0001028734-18-000135.txt : 20181003 0001028734-18-000135.hdr.sgml : 20181003 20181003210755 ACCESSION NUMBER: 0001028734-18-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHMAN NOEL N CENTRAL INDEX KEY: 0001195903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15955 FILM NUMBER: 181106800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ FINANCIAL INC CENTRAL INDEX KEY: 0001028734 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 840826324 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1401 LAWRENCE ST. STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3033123400 MAIL ADDRESS: STREET 1: 1401 LAWRENCE ST. STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INC DATE OF NAME CHANGE: 20010322 FORMER COMPANY: FORMER CONFORMED NAME: COLORADO BUSINESS BANKSHARES INC DATE OF NAME CHANGE: 19980407 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-10-01 1 0001028734 COBIZ FINANCIAL INC COBZ 0001195903 ROTHMAN NOEL N 1401 LAWRENCE ST. STE. 1200 DENVER CO 80202 1 0 0 0 Common Stock 2018-10-01 4 D 0 1273559 D 0 D Common Stock 2018-10-01 4 D 0 177941 D 0 I by Trust Common Stock 2018-10-01 4 D 0 56881 D 0 I by Spouse Common Stock 2018-10-01 4 D 0 148218 D 0 I by Partnership Common Stock 2018-10-01 4 D 0 325 D 0 I by Managed Account Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). By: Lyne Andrich POA for Noel N Rothman 2018-10-03