0000940394-14-000636.txt : 20140428 0000940394-14-000636.hdr.sgml : 20140428 20140428122831 ACCESSION NUMBER: 0000940394-14-000636 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140428 DATE AS OF CHANGE: 20140428 EFFECTIVENESS DATE: 20140428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE GROWTH TRUST CENTRAL INDEX KEY: 0000102816 IRS NUMBER: 042325690 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01241 FILM NUMBER: 14788341 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VANCE SANDERS COMMON STOCK FUND INC DATE OF NAME CHANGE: 19820915 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON STOCK FUND INC DATE OF NAME CHANGE: 19730619 0000102816 S000005195 Eaton Vance Asian Small Companies Fund C000014174 Eaton Vance Asian Small Companies Fund Class A EVASX 0000102816 S000005200 Eaton Vance Greater China Growth Fund C000014184 Eaton Vance Greater China Growth Fund Class I C000014185 Eaton Vance Greater China Growth Fund Class A EVCGX C000014186 Eaton Vance Greater China Growth Fund Class B EMCGX C000014187 Eaton Vance Greater China Growth Fund Class C ECCGX 0000102816 S000005201 Eaton Vance Multi-Cap Growth Fund C000014188 Eaton Vance Multi-Cap Growth Fund Class A EVGFX C000014189 Eaton Vance Multi-Cap Growth Fund Class B EMGFX C000014190 Eaton Vance Multi-Cap Growth Fund Class C ECGFX C000118576 Eaton Vance Multi-Cap Growth Fund Class I 0000102816 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014191 Eaton Vance Worldwide Health Sciences Fund Class A ETHSX C000014192 Eaton Vance Worldwide Health Sciences Fund Class B EMHSX C000014193 Eaton Vance Worldwide Health Sciences Fund Class 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(Banamex) 015 B00AA08 S 015 C01AA08 Mexico City 015 D01AA08 Mexico 015 D02AA08 01210 015 E04AA08 X 015 A00AA09 Bank Handlowy w Warszawie S.A. 015 B00AA09 S 015 C01AA09 Warsaw 015 D01AA09 Poland 015 D02AA09 00-249 015 E04AA09 X 015 A00AA10 Bank Hapoalim B.M. 015 B00AA10 S 015 C01AA10 Tel Aviv 015 D01AA10 Israel 015 D02AA10 61000 015 E04AA10 X 015 A00AA11 Banque Internationale Arabe de Tunisie 015 B00AA11 S 015 C01AA11 Tunis Cedex 015 D01AA11 Tunisia 015 D02AA11 1080 015 E04AA11 X 015 A00AA12 BNP Paribas Securities Services, S.C.A. 015 B00AA12 S 015 C01AA12 Athens, Greece 015 D01AA12 Cyprus 015 D02AA12 115 28 015 E04AA12 X 015 A00AA13 BNP Paribas Securities Services, S.C.A. 015 B00AA13 S 015 C01AA13 Athens 015 D01AA13 Greece 015 D02AA13 115 28 015 E04AA13 X 015 A00AA14 BNP Paribas Securities Services, S.C.A. 015 B00AA14 S 015 C01AA14 Paris, France 015 D01AA14 Portugal PAGE 5 015 D02AA14 Lt 1.19.01 015 E04AA14 X 015 A00AA15 Ceskoslovenska obchodna banka, a.s. 015 B00AA15 S 015 C01AA15 Bratislava 015 D01AA15 Slovak Republic 015 D02AA15 815 63 015 E04AA15 X 015 A00AA16 Ceskoslovenska obchodni banka, a.s. 015 B00AA16 S 015 C01AA16 Prague 015 D01AA16 Czech Republic 015 D02AA16 150 57 015 E04AA16 X 015 A00AA17 Citibank A.S. 015 B00AA17 S 015 C01AA17 Istanbul 015 D01AA17 Turkey 015 D02AA17 34394 015 E04AA17 X 015 A00AA18 Citibank del Peru, S.A. 015 B00AA18 S 015 C01AA18 Lima 015 D01AA18 Peru 015 D02AA18 27 015 E04AA18 X 015 A00AA19 Citibank Maghreb 015 B00AA19 S 015 C01AA19 Casablanca 015 D01AA19 Morocco 015 D02AA19 20190 015 E04AA19 X 015 A00AA20 Citibank N.A. 015 B00AA20 S 015 C01AA20 Singapore 015 D01AA20 Singapore 015 D02AA20 486026 015 E04AA20 X 015 A00AA21 Citibank, N.A. 015 B00AA21 S 015 C01AA21 Buenos Aires 015 D01AA21 Argentina 015 D02AA21 1036 015 E04AA21 X 015 A00AA22 Citibank, N.A. 015 B00AA22 S 015 C01AA22 Sao Paulo 015 D01AA22 Brazil 015 D02AA22 SP 01311-920 015 E04AA22 X 015 A00AA23 Citibank, N.A. 