp.

L

540424

ANNUAL 5/14/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

NextEra Energy Inc

NEE

65339F

ANNUAL 5/23/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

NextEra Energy Inc

NEE

65339F

ANNUAL 5/23/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

NextEra Energy Inc

NEE

65339F

ANNUAL 5/23/2013

3. Approval of the Material Terms under the 2013 Executive Annual Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

NextEra Energy Inc

NEE

65339F

ANNUAL 5/23/2013

4. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

NextEra Energy Inc

NEE

65339F

ANNUAL 5/23/2013

5. Shareholder Regarding Nuclear Fuel Storage and Safety

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Pacific Gas & Electric Co

PCG

69331C

ANNUAL 5/6/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pacific Gas & Electric Co

PCG

69331C

ANNUAL 5/6/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pacific Gas & Electric Co

PCG

69331C

ANNUAL 5/6/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pacific Gas & Electric Co

PCG

69331C

ANNUAL 5/6/2013

4. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Pepco Holdings Inc

POM

713291

ANNUAL 5/17/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pepco Holdings Inc

POM

713291

ANNUAL 5/17/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pepco Holdings Inc

POM

713291

ANNUAL 5/17/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pepsico Inc.

PEP

713448

ANNUAL 5/1/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pepsico Inc.

PEP

713448

ANNUAL 5/1/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pepsico Inc.

PEP

713448

ANNUAL 5/1/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pinnacle West Capital Corp.

PNW

723484

ANNUAL 5/15/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pinnacle West Capital Corp.

PNW

723484

ANNUAL 5/15/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pinnacle West Capital Corp.

PNW

723484

ANNUAL 5/15/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

PPL Corp

PPL

69351T

ANNUAL 5/15/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

PPL Corp

PPL

69351T

ANNUAL 5/15/2013

2. Adoption of Majority Vote for Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

PPL Corp

PPL

69351T

ANNUAL 5/15/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

PPL Corp

PPL

69351T

ANNUAL 5/15/2013

4. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

PPL Corp

PPL

69351T

ANNUAL 5/15/2013

5. Shareholder Proposal Regarding Report on Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Public Service Enterprise Group Inc.

PEG

744573

ANNUAL 4/16/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Service Enterprise Group Inc.

PEG

744573

ANNUAL 4/16/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Service Enterprise Group Inc.

PEG

744573

ANNUAL 4/16/2013

3. Amendment to the 2004 Long-Term Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Service Enterprise Group Inc.

PEG

744573

ANNUAL 4/16/2013

4. Amendment to the Employee Stock Purchase Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Service Enterprise Group Inc.

PEG

744573

ANNUAL 4/16/2013

5. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Service Enterprise Group Inc.

PEG

744573

ANNUAL 4/16/2013

6. Shareholder Proposal Regarding Simple Majority Vote

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Sempra Energy

SRE

816851

ANNUAL5/9/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Sempra Energy

SRE

816851

ANNUAL5/9/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Sempra Energy

SRE

816851

ANNUAL5/9/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Sempra Energy

SRE

816851

ANNUAL5/9/2013

4. 2013 Long-Term Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Sempra Energy

SRE

816851

ANNUAL5/9/2013

5. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Spectra Energy Corp

SE

847560109

ANNUAL 4/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Spectra Energy Corp

SE

847560109

ANNUAL 4/30/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Spectra Energy Corp

SE

847560109

ANNUAL 4/30/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Spectra Energy Corp

SE

847560109

ANNUAL 4/30/2013

4. Shareholder Proposal Regarding Political Spending Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Spectra Energy Corp

SE

847560109

ANNUAL 4/30/2013

5. Shareholder Proposal Regarding Fugitive Methane Emissions

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Stericycle Inc.

SRCL

858912

ANNUAL 5/21/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Stericycle Inc.

SRCL

858912

ANNUAL 5/21/2013

2. Amendment to the Employee Stock Purchase Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Stericycle Inc.

SRCL

858912

ANNUAL 5/21/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Stericycle Inc.

SRCL

858912

ANNUAL 5/21/2013

4. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Stericycle Inc.

