0001028734-18-000129.txt : 20181003
0001028734-18-000129.hdr.sgml : 20181003
20181003193801
ACCESSION NUMBER: 0001028734-18-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pinkus Jonathan P
CENTRAL INDEX KEY: 0001739082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15955
FILM NUMBER: 181106627
MAIL ADDRESS:
STREET 1: 1401 LAWRENCE ST., STE.1200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COBIZ FINANCIAL INC
CENTRAL INDEX KEY: 0001028734
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 840826324
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1401 LAWRENCE ST.
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 3033123400
MAIL ADDRESS:
STREET 1: 1401 LAWRENCE ST.
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: COBIZ INC
DATE OF NAME CHANGE: 20010322
FORMER COMPANY:
FORMER CONFORMED NAME: COLORADO BUSINESS BANKSHARES INC
DATE OF NAME CHANGE: 19980407
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-10-01
1
0001028734
COBIZ FINANCIAL INC
COBZ
0001739082
Pinkus Jonathan P
1401 LAWRENCE ST.
STE. 1200
DENVER
CO
80202
1
0
0
0
Common Stock
2018-10-01
4
D
0
715
D
0
D
Non-Qualified Stock Option (right to buy)
12.1
2018-10-01
4
D
0
833
0
D
2013-10-24
2020-10-24
Common Stock
833
0
D
Non-Qualified Stock Option (right to buy)
11.08
2018-10-01
4
D
0
1000
0
D
2014-05-15
2021-05-15
Common Stock
1000
0
D
Non-Qualified Stock Option (right to buy)
13.61
2018-10-01
4
D
0
1000
0
D
2015-04-15
2022-04-15
Common Stock
1000
0
D
Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration").
Stock options were fully vested and exercisable at the time of the Merger.
Pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among, CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). Outstanding and unexercised stock options were canceled and converted to the right to receive merger consideration consisting of BOKF Parent common stock and cash based on the formula described in Section 1.9 of the Merger Agreement. Each Issuer common share resulting from the cancellation and conversion of a stock option was exchanged for 0.17 shares of BOKF Parent common stock and $5.70 cash.
By: Lyne Andrich POA for Jonathan P Pinkus
2018-10-03