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028 F030100 0 028 F040100 1164 028 G010100 6275 028 G020100 0 028 G030100 0 028 G040100 18054 028 H000100 2642 028 A010200 657 028 A020200 0 028 A030200 0 028 A040200 2240 028 B010200 770 028 B020200 0 028 B030200 0 028 B040200 2858 028 C010200 1414 028 C020200 0 028 C030200 0 028 C040200 2997 028 D010200 1223 028 D020200 320 028 D030200 0 028 D040200 2550 028 E010200 700 028 E020200 0 028 E030200 0 PAGE 18 028 E040200 3340 028 F010200 503 028 F020200 0 028 F030200 0 028 F040200 2901 028 G010200 5267 028 G020200 320 028 G030200 0 028 G040200 16886 028 H000200 2656 028 A010400 14108 028 A020400 0 028 A030400 0 028 A040400 25569 028 B010400 15832 028 B020400 0 028 B030400 0 028 B040400 25119 028 C010400 11187 028 C020400 0 028 C030400 0 028 C040400 15136 028 D010400 30195 028 D020400 123113 028 D030400 0 028 D040400 27821 028 E010400 22991 028 E020400 3 028 E030400 0 028 E040400 19600 028 F010400 25242 028 F020400 0 028 F030400 0 028 F040400 19809 028 G010400 119555 028 G020400 123116 028 G030400 0 028 G040400 133054 028 H000400 55466 028 A010500 300 028 A020500 0 028 A030500 0 028 A040500 537 028 B010500 368 028 B020500 0 028 B030500 0 028 B040500 1109 028 C010500 4510 028 C020500 0 028 C030500 0 028 C040500 4424 PAGE 19 028 D010500 376 028 D020500 112 028 D030500 0 028 D040500 1068 028 E010500 27 028 E020500 0 028 E030500 0 028 E040500 937 028 F010500 97 028 F020500 0 028 F030500 0 028 F040500 587 028 G010500 5678 028 G020500 112 028 G030500 0 028 G040500 8662 028 H000500 1442 028 A010600 29982 028 A020600 0 028 A030600 0 028 A040600 7305 028 B010600 51815 028 B020600 0 028 B030600 0 028 B040600 18329 028 C010600 47146 028 C020600 0 028 C030600 0 028 C040600 6187 028 D010600 86973 028 D020600 1091 028 D030600 0 028 D040600 11091 028 E010600 101338 028 E020600 0 028 E030600 0 028 E040600 11041 028 F010600 95719 028 F020600 0 028 F030600 0 028 F040600 14829 028 G010600 412973 028 G020600 1091 028 G030600 0 028 G040600 68782 028 H000600 94531 028 A011200 20731 028 A021200 0 028 A031200 0 028 A041200 3314 028 B011200 23477 PAGE 20 028 B021200 0 028 B031200 0 028 B041200 4112 028 C011200 21019 028 C021200 0 028 C031200 0 028 C041200 2831 028 D011200 32501 028 D021200 1241 028 D031200 0 028 D041200 2089 028 E011200 40812 028 E021200 0 028 E031200 0 028 E041200 5119 028 F011200 35880 028 F021200 0 028 F031200 0 028 F041200 2967 028 G011200 174420 028 G021200 1241 028 G031200 0 028 G041200 20432 028 H001200 52747 028 A011600 20000 028 A021600 0 028 A031600 0 028 A041600 0 028 B011600 47 028 B021600 0 028 B031600 0 028 B041600 0 028 C011600 64 028 C021600 0 028 C031600 0 028 C041600 0 028 D011600 0 028 D021600 43 028 D031600 0 028 D041600 9 028 E011600 10 028 E021600 0 028 E031600 0 028 E041600 0 028 F011600 0 028 F021600 0 028 F031600 0 028 F041600 0 028 G011600 20121 028 G021600 43 028 G031600 0 PAGE 21 028 G041600 9 028 H001600 77 029 000100 Y 029 000200 Y 029 000400 Y 029 000500 Y 029 000600 Y 029 001200 Y 029 001600 N 030 A000100 28 030 B000100 5.75 030 C000100 0.00 030 A000200 15 030 B000200 5.75 030 C000200 