SRCL

858912

ANNUAL 5/21/2013

5. Shareholder Proposal Regarding Retention of Shares

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Target Corp

TGT

87612E

ANNUAL 6/12/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Target Corp

TGT

87612E

ANNUAL 6/12/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Target Corp

TGT

87612E

ANNUAL 6/12/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Target Corp

TGT

87612E

ANNUAL 6/12/2013

4. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Target Corp

TGT

87612E

ANNUAL 6/12/2013

5. Shareholder Proposal Regarding Report on Electronic Waste

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Ventas Inc

VTR

92276F

ANNUAL 5/16/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ventas Inc

VTR

92276F

ANNUAL 5/16/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ventas Inc

VTR

92276F

ANNUAL 5/16/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ventas Inc

VTR

92276F

ANNUAL 5/16/2013

4. Shareholder Proposal Regarding Retention of Shares

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Ventas Inc

VTR

92276F

ANNUAL 5/16/2013

5. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Ventas Inc

VTR

92276F

ANNUAL 5/16/2013

6. Shareholder Proposal Regarding Compensation in the Event of a Change in Control

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Ventas Inc

VTR

92276F

ANNUAL 5/16/2013

7. Shareholder Proposal Regarding Tax Gross-Up Payments

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

4. Approval of the Management Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

5. Shareholder Proposal Regarding Right to Call Special Meeting

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

6. Shareholder Proposal Regarding Retention of Shares

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

7. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Wal-Mart Stores, Inc.

WMT

931142

ANNUAL 6/7/2013

8. Shareholder Proposal Regarding Recoupment Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Waste Management, Inc.

WM

94106L

ANNUAL 5/10/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Waste Management, Inc.

WM

94106L

ANNUAL 5/10/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Waste Management, Inc.

WM

94106L

ANNUAL 5/10/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Waste Management, Inc.

WM

94106L

ANNUAL 5/10/2013

4. Shareholder Proposal Regarding Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Waste Management, Inc.

WM

94106L

ANNUAL 5/10/2013

5. Shareholder Proposal Regarding Report on Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Waste Management, Inc.

WM

94106L

ANNUAL 5/10/2013

6. Shareholder Proposal Regarding Compensation Benchmarking

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Wisconsin Energy Corp.

WEC

976657

ANNUAL 5/2/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Wisconsin Energy Corp.

WEC

976657

ANNUAL 5/2/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Wisconsin Energy Corp.

WEC

976657

ANNUAL 5/2/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Xcel Energy, Inc.

XEL

98389B

ANNUAL 5/22/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Xcel Energy, Inc.

XEL

98389B

ANNUAL 5/22/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Xcel Energy, Inc.

XEL

98389B

ANNUAL 5/22/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Xcel Energy, Inc.

XEL

98389B

ANNUAL 5/22/2013

4. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

4. Elimination of Supermajority Requirement

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

5. Shareholder Proposal Regarding Compensation Benchmarking

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

6. Shareholder Proposal Regarding Supplemental Executive Retirement Benefits

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

7. Shareholder Proposal Regarding Retention of Shares

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

8. Shareholder Proposal Regarding Majority Vote for Election of Directors

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Firstenergy Corp.

FE

337932

ANNUAL 5/21/2013

9. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Kellogg Co

K

487836

ANNUAL 4/26/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Kellogg Co

K

487836

ANNUAL 4/26/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Kellogg Co

K

487836

ANNUAL 4/26/2013

3. 2013 Long-Term Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Kellogg Co

K

487836

ANNUAL 4/26/2013

4. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Kellogg Co

K

487836

ANNUAL 4/26/2013

5. Shareholder Proposal Regarding Declassification of the Board

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Nisource Inc. (Holding Co.)

NI

65473P

ANNUAL 5/14/2013

I. Election of Directors.

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Nisource Inc. (Holding Co.)

NI

65473P

ANNUAL 5/14/2013

II. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Nisource Inc. (Holding Co.)

NI

65473P

ANNUAL 5/14/2013

III. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Nisource Inc. (Holding Co.)

NI

65473P

ANNUAL 5/14/2013

IV. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Nisource Inc. (Holding Co.)

