X0303 N-CEN LIVE 0001028621 XXXXXXXX 811-07989 false false false N-1A S000001146 true S000034126 true S000001148 true S000062249 true S000001151 true S000001147 true S000001150 true S000001152 true S000062248 true S000062250 true S000001149 true S000041255 true METROPOLITAN WEST FUNDS 811-07989 0001028621 549300KGDNJW6FXNDC82 865 South Figueroa Street SUITE 1800 Los Angeles 90017 US-CA US 800-241-4671 METROPOLITAN WEST FUNDS 865 South Figueroa Street SUITE 1800 Los Angeles 90017 800-241-4671 Records related to its function as Registrant. BNY Mellon Investment Servicing (US) Inc. 760 Moore Road King of Prussia 19406-1212 508-871-8500 Records related to its function as custodian. N N N-1A 12 Y Patrick Moore N/A Y Andrew Tarica 001174537 N Laird Landmann 001579485 Y Patrick C. Haden N/A N Robert G. Rooney N/A N Peter McMillan 001148731 N Ronald J. Consiglio 003037794 N Martin Luther King III 002024800 N Gladys Xiques 005359034 865 South Figueroa Street Suite 1800 Los Angeles 90017 XXXXXX Y N N N N N N TCW Funds Distributors LLC 008-31114 000016670 54930057T8CNYKJNKG47 N N Deloitte & Touche LLP 34 549300FJV7IV1ZHGAV28 N N N 2021-01-19 Change from 3PM to 4PM Fixed Income Evaluations Other Fixed Income Fixed Income N/A N N N Metropolitan West Low Duration Bond Fund S000001146 549300D28XTSYBVUGU24 N 3 0 0 N/A N N N N N/A N/A N/A N/A Y N Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 TCG Securities LLC 008-68672 000154788 N/A 0.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 1068.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 257.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 12071.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 932.00000000 14329.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 1333908312.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 1986219739.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 680934419.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 780942458.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1947239621.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 625624223.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 3209604821.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 1158706038.00000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 325633436.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1031688100.00000000 14137252040.00000000 N 2168671877.41000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Unconstrained Bond Fund S000034126 549300ZZVSC0UDZL8M80 N 3 0 0 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Y N Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCG Securities LLC 008-68672 000154788 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 16916.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 3526.00000000 CREDIT SUISSE FIRST BOSTON 008-00422 000000816 5493001KFROXQS5VBZ89 4306.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 3271.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 11676.00000000 BANK OF AMERICA CORPORATION N/A N/A 9DJT3UXIJIZJI4WXO774 2919.00000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 641.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 4747.00000000 EVERCORE GROUP L.L.C. 008-49830 000042405 5493008F0LRLS5N8LZ81 3737.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 42908.00000000 94648.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 853330461.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 766325844.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 1550920520.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2482686757.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1217727075.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2477374458.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 2043392355.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 211156132.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 941563670.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 429666083.00000000 13770200534.00000000 N 3263432629.57000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Alpha Trak 500 Fund S000001148 549300ICNXDXX7QFU761 N 1 0 0 N/A N N N N N/A N/A N/A N/A Y Y Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services, Inc. 13-3668779 Tax ID N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCG Securities LLC 008-68672 000154788 N/A 0.00000000 TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 3004.00000000 3004.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 14268613.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 36359466.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 2222889.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 1793529.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 5792430.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 20416000.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 3746285.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 22603027.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 4950862.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 2350906.00000000 122847322.00000000 N 33219432.73000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Investment Grade Credit Fund S000062249 5493002BN5Y3E3XLWK38 N 2 0 0 N/A N N N N N/A N/A N/A N/A Y Y Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N ICE Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 TCG Securities LLC 008-68672 000154788 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 17.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 225.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 298.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 46.00000000 587.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 5754302.00000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 3737835.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 6982161.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 2025869.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 2278071.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1321421.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1331615.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3151086.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 8400000.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 4726431.00000000 44136503.00000000 N 11643949.14000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Ultra Short Bond Fund S000001151 549300J7IQ5ZDUARGG56 N 2 0 0 N/A N N N N N/A N/A N/A N/A Y Y Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 TCG Securities LLC 008-68672 000154788 N/A 0.00000000 TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 6.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2261.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 364.00000000 2630.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 220116711.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 228109475.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 39276201.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 116901831.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 38014116.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 199836615.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 42552940.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 101860302.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 203334490.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 169361000.00000000 1453395496.00000000 N 215313519.77000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Total Return Bond Fund S000001147 549300APUP7QV16M4J34 N 5 0 0 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Y N Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services, Inc. 13-3668779 Tax ID N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCG Securities LLC 008-68672 000154788 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 ABN AMRO SECURITIES (USA) LLC 008-68398 000151796 549300FIFV1CB6HD9A14 151567.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 32894.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 1232.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 986186.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 45897.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 90403.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 459082.00000000 1767261.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 23965046931.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 91809932572.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 79267938903.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 113812430720.00000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 26469935903.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 157560261627.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 28886668202.