-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K4gKOkymjMjoH0zyO892M1hquj4bgsLkdif4MbLz2Fc0zZP5rpK+d+6Xgq5azipz I/FxNk9BzpmIr+A6ANoVhQ== 0001104659-06-057962.txt : 20060829 0001104659-06-057962.hdr.sgml : 20060829 20060829152824 ACCESSION NUMBER: 0001104659-06-057962 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 EFFECTIVENESS DATE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE GROWTH TRUST CENTRAL INDEX KEY: 0000102816 IRS NUMBER: 042325690 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-01241 FILM NUMBER: 061062425 BUSINESS ADDRESS: STREET 1: THE EATON VANCE BUILDING STREET 2: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-598-8880 MAIL ADDRESS: STREET 1: THE EATON VANCE BUILDING STREET 2: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VANCE SANDERS COMMON STOCK FUND INC DATE OF NAME CHANGE: 19820915 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON STOCK FUND INC DATE OF NAME CHANGE: 19730619 0000102816 S000005196 Eaton Vance-Atlanta Capital Intermediate Bond Fund C000014176 Eaton Vance-Atlanta Capital Intermediate Bond Fund Class I EIINX 0000102816 S000005197 Eaton Vance-Atlanta Capital Large-Cap Growth Fund C000014177 Eaton Vance-Atlanta Capital Large-Cap Growth Fund Class A EAALX C000014178 Eaton Vance-Atlanta Capital Large-Cap Growth Fund Class I EILGX 0000102816 S000005198 Eaton Vance-Atlanta Capital Small-Cap Fund C000014179 Eaton Vance-Atlanta Capital Small-Cap Fund Class A EAASX C000014180 Eaton Vance-Atlanta Capital Small-Cap Fund Class I EISMX N-Q 1 a06-13962_4nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-Q

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number

811-01241

 

 

Eaton Vance Growth Trust

(Exact name of registrant as specified in charter)

 

The Eaton Vance Building, 255 State Street, Boston, Massachusetts

 

02109

(Address of principal executive offices)

 

(Zip code)

 

Alan R. Dynner, Esq.
Eaton Vance Management, 255 State Street, Boston, Massachusetts 02109

(Name and address of agent for service)

 

Registrant's telephone number, including area code:

(617) 482-8260

 

 

Date of fiscal year end:

September 30

 

 

 

 

Date of reporting period:

June 30, 2006

 

 




Item 1. Schedule of Investments




Eaton Vance-Atlanta Capital Intermediate Bond Fund                                                                  as of June 30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Asset Backed Securities — 8.9%

 

 

Principal

 

 

 

 

 

Amount

 

 

 

Security

 

(000’s omitted)

 

Value

 

Carmax Auto Owner Trust, Series 2002-2, Class A4, 3.34%, 2/15/08

 

$

87

 

$

85,909

 

Carmax Auto Owner Trust, Series 2003-2, Class A4, 3.07%, 10/15/10

 

300

 

295,459

 

Countrywide Home Loan, Series 2004-7, Class AF3, 3.903%, 1/25/31

 

75

 

73,950

 

WFS Financial Owner Trust, 3.11%, 8/20/10

 

97

 

95,664

 

Total Asset Backed Securities
(identified cost, $557,769)

 

 

 

$

550,982

 

 

Corporate Bonds & Notes — 15.9%

 

 

Principal

 

 

 

 

 

Amount

 

 

 

Security

 

(000’s omitted)

 

Value

 

Citigroup, Inc., 6.50%, 1/18/11

 

$

250

 

$

258,008

 

Countrywide Home Loan, 5.625%, 7/15/09

 

250

 

248,917

 

Emerson Electric, 7.125%, 8/15/10

 

200

 

211,152

 

Verizon Global Funding Corp., 7.375%, 9/1/12

 

250

 

266,068

 

Total Corporate Bonds & Notes
(identified cost, $980,584)

 

 

 

$

984,145

 

 

Collateralized Mortgage Obligations — 29.8%

 

 

Principal

 

 

 

 

 

Amount

 

 

 

Security

 

(000’s omitted)

 

Value

 