NI

65473P

ANNUAL 5/14/2013

V. Shareholder Proposal Regarding Compensation Benchmarking

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

4. Amendment to Bylaws Regarding the Right to Call Special Meetings

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

5. Shareholder Proposal Regarding Mountaintop Removal Coal Mining

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

6. Shareholder Proposal Regarding Linking Pay to Sustainability

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

7. Shareholder Regarding Nuclear Fuel Storage and Safety

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Dominion Resources Inc

D

25746U

ANNUAL 5/3/2013

8. Shareholder Proposal Regarding Financial Risks of Climate Change

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Pfizer Inc.

PFE

717081

ANNUAL 4/25/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pfizer Inc.

PFE

717081

ANNUAL 4/25/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pfizer Inc.

PFE

717081

ANNUAL 4/25/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Pfizer Inc.

PFE

717081

ANNUAL 4/25/2013

4. Shareholder Proposal Regarding Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Pfizer Inc.

PFE

717081

ANNUAL 4/25/2013

5. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Torchmark Corp.

TMK

891027

ANNUAL 4/25/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Torchmark Corp.

TMK

891027

ANNUAL 4/25/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Torchmark Corp.

TMK

891027

ANNUAL 4/25/2013

3. 2013 Management Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Torchmark Corp.

TMK

891027

ANNUAL 4/25/2013

4. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

International Business Machines Corp.

IBM

459200

ANNUAL 4/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

International Business Machines Corp.

IBM

459200

ANNUAL 4/30/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

International Business Machines Corp.

IBM

459200

ANNUAL 4/30/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

International Business Machines Corp.

IBM

459200

ANNUAL 4/30/2013

4. Shareholder Proposal Regarding Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

International Business Machines Corp.

IBM

459200

ANNUAL 4/30/2013

5. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

International Business Machines Corp.

IBM

459200

ANNUAL 4/30/2013

6. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

International Business Machines Corp.

IBM

459200

ANNUAL 4/30/2013

7. Shareholder Proposal Regarding Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

4. Amendment to the Stock Purchase and Deferral Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

5. Shareholder Proposal Regarding Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

6. Shareholder Proposal Regarding Lead Batteries

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

7. Shareholder Proposal Regarding Shareholder Approval of Severance Agreements

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

AT&T, Inc.

T

00206R

ANNUAL 4/26/2013

8. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Exelon Corp.

EXC

30161N

ANNUAL 4/23/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Exelon Corp.

EXC

30161N

ANNUAL 4/23/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Exelon Corp.

EXC

30161N

ANNUAL 4/23/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Exelon Corp.

EXC

30161N

ANNUAL 4/23/2013

4. Amendment to the Employee Stock Purchase Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

McDonald`s Corp

MCD

580135

ANNUAL 5/23/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

McDonald`s Corp

MCD

580135

ANNUAL 5/23/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

McDonald`s Corp

MCD

580135

ANNUAL 5/23/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

McDonald`s Corp

MCD

580135

ANNUAL 5/23/2013

4. Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

McDonald`s Corp

MCD

580135

ANNUAL 5/23/2013

5. Shareholder Proposal Regarding Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

McDonald`s Corp

MCD

580135

ANNUAL 5/23/2013

6. Shareholder Proposal Regarding Review of Human Rights Policies

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

McDonald`s Corp

MCD

580135

ANNUAL 5/23/2013

7. Shareholder Proposal Regarding Report on Childhood Obesity

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Raytheon Co.

RTN

755111

ANNUAL 5/30/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Raytheon Co.

RTN

755111

ANNUAL 5/30/2013

2. ADVISORY VOTE ON EXECUTIVE COMPENSATION

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Raytheon Co.

RTN

755111

ANNUAL 5/30/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Raytheon Co.

RTN

755111

ANNUAL 5/30/2013

4. Shareholder Proposal Regarding Report on Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Raytheon Co.

RTN

755111

ANNUAL 5/30/2013

5. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Raytheon Co.

RTN

755111

ANNUAL 5/30/2013

6. Shareholder Proposal Regarding Supplemental Executive Retirement Benefits

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Raytheon Co.

RTN

755111

ANNUAL 5/30/2013

7. Shareholder Proposal Regarding Compensation in the Event of a Change in Control

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

4. Amendment to the 2009 Long-Term Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

5. Shareholder Proposal Regarding Network Neutrality

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

6. Shareholder Proposal Regarding Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

7. Shareholder Proposal Regarding Proxy Access

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

8. Shareholder Proposal Regarding Shareholder Approval of Severance Agreements

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

9. Shareholder Proposal Regarding Right to Call a Special Meeting

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Verizon Communications Inc

VZ

92343V

ANNUAL 5/2/2013

10. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Health Care Reit, Inc.

