-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DUdLBw8acd7MZGdqvXscBLLl7oup4TYZSAMIiJAjk3dgVhtss3PyZjxf3In23Ijz JqPMZv/h3sq4UOOnDpSkxQ== 0001104659-07-005321.txt : 20070129 0001104659-07-005321.hdr.sgml : 20070129 20070129134205 ACCESSION NUMBER: 0001104659-07-005321 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20070129 DATE AS OF CHANGE: 20070129 EFFECTIVENESS DATE: 20070129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE GROWTH TRUST CENTRAL INDEX KEY: 0000102816 IRS NUMBER: 042325690 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-01241 FILM NUMBER: 07560082 BUSINESS ADDRESS: STREET 1: THE EATON VANCE BUILDING STREET 2: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-598-8880 MAIL ADDRESS: STREET 1: THE EATON VANCE BUILDING STREET 2: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VANCE SANDERS COMMON STOCK FUND INC DATE OF NAME CHANGE: 19820915 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON STOCK FUND INC DATE OF NAME CHANGE: 19730619 0000102816 S000005195 Eaton Vance Asian Small Companies Fund C000014173 Eaton Vance Asian Small Companies Fund Class I C000014174 Eaton Vance Asian Small Companies Fund Class A EVASX C000014175 Eaton Vance Asian Small Companies Fund Class B EBASX 0000102816 S000005199 Eaton Vance Global Growth Fund C000014181 Eaton Vance Global Growth Fund Class A ETIAX C000014182 Eaton Vance Global Growth Fund Class B EMIAX C000014183 Eaton Vance Global Growth Fund Class C ECIAX 0000102816 S000005200 Eaton Vance Greater China Growth Fund C000014184 Eaton Vance Greater China Growth Fund Class I C000014185 Eaton Vance Greater China Growth Fund Class A EVCGX C000014186 Eaton Vance Greater China Growth Fund Class B EMCGX C000014187 Eaton Vance Greater China Growth Fund Class C ECCGX 0000102816 S000005201 Eaton Vance Growth Fund C000014188 Eaton Vance Growth Fund Class A EVGFX C000014189 Eaton Vance Growth Fund Class B EMGFX C000014190 Eaton Vance Growth Fund Class C ECGFX 0000102816 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014191 Eaton Vance Worldwide Health Sciences Fund Class A ETHSX C000014192 Eaton Vance Worldwide Health Sciences Fund Class B EMHSX C000014193 Eaton Vance Worldwide Health Sciences Fund Class C ECHSX C000014194 Eaton Vance Worldwide Health Sciences Fund Class R ERHSX N-Q 1 a06-25460_1nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-Q

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811-1241

 

Eaton Vance Growth Trust

(Exact name of registrant as specified in charter)

 

The Eaton Vance Building, 255 State Street,
Boston, Massachusetts

 

02109

(Address of principal executive offices)

 

(Zip code)

 

Alan R. Dynner, Esq.

Eaton Vance Management, 255 State Street, Boston, Massachusetts 02109

(Name and address of agent for service)

 

Registrant's telephone number, including area code:  (617) 482-8260

 

Date of fiscal year end:  August 31

 

 

 

Date of reporting period:  November 30, 2006

 



Item 1. Schedule of Investments

2



Eaton Vance Asian Small Companies Fund as of November 30, 2006 (Unaudited)

Eaton Vance Asian Small Companies Fund (the Fund), a diversified series of Eaton Vance Growth Trust, invests substantially all of its investable assets in Asian Small Companies Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At November 30, 2006, the value of the Fund’s investment in the Portfolio was $265,667,491 and the Fund owned approximately 46.6% of the Portfolio’s outstanding interests. The Portfolio’s Schedule of Investments is set forth below.



Asian Small Companies Portfolio                                                                                             as of November 30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 99.7%

Security

 

Shares

 

Value

 

China — 7.1%

 

 

 

 

 

Containers & Packaging — 1.2%

 

 

 

 

 

AMVIG Holdings Ltd.

 

8,588,000

 

$

6,618,158

 

 

 

 

 

$

6,618,158

 

Hotels, Restaurants & Leisure — 1.2%

 

 

 

 

 

Ctrip.Com International Ltd.

 

125,104

 

6,945,774

 

 

 

 

 

$

6,945,774

 

Personal Products — 1.8%

 

 

 

 

 

Beauty China Holdings Ltd.

 

17,813,000

 

10,467,641

 

 

 

 

 

$

10,467,641

 

Textiles, Apparel & Luxury Goods — 2.9%

 

 

 

 

 

Ports Design Ltd.

 

7,879,000

 

16,402,435

 

 

 

 

 

$

16,402,435

 

Total China
(identified cost $24,165,345)

 

 

 

$

40,434,008

 

Hong Kong — 7.0%

 

 

 

 

 

Hotels, Restaurants & Leisure — 1.5%

 

 

 

 

 

Fairwood Holdings Ltd.

 

7,674,000

 

8,962,511

 

 

 

 

 

$

8,962,511

 

Textiles, Apparel & Luxury Goods — 5.5%

 

 

 

 

 

EganaGoldpfeil Holdings Ltd.

 

30,476,000

 

15,097,544

 

Peace Mark Holdings Ltd.

 

23,814,000

 

16,151,026

 

 

 

 

 

$

31,248,570

 

Total Hong Kong
(identified cost $22,769,268)

 

 

 

$

40,211,081

 

India — 5.1%

 

 

 

 

 

Chemicals — 2.4%

 

 

 

 

 

United Phosphorus Ltd.

 

1,855,089

 

13,804,016

 

 

 

 

 

$

13,804,016

 

Diversified Financial Services — 1.3%

 

 

 

 

 

Financial Technologies (India) Ltd.

 

161,707

 

7,576,736

 

 

 

 

 

$

7,576,736

 

Electrical Equipment — 0.9%

 

 

 

 

 

ABB Ltd.

 

61,000

 

4,756,646

 

 

 

 

 

$

4,756,646

 

1



 

 

 

Industrial Conglomerates — 0.5%

 

 

 

 

 

Siemens India Ltd.

 

110,580

 

$

2,783,194

 

 

 

 

 

$

2,783,194

 

Total India
(identified cost $14,350,116)

 

 

 

$

28,920,592

 

Malaysia — 10.2%

 

 

 

 

 

Construction Materials — 2.5%

 

 

 

 

 

Lafarge Malayan Cement Berhad

 

44,183,100

 

14,030,051

 

 

 

 

 

$

14,030,051

 

Electronic Equipment & Instruments — 2.1%

 

 

 

 

 

Uchi Technologies BHD

 

12,620,300

 

11,788,769

 

 

 

 

 

$

11,788,769

 

Health Care Providers & Services — 2.4%

 

 

 

 

 

Pantai Holdings BHD

 

18,910,300

 

14,007,630

 

 

 

 

 

$

14,007,630

 

Stationary - Office Supplies — 1.2%

 

 

 

 

 

Pelikan International Corp.

 

7,500,000

 

6,957,537

 

 

 

 

 

$

6,957,537

 

Wireless Telecommunication Services — 2.0%

 

 

 

 

 

Digi.Com Berhad

 

3,130,800

 

11,680,824

 

 

 

 

 

$

11,680,824

 

Total Malaysia
(identified cost $39,807,599)

 

 

 

$

58,464,811

 

Philippines — 0.9%

 

 

 

 

 

Construction Materials — 0.9%

 

 

 

 

 

Holcim Philippines, Inc.

 

31,770,000

 

5,054,028

 

 

 

 

 

$

5,054,028

 

Total Philippines
(identified cost $4,307,219)

 

 

 

$

5,054,028

 

Republic of Korea — 13.8%

 

 

 

 

 

Chemicals — 1.2%

 

 

 

 

 

Youlchon Chemical Co. Ltd.

 

638,790

 

7,045,352

 

 

 

 

 

$

7,045,352

 

Commercial Services & Supplies — 1.8%

 

 

 

 

 

Fursys, Inc.

 

363,850

 

10,277,143

 

 

 

 

 

$

10,277,143

 

Construction & Engineering — 1.3%

 

 

 

 

 

Hyundai Engineering & Construction Co. (1)

 

128,060

 

7,688,313

 

 

 

 

 

$

7,688,313

 

2



 

 

 

Food Products — 1.3%

 

 

 

 

 

Binggrae Co. Ltd.

 

170,050

 

$

7,635,316

 

 

 

 

 

$

7,635,316

 

Health Care Equipment & Supplies — 1.4%

 

 

 

 

 

Standard Diagnostics, Inc.

 

556,953

 

7,697,820

 

 

 

 

 

$

7,697,820

 

Hotels, Restaurants & Leisure — 1.8%

 

 

 

 

 

Hana Tour Service, Inc.

 

155,205

 

10,159,503

 

 

 

 

 

$

10,159,503

 

Leisure Equipment & Products — 0.8%

 

 

 

 

 

Samick Musical Instruments Co. Ltd.

 

4,028,920

 

4,731,115

 

 

 

 

 

$

4,731,115

 

Pharmaceuticals — 2.6%

 

 

 

 

 

Hanmi Pharm Co. Ltd.

 

103,218

 

14,624,121

 

 

 

 

 

$

14,624,121

 

Software — 1.6%

 

 

 

 

 

Duzon Digital Ware Co. Ltd.