Countrywide Home Loan, Series 2006-J2, Class A3, 6.00%, 4/25/36

 

$

169

 

$

168,639

 

Federal Home Loan Mortgage Corp., Series 1589, Class N, 6.25%, 4/15/23

 

12

 

12,241

 

Federal Home Loan Mortgage Corp., Series 2602, Class QD, 3.50%, 9/15/14

 

34

 

33,399

 

Federal Home Loan Mortgage Corp., Series 2631, Class LA, 4.00%, 6/15/11

 

188

 

185,807

 

Federal Home Loan Mortgage Corp., Series 2676, Class JA, 4.00%, 8/15/13

 

184

 

182,822

 

Federal Home Loan Mortgage Corp., Series 2707, Class PD, 5.00%, 11/15/17

 

100

 

96,894

 

Federal Home Loan Mortgage Corp., Series 2720, Class DA, 4.50%, 4/15/12

 

224

 

222,149

 

1




 

 

 

Federal Home Loan Mortgage Corp., Series 2836, Class DG, 5.00%, 6/15/16

 

$

91

 

$

90,978

 

Federal National Mortgage Assn., Series 2003-128, Class KG, 4.00%, 12/25/11

 

177

 

173,268

 

Federal National Mortgage Assn., Series 2003-14, Class AQ, 3.50%, 3/25/33

 

91

 

83,651

 

Federal National Mortgage Assn., Series 2003-57, Class KB, 4.50%, 12/25/12

 

460

 

454,333

 

Residential Funding Mortgage Securities I, Series 2002-S16, Class A10, 5.50%, 10/25/17

 

145

 

142,040

 

Total Collateralized Mortgage Obligations
(identified cost, $1,910,372)

 

 

 

$

1,846,221

 

 

U.S. Government Agencies — 11.0%

 

 

Principal

 

 

 

 

 

Amount

 

 

 

Security

 

(000’s omitted)

 

Value

 

Federal Home Loan Mortgage Corp., 5.00%, 7/15/14

 

$

200

 

$

194,130

 

Federal National Mortgage Assn., 4.375%, 9/15/12

 

265

 

250,068

 

Federal National Mortgage Assn., 4.75%, 1/19/16

 

175

 

165,315

 

Federal National Mortgage Assn., 5.00%, 3/15/16

 

75

 

72,147

 

Total U.S. Government Agencies
(identified cost, $712,556)

 

 

 

$

681,660

 

 

Mortgage-Backed Securities — 25.2%

 

 

Principal

 

 

 

 

 

Amount

 

 

 

Security

 

(000’s omitted)

 

Value

 

Federal Home Loan Mortgage Corp., Pool #40402, 5.50%, 1/1/07

 

$

2

 

$

1,840

 

Federal Home Loan Mortgage Corp., Pool #G01857, 5.00%, 10/1/33

 

176

 

164,868

 

Federal Home Loan Mortgage Corp., Pool #G08067, 5.00%, 7/1/35

 

47

 

44,353

 

Federal National Mortgage Assn., Pool #190341, 5.00%, 9/1/18

 

163

 

157,808

 

Federal National Mortgage Assn., Pool #357412, 4.50%, 7/1/18

 

230

 

217,979

 

Federal National Mortgage Assn., Pool #555783, 4.50%, 10/1/33

 

174

 

158,548

 

Federal National Mortgage Assn., Pool #725546, 4.50%, 6/1/19

 

314

 

297,213

 

Federal National Mortgage Assn., Pool #725584, 5.00%, 7/1/34

 

185

 

173,651

 

Federal National Mortgage Assn., Pool #725705, 5.00%, 8/1/34

 

89

 

83,406

 

Federal National Mortgage Assn., Pool #735899, 5.50%, 10/1/35

 

167

 

160,547

 

Federal National Mortgage Assn., Pool #793257, 5.00%, 12/1/34

 

111

 

104,402

 

Total Mortgage-Backed Securities
(identified cost, $1,638,441)

 

 

 

$

1,564,615

 

 

2




 

 

U.S. Treasury Obligations — 5.9%

 

 

Principal

 

 

 

 

 

Amount

 

 

 

Security

 

(000’s omitted)

 

Value

 

