0001752724-20-012076.txt : 20200127 0001752724-20-012076.hdr.sgml : 20200127 20200127120255 ACCESSION NUMBER: 0001752724-20-012076 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191130 FILED AS OF DATE: 20200127 PERIOD START: 20200831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE GROWTH TRUST CENTRAL INDEX KEY: 0000102816 IRS NUMBER: 042325690 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-01241 FILM NUMBER: 20547948 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VANCE SANDERS COMMON STOCK FUND INC DATE OF NAME CHANGE: 19820915 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON STOCK FUND INC DATE OF NAME CHANGE: 19730619 0000102816 S000005200 Eaton Vance Greater China Growth Fund C000014184 Eaton Vance Greater China Growth Fund Class I EICGX C000014185 Eaton Vance Greater China Growth Fund Class A EVCGX C000014187 Eaton Vance Greater China Growth Fund Class C ECCGX NPORT-P 1 primary_doc.xml NPORT-P false 0000102816 XXXXXXXX S000005200 C000014185 C000014187 C000014184 EATON VANCE GROWTH TRUST 811-01241 0000102816 549300IUJG72RXOVY252 TWO INTERNATIONAL PLACE BOSTON 02110 617-482-8260 Eaton Vance Greater China Growth Fund S000005200 549300VH2OS5GQZIRR29 2020-08-31 2019-11-30 N 113255642.62 271796.55 112983846.07 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 5081219.51000000 N Foshan Haitian Flavouring & Food Co Ltd N/A Foshan Haitian Flavouring & Food Co Ltd 000000000 94900.00000000 NS 1444737.44000000 1.278711506337 Long EC CORP CN N 2 N N N Zhejiang Supor Cookware Co Ltd 969500WP61NBK098AC47 Zhejiang Supor Cookware Co Ltd 000000000 272925.00000000 NS 2789901.92000000 2.469292750285 Long EC CORP CN N 2 N N N CTBC Financial Holding Co., Ltd. 549300IWDYIFW6JXM387 CTBC Financial Holding Co., Ltd. 000000000 1856881.00000000 NS 1329549.56000000 1.176760754963 Long EC CORP TW N 2 N N N Ping An Insurance Group Co of China Ltd 529900M9MC28JLN35U89 Ping An Insurance Group Co of China Ltd 000000000 532500.00000000 NS 6046815.33000000 5.351929094583 Long EC CORP CN N 2 N N N CENTRE TESTING INTL GROUP A COMMON STOCK CNY1.0 N/A Centre Testing International Group Co Ltd 000000000 643372.00000000 NS 1243888.18000000 1.100943385507 Long EC CORP CN N 2 N N N Largan Precision Co Ltd N/A Largan Precision Co Ltd 000000000 9000.00000000 NS 1307878.38000000 1.157579977574 Long EC CORP TW N 2 N N N Tencent Holdings Ltd 254900N4SLUMW4XUYY11 Tencent Holdings Ltd 000000000 233600.00000000 NS 9856970.06000000 8.724229527372 Long EC CORP KY N 2 N N N Poya International Co Ltd N/A Poya International Co Ltd 000000000 98462.00000000 NS 1394684.23000000 1.234410297146 Long EC CORP TW N 2 N N N Hengan International Group Co Ltd N/A Hengan International Group Co Ltd 000000000 118000.00000000 NS 779123.77000000 0.689588642182 Long EC CORP KY N 2 N N N Link REIT 529900XUE70U36QX5M62 Link REIT 000000000 376500.00000000 NS 3844723.41000000 3.402896558874 Long EC HK N 2 N N N Yum China Holdings Inc 529900DO9BYZ7VA3K502 Yum China Holdings Inc 98850P109 11367.00000000 NS USD 506058.84000000 0.447903711550 Long EC CORP US N 1 N N N Haier Electronics Group Co Ltd 2549005C2Y8BRVJ7PQ20 Haier Electronics Group Co Ltd 000000000 1445000.00000000 NS 4016655.32000000 3.555070445655 Long EC CORP BM N 2 N N N Dali Foods Group Co Ltd 52990093PPQC644N7T38 Dali Foods Group Co Ltd 000000000 4284500.00000000 NS 2911928.58000000 2.577296384649 Long EC CORP KY Y 2 N N N Ping An Healthcare and Technology Co Ltd 2549009NW1LO017CP285 Ping An Healthcare and Technology Co Ltd 000000000 362900.00000000 NS 2417031.84000000 2.139272050008 Long EC CORP KY Y 2 N N N TSMC 549300KB6NK5SBD14S87 Taiwan Semiconductor Manufacturing Co Ltd 000000000 428839.00000000 NS 4313544.49000000 3.817841788929 Long EC CORP TW N 2 