| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | Class M |
| ii. Class identification number, if any | C000003064 |
| iii. Ticker symbol, if any | MWLDX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Class I |
| ii. Class identification number, if any | C000003063 |
| iii. Ticker symbol, if any | MWLIX |
|
Shares Outstanding Record:
3 |
| i. Full name of Class | Administrative Class |
| ii. Class identification number, if any | C000058169 |
| iii. Ticker symbol, if any | MWLNX |
|
Pricing Services Record:
1 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | Debtx Securities, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 75-3023024 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
6 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 2,144.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,388.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | JP MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 5,253.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,719.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 434.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 2,809.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,779.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 23,140.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 38,666.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,008,453,191.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | Wells Fargo Securities LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 717,491,270.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 224,665,784.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | THE BANK OF NEW YORK MELLON |
| ii. SEC file number | 008-35255 |
|
iii. CRD number | 000112559 |
| iv. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 282,331,000.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 425,339,245.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 225,914,411.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | MIZUHO SECURITIES (USA) INC. |
| ii. SEC file number | 008-37710 |
|
iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 569,372,335.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 393,906,411.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 549,605,777.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | GOLDMAN SACHS & CO. |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 326,524,119.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | Class M |
| ii. Class identification number, if any | C000105185 |
| iii. Ticker symbol, if any | MWCRX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Class I |
| ii. Class identification number, if any | C000105186 |
| iii. Ticker symbol, if any | MWCIX |
|
Shares Outstanding Record:
3 |
| i. Full name of Class | Plan Class |
| ii. Class identification number, if any | C000218402 |
| iii. Ticker symbol, if any | MWCPX |
|
Pricing Services Record:
1 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | Debtx Securities, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 75-3023024 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
6 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 2,067.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 9,635.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 31,086.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | J.P. MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 37,890.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 45,422.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 3,073.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | DEUTSCHE BANK SECURITIES INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 29.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 19,816.00000000 |
|
Brokers Record:
9 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 6,084.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 155,102.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | MIZUHO SECURITIES (USA) INC. |
| ii. SEC file number | 008-37710 |
|
iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,331,572,354.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 257,546,209.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | BARCLAYS CAPITAL, INC. |
| ii. SEC file number | 008-41342 |
|
iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 360,479,367.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,348,223,838.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 472,458,284.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 614,951,583.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 763,316,638.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,549,175,821.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,148,355,475.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,186,184,377.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | Class I |
| ii. Class identification number, if any | C000201585 |
| iii. Ticker symbol, if any | MWIGX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Class M |
| ii. Class identification number, if any | C000201586 |
| iii. Ticker symbol, if any | MWISX |
|
Pricing Services Record:
1 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 10.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 99.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 39.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 45.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | J.P. MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 393.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 187.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 123.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 521.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1,417.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 33,482,970.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | THE BANK OF NEW YORK MELLON |
| ii. SEC file number | 008-35255 |
|
iii. CRD number | 000112559 |
| iv. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 26,525,200.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,324,033.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,598,899.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 63,780,763.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 28,513,835.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 23,633,501.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,035,108.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 28,692,130.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | BMO CAPITAL MARKETS CORP. |
| ii. SEC file number | 008-34344 |
|
iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,781,434.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | Class I |
| ii. Class identification number, if any | C000003072 |
| iii. Ticker symbol, if any | MWUIX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Class M |
| ii. Class identification number, if any | C000003073 |
| iii. Ticker symbol, if any | MWUSX |
|
Pricing Services Record:
1 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 63.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 580.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | JP MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 514.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 12.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 134.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 300.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 92.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,150.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 2,845.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 99,314,654.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 49,640,676.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | MIZUHO SECURITIES (USA) INC. |