0.00 030 A000400 395 030 B000400 5.75 030 C000400 0.00 030 A000500 5 030 B000500 5.75 030 C000500 0.00 030 A000600 980 030 B000600 5.75 030 C000600 0.00 030 A001200 358 030 B001200 5.75 030 C001200 0.00 030 A001600 0 030 B001600 0.00 030 C001600 0.00 031 A000100 5 031 B000100 0 031 A000200 2 031 B000200 0 031 A000400 63 031 B000400 0 031 A000500 1 031 B000500 0 031 A000600 152 031 B000600 0 031 A001200 59 031 B001200 0 031 A001600 0 031 B001600 0 032 000100 23 032 000200 13 032 000400 332 032 000500 4 032 000600 828 032 001200 299 032 001600 0 PAGE 22 033 000100 0 033 000200 0 033 000400 0 033 000500 0 033 000600 0 033 001200 0 033 001600 0 034 000100 Y 034 000200 Y 034 000400 Y 034 000500 Y 034 000600 Y 034 001200 Y 034 001600 N 035 000100 5 035 000200 11 035 000400 16 035 000500 3 035 000600 0 035 001200 0 035 001600 0 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A000400 N 036 B000400 0 036 A000500 N 036 B000500 0 036 A000600 N 036 B000600 0 036 A001200 N 036 B001200 0 036 B001600 0 037 000100 N 037 000200 N 037 000400 N 037 000500 N 037 000600 N 037 001200 N 037 001600 N 038 000100 0 038 000200 0 038 000400 0 038 000500 0 038 000600 0 038 001200 0 038 001600 0 039 000100 N 039 000200 N 039 000400 N PAGE 23 039 000500 N 039 000600 N 039 001200 N 039 001600 N 040 000100 Y 040 000200 Y 040 000400 Y 040 000500 Y 040 000600 Y 040 001200 Y 040 001600 Y 041 000100 Y 041 000200 Y 041 000400 Y 041 000500 Y 041 000600 Y 041 001200 Y 041 001600 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000600 0 PAGE 24 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 042 A001200 0 042 B001200 0 042 C001200 100 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 042 A001600 0 042 B001600 0 042 C001600 100 042 D001600 0 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 0 043 000100 264 043 000200 313 043 000400 2532 043 000500 44 043 000600 868 043 001200 297 043 001600 0 044 000100 0 044 000200 0 044 000400 0 044 000500 0 044 000600 0 044 001200 0 044 001600 0 045 000100 Y 045 000200 Y 045 000400 N 045 000500 N 045 000600 Y 045 001200 Y 045 001600 Y 046 000100 N 046 000200 N 046 000600 N 046 001200 N 046 001600 N 047 000100 Y 047 000200 Y PAGE 25 047 000600 Y 047 001200 Y 047 001600 Y 048 000100 0.000 048 A010100 300000 048 A020100 0.625 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 300000 048 K020100 0.500 048 000200 0.000 048 A010200 500000 048 A020200 1.100 048 B010200 500000 048 B020200 1.010 048 C010200 500000 048 C020200 0.930 048 D010200 500000 048 D020200 0.850 048 E010200 1000000 048 E020200 0.760 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 3000000 048 K020200 0.680 048 000400 0.000 048 A010400 0 PAGE 26 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 048 000500 0.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 048 000600 0.000 048 A010600 500000 048 A020600 0.900 048 B010600 500000 048 B020600 0.850 048 C010600 1500000 048 C020600 0.825 PAGE 27 048 D010600 2500000 048 D020600 0.800 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 5000000 048 K020600 0.780 048 001200 0.000 048 A011200 500000 048 A021200 0.900 048 B011200 500000 048 B021200 0.850 048 C011200 1500000 048 C021200 0.825 048 D011200 2500000 048 D021200 0.800 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 5000000 048 K021200 0.780 048 001600 0.000 048 A011600 500000 048 A021600 0.750 048 B011600 