U.S. Treasury Note, 3.875%, 2/15/13

 

$

100

 

$

93,117

 

U.S. Treasury Note, 4.75%, 5/15/14

 

150

 

146,373

 

U.S. Treasury Note, 4.875%, 2/15/12

 

42

 

41,554

 

U.S. Treasury Strip, 0.00%, 5/15/09

 

95

 

82,137

 

Total U.S. Treasury Obligations
(identified cost, $369,372)

 

 

 

$

363,181

 

Total Investments — 96.7%
(identified cost $6,169,094)

 

 

 

$

5,990,804

 

Other Assets, Less Liabilities — 3.3%

 

 

 

$

203,444

 

Net Assets — 100.0%

 

 

 

$

6,194,248

 

 

The Fund did not have any open financial instruments at June 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned by the Fund at June 30, 2006, as determined on a federal income tax basis, were as follows:

Aggregate cost

 

$

6,193,099

 

Gross unrealized appreciation

 

$

13,864

 

Gross unrealized depreciation

 

(216,159

)

Net unrealized depreciation

 

$

(202,295

)

 

3




Eaton Vance—Atlanta Capital Large-Cap Growth Fund as of June 30, 2006 (Unaudited)

Eaton Vance-Atlanta Capital Large-Cap Growth Fund (the Fund), a diversified series of Eaton Vance Growth Trust, invests substantially all of its investable assets in Large-Cap Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At June 30, 2006, the value of the Fund’s investment in the Portfolio was $25,815,867 and the Fund owned approximately 99.6% of the Portfolio’s outstanding interests. The Portfolio’s Schedule of Investments is set forth below.




Large-Cap Portfolio                                                                                                                                 as of June 30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 98.5%

Security

 

Shares

 

Value

 

Aerospace & Defense — 1.1%

 

 

 

 

 

United Technologies Corp.

 

4,400

 

$

279,048

 

 

 

 

 

$

279,048

 

Beverages — 4.0%

 

 

 

 

 

Coca-Cola Co. (The)

 

9,000

 

387,180

 

PepsiCo, Inc.

 

11,000

 

660,440

 

 

 

 

 

$

1,047,620

 

Biotechnology — 3.1%

 

 

 

 

 

Amgen, Inc. (1)

 

12,200

 

795,806

 

 

 

 

 

$

795,806

 

Capital Markets — 5.2%

 

 

 

 

 

Bank of New York Co., Inc. (The)

 

13,300

 

428,260

 

Merrill Lynch & Co., Inc.

 

7,200

 

500,832

 

SEI Investments Co.

 

8,500

 

415,480

 

 

 

 

 

$

1,344,572

 

Chemicals — 2.5%

 

 

 

 

 

Air Products and Chemicals, Inc.

 

10,000

 

639,200

 

 

 

 

 

$

639,200

 

Commercial Banks — 1.6%

 

 

 

 

 

Wachovia Corp.

 

7,400

 

400,192

 

 

 

 

 

$

400,192

 

Communications Equipment — 5.1%

 

 

 

 

 

Cisco Systems, Inc. (1)

 

41,700

 

814,401

 

Motorola, Inc.

 

25,600

 

515,840

 

 

 

 

 

$

1,330,241

 

Consumer Finance — 3.5%

 

 

 

 

 

American Express Co.

 

10,500

 

558,810

 

Capital One Financial Corp.

 

4,000

 

341,800

 

 

 

 

 

$

900,610

 

Diversified Financial Services — 2.0%

 

 

 

 

 

Citigroup, Inc.

 

10,800

 

520,992

 

 

 

 

 

$

520,992

 

Electrical Equipment — 2.3%

 

 

 

 

 

Emerson Electric Co.

 

7,000

 

586,670

 

 

 

 

 

$

586,670

 

Electronic Equipment & Instruments — 2.6%

 

 

 

 

 

CDW Corp.

 

6,000

 

327,900

 

Molex, Inc.

 

10,000

 

335,700

 

 

 

 

 

$

663,600

 

1




 

 

 

Energy Equipment & Services — 5.3%

 

 

 

 

 

Baker Hughes, Inc.

