EX-99.H4D 5 exhibith4d_ex99zh4d.htm AMENDED SCHEDULE A DTD 12-31-2016 Converted by EDGARwiz

EXHIBIT (h)(4)(d)

Schedule A

As of December 31, 2016



Trust, Series and Class

Contractual
Expense Cap

Effective
Date

Termination
Date

Eaton Vance Growth Trust

 

 

 

Greater China Growth Fund Class A

1.95%

4/28/2011

12/31/2017

Greater China Growth Fund Class B

2.65%

4/28/2011

12/31/2017

Greater China Growth Fund Class C

2.65%

4/28/2011

12/31/2017

Greater China Growth Fund Class I

1.65%

4/28/2011

12/31/2017

 

 

 

 

Worldwide Health Sciences Fund Class A

1.25%

7/1/2016

12/31/2017

Worldwide Health Sciences Fund Class B

2.00%

7/1/2016

12/31/2017

Worldwide Health Sciences Fund Class C

2.00%

7/1/2016

12/31/2017

Worldwide Health Sciences Fund Class I

1.00%

7/1/2016

12/31/2017

Worldwide Health Sciences Fund Class R

1.50%

7/1/2016

12/31/2017

 

 

 

 

Atlanta Capital Select Equity Fund Class A

1.20%

12/30/2011

1/31/2017

Atlanta Capital Select Equity Fund Class C

1.95%

3/19/2013

1/31/2017

Atlanta Capital Select Equity Fund Class I

0.95%

12/30/2011

1/31/2017

 

 

 

 

Focused Growth Opportunities Fund Class A

1.05%

6/30/2014

6/30/2017

Focused Growth Opportunities Fund Class C

1.80%

6/30/2014

6/30/2017

Focused Growth Opportunities Fund Class I

0.80%

6/30/2014

6/30/2017

 

 

 

 

Focused Value Opportunities Fund Class A

1.05%

6/30/2014

6/30/2017

Focused Value Opportunities Fund Class C

1.80%

6/30/2014

6/30/2017

Focused Value Opportunities Fund Class I

0.80%

6/30/2014

6/30/2017

 

 

 

 

Hexavest Emerging Markets Equity Fund Class A

1.45%

4/1/2015

11/30/2017

Hexavest Emerging Markets Equity Fund Class I

1.20%

4/1/2015

11/30/2017

 

 

 

 

Hexavest Global Equity Fund Class A

1.18%

4/1/2016

11/30/2017

Hexavest Global Equity Fund Class C

1.93%

12/1/2016

11/30/2017

Hexavest Global Equity Fund Class I

0.93%

4/1/2016

11/30/2017

 

 

 

 

Hexavest International Equity Fund Class A

1.20%

4/1/2015

11/30/2017

Hexavest International Equity Fund Class I

0.95%

4/1/2015

11/30/2017

 

 

 

 

Focused Global Opportunities Fund Class I

0.95%

12/15/2015

3/31/2017

 

 

 

 

Focused International Opportunities Fund Class I

1.00%

12/15/2015

3/31/2017

 

 

 

 

International Small-Cap Fund Class A

1.40%

12/15/2015

3/31/2017

International Small-Cap Fund Class I

1.15%

12/15/2015

3/31/2017

 

 

 

 

Eaton Vance Investment Trust

 

 

 

Short Duration Municipal Opportunities Fund Class A

0.70%

11/14/2016

7/31/2018

Short Duration Municipal Opportunities Fund Class C

1.45%

11/14/2016

7/31/2018

Short Duration Municipal Opportunities Fund Class I

0.55%

11/14/2016

7/31/2018

 

 

 

 

Eaton Vance NextShares Trust

 

 

 

Global Income Builder NextShares

0.90%

3/28/2016

2/28/2017

 

 

 

 

Stock NextShares

0.65%

2/25/2016

4/30/2017

 

 

 

 

Eaton Vance NextShares Trust II

 

 

 

TABS 5-to-15 Year Laddered Municipal Bond NextShares

0.35%

3/28/2016

5/31/2017

 

 

 

 

Eaton Vance Municipals Trust II

 

 

 

TABS Intermediate-Term Municipal Bond Fund Class A

0.90%

6/1/2014

5/31/2017

TABS Intermediate-Term Municipal Bond Fund Class C

1.65%

6/1/2014

5/31/2017






TABS Intermediate-Term Municipal Bond Fund Class I

0.65%

6/1/2014

5/31/2017


Trust, Series and Class

Contractual
Expense Cap

Effective
Date

Termination
Date

Eaton Vance Municipals Trust II (continued)