500000 048 B021600 0.725 048 C011600 1500000 048 C021600 0.700 048 D011600 2500000 048 D021600 0.680 048 E011600 0 048 E021600 0.000 048 F011600 0 PAGE 28 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 5000000 048 K021600 0.665 049 000100 N 049 000200 N 049 000600 N 049 001200 N 049 001600 N 050 000100 N 050 000200 N 050 000600 N 050 001200 N 050 001600 N 051 000100 N 051 000200 N 051 000600 N 051 001200 N 051 001600 N 052 000100 N 052 000200 N 052 000600 N 052 001200 N 052 001600 N 053 A000100 N 053 A000200 N 053 A000600 Y 053 B000600 N 053 C000600 N 053 A001200 Y 053 B001200 N 053 C001200 N 053 A001600 Y 053 B001600 Y 053 C001600 N 054 A000100 Y 054 B000100 Y 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 Y 054 I000100 N PAGE 29 054 J000100 Y 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 054 A000200 Y 054 B000200 Y 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 Y 054 H000200 Y 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 054 A000600 Y 054 B000600 Y 054 C000600 N 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 Y 054 H000600 Y 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 N 054 M000600 Y 054 N000600 N 054 O000600 N 054 A001200 Y 054 B001200 Y 054 C001200 N 054 D001200 N 054 E001200 N 054 F001200 N 054 G001200 Y 054 H001200 Y 054 I001200 N 054 J001200 Y 054 K001200 N 054 L001200 N 054 M001200 Y 054 N001200 N 054 O001200 N PAGE 30 054 A001600 Y 054 B001600 Y 054 C001600 N 054 D001600 N 054 E001600 N 054 F001600 N 054 G001600 Y 054 H001600 Y 054 I001600 N 054 J001600 Y 054 K001600 N 054 L001600 N 054 M001600 Y 054 N001600 N 054 O001600 N 055 A000100 N 055 B000100 Y 055 A000200 Y 055 B000200 N 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 N 055 A000600 N 055 B000600 N 055 A001200 N 055 B001200 N 055 A001600 Y 055 B001600 N 056 000100 Y 056 000200 Y 056 000400 N 056 000500 N 056 000600 Y 056 001200 Y 056 001600 Y 057 000100 N 057 000200 N 057 000400 N 057 000500 N 057 000600 N 057 001200 N 057 001600 N 058 A000100 N 058 A000200 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A001200 N 058 A001600 N 059 000100 Y PAGE 31 059 000200 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 001200 Y 059 001600 Y 060 A000100 Y 060 B000100 Y 060 A000200 N 060 B000200 N 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 Y 060 B000600 Y 060 A001200 Y 060 B001200 Y 060 A001600 Y 060 B001600 Y 061 000100 50 061 000200 50 061 000400 50 061 000500 50 061 000600 50 061 001200 50 061 001600 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 PAGE 32 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 PAGE 33 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 PAGE 34 063 A00AA00 0 063 B00AA00 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000400 N 066 A000500 N 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 Y 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 Y 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 N 066 E001600 N 066 F001600 N 066 G001600 Y 067 000100 N 067 000200 N 067 000400 N 067 000500 N 067 000600 N 067 001200 N 067 001600 Y 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 Y 068 A000400 N PAGE 35 068 B000400 N 068 A000500 N 068 B000500 N 068 A000600 N 068 B000600 N 068 A001200 N 068 B001200 N 068 A001600 N 068 B001600 Y 069 000100 N 069 000200 N 069 000400 N 069 000500 N 069 000600 N 069 001200 N 069 001600 