N-PX 1 advisoronenpx.htm N-PX GemCom, LLC

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549


FORM N-PX



ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number:  811-08037

                        

ADVISORONE FUNDS

(Exact name of registrant as specified in charter)

 

17605 Wright Street, Omaha, NE   68130

(Address of principal executive offices)(Zip code)


            


ADVISORONE FUNDS

17605 Wright Street

Omaha, NE 68130

(402) 493-3313

 Brian Nielsen, Secretary

________________________________________________________________________

(Name and address of agent for service)


Registrant's telephone number, including area code: (866) 811-0225


Date of fiscal year end:   April 30th and November 30th


Date of reporting period:  July 1, 2011 - June 30, 2012

                        

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.  


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.  


ITEM 1. PROXY VOTING RECORD: (see attached table)


Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2012 with respect to which the Registrant was entitled to vote:


          (a)  The name of the issuer of the portfolio security;


          (b)  The exchange ticker symbol of the portfolio security;


 (c)   The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;


          (d)  The shareholder meeting date;


          (e)  A brief identification of the matter voted on;


          (f)  Whether the matter was proposed by the issuer or by a security holder;


          (g)  Whether the Registrant cast its vote on the matter;


 (h)  How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and


          (i)  Whether the Registrant cast its vote for or against management.




SIGNATURES


[See General Instruction F]


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)

          

ADVISORONE FUNDS


By (Signature and Title)*    /s/ Brian Nielsen

Brian Nielsen, Secretary


Date:  August 6, 2012


* Print the name and title of each signing officer under his or her signature.






Registrant:    AdvisorOne Funds                                      

 

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:

 

 

 

 

 

 

 

 

 

Reporting Period: July 1, 2011 - June 30, 2012

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

Fund Name

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

Amerigo

N/A - Amerigo Fund has not voted any proxies for the reporting period ended June 30, 2012.

 

 

 

 

 

Amerigo

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Clermont

Berkshire Hathway, Inc.

BRK/B

084670702

ANNUAL;  5/5/2012

1.  To vote for election of nominees to serve as directors.

MGMT

For

Y

For

Clermont

Clermont

Berkshire Hathway, Inc.

BRK/B

084670702

ANNUAL;  5/5/2012

2.  Shareholder proposal regarding succession planning.

SHAREHOLD

Against

Y

Against

Clermont

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Descartes

Rydex Russell Top 50 ETF

XLG

78355W205

SPECIAL; 11/22/2011

1. To approve a new investment advisory agreement between the trust and Securities Investors, LLC.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex Russell Top 50 ETF

XLG

78355W205

SPECIAL; 11/22/2011

2. To vote for election of nominees to serve as directors.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex Russell Top 50 ETF

XLG

78355W205

SPECIAL; 11/22/2011

3. To approve a "Manager of Managers" arrangement.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex S&P 500 Pure Value ETF

RPV

78355W304

SPECIAL; 11/22/2011

1. To approve a new investment advisory agreement between the trust and Securities Investors, LLC.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex S&P 500 Pure Value ETF

RPV

78355W304

SPECIAL; 11/22/2011

2. To vote for election of nominees to serve as directors.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex S&P 500 Pure Value ETF

RPV

78355W304

SPECIAL; 11/22/2011

3. To approve a "Manager of Managers" arrangement.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex S&P 500 Equal Weight Tech ETF

RYT

78355W817

SPECIAL; 11/22/2011

1. To approve a new investment advisory agreement between the trust and Securities Investors, LLC.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex S&P 500 Equal Weight Tech ETF

RYT

78355W817

SPECIAL; 11/22/2011

2. To vote for election of nominees to serve as directors.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

Rydex S&P 500 Equal Weight Tech ETF

RYT

78355W817

SPECIAL; 11/22/2011

3. To approve a "Manager of Managers" arrangement.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

WisdomTree Dreyfus Emerging Currency

CEW

97717W133

SPECIAL; 6/29/2012

1. To Approve a new invstment advisory agreement between WisdomTree Trust and WisdomTree Asset Management Inc. with respect to the fund.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

WisdomTree Dreyfus Emerging Currency

CEW

97717W133

SPECIAL; 6/29/2012

2C. To approved a new investment sub-advisory agreement between WisdomTreee Asset Management Inc and the Dreyfus Corporation with respect to the fund.