 

6,000

 

$

491,100

 

National-Oilwell Varco, Inc. (1)

 

9,300

 

588,876

 

Schlumberger, Ltd.

 

4,400

 

286,484

 

 

 

 

 

$

1,366,460

 

Food & Staples Retailing — 3.3%

 

 

 

 

 

Costco Wholesale Corp.

 

9,500

 

542,735

 

Walgreen Co.

 

7,100

 

318,364

 

 

 

 

 

$

861,099

 

Health Care Equipment & Supplies — 8.7%

 

 

 

 

 

Biomet, Inc.

 

12,100

 

378,609

 

DENTSPLY International, Inc.

 

7,700

 

466,620

 

Medtronic, Inc.

 

15,500

 

727,260

 

St. Jude Medical, Inc. (1)

 

8,800

 

285,296

 

Varian Medical Systems, Inc. (1)

 

8,200

 

388,270

 

 

 

 

 

$

2,246,055

 

Hotels, Restaurants & Leisure — 1.2%

 

 

 

 

 

Carnival Corp.

 

7,700

 

321,398

 

 

 

 

 

$

321,398

 

Household Products — 4.8%

 

 

 

 

 

Colgate-Palmolive Co.

 

8,800

 

527,120

 

Procter & Gamble Co.

 

13,000

 

722,800

 

 

 

 

 

$

1,249,920

 

Industrial Conglomerates — 6.0%

 

 

 

 

 

3M Co.

 

6,600

 

533,082

 

General Electric Co.

 

31,000

 

1,021,760

 

 

 

 

 

$

1,554,842

 

Insurance — 3.3%

 

 

 

 

 

AFLAC, Inc.

 

9,900

 

458,865

 

American International Group, Inc.

 

6,600

 

389,730

 

 

 

 

 

$

848,595

 

Internet Software & Services — 1.4%

 

 

 

 

 

eBay, Inc. (1)

 

12,200

 

357,338

 

 

 

 

 

$

357,338

 

IT Services — 5.3%

 

 

 

 

 

Automatic Data Processing, Inc.

 

6,000

 

272,100

 

Cognizant Technology Solutions Corp., Class A (1)

 

5,500

 

370,535

 

First Data Corp.

 

10,331

 

465,308

 

Fiserv, Inc. (1)

 

6,000

 

272,160

 

 

 

 

 

$

1,380,103

 

2




 

 

 

Machinery — 5.1%

 

 

 

 

 

Dover Corp.

 

8,400

 

$

415,212

 

Illinois Tool Works, Inc.

 

12,000

 

570,000

 

Pentair, Inc.

 

9,900

 

338,481

 

 

 

 

 

$

1,323,693

 

Media — 0.9%

 

 

 

 

 

Omnicom Group, Inc.

 

2,700

 

240,543

 

 

 

 

 

$

240,543

 

Multiline Retail — 3.0%

 

 

 

 

 

Kohl’s Corp. (1)

 

8,300

 

490,696

 

Target Corp.

 

6,000

 

293,220

 

 

 

 

 

$

783,916

 

Oil, Gas & Consumable Fuels — 1.4%

 

 

 

 

 

Apache Corp.

 

5,300

 

361,725

 

 

 

 

 

$

361,725

 

Pharmaceuticals — 4.5%

 

 

 

 

 

Johnson & Johnson

 

13,200

 

790,944

 

Pfizer, Inc.

 

16,350

 

383,735

 

 

 

 

 

$

1,174,679

 

Semiconductors & Semiconductor Equipment — 3.0%

 

 

 

 

 

Intel Corp.

 

17,400

 

329,730

 

Maxim Integrated Products, Inc.

 

14,300

 

459,173

 

 

 

 

 

$

788,903

 

Software — 2.1%

 

 

 

 

 

Microsoft Corp.

 

23,500

 

547,550

 

 

 

 

 

$

547,550

 

Specialty Retail — 4.3%

 

 

 

 

 

Bed Bath and Beyond, Inc. (1)

 

6,600

 

218,922

 

Lowe’s Companies, Inc.

 

7,500

 

455,025

 

Staples, Inc.