 

400,982

 

8,980,541

 

 

 

 

 

$

8,980,541

 

Total Republic of Korea
(identified cost $60,032,737)

 

 

 

$

78,839,224

 

Singapore — 26.0%

 

 

 

 

 

Air Freight & Logistics — 2.2%

 

 

 

 

 

Goodpack Ltd.

 

12,186,000

 

12,431,492

 

 

 

 

 

$

12,431,492

 

Communications Equipment — 2.4%

 

 

 

 

 

Datacraft Asia Ltd. (1)

 

11,695,000

 

13,683,150

 

 

 

 

 

$

13,683,150

 

Diversified Consumer Services — 4.4%

 

 

 

 

 

Hartford Education Corp. Ltd.

 

933,083

 

357,341

 

Raffles Education Corp. Ltd.

 

22,394,000

 

24,572,916

 

 

 

 

 

$

24,930,257

 

Energy Equipment & Services — 4.9%

 

 

 

 

 

Ezra Holdings Ltd.

 

11,225,760

 

27,860,542

 

 

 

 

 

$

27,860,542

 

Health Care Equipment & Supplies — 1.8%

 

 

 

 

 

LMA International NV (1)

 

24,220,000

 

10,067,870

 

 

 

 

 

$

10,067,870

 

3



 

 

 

IT Services — 2.5%

 

 

 

 

 

CSE Global Ltd.

 

18,321,000

 

$

14,278,214

 

 

 

 

 

$

14,278,214

 

Real Estate Investment Trusts (REITs) — 2.2%

 

 

 

 

 

Ascott Residence Trust

 

14,190,000

 

12,894,976

 

 

 

 

 

$

12,894,976

 

Real Estate Management & Development — 2.7%

 

 

 

 

 

Ascott Group Ltd.

 

18,790,000

 

15,242,256

 

 

 

 

 

$

15,242,256

 

Road & Rail — 1.2%

 

 

 

 

 

SMRT Corp. Ltd.

 

9,002,000

 

6,665,044

 

 

 

 

 

$

6,665,044

 

Software — 1.4%

 

 

 

 

 

Silverlake Axis Ltd.

 

19,315,000

 

8,274,959

 

 

 

 

 

$

8,274,959

 

Specialty Retail — 0.3%

 

 

 

 

 

Pertama Holdings Ltd.

 

7,217,000

 

1,902,869

 

 

 

 

 

$

1,902,869

 

Total Singapore
(identified cost $97,608,471)

 

 

 

$

148,231,629

 

Taiwan — 13.3%

 

 

 

 

 

Commercial Services & Supplies — 1.7%

 

 

 

 

 

Taiwan-Sogo Shinkong Security Corp.

 

10,842,600

 

9,954,998

 

 

 

 

 

$

9,954,998

 

Distributors — 1.3%

 

 

 

 

 

Test-Rite International Co.

 

14,101,603

 

7,573,083

 

 

 

 

 

$

7,573,083

 

Electronic Equipment & Instruments — 1.7%

 

 

 

 

 

Av Tech Corp.

 

2,088,430

 

9,558,417

 

 

 

 

 

$

9,558,417

 

Hotels, Restaurants & Leisure — 2.4%

 

 

 

 

 

Formosa International Hotels Corp.

 

4,924,000

 

13,900,078

 

 

 

 

 

$

13,900,078

 

Industrial Conglomerates — 1.2%

 

 

 

 

 

Chung-Hsin Electric & Machinery MFG. Corp.

 

10,793,000

 

6,534,982

 

 

 

 

 

$

6,534,982

 

Leisure Equipment & Products — 3.3%

 

 

 

 

 

Johnson Health Tech Co. Ltd.

 

2,838,325

 

18,926,255

 

 

 

 

 

$

18,926,255

 

4



 

 

 

Machinery — 1.7%

 

 

 

 

 

Awea Mechantronic Co. Ltd.

 

4,602,840

 

$

9,461,393

 

 

 

 

 

$

9,461,393

 

Total Taiwan
(identified cost $53,996,496)

 

 

 

$

75,909,206

 

Thailand — 16.3%

 

 

 

 

 

Health Care Providers & Services — 2.2%

 

 

 

 

 

Bumrungrad Hospital Public Co. Ltd.

 

12,168,100

 

12,376,638

 

 

 

 

 

$

12,376,638

 

Hotels, Restaurants & Leisure — 2.8%

 

 

 

 

 

Minor International PLC

 

49,735,490

 

16,077,238

 

 

 

 

 

$

16,077,238

 

Media — 3.7%

 

 

 

 

 

Major Cineplex Public Co. Ltd.

 

30,391,900

 

14,143,646

 

Workpoint Entertainment Public Co. Ltd. (1)

 

11,330,600

 

7,325,343

 

 

 

 

 

$

21,468,989

 

Real Estate Management & Development — 4.9%

 

 

 

 

 

Central Pattana PCL

 

19,567,000

 

12,813,836

 

Central Pattana PCL NVDR

 

1,258,900

 

823,346

 

LPN Development PLC (1)

 

55,762,600

 

8,870,699

 

Siam Future Development Public Co. Ltd. (1)

 

21,011,040

 

5,240,318

 

 

 

 

 

$

27,748,199

 

Specialty Retail — 0.4%

 

 

 

 

 

It City Public Co. Ltd. (1)

 

8,651,400

 

2,290,325

 

 

 

 

 

$

2,290,325

 

Wireless Telecommunication Services — 2.3%

 

 

 

 

 

Total Access Communication PCL (1)

 

2,912,400

 

13,047,552

 

 

 

 

 

$

13,047,552

 

Total Thailand
(identified cost $65,923,408)

 

 

 

$

93,008,941

 

Total Common Stocks
(identified cost $382,960,659)

 

 

 

$

569,073,520

 

 

5



 

 

Warrants — 0.1%

Security

 

Shares

 

Value

 

Thailand — 0.1%

 

 

 

 

 

Minor International Public Co. Ltd., Exp. 3/29/08 (1)

 

3,690,779

 

$

591,388

 

 

 

 

 

$

591,388

 

Total Thailand
(identified cost $0)

 

 

 

$

591,388

 

Total Warrants
(identified cost $0)

 

 

 

$

591,388

 

Total Investments — 99.8%
(identified cost $382,960,659)

 

 

 

$

569,664,908

 

Other Assets, Less Liabilities — 0.2%

 

 

 

$

1,005,765

 

Net Assets — 100.0%

 

 

 

$

570,670,673

 

 

NVDR

—

Non Voting Depositary Receipt

(1)

 

Non-income producing security.

 

Country Concentration of Portfolio

Country

 

Percentage of
Net Assets

 

Value

 

Singapore

 

26.0

%

$

148,231,629

 

Thailand

 

16.4

%

93,600,329

 

Republic of Korea

 

13.8

%

78,839,224

 

Taiwan

 

13.3

%

75,909,206

 

Malaysia

 

10.2

%

58,464,811

 

China

 

7.1

%

40,434,008

 

Hong Kong

 

7.0

%

40,211,081

 

India

 

5.1

%

28,920,592

 

Philipines

 

0.9

%

5,054,028

 

 

 

99.8

%

$

569,664,908

 

 

The Portfolio did not have any open financial instruments at November 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned at November 30, 2006, as computed on a federal income tax basis, were as follows:

Aggregate cost

 

$

382,982,986

 

Gross unrealized appreciation

 

$

200,070,324

 

Gross unrealized depreciation

 

(13,388,402

)

Net unrealized appreciation

 

$

186,681,922

 

 

The net unrealized depreciation on currency was $3,158.

6



Eaton Vance Global Growth Fund as of November 30, 2006 (Unaudited)

Eaton Vance Global Growth Fund (the Fund), a diversified series of Eaton Vance Growth Trust, invests substantially all of its investable assets in the Global Growth Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At November 30, 2006, the value of the Fund’s investment in the Portfolio was $87,447,207 and the Fund owned approximately 99.9% of the Portfolio’s outstanding interests. The Portfolio’s Schedule of Investments is set forth below.



Global Growth Portfolio                                                                                                                                                                                                                                                                                                   60;                                        as of November 30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 97.6%

Security

 

Shares

 

Value

 

Airlines — 0.7%

 

 

 

 

 

Air France-KLM

 

7,000

 

$

280,247

 

Gol Linhas Aereas Inteligentes SA ADR

 

12,000

 

341,520

 

 

 

 

 

$

621,767

 

Automobiles — 2.0%

 

 

 

 

 

Honda Motor Co., Ltd. ADR

 

14,000

 

$

494,060

 

Toyota Motor Corp.

 

20,200

 

1,214,049

 

 

 

 

 

$

1,708,109

 

Beverages — 2.1%

 

 

 

 

 

Diageo PLC ADR

 

5,000

 

$

386,450

 

Fomento Economico Mexicano SA de CV ADR

 

7,500

 

789,375

 

Heineken Holding NV

 

5,000

 

206,154

 

InBev NV

 

7,300

 

480,454

 

 

 

 

 

$

1,862,433

 

Biotechnology — 1.1%

 

 

 

 

 

Celgene Corp. (1)

 

15,800

 

$

880,534

 

Gilead Sciences, Inc. (1)

 

1,700

 

112,064

 

 

 

 

 

$

992,598

 

Building Products — 0.6%

 

 

 

 

 

Goodman Global, Inc. (1)

 

14,900

 

$

238,549

 

Owens Corning, Inc. (1)

 

8,000

 

248,000

 

 

 

 

 

$

486,549

 

Capital Markets — 4.5%

 

 

 

 

 

Deutsche Bank AG

 

2,000

 

$

258,720

 

E*Trade Financial Corp. (1)

 

51,200

 

1,232,384

 

Goldman Sachs Group, Inc. (The)

 

2,400

 

467,520

 

TD Ameritrade Holding Corp.