MGMT

Same proportion as other holders

Y

For

Descartes

Descartes

WisdomTree Dreyfus Emerging Currency

CEW

97717W133

SPECIAL; 6/29/2012

3.  To approve an arrangement that allows the WisdomTree Trust's board of trustees to make future changes to the fund's subadvisory arrangements without a shareholder vote.

MGMT

Same proportion as other holders

Y

For

Descartes

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

1.  Election of directors.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

2. Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2012.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

3.  Advisory approval of executive compensation.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

4.  Company environmental policy (Louisiana Wetlands)

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

5.  Accident risk mitigation.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

6.  Report on grassroots lobbying expenditures.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

7.  Greenhouse gass reduction targets.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

8.  Gender expression non-discrimination.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

9.  In its discretion, upon such other matters that may properly come before the meeting or any adjournment or adjourments thereof.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

A.  Election of directors.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

B1.  Ratification of selection of independent registered public accounting firm.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

B2.  Advisory resolution to approve executive compensation.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

B3. Approval of an amendment to the GE 2007 Long-Term Incentive Plan to increase the number of authorized shares.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

B4.  Approval of the material terms of senior officer performance goals.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

C1.  Cumulative voting.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

C2. Nuclear Activities

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

C3.  Independent board chairman.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

General Electric Company

GE

369604103

ANNUAL;  4/25/2012

C4.  Shareowner action by written consent.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

1.  Election of directors.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

2.  Ratification of Independent Auditors.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

3.  Advisory vote to approve executive compensation.

MGMT

For

Y

For

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

4.  Independent chairman.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

5.  Majority vote for directors.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

6.  Report on political contributions.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

7.  Amendment of EEO policy.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

8.  Report on natural gas production.

SHAREHOLD

Against

Y

Against

Enhanced Income

Enhanced Income

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

9.  Greenhouse gas emissions goals.

SHAREHOLD

Against

Y

Against

Enhanced Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Flexible Income

WisdomTree Emerging Markets Local Debt

ELD

97717X867

SPECIAL; 6/29/2012

1. To Approve a new invstment advisory agreement between WisdomTree Trust and WisdomTree Asset Management Inc. with respect to the fund.

MGMT

Same proportion as other holders

Y

For

Flexible Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Liahona

Rydex Russell Top 50 ETF

XLG

78355W205

SPECIAL; 11/22/2011

1. To approve a new investment advisory agreement between the trust and Securities Investors, LLC.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

Rydex Russell Top 50 ETF

XLG

78355W205

SPECIAL; 11/22/2011

2. To vote for election of nominees to serve as directors.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

Rydex Russell Top 50 ETF

XLG

78355W205

SPECIAL; 11/22/2011

3. To approve a "Manager of Managers" arrangement.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

Rydex S&P 500 Pure Value ETF

RPV

78355W304

SPECIAL; 11/22/2011

1. To approve a new investment advisory agreement between the trust and Securities Investors, LLC.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

Rydex S&P 500 Pure Value ETF

RPV

78355W304

SPECIAL; 11/22/2011

2. To vote for election of nominees to serve as directors.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

Rydex S&P 500 Pure Value ETF

RPV

78355W304

SPECIAL; 11/22/2011

3. To approve a "Manager of Managers" arrangement.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

WisdomTree Dreyfus Emerging Currency

CEW

97717W133

SPECIAL; 6/29/2012

1. To Approve a new invstment advisory agreement between WisdomTree Trust and WisdomTree Asset Management Inc. with respect to the fund.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

WisdomTree Dreyfus Emerging Currency

CEW

97717W133

SPECIAL; 6/29/2012

2C. To approved a new investment sub-advisory agreement between WisdomTreee Asset Management Inc and the Dreyfus Corporation with respect to the fund.

MGMT

Same proportion as other holders

Y

For

Liahona

Liahona

WisdomTree Dreyfus Emerging Currency

CEW

97717W133

SPECIAL; 6/29/2012

3.  To approve an arrangement that allows the WisdomTree Trust's board of trustees to make future changes to the fund's subadvisory arrangements without a shareholder vote.

MGMT

Same proportion as other holders

Y

For

Liahona

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reservoir

N/A - Reservoir Fund has not voted any proxies for the reporting period ended June 30, 2012.

 

 

 

 

 

Reservoir

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

1.  Election of directors.

MGMT

For

Y

For

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

2. Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

3.  Advisory approval of executive compensation.

MGMT

For

Y

For

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

4.  Company environmental policy (Louisiana Wetlands)

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

5.  Accident risk mitigation.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

6.  Report on grassroots lobbying expenditures.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

7.  Greenhouse gass reduction targets.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

8.  Gender expression non-discrimination.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

9.  In its discretion, upon such other matters that may properly come before the meeting or any adjournment or adjourments thereof.

