0001028734-18-000129.txt : 20181003 0001028734-18-000129.hdr.sgml : 20181003 20181003193801 ACCESSION NUMBER: 0001028734-18-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pinkus Jonathan P CENTRAL INDEX KEY: 0001739082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15955 FILM NUMBER: 181106627 MAIL ADDRESS: STREET 1: 1401 LAWRENCE ST., STE.1200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ FINANCIAL INC CENTRAL INDEX KEY: 0001028734 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 840826324 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1401 LAWRENCE ST. STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3033123400 MAIL ADDRESS: STREET 1: 1401 LAWRENCE ST. STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INC DATE OF NAME CHANGE: 20010322 FORMER COMPANY: FORMER CONFORMED NAME: COLORADO BUSINESS BANKSHARES INC DATE OF NAME CHANGE: 19980407 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-10-01 1 0001028734 COBIZ FINANCIAL INC COBZ 0001739082 Pinkus Jonathan P 1401 LAWRENCE ST. STE. 1200 DENVER CO 80202 1 0 0 0 Common Stock 2018-10-01 4 D 0 715 D 0 D Non-Qualified Stock Option (right to buy) 12.1 2018-10-01 4 D 0 833 0 D 2013-10-24 2020-10-24 Common Stock 833 0 D Non-Qualified Stock Option (right to buy) 11.08 2018-10-01 4 D 0 1000 0 D 2014-05-15 2021-05-15 Common Stock 1000 0 D Non-Qualified Stock Option (right to buy) 13.61 2018-10-01 4 D 0 1000 0 D 2015-04-15 2022-04-15 Common Stock 1000 0 D Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). Stock options were fully vested and exercisable at the time of the Merger. Pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among, CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). Outstanding and unexercised stock options were canceled and converted to the right to receive merger consideration consisting of BOKF Parent common stock and cash based on the formula described in Section 1.9 of the Merger Agreement. Each Issuer common share resulting from the cancellation and conversion of a stock option was exchanged for 0.17 shares of BOKF Parent common stock and $5.70 cash. By: Lyne Andrich POA for Jonathan P Pinkus 2018-10-03