 

40,800

 

716,448

 

UBS AG

 

21,000

 

1,267,843

 

 

 

 

 

$

3,942,915

 

Chemicals — 0.5%

 

 

 

 

 

BASF AG ADR

 

4,500

 

$

416,745

 

 

 

 

 

$

416,745

 

Commercial Banks — 7.7%

 

 

 

 

 

Anglo Irish Bank Corp. PLC

 

16,000

 

$

304,574

 

Australia and New Zealand Banking Group, Ltd.

 

15,000

 

336,271

 

Banco Bilbao Vizcaya Argentaria SA ADR

 

20,000

 

483,000

 

Banco Santander Central Hispano SA ADR

 

41,000

 

749,480

 

Bank of Ireland

 

14,000

 

301,126

 

Barclays PLC ADR

 

18,000

 

973,080

 

BNP Paribas SA

 

4,500

 

486,587

 

1



 

Danske Bank A/S

 

10,000

 

$

436,989

 

DBS Group Holdings, Ltd.

 

30,000

 

408,469

 

HBOS PLC

 

10,000

 

204,920

 

HSBC Holdings PLC

 

40,000

 

739,623

 

Mitsubishi UFJ Financial Group, Inc. ADR

 

72,000

 

917,280

 

Societe Generale

 

2,200

 

370,077

 

 

 

 

 

$

6,711,476

 

Commercial Services & Supplies — 0.3%

 

 

 

 

 

Copart, Inc. (1)

 

7,612

 

$

229,958

 

 

 

 

 

$

229,958

 

Communications Equipment — 2.7%

 

 

 

 

 

Corning, Inc. (1)

 

20,000

 

$

431,200

 

Nokia Oyj

 

22,000

 

444,840

 

Research in Motion, Ltd. (1)

 

10,464

 

1,452,717

 

 

 

 

 

$

2,328,757

 

Computer Peripherals — 1.3%

 

 

 

 

 

Apple Computer, Inc. (1)

 

12,700

 

$

1,164,336

 

 

 

 

 

$

1,164,336

 

Construction & Engineering — 2.8%

 

 

 

 

 

Foster Wheeler, Ltd. (1)

 

36,700

 

$

1,981,800

 

Vinci SA

 

4,000

 

504,389

 

 

 

 

 

$

2,486,189

 

Construction Materials — 0.4%

 

 

 

 

 

Martin Marietta Materials, Inc.

 

3,700

 

$

367,447

 

 

 

 

 

$

367,447

 

Consumer Finance — 2.2%

 

 

 

 

 

CompuCredit Corp. (1)

 

6,500

 

$

244,790

 

First Marblehead Corp. (The)

 

12,000

 

898,080

 

Orix Corp.

 

3,000

 

815,375

 

 

 

 

 

$

1,958,245

 

Diversified Consumer Services — 0.9%

 

 

 

 

 

Capella Education Co. (1)

 

5,353

 

$

135,163

 

DeVry, Inc. (1)

 

21,800

 

571,596

 

Laureate Education, Inc. (1)

 

1,049

 

54,517

 

 

 

 

 

$

761,276

 

Diversified Financial Services — 1.9%

 

 

 

 

 

Fortis

 

7,000

 

$

286,000

 

ING Groep NV ADR

 

32,900

 

1,407,791

 

 

 

 

 

$

1,693,791

 

Diversified Telecommunication Services — 2.2%

 

 

 

 

 

BT Group PLC ADR

 

23,000

 

$

1,290,760

 

Philippine Long Distance Telephone Co. ADR

 

12,000

 

589,320

 

 

 

 

 

$

1,880,080

 

Electric Utilities — 2.8%

 

 

 

 

 

E.ON AG ADR

 

9,400

 

$

403,260

 

2



 

Endesa, SA

 

20,000

 

$

934,266

 

Enel SPA

 

60,000

 

613,337

 

Scottish and Southern Energy PLC

 

17,000

 

487,706

 

 

 

 

 

$

2,438,569

 

Energy Equipment & Services — 1.7%

 

 

 

 

 

Acergy SA ADR (1)

 

55,000

 

$

1,083,501

 

Tenaris SA ADR

 

9,000

 

423,090

 

 

 

 

 

$

1,506,591

 

Food & Staples Retailing — 1.3%

 

 

 

 

 

AEON Co., Ltd.

 

30,000

 

$

704,009

 

Susser Holdings Corp. (1)

 

21,721

 

431,162

 

 

 

 

 

$

1,135,171

 

Food Products — 1.0%

 

 

 

 

 

Nestle SA

 

2,400

 

$

848,816

 

 

 

 

 

$

848,816

 

Health Care Equipment & Supplies — 0.8%

 

 

 

 

 

American Medical Systems Holdings, Inc. (1)

 

13,000

 

$

223,730

 

Synthes, Inc.

 

2,000

 

235,663

 

Thoratec Corp. (1)

 

17,083

 

251,633

 

 

 

 

 

$

711,026

 

Health Care Providers & Services — 1.9%

 

 

 

 

 

Caremark Rx, Inc.

 

9,400

 

$

444,620

 

DaVita, Inc. (1)

 

4,600

 

244,766

 

Henry Schein, Inc. (1)

 

10,200

 

525,606

 

Lincare Holdings, Inc. (1)

 

6,000

 

226,020

 

Quest Diagnostics, Inc.

 

3,700

 

196,729

 

 

 

 

 

$

1,637,741

 

Hotels, Restaurants & Leisure — 0.4%

 

 

 

 

 

Burger King Holdings, Inc. (1)

 

7,057

 

$

129,849

 

Pinnacle Entertainment, Inc. (1)

 

7,200

 

234,072

 

 

 

 

 

$

363,921

 

Household Durables — 0.5%

 

 

 

 

 

Sekisui House, Ltd.

 

29,000

 

$

437,904

 

 

 

 

 

$

437,904

 

Industrial Conglomerates — 1.0%

 

 

 

 

 

Keppel Corp., Ltd.

 

80,000

 

$

904,624

 

 

 

 

 

$

904,624

 

Insurance — 2.3%

 

 

 

 

 

Admiral Group PLC

 

24,000

 

$

427,246

 

Aviva PLC

 

20,000

 

310,424

 

Axa ADR

 

27,200

 

1,034,144

 

Muenchener Rueckversicherungs-Gesellschaft AG

 

1,500

 

244,771

 

 

 

 

 

$

2,016,585

 

 

3



 

Internet Software & Services — 3.2%

 

 

 

 

 

DealerTrack Holdings, Inc. (1)

 

10,000

 

$

273,300

 

Equinix, Inc. (1)

 

7,000

 

534,240

 

Google, Inc., Class A (1)

 

4,037

 

1,957,622

 

 

 

 

 

$

2,765,162

 

IT Services — 1.7%

 

 

 

 

 

CheckFree Corp. (1)

 

1,980

 

$

82,784

 

Exlservice Holdings, Inc. (1)

 

1,333

 

30,112

 

MasterCard, Inc., Class A

 

5,050

 

513,837

 

MoneyGram International, Inc.

 

28,196

 

859,978

 

 

 

 

 

$

1,486,711

 

Machinery — 1.2%

 

 

 

 

 

Komatsu, Ltd.

 

35,000

 

$

632,073

 

Vallourec SA

 

1,500

 

406,822

 

 

 

 

 

$

1,038,895

 

Media — 0.7%

 

 

 

 

 

Comcast Corp., Class A (1)

 

11,100

 

$

449,106

 

Live Nation, Inc. (1)

 

8,400

 

180,096

 

 

 

 

 

$

629,202

 

Metals & Mining — 5.7%

 

 

 

 

 

Anglo American PLC ADR

 

21,000

 

$

491,190

 

Companhia Vale do Rio Doce ADR

 

24,000

 

565,200

 

Gammon Lake Resources, Inc. (1)

 

83,600

 

1,269,884

 

Goldcorp, Inc.

 

34,165

 

1,064,923

 

Golden Star Resources, Ltd. (1)

 

55,900

 

184,470

 

Miramar Mining Corp. (1)

 

60,400

 

312,268

 

Rio Tinto PLC ADR

 

4,800

 

1,030,032

 

Western Copper Corp. (1)

 

32,000

 

37,828

 

 

 

 

 

$

4,955,795

 

Multiline Retail — 1.4%

 

 

 

 

 

Big Lots, Inc. (1)

 

14,400

 

$

321,264

 

Saks, Inc.

 

42,000

 

861,840

 

 

 

 

 

$

1,183,104

 

Multi-Utilities — 1.6%

 

 

 

 

 

RWE AG

 

12,400

 

$

1,409,447

 

 

 

 

 

$

1,409,447

 

Office Electronics — 1.5%

 

 

 

 

 

Canon, Inc.

 

25,350

 

$

1,334,447

 

 

 

 

 

$

1,334,447

 

Oil, Gas & Consumable Fuels — 10.8%

 

 

 

 

 

Arch Coal, Inc.