HCN

42217K

ANNUAL 5/2/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Health Care Reit, Inc.

HCN

42217K

ANNUAL 5/2/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Health Care Reit, Inc.

HCN

42217K

ANNUAL 5/2/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

4. Amendment to the 2007 Employee Stock Purchase Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

5. Reduction of Voting Thresholds in the Fair Price Provision

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

6. Shareholder Proposal Regarding  Report on Political Spending

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

7. Shareholder Proposal Regarding Compensation in the Event of a Change in Control

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Cvs Caremark Corp

CVS

126650

ANNUAL 5/9/2013

8. Shareholder Proposal Regarding Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Northrop Grumman Corp.

NOC

666807

ANNUAL 5/15/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Northrop Grumman Corp.

NOC

666807

ANNUAL 5/15/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Northrop Grumman Corp.

NOC

666807

ANNUAL 5/15/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Northrop Grumman Corp.

NOC

666807

ANNUAL 5/15/2013

4. Shareholder Proposal Regarding Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Northrop Grumman Corp.

NOC

666807

ANNUAL 5/15/2013

5. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Equity Residential Properties Trust

EQR

29476L

ANNUAL 6/13/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Equity Residential Properties Trust

EQR

29476L

ANNUAL 6/13/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Equity Residential Properties Trust

EQR

29476L

ANNUAL 6/13/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Equity Residential Properties Trust

EQR

29476L

ANNUAL 6/13/2013

4. Shareholder Proposal Regarding Sustainability Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Northeast Utilities

NU

664397

ANNUAL 5/1/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Northeast Utilities

NU

664397

ANNUAL 5/1/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Northeast Utilities

NU

664397

ANNUAL 5/1/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Storage

PSA

74460D

ANNUAL 5/9/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Storage

PSA

74460D

ANNUAL 5/9/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Public Storage

PSA

74460D

ANNUAL 5/9/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Duke Energy Corp.

DUK

264399

ANNUAL 5/2/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Duke Energy Corp.

DUK

264399

ANNUAL 5/2/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Duke Energy Corp.

DUK

264399

ANNUAL 5/2/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Duke Energy Corp.

DUK

264399

ANNUAL 5/2/2013

4. Amended Short-Term Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Duke Energy Corp.

DUK

264399

ANNUAL 5/2/2013

5. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Duke Energy Corp.

DUK

264399

ANNUAL 5/2/2013

6. Shareholder Proposal Regarding Majority Vote for Election of Directors

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Plum Creek Timber Co., Inc.

PCL

729251

ANNUAL 5/7/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Plum Creek Timber Co., Inc.

PCL

729251

ANNUAL 5/7/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Plum Creek Timber Co., Inc.

PCL

729251

ANNUAL 5/7/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Vornado Realty Trust

VNO

929042

ANNUAL 5/23/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Vornado Realty Trust

VNO

929042

ANNUAL 5/23/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Vornado Realty Trust

VNO

929042

ANNUAL 5/23/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Vornado Realty Trust

VNO

929042

ANNUAL 5/23/2013

4. Shareholder Proposal Regarding Majority Vote for Election of Directors

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Vornado Realty Trust

VNO

929042

ANNUAL 5/23/2013

5. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Vornado Realty Trust

VNO

929042

ANNUAL 5/23/2013

6. Shareholder Proposal Regarding Declassification of the Board

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Marsh & McLennan Cos., Inc.

MMC

571748

ANNUAL 5/16/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Marsh & McLennan Cos., Inc.

MMC

571748

ANNUAL 5/16/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Marsh & McLennan Cos., Inc.

MMC

571748

ANNUAL 5/16/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Simon Property Group, Inc.

SPG

828806

ANNUAL 5/14/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Simon Property Group, Inc.

SPG

828806

ANNUAL 5/14/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Simon Property Group, Inc.

SPG

828806

ANNUAL 5/14/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Philip Morris International Inc

PM

718172

ANNUAL 5/8/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Philip Morris International Inc

PM

718172

ANNUAL 5/8/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Philip Morris International Inc

PM

718172

ANNUAL 5/8/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ball Corp.