 

18,500

 

449,920

 

 

 

 

 

$

1,123,867

 

Textiles, Apparel & Luxury Goods — 1.9%

 

 

 

 

 

NIKE, Inc., Class B

 

6,000

 

486,000

 

 

 

 

 

$

486,000

 

Total Common Stocks
(identified cost $22,052,792)

 

 

 

$

25,525,237

 

Total Investments — 98.5%
(identified cost $22,052,792)

 

 

 

$

25,525,237

 

Other Assets, Less Liabilities — 1.5%

 

 

 

$

401,770

 

Net Assets — 100.0%

 

 

 

$

25,927,007

 

 

(1)

 

Non-income producing security.

 

3




 

 

The Portfolio did not have any open financial instruments at June 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned at June 30, 2006, as computed on a federal income tax basis, were as follows:

Aggregate cost

 

$

22,052,792

 

Gross unrealized appreciation

 

$

4,099,127

 

Gross unrealized depreciation

 

(626,682

)

Net unrealized appreciation

 

$

3,472,445

 

 

4




Eaton Vance-Atlanta Capital Small-Cap Fund as of June 30, 2006 (Unaudited)

Eaton Vance-Atlanta Capital Small-Cap Fund (the Fund), a diversified series of Eaton Vance Growth Trust, invests substantially all of its investable assets in Small-Cap Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At June 30, 2006, the value of the Fund’s investment in the Portfolio was $18,016,337 and the Fund owned approximately 82.8% of the Portfolio’s outstanding interests. The Portfolio’s Schedule of Investments is set forth below.




Small-Cap Portfolio                                                                                                                                 as of June& nbsp;30, 2006

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 98.1%

Security

 

Shares

 

Value

 

Air Freight & Logistics — 2.8%

 

 

 

 

 

Forward Air Corp.

 

14,900

 

$

606,877

 

 

 

 

 

$

606,877

 

Airlines — 1.9%

 

 

 

 

 

SkyWest, Inc.

 

16,900

 

419,120

 

 

 

 

 

$

419,120

 

Automobiles — 1.1%

 

 

 

 

 

Winnebago Industries

 

7,400

 

229,696

 

 

 

 

 

$

229,696

 

Building Products — 1.1%

 

 

 

 

 

Simpson Manufacturing Co., Inc.

 

6,500

 

234,325

 

 

 

 

 

$

234,325

 

Capital Markets — 2.5%

 

 

 

 

 

Affiliated Managers Group, Inc. (1)

 

6,300

 

547,407

 

 

 

 

 

$

547,407

 

Commercial Banks — 9.6%

 

 

 

 

 

Capital City Bank Group, Inc.

 

14,000

 

422,800

 

PrivateBancorp, Inc.

 

6,100

 

252,601

 

Seacoast Banking Corp. of Florida

 

17,420

 

463,895

 

Texas Regional Bancshares, Class A

 

11,930

 

452,386

 

UCBH Holdings, Inc.

 

17,700

 

292,758

 

Westamerica Bancorporation

 

4,200

 

205,674

 

 

 

 

 

$

2,090,114

 

Commercial Services & Supplies — 8.0%

 

 

 

 

 

ABM Industries, Inc.

 

16,260

 

278,046

 

Adesa, Inc.

 

13,000

 

289,120

 

Advisory Board Co., (The) (1)

 

4,400

 

211,596

 

Brady Corp., Class A

 

7,900

 

291,036

 

G & K Services, Inc.

 

4,900

 

168,070

 

McGrath Rentcorp

 

10,000

 

278,100

 

Mine Safety Appliances Co.

 

5,600

 

225,120

 

 

 

 

 

$

1,741,088

 

Containers & Packaging — 1.7%

 

 

 

 

 

AptarGroup, Inc.

 

7,600

 

377,036

 

 

 

 

 

$

377,036

 

Diversified Consumer Services — 2.8%

 

 

 

 

 

Bright Horizons Family Solutions, Inc. (1)

 

4,400

 

165,836

 

Matthews International Corp.

 

13,000

 

448,110

 

 

 

 

 

$

613,946

 

1




 

 

 

Diversified Financial Services — 2.1%

 

 

 

 

 

Financial Federal Corp.

