0001028734-16-000307.txt : 20161114 0001028734-16-000307.hdr.sgml : 20161111 20161114180523 ACCESSION NUMBER: 0001028734-16-000307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ FINANCIAL INC CENTRAL INDEX KEY: 0001028734 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 840826324 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 821 - 17TH STREET STREET 2: SUITE 900 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032932265 MAIL ADDRESS: STREET 1: 821 - 17TH STREET STREET 2: SUITE 900 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INC DATE OF NAME CHANGE: 20010322 FORMER COMPANY: FORMER CONFORMED NAME: COLORADO BUSINESS BANKSHARES INC DATE OF NAME CHANGE: 19980407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMLAO TROY CENTRAL INDEX KEY: 0001283697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15955 FILM NUMBER: 161996971 MAIL ADDRESS: STREET 1: 821 17TH STREET STREET 2: C/O VOXWARE INC CITY: DENVER STATE: CO ZIP: 80229 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-10 0 0001028734 COBIZ FINANCIAL INC COBZ 0001283697 DUMLAO TROY 821 17TH STREET DENVER CO 80202 0 1 0 0 SVP & Chief Accounting Officer Common Stock 2016-11-10 4 M 0 100.0 8.69 A 17787 D Common Stock 2016-11-10 4 S 0 100.0 14.49 D 17687 D Common Stock 2016-11-11 4 S 0 500.0 15.0 D 17187 D Non-Qualified Stock Option (right to buy) 8.69 2016-11-10 4 M 0 100.0 14.49 D 2013-05-15 2020-05-15 Common Stock 100 0 D By: Lyne Andrich For: Troy Dumlao 2016-11-11