BLL

058498

ANNUAL 4/24/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ball Corp.

BLL

058498

ANNUAL 4/24/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ball Corp.

BLL

058498

ANNUAL 4/24/2013

3. 2013 Stock and Cash Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ball Corp.

BLL

058498

ANNUAL 4/24/2013

4. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Ball Corp.

BLL

058498

ANNUAL 4/24/2013

5. Shareholder Proposal Regarding Majority Vote for Election of Directors

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Merck & Co Inc

MRK

58933Y

ANNUAL 5/28/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Merck & Co Inc

MRK

58933Y

ANNUAL 5/28/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Merck & Co Inc

MRK

58933Y

ANNUAL 5/28/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Merck & Co Inc

MRK

58933Y

ANNUAL 5/28/2013

4. Shareholder Proposal Regarding Right to Act by Written Consent

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Merck & Co Inc

MRK

58933Y

ANNUAL 5/28/2013

5. Shareholder Proposal Regarding Right to Call a Special Meeting

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Merck & Co Inc

MRK

58933Y

ANNUAL 5/28/2013

6. Shareholder Proposal Regarding Political and Charitable Contributions Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Merck & Co Inc

MRK

58933Y

ANNUAL 5/28/2013

7. Shareholder Proposal Regarding Report on Public Policy Advocacy

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Reynolds American Inc.

RAI

761713

ANNUAL 5/9/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Reynolds American Inc.

RAI

761713

ANNUAL 5/9/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Reynolds American Inc.

RAI

761713

ANNUAL 5/9/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Reynolds American Inc.

RAI

761713

ANNUAL 5/9/2013

4. Shareholder Proposal Regarding Declassification of the Board

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

C.R. Bard Inc.

BCR

067383

ANNUAL 4/17/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

C.R. Bard Inc.

BCR

067383

ANNUAL 4/17/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

C.R. Bard Inc.

BCR

067383

ANNUAL 4/17/2013

3. Approval of the 2012 Long Term Incentive Plan as Amended and Restated

MGMT

Y

ECHO VOTE

FOR

Shelter

 

C.R. Bard Inc.

BCR

067383

ANNUAL 4/17/2013

4. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

C.R. Bard Inc.

BCR

067383

ANNUAL 4/17/2013

5. Shareholder Proposal Regarding Sustainability Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

C.R. Bard Inc.

BCR

067383

ANNUAL 4/17/2013

6. Shareholder Proposal Regarding Independent Board Chairman

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Mondelez International Inc.

MDLZ

50075N

ANNUAL 5/21/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Mondelez International Inc.

MDLZ

50075N

ANNUAL 5/21/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Mondelez International Inc.

MDLZ

50075N

ANNUAL 5/21/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Mondelez International Inc.

MDLZ

50075N

ANNUAL 5/21/2013

4. Shareholder Proposal Regarding Extended Producer Responsibility

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Mondelez International Inc.

MDLZ

50075N

ANNUAL 5/21/2013

5. Shareholder Proposal Regarding Gender Equality in the Supply Chain

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Boston Properties, Inc.

BXP

101121

ANNUAL 5/21/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Boston Properties, Inc.

BXP

101121

ANNUAL 5/21/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Boston Properties, Inc.

BXP

101121

ANNUAL 5/21/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Travelers Companies Inc.

TRV

89417E

ANNUAL 5/22/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Travelers Companies Inc.

TRV

89417E

ANNUAL 5/22/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Travelers Companies Inc.

TRV

89417E

ANNUAL 5/22/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Travelers Companies Inc.

TRV

89417E

ANNUAL 5/22/2013

4. Authorization of Preferred Stock

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Travelers Companies Inc.

TRV

89417E

ANNUAL 5/22/2013

5. Shareholder Proposal Regarding Political Spending Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Southern Company

SO

842587

ANNUAL 5/22/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Southern Company

SO

842587

ANNUAL 5/22/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Southern Company

SO

842587

ANNUAL 5/22/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Southern Company

SO

842587

ANNUAL 5/22/2013

4. Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Southern Company

SO

842587

ANNUAL 5/22/2013

5. Elimination of Certain Supermajority Vote Requirements

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Southern Company

SO

842587

ANNUAL 5/22/2013

6. Reduction of Voting Thresholds in the Fair Price Provision

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Oneok Inc.