MGMT

For

Y

For

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

1.  Election of directors.

MGMT

For

Y

For

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

2.  Ratification of Independent Auditors.

MGMT

For

Y

For

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

3.  Advisory vote to approve executive compensation.

MGMT

For

Y

For

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

4.  Independent chairman.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

5.  Majority vote for directors.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

6.  Report on political contributions.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

7.  Amendment of EEO policy.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

8.  Report on natural gas production.

SHAREHOLD

Against

Y

Against

Select Allocation

Select Allocation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

9.  Greenhouse gas emissions goals.

SHAREHOLD

Against

Y

Against

Select Allocation

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Select Appreciation

ACCO Brands Corporation

ABD

00081T108

SPECIAL; 4/23/2012

1.To approve the issuance of shares of common stock in connection with the agreement and plan of merger.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ACCO Brands Corporation

ABD

00081T108

SPECIAL; 4/23/2012

2. To approve amendments to the 2011 Amended and Restated Incentive Plan.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ACCO Brands Corporation

ABD

00081T108

SPECIAL; 4/23/2012

3.  To adjourn the special meeting to solicit additional proxies if there are not sufficient votes approving the share issuance.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

United Rentals, Inc.

URI

911363109

SPECIAL; 4/27/2012

1.  To adopt the agreement and plan of merger by and between RSC Holdings, Inc. and United Rentals, Inc.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

United Rentals, Inc.

URI

911363109

SPECIAL; 4/27/2012

2. To approve the issuance of shares of common stock of URI to stockholders of RSC in connection with the merger.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

United Rentals, Inc.

URI

911363109

SPECIAL; 4/27/2012

3.  To approve the adjournment of the special meeting, if necessary or appropriate to permit further solicitation of proxies in favor of proposal no. 1 and/or proposal no. 2.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Pioneer Natural Resources Company

PXD

723787107

ANNUAL;  5/17/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Pioneer Natural Resources Company

PXD

723787107

ANNUAL;  5/17/2012

2. Approval of the amendment to the amended and restated certificate of incorporation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Pioneer Natural Resources Company

PXD

723787107

ANNUAL;  5/17/2012

3.  Approval of the amendment to the employee stock purchase plan.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Pioneer Natural Resources Company

PXD

723787107

ANNUAL;  5/17/2012

4.  Ratification of selection of independent registered public accounting firms.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Pioneer Natural Resources Company

PXD

723787107

ANNUAL;  5/17/2012

5.  Advisory vote to approve executive officer compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Pioneer Natural Resources Company

PXD

723787107

ANNUAL;  5/17/2012

6.  Stockholder proposal relating to independent chairman.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

2. Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

3.  Advisory approval of executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

4.  Company environmental policy (Louisiana Wetlands)

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

5.  Accident risk mitigation.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

6.  Report on grassroots lobbying expenditures.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

7.  Greenhouse gass reduction targets.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

8.  Gender expression non-discrimination.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

ConocoPhillips

COP

20825C104

ANNUAL;  5/9/2012

9.  In its discretion, upon such other matters that may properly come before the meeting or any adjournment or adjourments thereof.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

3D Systems Corporation

DDD

88554D205

ANNUAL;  5/15/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

3D Systems Corporation

DDD

88554D205

ANNUAL;  5/15/2012

2. Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Targa Resources Corp.

TRGP

87612G101

ANNUAL;  5/25/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Targa Resources Corp.

TRGP

87612G101

ANNUAL;  5/25/2012

2. To  ratify the selection of Pricewaterhousecoopers LLP as the company's independent registered public accountants for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ACCO Brands Corporation

ABD

00081T108

ANNUAL;  5/15/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ACCO Brands Corporation

ABD

00081T108

ANNUAL;  5/15/2012

2. The ratification of the selection of KPMG LLP as independent auditors for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ACCO Brands Corporation

ABD

00081T108

ANNUAL;  5/15/2012

3.  The approval, by non-binding advisory vote, of the compensation of the named executive officers.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

ACCO Brands Corporation

ABD

00081T108

ANNUAL;  5/15/2012

4.  In their discretion, upon such other business as may properly come before the meeting or any adjournment thereof.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Chart Industries, Inc.