N N N AIA Group Ltd ZP5ILWVSYE4LJGMMVD57 AIA Group Ltd 000000000 936800.00000000 NS 9374926.27000000 8.297581111012 Long EC CORP HK N 2 N N N Sands China Ltd 549300EVO6UZDGY05787 Sands China Ltd 000000000 634400.00000000 NS 3004262.32000000 2.659019341701 Long EC CORP KY N 2 N N N President Chain Store Corp N/A President Chain Store Corp 000000000 335000.00000000 NS 3353183.14000000 2.967842976351 Long EC CORP TW N 2 N N N Vitasoy International Holdings Ltd N/A Vitasoy International Holdings Ltd 000000000 132000.00000000 NS 507418.75000000 0.449107343792 Long EC CORP HK N 2 N N N Cathay Financial Holding Co Ltd 5299009XR1QLFAMQ3X77 Cathay Financial Holding Co Ltd 000000000 994929.00000000 NS 1359584.75000000 1.203344369386 Long EC CORP TW N 2 N N N Dairy Farm International Holdings Ltd 213800NOTG41PZVNNX48 Dairy Farm International Holdings Ltd 000000000 174373.00000000 NS USD 1019728.07000000 0.902543244428 Long EC CORP BM N 2 N N N ANTA Sports Products Ltd 529900291XG0CTK4LF95 ANTA Sports Products Ltd 000000000 537000.00000000 NS 5050131.97000000 4.469782314607 Long EC CORP KY N 2 N N N Inner Mongolia Yili Industrial Group Co Ltd N/A Inner Mongolia Yili Industrial Group Co Ltd 000000000 876643.00000000 NS 3629272.83000000 3.212205068458 Long EC CORP CN N 2 N N N Samsonite International SA 549300UULS5HYFJSEL12 Samsonite International SA 000000000 443400.00000000 NS 1000743.84000000 0.885740638869 Long EC CORP LU Y 2 N N N TravelSky Technology Ltd 5299007TAWP4DZ6QFG73 TravelSky Technology Ltd 000000000 1781000.00000000 NS 4336139.42000000 3.837840161073 Long EC CORP CN N 2 N N N Xiabuxiabu Catering Management China Holdings Co Ltd 5299004RY3LN54RFB102 Xiabuxiabu Catering Management China Holdings Co Ltd 000000000 1749500.00000000 NS 2055662.11000000 1.819430105721 Long EC CORP KY Y 2 N N N Tingyi Cayman Islands Holding Corp 5299009MPI9B60VN4P25 Tingyi Cayman Islands Holding Corp 000000000 2074000.00000000 NS 3374591.32000000 2.986790977100 Long EC CORP KY N 2 N N N SITC International Holdings Co 529900JUV4MOM9CE3V12 SITC International Holdings Co Ltd 000000000 563000.00000000 NS 628175.82000000 0.555987286546 Long EC CORP KY N 2 N N N China Overseas Land & Investment Ltd 529900I6W35GYKRIZ151 China Overseas Land & Investment Ltd 000000000 326000.00000000 NS 1094140.63000000 0.968404482639 Long EC CORP HK N 2 N N N China Resources Gas Group Ltd 529900A0E1J5JSOKEK83 China Resources Gas Group Ltd 000000000 858000.00000000 NS 4777495.65000000 4.228476739090 Long EC CORP BM N 2 N N N China Pacific Insurance Group Co Ltd 529900BA5ILEL308WX03 China Pacific Insurance Group Co Ltd 000000000 610200.00000000 NS 2158069.99000000 1.910069505567 Long EC CORP CN N 2 N N N China Mengniu Dairy Co Ltd 2549005Q343BSJ8RSS21 China Mengniu Dairy Co Ltd 000000000 550000.00000000 NS 2104196.91000000 1.862387397129 Long EC CORP KY N 2 N N N AK Medical Holdings Ltd N/A AK Medical Holdings Ltd 000000000 1456000.00000000 NS 1642018.81000000 1.453321750954 Long EC CORP KY Y 2 N N N China Mobile Ltd 529900U2JJ7GK68NI589 China Mobile Ltd 000000000 443000.00000000 NS 3340078.92000000 2.956244663445 Long EC CORP HK N 2 N N N CK Asset Holdings Ltd 5299006GJZSGP78B8S35 CK Asset Holdings Ltd 000000000 303856.00000000 NS 2020505.98000000 1.788314038051 Long EC CORP KY N 2 N N N Hong Kong Exchanges & Clearing Ltd 213800YTVSXYQN17BW16 Hong Kong Exchanges & Clearing Ltd 000000000 147221.00000000 NS 4662643.69000000 4.126823304555 Long EC CORP HK N 2 N N N Sinopharm Group Co Ltd 529900N54X78YH9JYK92 Sinopharm Group Co Ltd 000000000 1028000.00000000 NS 3395290.41000000 3.005111374856 Long EC CORP CN N 2 N N N 2019-12-19 EATON VANCE GROWTH TRUST James Kirchner James Kirchner Treasurer XXXX NPORT-EX 2 GreaterChinaGrowth.htm html