 

6,300

 

$

226,170

 

Chesapeake Energy Corp.

 

11,600

 

394,748

 

EnCana Corp.

 

7,500

 

391,575

 

ENI SPA ADR

 

5,000

 

329,600

 

Goodrich Petroleum Corp. (1)

 

5,000

 

219,800

 

4



 

Hess Corp.

 

29,000

 

$

1,457,830

 

Norsk Hydro ASA ADR

 

16,000

 

398,560

 

Parallel Petroleum Corp. (1)

 

9,975

 

197,006

 

Petrohawk Energy Corporation (1)

 

17,000

 

220,490

 

Petroleo Brasileiro SA ADR

 

9,700

 

823,530

 

Quicksilver Resources, Inc. (1)

 

11,700

 

495,027

 

Southwestern Energy Co. (1)

 

14,500

 

610,885

 

SXR Uranium One, Inc. (1)

 

95,018

 

1,223,086

 

Total SA ADR

 

18,000

 

1,286,280

 

W&T Offshore, Inc.

 

29,000

 

1,005,140

 

Williams Cos., Inc. (The)

 

7,000

 

194,320

 

 

 

 

 

$

9,474,047

 

Personal Products — 0.5%

 

 

 

 

 

Herbalife, Ltd. (1)

 

10,317

 

$

401,950

 

 

 

 

 

$

401,950

 

Pharmaceuticals — 5.0%

 

 

 

 

 

Adams Respiratory Therapeutics, Inc. (1)

 

5,000

 

$

196,850

 

Eisai Co., Ltd.

 

4,400

 

234,343

 

Endo Pharmaceuticals Holdings, Inc. (1)

 

12,270

 

332,640

 

Ipsen SA

 

4,100

 

180,582

 

Novartis AG ADR

 

13,000

 

759,330

 

Roche Holding AG

 

6,000

 

1,086,598

 

Shire PLC ADR

 

20,900

 

1,266,540

 

Takeda Pharmaceutical Co., Ltd.

 

5,000

 

326,161

 

 

 

 

 

$

4,383,044

 

Real Estate Investment Trusts (REITs) — 0.2%

 

 

 

 

 

Annaly Capital Management, Inc.

 

12,217

 

$

170,794

 

 

 

 

 

$

170,794

 

Real Estate Management & Development — 0.4%

 

 

 

 

 

Sun Hung Kai Properties, Ltd.

 

30,000

 

$

339,240

 

 

 

 

 

$

339,240

 

Retail - Food and Drug — 0.5%

 

 

 

 

 

Shoppers Drug Mart Corp.

 

9,700

 

$

421,211

 

 

 

 

 

$

421,211

 

Road & Rail — 0.9%

 

 

 

 

 

Canadian Pacific Railway, Ltd.

 

10,000

 

$

557,300

 

West Japan Railway Co. 

 

50

 

228,152

 

 

 

 

 

$

785,452

 

Semiconductors & Semiconductor Equipment — 3.6%

 

 

 

 

 

Applied Micro Circuits Corp. (1)

 

70,000

 

$

245,000

 

Atheros Communications, Inc. (1)

 

46,000

 

1,046,040

 

MEMC Electronic Materials, Inc. (1)

 

40,800

 

1,623,840

 

Tessera Technologies, Inc. (1)

 

6,000

 

227,220

 

 

 

 

 

$

3,142,100

 

 

5



 

Software — 0.4%

 

 

 

 

 

i2 Technologies, Inc. (1)

 

7,000

 

$

135,240

 

UbiSoft Entertainment SA (1)

 

4,000

 

252,756

 

 

 

 

 

$

387,996

 

Specialty Retail — 1.9%

 

 

 

 

 

GameStop Corp., Class A (1)

 

9,300

 

$

521,265

 

OfficeMax, Inc.

 

5,600

 

263,592

 

Sally Beauty Holdings, Inc. (1)

 

92,000

 

851,920

 

 

 

 

 

$

1,636,777

 

Thrifts & Mortgage Finance — 0.7%

 

 

 

 

 

BankUnited Financial Corp., Class A

 

7,900

 

$

201,450

 

W Holding Co., Inc.

 

67,800

 

416,292

 

 

 

 

 

$

617,742

 

Tobacco — 3.3%

 

 

 

 

 

British American Tobacco PLC

 

15,000

 

$

425,679

 

Japan Tobacco, Inc.

 

150

 

662,902

 

Loews Corp. - Carolina Group

 

22,435

 

1,399,271

 

Reynolds American, Inc.

 

6,500

 

417,560

 

 

 

 

 

$

2,905,412

 

Trading Companies & Distributors — 0.7%

 

 

 

 

 

Mitsubishi Corp.

 

30,000

 

$

556,357

 

MSC Industrial Direct Co., Inc.

 

1,900

 

73,929

 

 

 

 

 

$

630,286

 

Wireless Telecommunication Services — 4.1%

 

 

 

 

 

China Mobile, Ltd. ADR

 

7,500

 

$

316,500

 

NII Holdings, Inc., Class B (1)

 

24,700

 

1,603,771

 

Rogers Communications, Inc., Class B

 

15,800

 

967,118

 

Tim Participacoes SA ADR

 

21,400

 

728,456

 

 

 

 

 

$

3,615,845

 

Total Common Stocks
(identified cost $69,673,724)

 

 

 

$

85,328,278

 

 

Affiliated Investment — 2.3%

Security

 

 

 

Value

 

Investment in Cash Management Portfolio, 4.72% (2)

 

 

 

$

2,046,409

 

Total Affiliated Investment
(at amortized cost, $2,046,409)

 

 

 

$

2,046,409

 

Total Investments — 99.9%
(identified cost $71,720,133)

 

 

 

$

87,374,687

 

Other Assets, Less Liabilities — 0.1%

 

 

 

$

72,753

 

Net Assets — 100.0%

 

 

 

$

87,447,440

 

 

6



 

ADR

—

American Depository Receipt

(1)

 

Non-income producing security.

(2)

 

Affiliated investment that invests in high quality U.S. money market instruments, and that is available to Eaton Vance portfolios and funds. The rate shown is the annualized seven-day yield as of November 30, 2006.

 

Country Concentration of Portfolio

 

Percentage

 

 

 

Country

 

of Net Assets

 

Value

 

United States

 

45.2

%

$

39,547,793

 

Canada

 

9.0

%

7,882,380

 

Japan

 

8.7

%

7,639,832

 

United Kingdom

 

7.8

%

6,820,579

 

Switzerland

 

4.8

%

4,198,250

 

France

 

4.0

%

3,515,604

 

Brazil

 

2.8

%

2,458,706

 

Germany

 

2.7

%

2,329,683

 

Bermuda

 

2.3

%

1,981,800

 

Spain

 

1.9

%

1,683,746

 

Netherlands

 

1.8

%

1,613,945

 

Singapore

 

1.5

%

1,313,093

 

Italy

 

1.1

%

942,937

 

Mexico

 

0.9

%

789,375

 

Belgium

 

0.9

%

766,454

 

Hong Kong

 

0.7

%

655,740

 

Ireland

 

0.7

%

605,700

 

Philippines

 

0.7

%

589,320

 

Finland

 

0.5

%

444,840

 

Denmark

 

0.5

%

436,989

 

Argentina

 

0.5

%

423,090

 

Norway

 

0.5

%

398,560

 

Australia

 

0.4

%

336,271

 

 

 

99.9

%

$

87,374,687

 

 

7



The Portfolio did not have any open financial instruments at November 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned at November 30, 2006, as determined on a federal income tax basis, were as follows:

Aggregate cost

 

$

71,925,431

 

Gross unrealized appreciation

 

$

16,370,711

 

Gross unrealized depreciation

 

(921,455

)

Net unrealized appreciation

 

$

15,449,256

 

 

The net unrealized appreciation on foreign currency was $5,763.

8



Eaton Vance Greater China Growth Fund as of November 30, 2006 (Unaudited)

Eaton Vance Greater China Growth Fund (the Fund), a non-diversified series of Eaton Vance Growth Trust, invests substantially all of its investable assets in Greater China Growth Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At November 30, 2006, the value of the Fund’s investment in the Portfolio was $232,511,797 and the Fund owned approximately 99.9% of the Portfolio’s outstanding interests. The Portfolio’s Schedule of Investments is set forth below.



Greater China Growth Portfolio                                                                                                as of November 30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 99.0%

Security

 

Shares

 

Value

 

China — 52.5%

 

 

 

 

 

Air Freight & Logistics — 1.1%

 

 

 

 

 

Shenzhen International Holdings, Ltd.

 

42,395,000

 

$

2,530,320

 

 

 

 

 

$

2,530,320

 

Auto Components — 1.5%

 

 

 

 

 

Minth Group, Ltd.

 

4,314,000

 

$

3,405,279

 

 

 

 

 

$

3,405,279

 

Commercial Banks — 7.1%

 

 

 

 

 

Bank of China, Ltd. - Class H (1)

 

4,517,000

 

$

2,187,162

 

China Construction Bank - Class H (2)

 

13,271,000

 

6,906,999

 

China Merchants Bank Co., Ltd. - Class H (1)

 

1,776,000

 

3,411,126

 

Industrial and Commercial Bank of China - Class H (1)

 

7,686,000

 

3,893,146

 

 

 

 

 

$

16,398,433

 

Communications Equipment — 0.5%

 

 

 

 

 

AAC Acoustic Technology Holdings, Inc. (1)

 

1,142,000

 

$

1,229,600

 

 

 

 

 

$

1,229,600

 

Construction Materials — 2.3%

 

 

 

 

 

Anhui Conch Cement Co., Ltd. - Class H

 

884,000

 

$

2,760,079

 

China National Building Material Co., Ltd. - Class H

 

3,908,000

 

2,618,644

 

 

 

 

 

$

5,378,723

 

Containers & Packaging — 1.8%

 

 

 

 

 

AMVIG Holdings Ltd.

