4 1 form4_593210.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Day Robert A. -------------------------------------------------------------------------------- (Last) (First) (Middle) 865 South Figueroa Street, Suite 1800 -------------------------------------------------------------------------------- (Street) Los Angeles, CA 90017 -------------------------------------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Syntroleum Corporation (SYNM) -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) -------------------------------------------------------------------------------- 4. Statement for Month/Year November 8, 2002 -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ________________________________________ -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [x] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 2a. 3. Disposed of (D) Securities Form: 7. Deemed Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Execution Code ------------------------------- Owned Following (D) or Indirect 1. Transaction Date, if any (Instr. 8) Reported Indirect Beneficial Title of Security Date (Month/ (Month/Day ------------ Price Transactions(s) (I) Ownership (Instr. 3) Day/Year) /Year Code V Amount (A)or (D) (Instr.3 and 4)(Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock November 8, 2002 P 467,500 A $1.98 3,706,761 D Common Stock November 8, 2002 J 532,083 A $9.303(1) 4,238,844 D ==================================================================================================================================== (1) Acquired in connection with the foreclosure of a loan from Mr. Day in the amount of $4,950,000 issued in connection with the purchase of such shares.
SEC 1472 (08-02) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 3A. 4. Securities Date Securities Price Bene- ies: In- cise 3. Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- Execu- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action tion Code of(D) (Month/Day/Year) Amount ative Following In- ficial Title of Deriv- Date Date, (Instr. (Instr. 3, ---------------- or Secur- Reported direct Owner- Derivative ative (Month/ if any 8) 4 and 5) Date Expira- Number ity Trans- (I) ship Security Secur- Day/ (Month/ ------ ------------ Exer- tion of (Instr. action(s) (Instr. (Instr. (Instr. 3) ity Year) Day/Year) Code V (A) (D) cisable Date Title Shares 5) (Instr.4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /s/ ROBERT A. DAY November 12, 2002 --------------------------------------------- ----------------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC 1472 (08-02)