OKE

682680

ANNUAL 5/22/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Oneok Inc.

OKE

682680

ANNUAL 5/22/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Oneok Inc.

OKE

682680

ANNUAL 5/22/2013

3. Amendment to the Equity Compensation Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Oneok Inc.

OKE

682680

ANNUAL 5/22/2013

4. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Oneok Inc.

OKE

682680

ANNUAL 5/22/2013

5. Shareholder Proposal Regarding Fugitive Methane Emissions

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

Bemis Co. Inc.

BMS

081437

ANNUAL 5/2/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Bemis Co. Inc.

BMS

081437

ANNUAL 5/2/2013

2. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Bemis Co. Inc.

BMS

081437

ANNUAL 5/2/2013

3. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Fiserv, Inc.

FISV

337738

ANNUAL 5/22/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Fiserv, Inc.

FISV

337738

ANNUAL 5/22/2013

2. Amendment to the 2007 Omnibus Incentive Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Fiserv, Inc.

FISV

337738

ANNUAL 5/22/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Fiserv, Inc.

FISV

337738

ANNUAL 5/22/2013

4. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Fiserv, Inc.

FISV

337738

ANNUAL 5/22/2013

5. Shareholder Proposal Regarding Retention of Shares Until Retirement

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

United Parcel Service, Inc.

UPS

911312

ANNUAL 5/2/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

United Parcel Service, Inc.

UPS

911312

ANNUAL 5/2/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

United Parcel Service, Inc.

UPS

911312

ANNUAL 5/2/2013

3. Shareholder Proposal Regarding Lobbying Report

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

United Parcel Service, Inc.

UPS

911312

ANNUAL 5/2/2013

4. Shareholder Proposal Regarding Recapitalization

SHAREHOLDER

Y

ECHO VOTE

AGAINST

Shelter

 

CenturyLink Inc

CTL

156700

ANNUAL 5/22/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter

 

CenturyLink Inc

CTL

156700

ANNUAL 5/22/2013

2. Ratification of Auditor

MGMT

Y

ECHO VOTE

FOR

Shelter

 

CenturyLink Inc

CTL

156700

ANNUAL 5/22/2013

3. Advisory Vote on Executive Compensation

MGMT

Y

ECHO VOTE

FOR

Shelter

 

H.J. Heinz Co.

HNZ

423074

SPECIAL 4/30/2013

1. Merger/Acquisition

MGMT

Y

ECHO VOTE

FOR

Shelter

 

H.J. Heinz Co.

HNZ

423074

SPECIAL 4/30/2013

2. Right to Adjourn Meeting

MGMT

Y

ECHO VOTE

FOR

Shelter

 

H.J. Heinz Co.

HNZ

423074

SPECIAL 4/30/2013

3. Advisory Vote on Golden Parachutes

MGMT

Y

ECHO VOTE

FOR

Shelter

 

Fifth Third Institutional MM FD

LSSXX

31678S799

SPECIAL 09/05/2012

1. Reorganization Plan

MGMT

Y

ECHO VOTE

FOR

Shelter

 

PowerShares Capital Management LLC

PXR

73937B

SPECIAL 6/20/2013

1. Election of Directors

MGMT

Y

ECHO VOTE

FOR

Shelter



Registrant:  AdvisorOne Funds  -  Horizon Active Asset Allocation Fund                                     

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period July 1, 2012 -  June 30, 2013

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

 

 

3

There were no proxy votes to report during the Reporting Period.  

 

 

 

 

 

 

 

 

 



Registrant:  AdvisorOne Funds   Milestone Treasury Obligations Fund                                     

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period: July 1, 2012- June 30, 2013

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

N/A/ There were no proxy votes to report during the Reporting Period.  

 

 

 

 

 

 

 

 

 







SIGNATURES


[See General Instruction F]


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)

          

ADVISORONE FUNDS


By (Signature and Title)*    /s/ Brian Nielsen

Brian Nielsen, Secretary


Date:  8/1/2013


* Print the name and title of each signing officer under his or her signature.