 

5,500,000

 

$

4,238,457

 

 

 

 

 

$

4,238,457

 

Diversified Consumer Services — 0.9%

 

 

 

 

 

New Oriental Education & Technology Group, Inc. ADR (1)

 

65,100

 

$

2,077,341

 

 

 

 

 

$

2,077,341

 

Electrical Equipment — 1.4%

 

 

 

 

 

Shanghai Electric Group Co., Ltd. - Class H

 

9,348,000

 

$

3,265,732

 

 

 

 

 

$

3,265,732

 

Hotels, Restaurants & Leisure — 0.1%

 

 

 

 

 

Home Inns & Hotels Management, Inc. ADR (1)

 

8,610

 

$

263,208

 

 

 

 

 

$

263,208

 

Household Durables — 1.3%

 

 

 

 

 

Samson Holding, Ltd.

 

5,439,000

 

$

3,139,772

 

 

 

 

 

$

3,139,772

 

Independent Power Producers & Energy Traders — 1.4%

 

 

 

 

 

Huaneng Power International, Inc. - Class H

 

4,028,000

 

$

3,296,514

 

 

 

 

 

$

3,296,514

 

1



 

 

 

Insurance — 3.0%

 

 

 

 

 

China Life Insurance Co., Ltd. - Class H

 

2,826,000

 

$

6,911,107

 

 

 

 

 

$

6,911,107

 

Internet Software & Services — 1.4%

 

 

 

 

 

Tencent Holdings, Ltd.

 

1,144,000

 

$

3,147,737

 

 

 

 

 

$

3,147,737

 

Machinery — 3.3%

 

 

 

 

 

China Infrastructure Machinery Holdings, Ltd. (1)

 

3,378,000

 

$

3,139,801

 

Guangzhou Shipyard International Co., Ltd. - Class H (1)

 

1,396,000

 

2,450,501

 

Shanghai Prime Machinery Co., Ltd. - Class H (1)

 

6,374,000

 

2,007,787

 

 

 

 

 

$

7,598,089

 

Media — 1.8%

 

 

 

 

 

Focus Media Holding, Ltd. ADR (1)

 

58,200

 

$

4,147,914

 

 

 

 

 

$

4,147,914

 

Metals & Mining — 0.7%

 

 

 

 

 

Hunan Non-Ferrous Metal Corp., Ltd. - Class H (1)

 

3,040,000

 

$

1,698,948

 

 

 

 

 

$

1,698,948

 

Multiline Retail — 2.3%

 

 

 

 

 

Parkson Retail Group, Ltd.

 

1,050,000

 

$

5,332,187

 

 

 

 

 

$

5,332,187

 

Oil, Gas & Consumable Fuels — 4.2%

 

 

 

 

 

Anhui Tianda Oil Pipe Co., Ltd. - Class H (1)(3)

 

1,418,000

 

$

552,410

 

China Shenhua Energy Co., Ltd. - Class H

 

1,191,000

 

2,293,408

 

PetroChina Co., Ltd.- Class H

 

5,492,000

 

7,022,877

 

 

 

 

 

$

9,868,695

 

Paper and Forest Products — 2.6%

 

 

 

 

 

Nine Dragons Paper Holdings, Ltd.

 

3,335,000

 

$

5,950,795

 

 

 

 

 

$

5,950,795

 

Real Estate Investment Trusts (REITs) — 0.1%

 

 

 

 

 

CapitaRetail China Trust (1)(3)

 

352,000

 

$

258,185

 

 

 

 

 

$

258,185

 

Real Estate Management & Development — 3.2%

 

 

 

 

 

Guangzhou R&F Properties Co., Ltd. - Class H

 

3,628,000

 

$

7,340,169

 

 

 

 

 

$

7,340,169

 

Textiles, Apparel & Luxury Goods — 5.4%

 

 

 

 

 

Ports Design, Ltd.

 

4,034,000

 

$

8,397,947

 

Prime Success International Group

 

5,126,000

 

4,270,332

 

 

 

 

 

$

12,668,279

 

2



 

 

 

Transportation Infrastructure — 1.2%

 

 

 

 

 

Zhejiang Expressway Co., Ltd. - Class H

 

4,202,000

 

$

2,860,359

 

 

 

 

 

$

2,860,359

 

Wireless Telecommunication Services — 3.9%

 

 

 

 

 

China Mobile, Ltd.

 

1,086,000

 

$

9,128,009

 

 

 

 

 

$

9,128,009

 

Total China
(identified cost $76,562,026)

 

 

 

$

122,133,852

 

Hong Kong — 24.4%

 

 

 

 

 

Commercial Banks — 4.3%

 

 

 

 

 

BOC Hong Kong Holdings, Ltd.

 

1,915,500

 

$

4,605,249

 

CITIC International Financial Holdings, Ltd.

 

2,386,000

 

1,847,067

 

HSBC Holdings PLC

 

199,380

 

3,690,797

 

 

 

 

 

$

10,143,113

 

Distributors — 3.4%

 

 

 

 

 

Integrated Distribution Services Group, Ltd.

 

2,341,000

 

$

4,267,581

 

Li & Fung, Ltd.

 

1,244,000

 

3,603,259

 

 

 

 

 

$

7,870,840

 

Diversified Financial Services — 2.3%

 

 

 

 

 

First Pacific Co., Ltd

 

3,212,000

 

$

1,629,451

 

Hong Kong Exchanges and Clearing, Ltd.

 

418,000

 

3,673,514

 

 

 

 

 

$

5,302,965

 

Electric Utilities — 0.9%

 

 

 

 

 

CLP Holdings, Ltd.

 

329,500

 

$

2,187,938

 

 

 

 

 

$

2,187,938

 

Gas Utilities — 1.2%

 

 

 

 

 

Hong Kong and China Gas Co., Ltd.

 

1,247,000

 

$

2,755,213

 

 

 

 

 

$

2,755,213

 

Industrial Conglomerates — 1.1%

 

 

 

 

 

NWS Holdings, Ltd.

 

1,147,000

 

$

2,624,748

 

 

 

 

 

$

2,624,748

 

Real Estate Management & Development — 5.0%

 

 

 

 

 

Cheung Kong Holdings, Ltd.

 

469,000

 

$

5,532,353

 

Midland Holdings, Ltd.

 

4,190,000

 

2,373,210

 

Swire Pacific, Ltd. - Class A

 

348,500

 

3,680,543

 

 

 

 

 

$

11,586,106

 

Specialty Retail — 3.1%

 

 

 

 

 

Esprit Holdings, Ltd.

 

699,000

 

$

7,239,185

 

 

 

 

 

$

7,239,185

 

3



 

 

 

Textiles, Apparel & Luxury Goods — 1.7%

 

 

 

 

 

Peace Mark Holdings, Ltd.

 

5,700,000

 

$

3,865,829

 

 

 

 

 

$

3,865,829

 

Wireless Telecommunication Services — 1.4%

 

 

 

 

 

Hutchinson Telecommunications International, Ltd. (1)

 

1,474,000

 

$

3,215,335

 

 

 

 

 

$

3,215,335

 

Total Hong Kong
(identified cost $41,733,038)

 

 

 

$

56,791,272

 

Singapore — 1.0%

 

 

 

 

 

Marine — 1.0%

 

 

 

 

 

Cosco Corp., Ltd.

 

1,673,000

 

$

2,391,803

 

 

 

 

 

$

2,391,803

 

Total Singapore
(identified cost $2,335,714)

 

 

 

$

2,391,803

 

Taiwan — 21.1%

 

 

 

 

 

Chemicals — 1.5%

 

 

 

 

 

Taiwan Fertilizer Co., Ltd.

 

1,809,000

 

$

3,462,394

 

 

 

 

 

$

3,462,394

 

Commercial Banks — 0.7%

 

 

 

 

 

Chinatrust Financial Holding Co., Ltd.

 

1,966,000

 

$

1,674,563

 

 

 

 

 

$

1,674,563

 

Commercial Services & Supplies — 1.3%

 

 

 

 

 

Taiwan Secom Co., Ltd.

 

1,747,825

 

$

2,963,133

 

 

 

 

 

$

2,963,133

 

Computer Peripherals — 3.0%

 

 

 

 

 

Acer, Inc.

 

1,563,153

 

$

3,363,351

 

High Tech Computer Corp.

 

152,400

 

3,515,901

 

 

 

 

 

$

6,879,252

 

Electronic Equipment & Instruments — 1.9%

 

 

 

 

 

Hon Hai Precision Industry Co., Ltd.

 

617,400

 

$

4,480,595

 

 

 

 

 

$

4,480,595

 

Hotels, Restaurants & Leisure — 1.5%

 

 

 

 

 

Formosa International Hotels Corp.