 

16,500

 

$

458,865

 

 

 

 

 

$

458,865

 

Electric Utilities — 1.1%

 

 

 

 

 

ALLETE, Inc.

 

5,133

 

243,047

 

 

 

 

 

$

243,047

 

Electrical Equipment — 3.0%

 

 

 

 

 

Genlyte Group, Inc. (The) (1)

 

9,100

 

659,113

 

 

 

 

 

$

659,113

 

Electronic Equipment & Instruments — 3.5%

 

 

 

 

 

National Instruments Corp.

 

8,650

 

237,010

 

Scansource, Inc. (1)

 

18,000

 

527,760

 

 

 

 

 

$

764,770

 

Energy Equipment & Services — 2.4%

 

 

 

 

 

Hydril Co. (1)

 

4,000

 

314,080

 

Oil States International, Inc. (1)

 

6,100

 

209,108

 

 

 

 

 

$

523,188

 

Food & Staples Retailing — 2.2%

 

 

 

 

 

Casey’s General Stores, Inc.

 

9,300

 

232,593

 

Ruddick Corp.

 

9,700

 

237,747

 

 

 

 

 

$

470,340

 

Food Products — 1.1%

 

 

 

 

 

Tootsie Roll Industries, Inc.

 

7,900

 

230,127

 

 

 

 

 

$

230,127

 

Gas Utilities — 2.4%

 

 

 

 

 

Energen Corp.

 

8,000

 

307,280

 

Piedmont Natural Gas Co., Inc.

 

9,000

 

218,700

 

 

 

 

 

$

525,980

 

Health Care Equipment & Supplies — 7.5%

 

 

 

 

 

ICU Medical, Inc. (1)

 

9,800

 

413,952

 

Mentor Corp.

 

11,300

 

491,550

 

Meridian Bioscience, Inc.

 

9,100

 

227,045

 

Young Innovations, Inc.

 

14,000

 

493,220

 

 

 

 

 

$

1,625,767

 

Health Care Providers & Services — 6.3%

 

 

 

 

 

CorVel Corp. (1)

 

8,000

 

200,000

 

inVentiv Health, Inc. (1)

 

8,000

 

230,240

 

Landauer, Inc.

 

11,000

 

526,900

 

Owens & Minor, Inc.

 

7,100

 

203,060

 

PSS World Medical, Inc. (1)

 

12,300

 

217,095

 

 

 

 

 

$

1,377,295

 

2




 

 

 

Hotels, Restaurants & Leisure — 6.5%

 

 

 

 

 

Ambassadors Group, Inc.

 

10,400

 

$

300,352

 

IHOP Corp.

 

3,800

 

182,704

 

Sonic Corp. (1)

 

17,062

 

354,719

 

Speedway Motorsports, Inc.

 

15,500

 

584,970

 

 

 

 

 

$

1,422,745

 

Household Durables — 0.8%

 

 

 

 

 

M/I Homes, Inc.

 

5,100

 

178,908

 

 

 

 

 

$

178,908

 

Industrial Conglomerates — 1.0%

 

 

 

 

 

Raven Industries, Inc.

 

6,700

 

211,050

 

 

 

 

 

$

211,050

 

Insurance — 4.9%

 

 

 

 

 

Alfa Corp.

 

13,200

 

218,592

 

Midland Co.

 

7,500

 

284,850

 

RLI Corp.

 

11,500

 

554,070

 

 

 

 

 

$

1,057,512

 

Oil, Gas & Consumable Fuels — 3.8%

 

 

 

 

 

Berry Petroleum Co.

 

9,200

 

304,980

 

Holly Corp.

 

11,000

 

530,200

 

 

 

 

 

$

835,180

 

Real Estate Investment Trusts (REITs) — 1.5%

 

 

 

 

 

Universal Health Realty Income Trust

 

10,200

 

319,770

 

 

 

 

 

$

319,770

 

Semiconductors & Semiconductor Equipment — 2.9%

 

 

 

 

 

Power Integrations, Inc. (1)

 

16,700

 

291,916

 

Varian Semiconductor Equipment Associates, Inc. (1)

 

10,150

 

330,991

 

 

 

 

 

$

622,907

 

Software — 10.8%

 

 

 

 

 

ANSYS, Inc. (1)

 

13,000

 

621,660

 

FactSet Research Systems, Inc.