GTLS

16115Q308

ANNUAL;  5/24/2012

1. Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Chart Industries, Inc.

GTLS

16115Q308

ANNUAL;  5/24/2012

2.  Ratification of the selection of Ernst & Young LLP as the company's independent registered public accounting firm.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Chart Industries, Inc.

GTLS

16115Q308

ANNUAL;  5/24/2012

3.  Approval, on an advisory basis, of the company's executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Chart Industries, Inc.

GTLS

16115Q308

ANNUAL;  5/24/2012

4.  Approval and adoption of the Chart Industries, Inc. amended and restated 2009 omnibus equity plan.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Great Lakes Dredge and Dock Corporation

GLDD

390607109

ANNUAL;  5/9/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Great Lakes Dredge and Dock Corporation

GLDD

390607109

ANNUAL;  5/9/2012

2.  To ratify Deloitte & Touche LLP as our independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Great Lakes Dredge and Dock Corporation

GLDD

390607109

ANNUAL;  5/9/2012

3. To approve, on an non-binding advisory basis, the company's executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Great Lakes Dredge and Dock Corporation

GLDD

390607109

ANNUAL;  5/9/2012

4.  To approve the performance criteria for awards under the 2008 long term incentivve plan as amended and restated.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Alexion Pharmaceuticals, Inc.

ALXN

015351109

ANNUAL;  5/7/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Alexion Pharmaceuticals, Inc.

ALXN

015351109

ANNUAL;  5/7/2012

2.  Ratification of appointment of Pricewaterhousecoopers, LLP as Alexion's independent registered public accounting firm.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Alexion Pharmaceuticals, Inc.

ALXN

015351109

ANNUAL;  5/7/2012

3.  Approval of a non-binding advisory vote of the compensation paid to named executive officers.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Tenneco Inc.

TEN

880349105

ANNUAL;  5/16/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Tenneco Inc.

TEN

880349105

ANNUAL;  5/16/2012

2.  Approval of PricewaterhouseCoopers LLP as independent public accountants for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Tenneco Inc.

TEN

880349105

ANNUAL;  5/16/2012

3.  Approve execuitive compensation in an advisory vote.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Carter's Inc.

CRI

146229109

ANNUAL;  5/17/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Carter's Inc.

CRI

146229109

ANNUAL;  5/17/2012

2.  Advisory approval of executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Carter's Inc.

CRI

146229109

ANNUAL;  5/17/2012

3.  Ratification of the appointment of Pricewaterhousecoopers LLP as the independent registered accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Genworth Financial, Inc.

GNW

37247D106

ANNUAL;  5/17/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Genworth Financial, Inc.

GNW

37247D106

ANNUAL;  5/17/2012

2.  Advisory vote to approve named executive officer compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Genworth Financial, Inc.

GNW

37247D106

ANNUAL;  5/17/2012

3.  Approval of the Genworth Financial, Inc. omnibus incentive plan.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Genworth Financial, Inc.

GNW

37247D106

ANNUAL;  5/17/2012

4.  Ratification of the selection of KPMG LLP as the independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Privatebancorp, Inc.

PVTB

742962103

ANNUAL;  5/24/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Privatebancorp, Inc.

PVTB

742962103

ANNUAL;  5/24/2012

2.  Proposal to ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Privatebancorp, Inc.

PVTB

742962103

ANNUAL;  5/24/2012

3.  Advisory vote to approve 2011 executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Sirius XM Radio Inc.

SIRI

82967N108

ANNUAL;  5/22/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Sirius XM Radio Inc.

SIRI

82967N108

ANNUAL;  5/22/2012

2.  Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Conn's Inc.

CONN

208242107

ANNUAL;  5/30/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Conn's Inc.

CONN

208242107

ANNUAL;  5/30/2012

2.  To approve the amendment to the certificate of incorporation to increase the number of capital stock shares for the company to issue to be 51 million shares.  50 million common stock (par value $0.01 per share) and 1 million preferred stock.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Conn's Inc.

CONN

208242107

ANNUAL;  5/30/2012

3.  To approve an incentive compensation award agreement with the CEO.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Conn's Inc.

CONN

208242107

ANNUAL;  5/30/2012

4.  To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm the fiscal year ending for January 31, 2013.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Conn's Inc.

CONN

208242107

ANNUAL;  5/30/2012

5.  To approve on an advisory basis named executive officers compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Conn's Inc.