| ii. SEC file number | 008-37710 |
|
iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 26,576,939.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 70,884,029.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | Wells Fargo Securities LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 29,894,420.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 40,962,394.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 117,414,896.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | THE BANK OF NEW YORK MELLON |
| ii. SEC file number | 008-35255 |
|
iii. CRD number | 000112559 |
| iv. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 51,670,000.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 67,819,444.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | BMO CAPITAL MARKETS CORP. |
| ii. SEC file number | 008-34344 |
|
iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 25,870,786.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 5 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | CLASS M |
| ii. Class identification number, if any | C000003066 |
| iii. Ticker symbol, if any | MWTRX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Administrative Class |
| ii. Class identification number, if any | C000058170 |
| iii. Ticker symbol, if any | MWTNX |
|
Shares Outstanding Record:
3 |
| i. Full name of Class | Class I-2 |
| ii. Class identification number, if any | C000218401 |
| iii. Ticker symbol, if any | MWTTX |
|
Shares Outstanding Record:
4 |
| i. Full name of Class | Plan Class |
| ii. Class identification number, if any | C000102908 |
| iii. Ticker symbol, if any | MWTSX |
|
Shares Outstanding Record:
5 |
| i. Full name of Class | CLASS I |
| ii. Class identification number, if any | C000003065 |
| iii. Ticker symbol, if any | MWTIX |
|
Pricing Services Record:
1 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | Debtx Securities, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 75-3023024 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
6 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 39,934.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | ABN AMRO SECURITIES (USA) LLC |
| ii. SEC file number | 008-68398 |
|
iii. CRD number | 000151796 |
| iv. LEI, if any | 549300FIFV1CB6HD9A14 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 24,914.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | JP MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 238,049.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 452,561.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 31,979.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | Advantage Trading Ltd |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 549300B752C6YDTY5D27 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 97,145.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 30,761.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 118,136.00000000 |
|
Brokers Record:
9 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 46,966.00000000 |
|
Brokers Record:
10 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 195,738.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1,276,183.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 24,388,723,589.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 77,402,830,000.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 41,981,184,793.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 68,270,954,606.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | BARCLAYS CAPITAL, INC. |
| ii. SEC file number | 008-41342 |
|
iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36,694,168,705.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 30,674,253,277.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,098,398,372.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 28,464,794,316.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 52,669,676,126.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | MIZUHO SECURITIES (USA) INC. |
| ii. SEC file number | 008-37710 |
|
iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,336,726,451.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | Class M |
| ii. Class identification number, if any | C000003071 |
| iii. Ticker symbol, if any | MWIMX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Class I |
| ii. Class identification number, if any | C000003070 |
| iii. Ticker symbol, if any | MWIIX |
|
Pricing Services Record:
1 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | ABN AMRO SECURITIES (USA) LLC |
| ii. SEC file number | 008-68398 |
|
iii. CRD number | 000151796 |
| iv. LEI, if any | 549300FIFV1CB6HD9A14 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 513.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,501.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 959.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,373.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 15,236.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 3,669.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,126.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | JP MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 5,948.00000000 |
|
Brokers Record:
9 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,219.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 31,544.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,729,317,498.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | MIZUHO SECURITIES (USA) INC. |
| ii. SEC file number | 008-37710 |
|
iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 518,202,975.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 484,258,274.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 556,965,587.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,215,179,559.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | THE BANK OF NEW YORK MELLON |
| ii. SEC file number | 008-35255 |
|
iii. CRD number | 000112559 |
| iv. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 996,975,000.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 967,974,644.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,849,629,935.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,503,323,602.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,056,480,948.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | CLASS I |
| ii. Class identification number, if any | C000003074 |
| iii. Ticker symbol, if any | MWSIX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | CLASS M |
| ii. Class identification number, if any | C000003075 |
| iii. Ticker symbol, if any | MWSTX |
|
Pricing Services Record:
1 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 99.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 230.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 735.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 30.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | JP MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 494.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 766.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 115.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 464.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 2,933.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 23,896,149.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | MIZUHO SECURITIES (USA) INC. |
| ii. SEC file number | 008-37710 |
|
iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 33,134,142.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 21,656,547.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 50,464,038.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | THE BANK OF NEW YORK MELLON |
| ii. SEC file number | 008-35255 |