 

14,600

 

690,580

 

Jack Henry & Associates, Inc.

 

23,100

 

454,146

 

Kronos, Inc. (1)

 

9,800

 

354,858

 

Manhattan Associates, Inc. (1)

 

11,400

 

231,306

 

 

 

 

 

$

2,352,550

 

3




 

 

 

Specialty Retail — 2.8%

 

 

 

 

 

Aaron Rents, Inc.

 

22,200

 

$

596,736

 

 

 

 

 

$

596,736

 

Total Common Stocks
(identified cost $15,882,277)

 

 

 

$

21,335,459

 

Total Investments — 98.1%
(identified cost $15,882,277)

 

 

 

$

21,335,459

 

Other Assets, Less Liabilities — 1.9%

 

 

 

$

422,979

 

Net Assets — 100.0%

 

 

 

$

21,758,438

 

 

(1)

 

Non-income producing security.

 

The Portfolio did not have any open financial instruments at June 30, 2006.

The cost and unrealized appreciation (depreciation) in value of the investments owned at June 30, 2006, as computed on a federal income tax basis, were as follows:

Aggregate cost

 

$

15,882,277

 

Gross unrealized appreciation

 

$

5,866,075

 

Gross unrealized depreciation

 

(412,893

)

Net unrealized appreciation

 

$

5,453,182

 

 

4




Item 2. Controls and Procedures

(a) It is the conclusion of the registrant’s principal executive officer and principal financial officer that the effectiveness of the registrant’s current disclosure controls and procedures (such disclosure controls and procedures having been evaluated within 90 days of the date of this filing) provide reasonable assurance that the information required to be disclosed by the registrant on this Form N-Q has been recorded, processed, summarized and reported within the time period specified in the Commission’s rules and forms and that the information required to be disclosed by the registrant on this Form N-Q has been accumulated and communicated to the registrant’s principal executive officer and principal financial officer in order to allow timely decisions regarding required disclosure.

(b) There have been no changes in the registrant’s internal controls over financial reporting during the fiscal quarter for which the report is being filed that have materially affected, or are reasonably likely to materially affect the registrant’s internal control over financial reporting.




Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Eaton Vance Growth Trust

 

 

 

By:

/s/ Thomas E. Faust. Jr.

 

 

Thomas E. Faust, Jr.

 

President and Principal Executive Officer

 

 

Date:

August 28, 2006

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

By:

/s/ Thomas E. Faust. Jr.

 

 

Thomas E. Faust, Jr.

 

President and Principal Executive Officer

 

 

Date:

August 28, 2006

 

 

 

 

By:

/s/ Barbara E. Campbell

 

 

Barbara E. Campbell

 

Treasurer and Principal Financial Officer

 

 

Date:

August 28, 2006

 



EX-99.CERT 2 a06-13962_4ex99dcert.htm EX-99.CERT

Exhibit 99.CERT

Eaton Vance Growth Trust

Certification
Pursuant to Rule 302 of the Sarbanes-Oxley Act of 2003

I, Thomas E. Faust Jr., certify that:

1.                                       I have reviewed this report on Form N-Q of Eaton Vance Growth Trust;

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.                                       Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is being filed;

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

(a)                                  Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)                                 Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)                                  Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

(d)                                 Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.                                       The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):




(a)                                  All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

(b)                                 Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

By:

/s/ Thomas E. Faust. Jr.

 

 

Thomas E. Faust, Jr.

 

President

 

 

Date:

August 28, 2006

 




Eaton Vance Growth Trust

Certification
Pursuant to Rule 302 of the Sarbanes-Oxley Act of 2003

I, Barbara E. Campbell, certify that:

1.                                       I have reviewed this report on Form N-Q of Eaton Vance Growth Trust;

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.                                       Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is being filed;

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

(a)                                  Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)                                 Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)                                  Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

(d)                                 Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.                                       The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):




(a)                                  All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

(b)                                 Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

By:

/s/ Barbara E. Campbell

 

 

Barbara E. Campbell

 

Treasurer

 

 

Date:

August 28, 2006

 



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