0001179110-17-005321.txt : 20170331
0001179110-17-005321.hdr.sgml : 20170331
20170331201335
ACCESSION NUMBER: 0001179110-17-005321
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170322
FILED AS OF DATE: 20170331
DATE AS OF CHANGE: 20170331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULESOFT, INC
CENTRAL INDEX KEY: 0001374684
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205158650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-229-2009
MAIL ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOFT INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOURCE INC
DATE OF NAME CHANGE: 20060906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookside Capital Trading Fund, L.P.
CENTRAL INDEX KEY: 0001461875
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17732021
BUSINESS ADDRESS:
STREET 1: C/O BROOKSIDE CAPITAL, LLC
STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BROOKSIDE CAPITAL, LLC
STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROOKSIDE CAPITAL PARTNERS FUND LP
CENTRAL INDEX KEY: 0001028348
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17732022
BUSINESS ADDRESS:
STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP
STREET 2: 200 CLARENDON
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BAIN CAPITAL PUBLIC EQUITY, LP
STREET 2: 200 CLARENDON
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bain Capital Public Equity Management, LLC
CENTRAL INDEX KEY: 0001156175
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17732023
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: BROOKSIDE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010801
4/A
1
edgar.xml
FORM 4/A -
X0306
4/A
2017-03-22
2017-03-30
0
0001374684
MULESOFT, INC
MULE
0001156175
Bain Capital Public Equity Management, LLC
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001028348
BROOKSIDE CAPITAL PARTNERS FUND LP
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001461875
Brookside Capital Trading Fund, L.P.
C/O BAIN CAPITAL PUBLIC EQUITY, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
Class A Common Stock
2017-03-22
4
P
0
153682
24.91
A
653682
I
See Footnote
Class A Common Stock
2017-03-22
4
P
0
49400
25.53
A
703082
I
See Footnote
Class A Common Stock
2017-03-22
4
S
0
12100
22.67
D
703082
I
See Footnote
Class A Common Stock
2017-03-22
4
S
0
108414
23.31
D
703082
I
See Footnote
Class A Common Stock
2017-03-22
4
S
0
25021
24.00
D
703082
I
See Footnote
Class A Common Stock
2017-03-23
4
S
0
24200
22.99
D
703082
I
See Footnote
Class A Common Stock
2017-03-24
4
S
0
2598
22.73
D
703082
I
See Footnote
Class A Common Stock
2017-03-24
4
S
0
2000
23.24
D
703082
I
See Footnote
Class A Common Stock
2017-03-28
4
S
0
28749
21.87
D
703082
I
See Footnote
Class A Common Stock
2017-03-29
4
S
0
6100
23.43
D
703082
I
See Footnote
Class A Common Stock
2017-03-29
4
S
0
13900
24.12
D
703082
I
See Footnote
Class A Common Stock
2017-03-30
4
S
0
36618
23.77
D
703082
I
See Footnote
Class A Common Stock
2017-03-30
4
S
0
1600
23.88
D
703082
I
See Footnote
This Form 4 amends and restates in its entirety the Form 4 filed by the reporting persons on March 30, 2017.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.47 to $25.46. The reporting persons undertake to provide to MuleSoft, Inc., any security holder of MuleSoft, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes 2 and 4 through 7 to this Form 4.
All of the shares of Class A Common Stock of the Issuer disclosed herein are held directly by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors II. BCPEM may be deemed to share indirect beneficial ownership of the shares of Class A Common Stock held of record by Trading Fund, but disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.47 to $25.55.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.87 to $22.86.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.87 to $23.86.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.87 to $24.86.
All sales transactions reported herein are short sales and, accordingly, the reporting persons have not reported a reduction in their beneficial ownership as a result of the sales.
THIS FORM 4 AMENDS AND RESTATES IN ITS ENTIRETY THE FORM 4 FILED BY THE REPORTING PERSONS ON MARCH 30, 2017.
Bain Capital Public Equity Management, LLC, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-31
Brookside Capital Partners Fund, L.P., by Brookside Capital Investors, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-31
Brookside Capital Trading Fund, L.P., by Brookside Capital Investors II, L.P., its general partner, by Bain Capital Public Equity Management, LLC, its general partner, by /s/ Ranesh Ramanathan, Managing Director and General Counsel
2017-03-31