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 N 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y PAGE 36 070 R020100 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 N 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 070 A010400 N 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N PAGE 37 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 N 070 M010400 Y 070 M020400 N 070 N010400 Y 070 N020400 N 070 O010400 N 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 N 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 N PAGE 38 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 N 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 N 070 N020600 N 070 O010600 N 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N PAGE 39 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 Y 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 Y 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 N 070 N021200 N 070 O011200 N 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 070 A011600 Y 070 A021600 N 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 Y 070 F011600 Y 070 F021600 Y 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 Y 070 I011600 Y 070 I021600 Y 070 J011600 Y 070 J021600 N 070 K011600 Y 070 K021600 N 070 L011600 Y PAGE 40 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 N 070 O011600 Y 070 O021600 N 070 P011600 Y 070 P021600 N 070 Q011600 N 070 Q021600 N 070 R011600 Y 070 R021600 Y 071 A000100 23721 071 B000100 38880 071 C000100 151677 071 D000100 16 071 A000200 21107 071 B000200 33911 071 C000200 137586 071 D000200 15 071 A000400 0 071 B000400 0 071 C000400 0 071 D000400 0 071 A000500 0 071 B000500 0 071 C000500 0 071 D000500 0 071 A000600 477540 071 B000600 59400 071 C000600 593465 071 D000600 10 071 A001200 169912 071 B001200 28892 071 C001200 153268 071 D001200 19 071 A001600 15348 071 B001600 1670 071 C001600 12995 071 D001600 13 072 A000100 6 072 B000100 3 072 C000100 529 072 D000100 0 072 E000100 21 072 F000100 487 072 G000100 0 072 H000100 0 072 I000100 112 072 J000100 33 PAGE 41 072 K000100 0 072 L000100 20 072 M000100 4 072 N000100 32 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 27 072 S000100 1 072 T000100 264 072 U000100 0 072 V000100 0 072 W000100 9 072 X000100 989 072 Y000100 0 072 Z000100 -436 072AA000100 8222 072BB000100 0 072CC010100 19229 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 0 072 A000200 6 072 B000200 0 072 C000200 486 072 D000200 0 072 E000200 0 072 F000200 761 072 G000200 104 072 H000200 0 072 I000200 118 072 J000200 56 072 K000200 0 072 L000200 20 072 M000200 3 072 N000200 33 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 34 072 S000200 1 072 T000200 313 072 U000200 0 072 V000200 0 072 W000200 10 072 X000200 1453 072 Y000200 0 072 Z000200 -967 072AA000200 5442 072BB000200 0 PAGE 42 072CC010200 13754 072CC020200 0 072DD010200 334 072DD020200 52 072EE000200 0 072 A000400 6 072 B000400 0 072 C000400 0 072 D000400 0 072 E000400 5339 072 F000400 0 072 G000400 933 072 H000400 0 072 I000400 730 072 J000400 30 072 K000400 0 072 L000400 76 072 M000400 0 072 N000400 46 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 18 072 S000400 7 072 T000400 2532 072 U000400 0 072 V000400 0 072 W000400 5630 072 X000400 10002 072 Y000400 0 072 Z000400 -4663 072AA000400 140081 072BB000400 0 072CC010400 212180 072CC020400 0 072DD010400 4671 