Eaton Vance

Greater China Growth Fund

November 30, 2019

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 95.7%

 

                                                 
Security    Shares      Value  

China — 61.6%

 

Food Products — 11.9%

 

China Mengniu Dairy Co., Ltd.

      550,000      $ 2,104,197  

Dali Foods Group Co., Ltd.(1)

      4,284,500        2,911,929  

Foshan Haitian Flavouring & Food Co., Ltd., Class A

      94,900        1,444,737  

Inner Mongolia Yili Industrial Group Co., Ltd., Class A

      876,643        3,629,273  

Tingyi (Cayman Islands) Holding Corp.

      2,074,000        3,374,591  
     

 

 

  
   $ 13,464,727  
     

 

 

  

Gas Utilities — 4.2%

 

China Resources Gas Group, Ltd.

      858,000      $ 4,777,496  
     

 

 

  
   $ 4,777,496  
     

 

 

  

Health Care Equipment & Supplies — 1.4%

 

AK Medical Holdings, Ltd.(1)

      1,456,000      $ 1,642,019  
     

 

 

  
   $ 1,642,019  
     

 

 

  

Health Care Providers & Services — 3.0%

 

Sinopharm Group Co., Ltd., Class H

      1,028,000      $ 3,395,290  
     

 

 

  
   $ 3,395,290  
     

 

 

  

Health Care Technology — 2.1%

 

Ping An Healthcare and Technology Co., Ltd.(1)(2)

      362,900      $ 2,417,032  
     

 

 

  
   $ 2,417,032  
     

 

 

  

Hotels, Restaurants & Leisure — 2.3%

 

Xiabuxiabu Catering Management China Holdings Co., Ltd.(1)

      1,749,500      $ 2,055,662  

Yum China Holdings, Inc.

      11,367        506,059  
     

 

 

  
   $ 2,561,721  
     

 

 

  

Household Durables — 6.0%

 

Haier Electronics Group Co., Ltd.

      1,445,000      $ 4,016,655  

Zhejiang Supor Co., Ltd., Class A

      272,925        2,789,902  
     

 

 

  
   $ 6,806,557  
     

 

 

  

Insurance — 7.3%

 

China Pacific Insurance (Group) Co., Ltd., Class H

      610,200      $ 2,158,070  

Ping An Insurance (Group) Co. of China, Ltd., Class H

      532,500        6,046,815  
     

 

 

  
   $ 8,204,885  
     

 

 

  

Interactive Media & Services — 8.7%

 

Tencent Holdings, Ltd.

      233,600      $ 9,856,970  
     

 

 

  
   $ 9,856,970  
     

 

 

  

IT Services — 3.8%

 

TravelSky Technology, Ltd., Class H

      1,781,000      $ 4,336,139  
     

 

 

  
   $ 4,336,139  
     

 

 

  

Marine — 0.6%

 

SITC International Holdings Co., Ltd.

      563,000      $ 628,176  
     

 

 

  
   $ 628,176  
     

 

 

  

 

1

 

 

                                                 
Security    Shares      Value  

Personal Products — 0.7%

 

Hengan International Group Co., Ltd.

      118,000      $ 779,124  
     

 

 

  
   $ 779,124  
     

 

 

  

Professional Services — 1.1%

 

Centre Testing International Group Co., Ltd., Class A

      643,372      $ 1,243,888  
     

 

 

  
   $ 1,243,888  
     

 

 

  

Real Estate Management & Development — 1.0%

 

China Overseas Land & Investment, Ltd.

      326,000      $ 1,094,141  
     

 

 

  
   $ 1,094,141  
     

 

 

  

Textiles, Apparel & Luxury Goods — 4.5%

 

ANTA Sports Products, Ltd.

      537,000      $ 5,050,132  
     

 

 

  
   $ 5,050,132  
     

 

 

  

Wireless Telecommunication Services — 3.0%

 

China Mobile, Ltd.

      443,000      $ 3,340,079  
     

 

 

  
   $ 3,340,079  
     

 

 

  

Total China
(identified cost $48,946,044)

 

    $ 69,598,376  
     

 

 

  

Hong Kong — 22.5%

 

Capital Markets — 4.1%

 

Hong Kong Exchanges and Clearing, Ltd.

      147,221      $ 4,662,644  
     

 

 

  
   $ 4,662,644  
     

 

 

  

Equity Real Estate Investment Trusts (REITs) — 3.4%

 

Link REIT

      376,500      $ 3,844,723  
     

 

 

  
   $ 3,844,723  
     

 

 

  

Food & Staples Retailing — 0.9%

 

Dairy Farm International Holdings, Ltd.