 

 

 

TABS 1-to-10 Year Laddered Municipal Bond Fund Class A

0.65%

5/3/2015

5/31/2017

TABS 1-to-10 Year Laddered Municipal Bond Fund Class C

1.40%

5/3/2015

5/31/2017

TABS 1-to-10 Year Laddered Municipal Bond Fund Class I

0.40%

5/3/2015

5/31/2017

 

 

 

 

TABS 5-to-15 Year Laddered Municipal Bond Fund Class A

0.65%

4/15/2015

5/31/2017

TABS 5-to-15 Year Laddered Municipal Bond Fund Class C

1.40%

4/15/2015

5/31/2017

TABS 5-to-15 Year Laddered Municipal Bond Fund Class I

0.40%

4/15/2015

5/31/2017

 

 

 

 

TABS 10-to-20 Year Laddered Municipal Bond Fund Class A

0.65%

5/3/2015

5/31/2017

TABS 10-to-20 Year Laddered Municipal Bond Fund Class C

1.40%

5/3/2015

5/31/2017

TABS 10-to-20 Year Laddered Municipal Bond Fund Class I

0.40%

5/3/2015

5/31/2017

 

 

 

 

Eaton Vance Mutual Funds Trust

 

 

 

Emerging Markets Local Income Fund Class A

1.25%

3/1/2009

2/28/2017

Emerging Markets Local Income Fund Class C

1.95%

8/1/2010

2/28/2017

Emerging Markets Local Income Fund Class I

0.95%

11/30/2009

2/28/2017

 

 

 

 

Diversified Currency Income Fund Class A

1.10%

3/1/2008

2/28/2017

Diversified Currency Income Fund Class C

1.80%

3/1/2011

2/28/2017

Diversified Currency Income Fund Class I

0.80%

3/1/2011

2/28/2017

 

 

 

 

Stock Fund Class A

0.98%

1/1/2016

4/30/2017

Stock Fund Class I

1.73%

1/1/2016

4/30/2017

Stock Fund Class C

0.73%

1/1/2016

4/30/2017

 

 

 

 

Parametric Commodity Strategy Fund Investor Class

0.90%

11/1/2016

4/30/2018

Parametric Commodity Strategy Fund Institutional Class

0.65%

11/1/2016

4/30/2018

 

 

 

 

Parametric International Equity Fund Investor Class

0.75%

11/1/2016

5/31/2018

Parametric International Equity Fund Institutional Class

0.50%

11/1/2016

5/31/2018

Parametric International Equity Fund Class R

1.00%

11/1/2016

5/31/2018

Parametric International Equity Fund Class R6

0.47%

11/1/2016

5/31/2018

 

 

 

 

Core Plus Bond Fund Class A

0.80%

2/1/2015

1/31/2017

Core Plus Bond Fund Class C

1.55%

2/1/2015

1/31/2017

Core Plus Bond Fund Class I

0.55%

2/1/2015

1/31/2017

 

 

 

 

Tax-Managed Global Small-Cap Fund Class A

1.40%

1/1/2016

2/28/2017

Tax-Managed Global Small-Cap Fund Class C

2.15%

1/1/2016

2/28/2017

Tax-Managed Global Small-Cap Fund Class I

1.15%

1/1/2016

2/28/2017

 

 

 

 

Tax-Managed Multi-Cap Growth Fund Class A

1.40%

3/1/2013

2/28/2017

Tax-Managed Multi-Cap Growth Fund Class B

2.15%

3/1/2013

2/28/2017

Tax-Managed Multi-Cap Growth Fund Class C

2.15%

3/1/2013

2/28/2017

 

 

 

 

Multi-Strategy All Market Fund Class A

1.35%

11/1/2011

2/28/2017

Multi-Strategy All Market Fund Class C

2.10%

11/1/2011

2/28/2017

Multi-Strategy All Market Fund Class I

1.10%

11/1/2011

2/28/2017

 

 

 

 

Parametric Tax-Managed International Equity Fund Investor Class

1.25%

11/1/2016

2/28/2018

Parametric Tax-Managed International Equity Fund Class C

2.00%

11/1/2016

2/28/2018

Parametric Tax-Managed International Equity Fund Institutional Class

1.00%

11/1/2016

2/28/2018

 

 

 

 

Short Duration High Income Fund Class A

1.05%

11/1/2013

2/28/2017

Short Duration High Income Fund Class I

0.80%

11/1/2013

2/28/2017

 