072DD020400 868 072EE000400 136115 072 A000500 6 072 B000500 0 072 C000500 0 072 D000500 0 072 E000500 370 072 F000500 0 072 G000500 20 072 H000500 0 072 I000500 22 072 J000500 6 072 K000500 0 072 L000500 13 072 M000500 0 PAGE 43 072 N000500 8 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 11 072 S000500 0 072 T000500 44 072 U000500 0 072 V000500 0 072 W000500 173 072 X000500 297 072 Y000500 63 072 Z000500 136 072AA000500 816 072BB000500 0 072CC010500 711 072CC020500 0 072DD010500 140 072DD020500 0 072EE000500 0 072 A000600 6 072 B000600 40 072 C000600 5134 072 D000600 0 072 E000600 0 072 F000600 2837 072 G000600 0 072 H000600 0 072 I000600 214 072 J000600 105 072 K000600 0 072 L000600 23 072 M000600 15 072 N000600 27 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 23 072 S000600 6 072 T000600 868 072 U000600 0 072 V000600 0 072 W000600 28 072 X000600 4146 072 Y000600 0 072 Z000600 1028 072AA000600 20609 072BB000600 0 072CC010600 67787 072CC020600 0 072DD010600 844 PAGE 44 072DD020600 2217 072EE000600 0 072 A001200 6 072 B001200 174 072 C001200 1520 072 D001200 0 072 E001200 19 072 F001200 792 072 G001200 0 072 H001200 0 072 I001200 65 072 J001200 42 072 K001200 0 072 L001200 14 072 M001200 4 072 N001200 36 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 18 072 S001200 2 072 T001200 297 072 U001200 0 072 V001200 0 072 W001200 10 072 X001200 1280 072 Y001200 0 072 Z001200 433 072AA001200 1463 072BB001200 0 072CC011200 15139 072CC021200 0 072DD011200 221 072DD021200 425 072EE001200 1330 072 A001600 6 072 B001600 36 072 C001600 74 072 D001600 0 072 E001600 0 072 F001600 64 072 G001600 0 072 H001600 0 072 I001600 0 072 J001600 33 072 K001600 0 072 L001600 3 072 M001600 1 072 N001600 17 072 O001600 0 072 P001600 0 PAGE 45 072 Q001600 0 072 R001600 49 072 S001600 13 072 T001600 0 072 U001600 0 072 V001600 0 072 W001600 5 072 X001600 185 072 Y001600 99 072 Z001600 24 072AA001600 41 072BB001600 0 072CC011600 460 072CC021600 0 072DD011600 0 072DD021600 7 072EE001600 36 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 073 A010500 0.0940 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0880 073 C001200 0.0000 073 A011600 0.0000 073 A021600 0.0040 073 B001600 0.0180 073 C001600 0.0000 074 A000100 6 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 158993 PAGE 46 074 G000100 0 074 H000100 0 074 I000100 10480 074 J000100 0 074 K000100 1 074 L000100 202 074 M000100 27 074 N000100 169709 074 O000100 0 074 P000100 124 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 6218 074 S000100 0 074 T000100 163367 074 U010100 10037 074 U020100 3992 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 3544 074 Y000100 0 074 A000200 233 074 B000200 0 074 C000200 1104 074 D000200 0 074 E000200 0 074 F000200 137092 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 815 074 K000200 0 074 L000200 109 074 M000200 0 074 N000200 139353 074 O000200 416 074 P000200 188 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 613 074 S000200 0 074 T000200 138136 074 U010200 4654 074 U020200 1967 074 V010200 0.00 074 V020200 0.00 PAGE 47 074 W000200 0.0000 074 X000200 1976 074 Y000200 0 074 A000400 0 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 1437986 074 J000400 0 074 K000400 0 074 L000400 4218 074 M000400 0 074 N000400 1442204 074 O000400 0 074 P000400 580 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 