 

1,278,000

 

$

3,607,697

 

 

 

 

 

$

3,607,697

 

Insurance — 1.3%

 

 

 

 

 

Cathay Financial Holding Co., Ltd.

 

1,346,789

 

$

3,025,025

 

 

 

 

 

$

3,025,025

 

4



 

 

 

Leisure Equipment & Products — 3.1%

 

 

 

 

 

Johnson Health Tech Co., Ltd.

 

771,750

 

$

5,146,112

 

Largan Precision Co., Ltd.

 

105,000

 

1,996,959

 

 

 

 

 

$

7,143,071

 

Real Estate Investment Trusts (REITs) — 0.8%

 

 

 

 

 

Fubon No. 2 Real Estate Investment Trust (1)

 

4,855,000

 

$

1,771,426

 

 

 

 

 

$

1,771,426

 

Semiconductors & Semiconductor Equipment — 5.1%

 

 

 

 

 

MediaTek, Inc.

 

317,020

 

$

3,238,356

 

Novatek Microelectronics Corp., Ltd.

 

546,874

 

2,454,281

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

3,074,666

 

6,226,634

 

 

 

 

 

$

11,919,271

 

Wireless Telecommunication Services — 0.9%

 

 

 

 

 

Far EasTone Telecommunications Co., Ltd.

 

1,768,300

 

$

2,000,746

 

 

 

 

 

$

2,000,746

 

Total Taiwan
(identified cost $33,364,854)

 

 

 

$

48,927,173

 

Total Common Stocks
(identified cost $153,995,632)

 

 

 

$

230,244,100

 

Total Investments — 99.0%
(identified cost $153,995,632)

 

 

 

$

230,244,100

 

Other Assets, Less Liabilities — 1.0%

 

 

 

$

2,267,981

 

Net Assets — 100.0%

 

 

 

$

232,512,081

 

 

(1)

Non-income producing security.

(2)

Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be sold in transactions exempt from registration, normally to qualified institutional buyers. At November 30, 2006, the aggregate value of the securities is $6,906,999 or 3.0% of the net assets.

(3)

Security valued at fair value using methods determined in good faith by or at the direction of the Trustees of the Portfolio.

 

5



 

 

Top Ten Holdings

 

 

 

 

Percentage

 

 

 

Company

 

Industry Sector

 

of Net Assets

 

Value

 

China Mobile, Ltd.

 

Wireless Telecommunication Services

 

3.9

%

$

9,128,009

 

Ports Design, Ltd.

 

Textiles, Apparel & Luxury Goods

 

3.6

 

8,397,947

 

Guangzhou R&F Properties Co., Ltd. - Class H

 

Real Estate Management & Development

 

3.2

 

7,340,169

 

Esprit Holdings, Ltd.

 

Specialty Retail

 

3.1

 

7,239,185

 

PetroChina Co., Ltd.

 

Oil, Gas & Consumable Fuels

 

3.0

 

7,022,877

 

China Life Insurance Co., Ltd. - Class H

 

Insurance

 

3.0

 

6,911,107

 

China Construction Bank - Class H

 

Commercial Banks

 

3.0

 

6,906,999

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Semiconductors & Semiconductor Equipment

 

2.7

 

6,226,634

 

Nine Dragons Paper
Holdings, Ltd.

 

Paper and Forest Products

 

2.6

 

5,950,795

 

Cheung Kong Holdings, Ltd.

 

Real Estate Management & Development

 

2.4

 

5,532,353

 

 

 

 

 

30.5

%

$

70,656,075

 

 

Industry concentration — Below are the top ten industry sectors represented in the Portfolio of Investments

 

 

Percentage

 

 

 

Company

 

of Net Assets

 

Value

 

Commercial Banks

 

12.1

%

$

28,216,109

 

Real Estate Management & Development

 

8.1

 

18,926,275

 

Textiles, Apparel & Luxury Goods

 

7.1

 

16,534,108

 

Wireless Telecommunication Services

 

6.2

 

14,344,090

 

Semiconductors & Semiconductor Equipment

 

5.1

 

11,919,271

 

Insurance

 

4.3

 

9,936,132

 

Oil, Gas & Consumable Fuels

 

4.2

 

9,868,695

 

Distributors

 

3.4

 

7,870,840

 

Machinery

 

3.3

 

7,598,089

 

Specialty Retail

 

3.1

 

7,239,185

 

 

 

56.9

%

$

132,452,794

 

 

6



 

 

The Portfolio did not have any open financial instruments at November 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned at November 30, 2006, as computed on a federal income tax basis, were as follows:

Aggregate cost

 

$

153,995,632

 

Gross unrealized appreciation

 

$

76,465,199

 

Gross unrealized depreciation

 

(216,731

)

Net unrealized appreciation

 

$

76,248,468

 

 

The net unrealized appreciation on currency was $28,233.

7



Eaton Vance Growth Fund as of November 30, 2006 (Unaudited)

Eaton Vance Growth Fund (the Fund), a series of Eaton Vance Growth Trust, invests substantially all of its investable assets in Growth Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At November 30, 2006, the value of the Fund’s investment in the Portfolio was $140,581,702 and the Fund owned approximately 99.9% of the Portfolio’s outstanding interests. The Portfolio’s Schedule of Investments is set forth below.



Growth Portfolio                                                                                                                            as of November 30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 98.4%

Security

 

Shares

 

Value

 

Biotechnology — 2.1%

 

 

 

 

 

Celgene Corp. (1)

 

48,000

 

$

2,675,040

 

Gilead Sciences, Inc. (1)

 

5,300

 

349,376

 

 

 

 

 

$

3,024,416

 

Building Products — 1.1%

 

 

 

 

 

Goodman Global, Inc. (1)

 

47,000

 

$

752,470

 

Owens Corning, Inc. (1)(2)

 

25,000

 

775,000

 

 

 

 

 

$

1,527,470

 

Capital Markets — 5.7%

 

 

 

 

 

E*Trade Financial Corp. (1)

 

176,500

 

$

4,248,355

 

Goldman Sachs Group, Inc. (The)

 

7,500

 

1,461,000

 

TD Ameritrade Holding Corp.

 

129,000

 

2,265,240

 

 

 

 

 

$

7,974,595

 

Commercial Services & Supplies — 0.5%

 

 

 

 

 

Copart, Inc. (1)

 

23,769

 

$

718,062

 

SAIC, Inc. (1)

 

2,941

 

55,791

 

 

 

 

 

$

773,853

 

Communications Equipment — 4.2%

 

 

 

 

 

Corning, Inc. (1)

 

60,000

 

$

1,293,600

 

Research In Motion, Ltd. (1)

 

33,129

 

4,599,299

 

 

 

 

 

$

5,892,899

 

Computer Peripherals — 2.9%

 

 

 

 

 

Apple Computer, Inc. (1)

 

45,000

 

$

4,125,600

 

 

 

 

 

$

4,125,600

 

Construction & Engineering — 4.3%

 

 

 

 

 

Foster Wheeler, Ltd. (1)

 

112,500

 

$

6,075,000

 

 

 

 

 

$

6,075,000

 

Construction Materials — 0.8%

 

 

 

 

 

Martin Marietta Materials, Inc.

 

11,100

 

$

1,102,341

 

 

 

 

 

$

1,102,341

 

Consumer Finance — 2.6%

 

 

 

 

 

CompuCredit Corp. (1)(2)

 

20,000

 

$

753,200

 

First Marblehead Corp. (The)

 

38,000

 

2,843,920

 

 

 

 

 

$

3,597,120

 

Diversified Consumer Services — 1.7%

 

 

 

 

 

Capella Education Co. (1)

 

16,186

 

$

408,697

 

DeVry, Inc. (1)

 

68,000

 

1,782,960

 

Laureate Education, Inc. (1)

 

3,033

 

157,625

 

 

 

 

 

$

2,349,282

 

1



 

 

 

Food & Staples Retailing — 1.9%

 

 

 

 

 

Shoppers Drug Mart Corp.

 

30,000

 

$

1,302,715

 

Susser Holdings Corp. (1)(2)

 

67,578

 

1,341,423

 

 

 

 

 

$

2,644,138

 

Health Care Equipment & Supplies — 1.1%

 

 

 

 

 

American Medical Systems Holdings, Inc. (1)

 

41,000

 

$

705,610

 

Thoratec Corp. (1)

 

52,965

 

780,174

 

 

 

 

 

$

1,485,784

 

Health Care Providers & Services — 3.7%

 

 

 

 

 

Caremark Rx, Inc.

 

30,000

 

$

1,419,000

 

DaVita, Inc. (1)

 

14,000

 

744,940

 

Henry Schein, Inc. (1)(2)

 

30,000

 

1,545,900

 

Lincare Holdings, Inc. (1)

 

18,000

 

678,060

 

Omnicare, Inc. (2)

 

5,000

 

198,450

 

Quest Diagnostics, Inc.