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 177321998302.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 137382773917.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 101746082616.00000000 1034205346860.00000000 N 87041890987.02000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Intermediate Bond Fund S000001150 549300JTE3R17FNYHI96 N 2 0 0 N/A N N N N N/A N/A N/A N/A Y Y Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCG Securities LLC 008-68672 000154788 N/A 0.00000000 TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 ABN AMRO SECURITIES (USA) LLC 008-68398 000151796 549300FIFV1CB6HD9A14 535.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 448.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 4263.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 93.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 432.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 5516.00000000 11287.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 484494345.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 446593452.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1674774806.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 251994266.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 520883211.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1880995726.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 980056206.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 422427016.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 405845483.00000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 282597705.00000000 8010967859.00000000 N 774727914.04000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Strategic Income Fund S000001152 549300W0V7N38CJDT435 N 2 0 0 N/A N N N N N/A N/A N/A N/A Y Y Y Y Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services, Inc. 13-3668779 Tax ID N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCG Securities LLC 008-68672 000154788 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 90.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 65.00000000 BANK OF AMERICA CORPORATION N/A N/A 9DJT3UXIJIZJI4WXO774 23.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1341.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 46.00000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 5.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 25.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 24.00000000 CREDIT SUISSE FIRST BOSTON 008-00422 000000816 5493001KFROXQS5VBZ89 33.00000000 EVERCORE GROUP L.L.C. 008-49830 000042405 5493008F0LRLS5N8LZ81 29.00000000 1682.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 6019019.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 3026814.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 28103087.00000000 BREAN CAPITAL, LLC 008-40742 000023723 254900ZZA1UBVDCNQ378 1885005.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 24868053.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 5193984.00000000 Jane Street Financial Limited N/A N/A 549300ZHEHX8M31RP142 GB 5859034.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 10332000.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3050464.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 7381245.00000000 108217094.00000000 N 38411975.68000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Flexible Income Fund S000062248 5493004ZM793OILX8W61 N 2 0 0 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Y Y Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 TCG Securities LLC 008-68672 000154788 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 44.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 23.00000000 EVERCORE GROUP L.L.C. 008-49830 000042405 5493008F0LRLS5N8LZ81 164.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 512.00000000 BANK OF AMERICA CORPORATION N/A N/A 9DJT3UXIJIZJI4WXO774 128.00000000 CREDIT SUISSE FIRST BOSTON 008-00422 000000816 5493001KFROXQS5VBZ89 189.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1204.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 582.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 78.00000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 28.00000000 2951.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 53590000.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 39576689.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 28057941.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 104953546.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 112616565.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 40575782.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 104219535.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 52608085.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 9188507.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 80271713.00000000 687387995.00000000 N 69111490.32000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Corporate Bond Fund S000062250 5493005I53Q8WEUA4R63 N 2 0 0 N/A N N N N N/A N/A N/A N/A Y Y Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 TCG Securities LLC 008-68672 000154788 N/A 0.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 44.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 141.00000000 ABN AMRO SECURITIES (USA) LLC 008-68398 000151796 549300FIFV1CB6HD9A14 4.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 16.00000000 206.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 8257956.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 1216777.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2312905.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 3836847.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1794918.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 9444000.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 4530503.00000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 3224900.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 8128401.00000000 Jane Street Financial Limited N/A N/A 549300ZHEHX8M31RP142 GB 1831882.00000000 49571419.00000000 N 9731926.63000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West High Yield Bond Fund S000001149 549300MPRM3I06G1YK96 N 2 0 0 N/A N N N N N/A N/A N/A N/A Y Y Y N Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCG Securities LLC 008-68672 000154788 N/A 0.00000000 TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 R.J. O'Brien Securities, LLC 008-67587 000143624 549300BSZNPQJNYIAD03 3030.00000000 Advantage Trading Ltd N/A N/A 549300B752C6YDTY5D27 CA 224.00000000 ASTOR RIDGE N.A. LLP 008-69728 000282626 213800FTKAKRXEEIW123 618.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 10852.00000000 Trean Group, LLC N/A N/A 549300JQL8YPHFDEGR58 240.00000000 14963.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 413271362.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 351502000.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 269602590.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 96309904.00000000 RBC DOMINION SECURITIES, INC. N/A N/A 549300QJJX6CVVUXLE15 CA 88254278.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 166183225.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 147917247.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 122641785.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 446893026.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 113186029.00000000 2583493345.00000000 N 662918383.48000000 0.00000000 Committed 350000000.00000000 N N N N Metropolitan West Floating Rate Income Fund S000041255 5493003QIQXX0RZEMR70 N 3 1 0 N/A N N N N N/A N/A N/A N/A Y Y Y Y Metropolitan West Asset Management, LLC 801-53332 000104571 5493004MDKGXC00IY283 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N TCW Fund Distributors 8-31114 000016670 N/A 0.00000000 Avalon Wealth Management LLC 8-69066 000162745 N/A 0.00000000 TCG Securities LLC 008-68672 000154788 N/A 0.00000000 0.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 190421990.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 39084885.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 47863870.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 203220041.00000000 The Bank of New York Mellon N/A N/A HPFHU0OQ28E4N0NFVK49 135276000.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 32451356.00000000 Credit Suisse First Boston 008-00422 000000816 5493001KFROXQS5VBZ89 49991844.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 28719121.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 53799951.00000000 GOLDMAN SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 31323435.00000000 881792374.00000000 N 311882602.81000000 0.00000000 Committed 350000000.00000000 N N N N false false true false false false