3065 074 S000400 0 074 T000400 1438559 074 U010400 75483 074 U020400 37094 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 8198 074 Y000400 0 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 24792 074 J000500 0 074 K000500 1 074 L000500 13 074 M000500 0 074 N000500 24806 074 O000500 0 074 P000500 9 074 Q000500 0 074 R010500 0 PAGE 48 074 R020500 0 074 R030500 0 074 R040500 171 074 S000500 0 074 T000500 24626 074 U010500 1388 074 U020500 0 074 V010500 17.74 074 V020500 0.00 074 W000500 0.0000 074 X000500 324 074 Y000500 0 074 A000600 206 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 880784 074 G000600 0 074 H000600 0 074 I000600 32494 074 J000600 0 074 K000600 5 074 L000600 11488 074 M000600 0 074 N000600 924977 074 O000600 14976 074 P000600 729 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 1445 074 S000600 0 074 T000600 907827 074 U010600 15807 074 U020600 46897 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 414 074 Y000600 0 074 A001200 79 074 B001200 0 074 C001200 0 074 D001200 33273 074 E001200 0 074 F001200 174290 074 G001200 0 074 H001200 0 074 I001200 73081 PAGE 49 074 J001200 0 074 K001200 4 074 L001200 6255 074 M001200 0 074 N001200 286982 074 O001200 6833 074 P001200 240 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 367 074 S001200 0 074 T001200 279542 074 U011200 6710 074 U021200 15349 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 282 074 Y001200 0 074 A001600 1395 074 B001600 0 074 C001600 0 074 D001600 9410 074 E001600 0 074 F001600 0 074 G001600 0 074 H001600 0 074 I001600 9610 074 J001600 138 074 K001600 23 074 L001600 447 074 M001600 0 074 N001600 21023 074 O001600 192 074 P001600 12 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 24 074 R041600 158 074 S001600 0 074 T001600 20637 074 U011600 7 074 U021600 2009 074 V011600 10.24 074 V021600 10.24 074 W001600 0.0000 074 X001600 6 074 Y001600 0 PAGE 50 075 A000100 0 075 B000100 155837 075 A000200 0 075 B000200 138814 075 A000400 0 075 B000400 1262242 075 A000500 0 075 B000500 26101 075 A000600 0 075 B000600 658546 075 A001200 0 075 B001200 184060 075 A001600 0 075 B001600 20100 076 000100 0.00 076 000200 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 076 001200 0.00 076 001600 0.00 077 A000000 Y 077 B000000 N 077 D000000 Y 077 H000000 Y 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JAMES F. KIRCHNER TITLE TREASURER EX-99.77D POLICIES 2 item77d22814.txt ITEM 77D Response to Item 77D Eaton Vance Asian Small Companies Fund Material changes to the investment policies of the Fund are described in one or more supplements to the Fund's prospectus, summary prospectus and statement of additional information, filed pursuant to Rule 497 under the Securities Act of 1933, as amended, and are incorporated herein by reference. Parametric Balanced Risk Fund Material changes to the investment policies of the Fund are described in one or more supplements to the Fund's prospectus and summary prospectus, filed pursuant to Rule 497 under the Securities Act of 1933, as amended, and are incorporated herein by reference. EX-99.77H CHNG CNTRL 3 item77h22814.txt ITEM 77H Item 77H (Change in control of registrant) - Attachment Series 16 - Parametric Balanced Risk Fund As of February 28, 2014, Eaton Vance Management owned as a result of various share purchases 99.5% of the Fund's outstanding shares.