 

11,000

 

584,870

 

 

 

 

 

$

5,171,220

 

Hotels, Restaurants & Leisure — 0.8%

 

 

 

 

 

Burger King Holdings, Inc. (1)

 

20,782

 

$

382,389

 

Pinnacle Entertainment, Inc. (1)

 

23,000

 

747,730

 

 

 

 

 

$

1,130,119

 

Insurance — 0.9%

 

 

 

 

 

Admiral Group PLC

 

74,000

 

$

1,317,341

 

 

 

 

 

$

1,317,341

 

Internet Software & Services — 5.8%

 

 

 

 

 

DealerTrack Holdings, Inc. (1)

 

27,500

 

$

751,575

 

Equinix, Inc. (1)(2)

 

22,000

 

1,679,040

 

Google, Inc., Class A (1)

 

11,790

 

5,717,207

 

 

 

 

 

$

8,147,822

 

IT Services — 3.3%

 

 

 

 

 

CheckFree Corp. (1)

 

6,608

 

$

276,280

 

Exlservice Holdings, Inc. (1)

 

6,667

 

150,608

 

MasterCard, Inc., Class A

 

15,000

 

1,526,250

 

MoneyGram International, Inc.

 

86,761

 

2,646,211

 

WNS Holdings, Ltd. ADR (1)

 

1,509

 

51,155

 

 

 

 

 

$

4,650,504

 

Media — 2.3%

 

 

 

 

 

Comcast Corp., Class A (1)

 

66,000

 

$

2,670,360

 

Live Nation, Inc. (1)

 

27,000

 

578,880

 

 

 

 

 

$

3,249,240

 

Metals & Mining — 6.6%

 

 

 

 

 

Gammon Lake Resources, Inc. (1)

 

265,000

 

$

4,025,350

 

Goldcorp, Inc.

 

112,148

 

3,495,653

 

2



 

 

 

Golden Star Resources, Ltd. (1)(2)

 

178,000

 

$

587,400

 

Miramar Mining Corp. (1)

 

200,000

 

1,034,000

 

Western Copper Corp. (1)

 

95,000

 

112,303

 

 

 

 

 

$

9,254,706

 

Multiline Retail — 2.6%

 

 

 

 

 

Big Lots, Inc. (1)

 

50,000

 

$

1,115,500

 

Saks, Inc. (2)

 

123,000

 

2,523,960

 

 

 

 

 

$

3,639,460

 

Oil, Gas & Consumable Fuels — 14.7%

 

 

 

 

 

Arch Coal, Inc.

 

20,000

 

$

718,000

 

Chesapeake Energy Corp.

 

36,000

 

1,225,080

 

Goodrich Petroleum Corp. (1)(2)

 

17,000

 

747,320

 

Hess Corp.

 

85,600

 

4,303,112

 

Parallel Petroleum Corp. (1)

 

35,916

 

709,341

 

Petrohawk Energy Corp. (1)

 

53,000

 

687,410

 

Quicksilver Resources, Inc. (1)(2)

 

34,000

 

1,438,540

 

Southwestern Energy Co. (1)(2)

 

41,000

 

1,727,330

 

SXR Uranium One, Inc. (1)(2)

 

338,852

 

4,361,755

 

W&T Offshore, Inc.

 

119,000

 

4,124,540

 

Williams Cos., Inc. (The)

 

22,000

 

610,720

 

 

 

 

 

$

20,653,148

 

Personal Products — 1.1%

 

 

 

 

 

Alberto-Culver Co.

 

11,000

 

$

220,770

 

Bare Escentuals, Inc. (1)(2)

 

2,523

 

75,412

 

Herbalife, Ltd. (1)

 

30,898

 

1,203,786

 

 

 

 

 

$

1,499,968

 

Pharmaceuticals — 4.4%

 

 

 

 

 

Adams Respiratory Therapeutics, Inc. (1)

 

14,000

 

$

551,180

 

Endo Pharmaceuticals Holdings, Inc. (1)

 

40,859

 

1,107,687

 

Ipsen SA

 

13,000

 

572,578

 

Shire Pharmaceuticals PLC ADR

 

66,000

 

3,999,600

 

 

 

 

 

$

6,231,045

 

Real Estate Investment Trusts (REITs) — 0.4%

 

 

 

 

 

Annaly Capital Management, Inc.

 

37,809

 

$

528,570

 

 

 

 

 

$

528,570

 

Real Estate Management & Development — 0.0%

 

 

 

 

 

Move, Inc. (1)

 

3,941

 

$

21,833

 

 

 

 

 

$

21,833

 

Semiconductors & Semiconductor Equipment — 7.0%

 

 

 

 

 

Applied Micro Circuits Corp. (1)

 

215,000

 

$

752,500

 

Atheros Communications, Inc. (1)(2)

 

145,000

 

3,297,300

 

3



 

 

 

 MEMC Electronic Materials, Inc. (1)(2)

 

129,000

 

$

5,134,200

 

Tessera Technologies, Inc. (1)

 

19,000

 

719,530

 

 

 

 

 

$

9,903,530

 

Software — 0.3%

 

 

 

 

 

i2 Technologies, Inc. (1)(2)

 

20,000

 

$

386,400

 

 

 

 

 

$

386,400

 

Specialty Retail — 3.7%

 

 

 

 

 

GameStop Corp., Class A (1)(2)

 

30,000

 

$

1,681,500

 

OfficeMax, Inc.

 

17,500

 

823,725

 

Sally Beauty Holdings, Inc. (1)

 

286,000

 

2,648,360

 

 

 

 

 

$

5,153,585

 

Thrifts & Mortgage Finance — 1.4%

 

 

 

 

 

BankUnited Financial Corp., Class A

 

27,000

 

$

688,500

 

W Holding Co., Inc. (2)

 

215,000

 

1,320,100

 

 

 

 

 

$

2,008,600

 

Tobacco — 4.0%

 

 

 

 

 

Loews Corp. - Carolina Group

 

71,149

 

$

4,437,563

 

Reynolds American, Inc.

 

19,000

 

1,220,560

 

 

 

 

 

$

5,658,123

 

Trading Companies & Distributors — 0.2%

 

 

 

 

 

MSC Industrial Direct Co., Inc., Class A

 

7,000

 

$

272,370

 

 

 

 

 

$

272,370

 

Wireless Telecommunication Services — 6.3%

 

 

 

 

 

NII Holdings, Inc. (1)

 

91,000

 

$

5,908,630

 

Rogers Communications, Inc., Class B

 

49,000

 

2,999,290

 

 

 

 

 

$

8,907,920

 

Total Common Stocks
(identified cost $102,353,548)

 

 

 

$

138,358,002

 

 

Affiliated Investments — 17.7%

Security

 

 

 

Value

 

Investment in Cash Management Portfolio, 4.72% (3)

 

 

 

$

2,178,995

 

Eaton Vance Cash Collateral Fund, LLC, 5.30%, (4)

 

 

 

22,630,929

 

Total Affiliated Investments
(at amortized cost, $24,809,924)

 

 

 

$

24,809,924

 

Total Investments — 116.1%
(identified cost $127,163,472)

 

 

 

$

163,167,926

 

Other Assets, Less Liabilities — (16.1)%

 

 

 

$

(22,586,193

)

Net Assets — 100.0%

 

 

 

$

140,581,733

 

 

4



 

 

 

ADR

—

American Depository Receipt

(1)

 

Non-income producing security.

(2)

 

All or a portion of these securities were on loan at November 30, 2006.

(3)

 

Affiliated investment that invests in high quality U.S. money market instruments, and that is available to Eaton Vance portfolios and funds. The rate shown is the annualized seven-day yield as of November 30, 2006.

(4)

 

Affiliated fund that is available only to Eaton Vance portfolios and funds. The rate shown is the annualized seven-day yield at period end.

 

5



Growth Portfolio                                                                                                                              ;                                                                                                                                                                          &# 160;                                                                            as of November 30, 2006

PORTFOLIO OF INVESTMENTS

Country Concentration of Portfolio

Country

 

Percentage
of Net Assets

 

Value

 

United States

 

94.4

%

$

132,685,242

 

Canada

 

16.0

%

22,517,765

 

Bermuda

 

4.4

%

6,075,000

 

United Kingdom

 

0.9

%

1,317,341

 

France

 

0.4

%

572,578

 

 

 

116.1

%

$

163,167,926

 

 

The Portfolio did not have any open financial instruments at November 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned at November 30, 2006, as computed on a federal income tax basis, were as follows:

Aggregate cost

 

$

127,810,299

 

Gross unrealized appreciation

 

$

35,904,274

 

Gross unrealized depreciation

 

(546,647

)

Net unrealized appreciation

 

$

35,357,627

 

 

6



Eaton Vance Worldwide Health Sciences Fund as of November 30, 2006 (Unaudited)

Eaton Vance Worldwide Health Sciences Fund (the “Fund”), a diversified series of Eaton Vance Growth Trust, invests substantially all of its investable assets in Worldwide Health Sciences Portfolio (the “Portfolio”) and owns a pro rata interest in the Portfolio’s net assets. At November 30, 2006, the value of the Fund’s investment in the Portfolio was $2,191,407,818 and the Fund owned approximately 99.9% of the Portfolio’s outstanding interests. The Portfolio’s Schedule of Investments is set forth below.



Worldwide Health Sciences Portfolio                                                                                       as of November 30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 94.71%

Security

 

Shares

 

Value

 

Percentage
of Net Assets

 

Major Capitalization-Europe — 7.83% (1)

 

 

 

 

 

 

 

 

 

Novartis AG

 

2,934,000

 

$

171,540,896

 

 

7.83

%

 

 

 

 

 

$

171,540,896

 

 

7.83

%

 

Major Capitalization-Far East — 14.22% (1)

 

 

 

 

 

 

 

 

 

Astellas Pharma, Inc.