|
iii. CRD number | 000112559 |
| iv. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,844,000.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 44,256,769.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22,793,345.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | BMO CAPITAL MARKETS CORP. |
| ii. SEC file number | 008-34344 |
|
iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,864,688.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 41,886,532.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 71,176,079.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | Class M |
| ii. Class identification number, if any | C000228996 |
| iii. Ticker symbol, if any | MWERX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Class I |
| ii. Class identification number, if any | C000228997 |
| iii. Ticker symbol, if any | MWESX |
|
Pricing Services Record:
1 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | WELLS FARGO SECURITIES, LLC |
| ii. SEC file number | 008-65876 |
|
iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 6.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 136.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 130.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | DEUTSCHE BANK SECURITIES INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 2.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 6.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 337.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 34.00000000 |
|
Brokers Record:
8 |
| i. Full name of broker | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 3.00000000 |
|
Brokers Record:
9 |
| i. Full name of broker | J.P. MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 74.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 728.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | BMO CAPITAL MARKETS CORP. |
| ii. SEC file number | 008-34344 |
|
iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,699,196.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,763,878.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,562,442.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,212,066.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,714,639.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,828,776.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | MIZUHO SECURITIES (USA) INC. |
| ii. SEC file number | 008-37710 |
|
iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,647,139.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | CITADEL SECURITIES LLC |
| ii. SEC file number | 008-53574 |
|
iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,036,629.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | BARCLAYS CAPITAL, INC. |
| ii. SEC file number | 008-41342 |
|
iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,617,350.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 21,848,745.00000000 |
| a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
| b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
| c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
| d. For each Class with shares outstanding,
provide the
information requested below: |
|
|
Shares Outstanding Record:
1 |
| i. Full name of Class | Class I |
| ii. Class identification number, if any | C000003068 |
| iii. Ticker symbol, if any | MWHIX |
|
Shares Outstanding Record:
2 |
| i. Full name of Class | Class M |
| ii. Class identification number, if any | C000003069 |
| iii. Ticker symbol, if any | MWHYX |
|
Pricing Services Record:
1 |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
2 |
| i. Full name | ICE Data Services, Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
3 |
| i. Full name | S&P Global Inc. |
| ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
4 |
| i. Full name | Bloomberg L.P. |
| ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Pricing Services Record:
5 |
| i. Full name | London Stock Exchange Group PLC |
| ii. LEI, if any, or provide and describe other
identifying number
| 213800QAUUUP6I445N30 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
|
Shareholder servicing agents Record:
1 |
| i. Full name | BNY Mellon Investment Servicing (US) Inc. |
| ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
| Description of other identifying number | |
| iii. State, if applicable |
PENNSYLVANIA
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
|
Brokers Record:
1 |
| i. Full name of broker | R.J. O'Brien Securities, LLC |
| ii. SEC file number | 008-67587 |
|
iii. CRD number | 000143624 |
| iv. LEI, if any | 549300BSZNPQJNYIAD03 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 184.00000000 |
|
Brokers Record:
2 |
| i. Full name of broker | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 4,271.00000000 |
|
Brokers Record:
3 |
| i. Full name of broker | JP MORGAN SECURITIES LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 966.00000000 |
|
Brokers Record:
4 |
| i. Full name of broker | DEUTSCHE BANK SECURITIES INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 2.00000000 |
|
Brokers Record:
5 |
| i. Full name of broker | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 5,599.00000000 |
|
Brokers Record:
6 |
| i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 1,525.00000000 |
|
Brokers Record:
7 |
| i. Full name of broker | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for
the
reporting period | 6,077.00000000 |
| b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 18,624.00000000 |
|
|
Principal Transactions Record:
1 |
| i. Full name of dealer | MORGAN STANLEY & CO. LLC |
| ii. SEC file number | 008-15869 |
|
iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 180,864,343.00000000 |
|
Principal Transactions Record:
2 |
| i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
| ii. SEC file number | 008-00129 |
|
iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 24,972,481.00000000 |
|
Principal Transactions Record:
3 |
| i. Full name of dealer | NOMURA SECURITIES INTERNATIONAL, INC. |
| ii. SEC file number | 008-15255 |
|
iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 29,849,348.00000000 |
|
Principal Transactions Record:
4 |
| i. Full name of dealer | Bank of America Corporation |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 9DJT3UXIJIZJI4WXO774 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 47,618,754.00000000 |
|
Principal Transactions Record:
5 |
| i. Full name of dealer | BARCLAYS CAPITAL, INC. |
| ii. SEC file number | 008-41342 |
|
iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 102,979,647.00000000 |
|
Principal Transactions Record:
6 |
| i. Full name of dealer | CitiGroup Global Markets Inc. |
| ii. SEC file number | 008-08177 |
|
iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 37,665,617.00000000 |
|
Principal Transactions Record:
7 |
| i. Full name of dealer | JEFFERIES LLC |
| ii. SEC file number | 008-15074 |
|
iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 37,705,858.00000000 |
|
Principal Transactions Record:
8 |
| i. Full name of dealer | J.P. Morgan Securities LLC |
| ii. SEC file number | 008-35008 |
|
iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 54,592,355.00000000 |
|
Principal Transactions Record:
9 |
| i. Full name of dealer | DEUTSCHE BANK SECURITIES, INC. |
| ii. SEC file number | 008-17822 |
|
iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 25,343,413.00000000 |
|
Principal Transactions Record:
10 |
| i. Full name of dealer | UBS Group AG |
| ii. SEC file number | N/A |
|
iii. CRD number | N/A |
| iv. LEI, if any | 549300SZJ9VS8SGXAN81 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
SWITZERLAND
|
| vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 38,781,275.00000000 |