 

 

 

Parametric Emerging Markets Core Fund Investor Class

1.15 %

9/24/2013

12/31/2017

Parametric Emerging Markets Core Fund Institutional Class

0.90%

9/24/2013

12/31/2017





Trust, Series and Class

Contractual
Expense Cap

Effective
Date

Termination
Date

Eaton Vance Mutual Funds Trust (continued)

 

 

 

Parametric Dividend Income Fund Investor Class

0.65%

11/1/2016

6/30/2018

Parametric Dividend Income Fund Institutional Class

0.40%

11/1/2016

6/30/2018

 

 

 

 

Global Macro Capital Opportunities Fund Class A

1.65%

11/3/2014

2/28/2017

Global Macro Capital Opportunities Fund Class I

1.40%

11/3/2014

2/28/2017

 

 

 

 

Eaton Vance Series Fund, Inc.

 

 

 

Emerging Markets Debt Opportunities Fund Class A

1.15%

9/3/2015

11/30/2017

Emerging Markets Debt Opportunities Fund Class I

0.90%

9/3/2015

11/30/2017

Emerging Markets Debt Opportunities Fund Class R6

0.85%

9/3/2015

11/30/2017

 

 

 

 

Eaton Vance Special Investment Trust

 

 

 

Short Duration Real Return Fund Class A

0.90%

7/16/2013

2/28/2017

Short Duration Real Return Fund Class C

1.65%

7/16/2013

2/28/2017

Short Duration Real Return Fund Class I

0.65%

7/16/2013

2/28/2017

 

 

 

 

Hedged Stock Fund Class A

1.15%

10/31/2014

3/31/2017

Hedged Stock Fund Class C

1.90%

10/31/2014

3/31/2017

Hedged Stock Fund Class I

0.90%

10/31/2014

3/31/2017

 

 

 

 

Core Bond Fund Class I

0.50%

12/1/2011

4/30/2017

Core Bond Fund Class A

0.75%

12/1/2011

4/30/2017

 

 

 

 

Real Estate Fund Class I

1.00%

5/1/2007

4/30/2017

Real Estate Fund Class A

1.25%

6/8/2010

4/30/2017

 

 

 

 

Growth Fund Class A

1.05%

7/10/2014

4/30/2017

Growth Fund Class C

1.80%

7/10/2014

4/30/2017

Growth Fund Class I

0.80%

7/10/2014

4/30/2017

Growth Fund Class R

1.30%

7/10/2014

4/30/2017

 

 

 

 

Commodity Strategy Fund Class A

1.35%

11/6/2015

4/30/2017

Commodity Strategy Fund Class C

2.10%

11/6/2015

4/30/2017

Commodity Strategy Fund Class I

1.10%

11/6/2015

4/30/2017

 

 

 

 

Greater India Fund Class A

1.88%

4/28/2011

4/30/2017

Greater India Fund Class B

2.58%

4/28/2011

4/30/2017

Greater India Fund Class C

2.58%

4/28/2011

4/30/2017

Greater India Fund Class I

1.58%

4/28/2011

4/30/2017

 

 

 

 

Global Small-Cap Fund Class A

1.40%

1/1/2016

4/30/2017

Global Small-Cap Fund Class C

2.15%

1/1/2016

4/30/2017

Global Small-Cap Fund Class I

1.15%

1/1/2016

4/30/2017

 

 

 

 

Balanced Fund Class A

0.98%

1/1/2016

4/30/2017

Balanced Fund Class B

1.73%

1/1/2016

4/30/2017

Balanced Fund Class C

1.73%

1/1/2016

4/30/2017

Balanced Fund Class I

0.73%

1/1/2016

4/30/2017

Balanced Fund Class R

1.23%

5/1/2016

4/30/2017

Balanced Fund Class R6

0.69%

5/1/2016

4/30/2017

 

 

 

 

1-to-10 Year Laddered Corporate Bond Fund Class A

0.65%

9/27/2016

12/31/2017

1-to-10 Year Laddered Corporate Bond Fund Class I

0.40%

9/27/2016

12/31/2017

 

 

 

 

Eaton Vance Variable Trust

 

 

 

VT Large-Cap Value Fund Initial Class

1.20%

5/1/2015

5/1/2017

VT Large-Cap Value Fund ADV Class

0.95%

5/1/2015

5/1/2017

VT Large-Cap Value Fund Institutional Class

0.70%

5/1/2016

5/1/2017