      174,373      $ 1,019,728  
     

 

 

  
   $ 1,019,728  
     

 

 

  

Food Products — 0.4%

 

Vitasoy International Holdings, Ltd.

      132,000      $ 507,419  
     

 

 

  
   $ 507,419  
     

 

 

  

Hotels, Restaurants & Leisure — 2.7%

 

Sands China, Ltd.

      634,400      $ 3,004,262  
     

 

 

  
   $ 3,004,262  
     

 

 

  

Insurance — 8.3%

 

AIA Group, Ltd.

      936,800      $ 9,374,926  
     

 

 

  
   $ 9,374,926  
     

 

 

  

Real Estate Management & Development — 1.8%

 

CK Asset Holdings, Ltd.

      303,856      $ 2,020,506  
     

 

 

  
   $ 2,020,506  
     

 

 

  

Textiles, Apparel & Luxury Goods — 0.9%

 

Samsonite International SA(1)

      443,400      $ 1,000,744  
     

 

 

  
   $ 1,000,744  
     

 

 

  

Total Hong Kong
(identified cost $16,214,094)

 

    $ 25,434,952  
     

 

 

  

 

2

 

 

                                                 
Security    Shares      Value  

Taiwan — 11.6%

 

Banks — 1.2%

 

CTBC Financial Holding Co., Ltd.

      1,856,881      $ 1,329,550  
     

 

 

  
   $ 1,329,550  
     

 

 

  

Electronic Equipment, Instruments & Components — 1.2%

 

Largan Precision Co., Ltd.

      9,000      $ 1,307,878  
     

 

 

  
   $ 1,307,878  
     

 

 

  

Food & Staples Retailing — 3.0%

 

President Chain Store Corp.

      335,000      $ 3,353,183  
     

 

 

  
   $ 3,353,183  
     

 

 

  

Insurance — 1.2%

 

Cathay Financial Holding Co., Ltd.

      994,929      $ 1,359,585  
     

 

 

  
   $ 1,359,585  
     

 

 

  

Multiline Retail — 1.2%

 

Poya International Co., Ltd.

      98,462      $ 1,394,684  
     

 

 

  
   $ 1,394,684  
     

 

 

  

Semiconductors & Semiconductor Equipment — 3.8%

 

Taiwan Semiconductor Manufacturing Co., Ltd.

      428,839      $ 4,313,545  
     

 

 

  
   $ 4,313,545  
     

 

 

  

Total Taiwan
(identified cost $7,778,785)

 

    $ 13,058,425  
     

 

 

  

Total Common Stocks — 95.7%
(identified cost $72,938,923)

 

    $ 108,091,753  
     

 

 

  

Other Assets, Less Liabilities — 4.3%

 

    $ 4,882,416  
     

 

 

  

Net Assets — 100.0%

 

    $ 112,974,169  
     

 

 

  

The percentage shown for each investment category in the Portfolio of Investments is based on net assets.

 

(1)

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be sold in certain transactions in reliance on an exemption from registration (normally to qualified institutional buyers). At November 30, 2019, the aggregate value of these securities is $10,027,386 or 8.9% of the Fund’s net assets.

 

(2)

Non-income producing security.

The Fund did not have any open derivative instruments at November 30, 2019.

Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.

 

•  

Level 1 — quoted prices in active markets for identical investments

 

•  

Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)

 

•  

Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)

 

3

 

 

In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

At November 30, 2019, the hierarchy of inputs used in valuing the Fund’s investments, which are carried at value, were as follows:

 

Asset Description    Level 1      Level 2      Level 3      Total  

Common Stocks

 

Communication Services

    $ —      $ 13,197,049      $ —      $ 13,197,049  

Consumer Discretionary

      506,059        19,312,041        —        19,818,100  

Consumer Staples

      —        19,124,181        —        19,124,181  

Financials

      —        24,931,590        —        24,931,590  

Health Care

      —        7,454,341        —        7,454,341  

Industrials

      —        1,872,064        —        1,872,064  

Information Technology

      —        9,957,562        —        9,957,562  

Real Estate

      —        6,959,370        —        6,959,370  

Utilities

      —        4,777,496        —        4,777,496  

Total Common Stocks

    $ 506,059      $ 107,585,694 *     $ —      $ 108,091,753  

Total Investments

    $     506,059      $     107,585,694      $     —      $     108,091,753  

 

*

Includes foreign equity securities whose values were adjusted to reflect market trading of comparable securities or other correlated instruments that occurred after the close of trading in their applicable foreign markets.

For information on the Fund’s policy regarding the valuation of investments and other significant accounting policies, please refer to the Fund’s most recent financial statements included in its semiannual or annual report to shareholders.

 

4