 

2,698,000

 

117,714,051

 

 

5.37

%

 

Chugai Pharmaceuticals Co., Ltd.

 

4,400,000

 

89,585,858

 

 

4.09

%

 

Takeda Pharmaceutical Co., Ltd.

 

1,600,000

 

104,371,396

 

 

4.76

%

 

 

 

 

 

$

311,671,305

 

 

14.22

%

 

Major Capitalization-North America — 40.10% (1)

 

 

 

 

 

 

 

 

 

Amgen, Inc. (2)

 

2,110,000

 

149,810,000

 

 

6.84

%

 

Genentech, Inc. (2)

 

1,900,000

 

155,325,000

 

 

7.09

%

 

Genzyme Corp. (2)

 

1,900,000

 

122,360,000

 

 

5.58

%

 

Lilly (Eli) & Co.

 

703,900

 

37,722,001

 

 

1.72

%

 

Medimmune, Inc. (2)

 

3,700,000

 

120,953,000

 

 

5.52

%

 

Pfizer, Inc.

 

3,124,000

 

85,878,760

 

 

3.92

%

 

Schering-Plough Corp.

 

4,700,000

 

103,447,000

 

 

4.72

%

 

Wyeth

 

2,138,500

 

103,246,780

 

 

4.71

%

 

 

 

 

 

$

878,742,541

 

 

40.10

%

 

Specialty Capitalization-North America — 32.56%

 

 

 

 

 

 

 

 

 

Affymetrix, Inc. (2)

 

1,825,000

 

46,172,500

 

 

2.11

%

 

Align Technology, Inc. (2)

 

1,681,600

 

22,079,408

 

 

1.01

%

 

BioMarin Pharmaceutical, Inc. (2)

 

3,100,000

 

53,041,000

 

 

2.42

%

 

Cephalon, Inc. (2)

 

623,300

 

46,660,238

 

 

2.13

%

 

Endo Pharmaceuticals Holdings, Inc. (2)

 

840,000

 

22,772,400

 

 

1.04

%

 

EPIX Pharmaceuticals, Inc. (2)(3)(4)

 

286,420

 

1,319,263

 

 

0.06

%

 

Exelixis, Inc. (2)

 

3,100,000

 

26,722,000

 

 

1.22

%

 

Gen-Probe, Inc. (2)

 

1,900,000

 

92,606,000

 

 

4.23

%

 

Given Imaging, Ltd. (2)(3)

 

278,900

 

6,188,791

 

 

0.28

%

 

LifeCell Corp. (2)

 

1,965,000

 

42,856,650

 

 

1.95

%

 

Ligand Pharmaceuticals, Inc., Class B (2)

 

4,050,000

 

43,416,000

 

 

1.98

%

 

Millennium Pharmaceuticals, Inc. (2)

 

7,600,000

 

85,500,000

 

 

3.90

%

 

NPS Pharmaceuticals, Inc. (2)

 

3,149,500

 

16,125,440

 

 

0.73

%

 

OSI Pharmaceuticals, Inc. (2)

 

1,278,000

 

46,877,040

 

 

2.14

%

 

Pharmacopeia Drug Discovery, Inc. (2)

 

583,000

 

2,390,300

 

 

0.11

%

 

St. Jude Medical, Inc. (2)

 

1,030,000

 

38,388,100

 

 

1.75

%

 

 

1



 

 

 

Tanox, Inc. (2)

 

977,800

 

$

19,194,214

 

0.88

%

Vertex Pharmaceuticals, Inc. (2)

 

2,285,000

 

101,225,500

 

4.62

%

 

 

 

 

$

713,534,844

 

32.56

%

Total Common Stocks
(identified cost $1,526,234,820)

 

 

 

$

2,075,489,586

 

 

 

 

Options — 0.00%

Security

 

Shares

 

Value

 

Percentage
of Net Assets

 

Specialty Capitalization-North America — 0.00%

 

 

 

 

 

 

 

Orchid Cellmark, Inc. Options, Exp. 7/24/11 (2)(3)

 

2,898

 

$

634

 

0.00

%

 

 

 

 

$

634

 

0.00

%

Total Options
(identified cost $0)

 

 

 

$

634

 

 

 

 

Warrants — 0.00%

Security

 

Shares

 

Value

 

Percentage
of Net Assets

 

Given Imaging Warrants,
Exp. 9/15/11 (2)(3)

 

1,283

 

$

23,979

 

0.00

%

Total Warrants
(identified cost $0)

 

 

 

$

23,979

 

 

 

 

Affiliated Investment — 3.35%

Security

 

Value

 

Percentage
of Net Assets

 

Investment in Cash Management Portfolio, 4,72% (5)

 

$

73,425,035

 

3.35

%

Total Affiliated Investment
(at amortized cost, $73,425,035)

 

$

73,425,035

 

 

 

Total Investments
(identified cost $1,599,659,856)

 

$

2,148,939,234

 

98.06

%

Other Assets, Less Liabilities

 

$

42,468,851

 

1.94

%

Net Assets

 

$

2,191,408,085

 

100.00

%

 

2



 

 

 

(1)

Major capitalization is defined as market value of $5 billion or more.

(2)

Non-income producing security.

(3)

Security valued at fair value using methods determined in good faith by or at the direction of the Trustees.

(4)

Restricted security.

(5)

Affiliated investment that invests in high quality U.S. money market instruments, and that is available to Eaton Vance portfolios and funds. The rate shown is the annualized seven-day yield as of November 30, 2006

 

The Portfolio did not have any open financial instruments at November 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned at November 30, 2006, as computed on a federal income tax basis, were as follows:

Aggregate cost

 

$

1,600,905,334

 

Gross unrealized appreciation

 

$

657,828,276

 

Gross unrealized depreciation

 

(109,794,376

)

Net unrealized appreciation

 

$

548,033,900

 

 

Restricted Security

At November 30, 2006, the Portfolio owned the following security (representing 0.06% of net assets) which was restricted as to resale until December 28, 2006, pursuant to the terms of acquisition of Predix Pharmaceuticals Holdings, Inc. (Predix). The Fund held various registration rights and preferred securities of Predix, which was acquired by EPIX Pharmaceuticals, Inc., in an exchange for common stock on August 16, 2006. The fair value of this security is based on methods determined in good faith by or at the direction of the Trustees. This valuation may differ from the value that would be realized if the securities were sold and the difference could be material to the financial statements.

Description

 

Date of
Acquisition †

 

Shares/Face

 

Cost

 

Fair Value

 

Common Stock

 

 

 

 

 

 

 

 

 

EPIX Pharmaceuticals, Inc.

 

10/24/06

 

286,420

 

$

3,047,657

 

$

1,319,263

 

 

†       Cost represented was the cost to acquire Predix at various times between 8/12/03 and 8/6/04.

3



Item 2. Controls and Procedures

(a) It is the conclusion of the registrant’s principal executive officer and principal financial officer that the effectiveness of the registrant’s current disclosure controls and procedures (such disclosure controls and procedures having been evaluated within 90 days of the date of this filing) provide reasonable assurance that the information required to be disclosed by the registrant on this Form N-Q has been recorded, processed, summarized and reported within the time period specified in the Commission’s rules and forms and that the information required to be disclosed by the registrant on this Form N-Q has been accumulated and communicated to the registrant’s principal executive officer and principal financial officer in order to allow timely decisions regarding required disclosure.

(b) There have been no changes in the registrant’s internal controls over financial reporting during the fiscal quarter for which the report is being filed that have materially affected, or are reasonably likely to materially affect the registrant’s internal control over financial reporting.

3



Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Eaton Vance Growth Trust

 

 

 

 

 

By:

/s/Thomas E. Faust, Jr.

 

 

Thomas E. Faust, Jr.

 

President and Principal Executive Officer

 

 

Date:

January 22, 2007

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

By:

/s/Thomas E. Faust, Jr.

 

 

Thomas E. Faust, Jr.

 

President and Principal Executive Officer

 

 

Date:

January 22, 2007

 

 

 

 

By:

/s/Barbara E. Campbell

 

 

Barbara E. Campbell

 

Treasurer and Principal Financial Officer

 

 

Date:

January 22, 2007

 

4


 EX-99.CERT 2 a06-25460_1ex99dcert.htm EX-99.CERT

Exhibit 99.CERT

Eaton Vance Growth Trust

Certification

Pursuant to Rule 302 of the Sarbanes-Oxley Act of 2003

I, Thomas E. Faust, Jr., certify that:

1.                                       I have reviewed this report on Form N-Q of Eaton Vance Growth Trust;

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.                                       Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is being filed;

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

(a)                                  Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)                                 Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)                                  Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

(d)                                 Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.                                       The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):



(a)                                  All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

(b)                                 Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

By:

/s/Thomas E. Faust, Jr.

 

 

Thomas E. Faust, Jr.

 

President

 

 

Date:

January 22, 2007

 



Eaton Vance Growth Trust

Certification

Pursuant to Rule 302 of the Sarbanes-Oxley Act of 2003

I, Barbara E. Campbell, certify that:

1.                                       I have reviewed this report on Form N-Q of Eaton Vance Growth Trust;

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.                                       Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is being filed;

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

(a)                                  Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)                                 Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)                                  Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

(d)                                 Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.                                       The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):



(a)                                  All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

(b)                                 Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

By:

/s/Barbara E. Campbell

 

 

Barbara E. Campbell

 

Treasurer

 

 

Date:

January 22, 2007

 


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