CONN

208242107

ANNUAL;  5/30/2012

6.  In the named proxy's discretion, to act upon such other business as my properly come before the meeting.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

2.  Ratification of Independent Auditors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

3.  Advisory vote to approve executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

4.  Independent chairman.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

5.  Majority vote for directors.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

6.  Report on political contributions.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

7.  Amendment of EEO policy.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

8.  Report on natural gas production.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

Exxon Mobil Corporation

XOM

30231G102

ANNUAL;  5/30/2012

9.  Greenhouse gas emissions goals.

SHAREHOLD

Against

Y

Against

Select Appreciation

Select Appreciation

Sourcefire, Inc.

FIRE

83616T108

ANNUAL;  5/31/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Sourcefire, Inc.

FIRE

83616T108

ANNUAL;  5/31/2012

2.  Advisory approval of executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Sourcefire, Inc.

FIRE

83616T108

ANNUAL;  5/31/2012

3.  Ratification of the selection of Ernst & Young LLP as independent auditors for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Ulta Salon, Cosmetics & Fragrance, Inc.

ULTA

90384S303

ANNUAL;  5/31/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Ulta Salon, Cosmetics & Fragrance, Inc.

ULTA

90384S303

ANNUAL;  5/31/2012

2.  Ratification of the appointment of Ernst & Young as the Company's independent registered public accounting firm, for the fiscal year 2012 ending Feb 2, 2013.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Ulta Salon, Cosmetics & Fragrance, Inc.

ULTA

90384S303

ANNUAL;  5/31/2012

3.  Advisory vote to approved the Company's executive compensation.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Constant Contact, Inc.

 CTCT

210313102

ANNUAL;  6/5/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Constant Contact, Inc.

 CTCT

210313102

ANNUAL;  6/5/2012

2.  To ratify the selection of Pricewaterhousecoopers LLP as our independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Constant Contact, Inc.

 CTCT

210313102

ANNUAL;  6/5/2012

3.  To approve the compensation of our named executive officers.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Callidus Software Inc.

CALD

13123E500

ANNUAL;  6/6/2012

1.  Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Callidus Software Inc.

CALD

13123E500

ANNUAL;  6/6/2012

2.  To ratify the appointment of KPMG LLP as our independent auditors for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

Callidus Software Inc.

CALD

13123E500

ANNUAL;  6/6/2012

3.  To approve the resolution approving the compensation of the named executive officers.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

TW Telecom Inc.

TWTC

87311L104

ANNUAL;  6/7/2012

1. Election of directors.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

TW Telecom Inc.

TWTC

87311L104

ANNUAL;  6/7/2012

2.  Ratification of appointment of Ernst & Young LLP to serve as independent registered public accounting firm for 2012.

MGMT

For

Y

For

Select Appreciation

Select Appreciation

TW Telecom Inc.

TWTC

87311L104

ANNUAL;  6/7/2012

3.  Establish a policy requiring that board chairman be an independent director who has not previously served as one of our executive directors.

SHAREHOLD

Against

Y

Against

Select Appreciation

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Shelter

N/A - Shelter Fund has not voted any proxies for the reporting period ended June 30, 2012.

 

 

 

 

 

Shelter

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Milestone

N/A - The Milestone Treasury Obligations Fund has not voted any proxies for the reporting period ended June 30, 2012.

 

 

 

 

Shelter


Registrant:  AdvisorOne Funds  -  Horizon Active Asset Allocation Fund                                     

 

 

 

 

Item 1, Exhibit A

Investment Company Act file number:  811-8037

 

 

 

 

 

 

 

Reporting Period July 1, 2011 -  June 30, 2012

July 1, 2011- June 30, 2012

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against Management

(j) Fund Name

1

 

 

 

 

 

 

 

 

 

 

2

THE FUND DID NOT VOTE ANY PROXIES DUIRING THIS TIMEFRAME

 



 

CONTENT KEY:

 

 

 

 

 

 

 

 

A.

Company Name - Company Name as it appeared on the ballot (e.g., Microsoft)

 

 

 

 

 

 

B.

Ticker - e.g., MSFT

 

 

 

 

 

 

 

 

C.

Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130)

 

 

 

 

 

 

D.

Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY

 

 

 

 

 

 

E.

Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election.

 

F.

Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD

 

 

G.

Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on.

 

 

H.

Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors

 

 

 

 

I.

Management Recommendation - Voted FOR or AGAINST Management

 

 

 

 

 

 

J.

Fund Name