0000940394-11-000387.txt : 20110321
0000940394-11-000387.hdr.sgml : 20110321
20110321160109
ACCESSION NUMBER: 0000940394-11-000387
CONFORMED SUBMISSION TYPE: NSAR-B/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20100831
FILED AS OF DATE: 20110321
DATE AS OF CHANGE: 20110321
EFFECTIVENESS DATE: 20110321
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE GROWTH TRUST
CENTRAL INDEX KEY: 0000102816
IRS NUMBER: 042325690
FILING VALUES:
FORM TYPE: NSAR-B/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01241
FILM NUMBER: 11701330
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-482-8260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: EATON VANCE GROWTH FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: VANCE SANDERS COMMON STOCK FUND INC
DATE OF NAME CHANGE: 19820915
FORMER COMPANY:
FORMER CONFORMED NAME: BOSTON STOCK FUND INC
DATE OF NAME CHANGE: 19730619
0000102816
S000005195
Eaton Vance Asian Small Companies Fund
C000014174
Eaton Vance Asian Small Companies Fund Class A
EVASX
C000014175
Eaton Vance Asian Small Companies Fund Class B
EBASX
0000102816
S000005199
Eaton Vance Global Growth Fund
C000014181
Eaton Vance Global Growth Fund Class A
ETIAX
C000014182
Eaton Vance Global Growth Fund Class B
EMIAX
C000014183
Eaton Vance Global Growth Fund Class C
ECIAX
0000102816
S000005200
Eaton Vance Greater China Growth Fund
C000014184
Eaton Vance Greater China Growth Fund Class I
C000014185
Eaton Vance Greater China Growth Fund Class A
EVCGX
C000014186
Eaton Vance Greater China Growth Fund Class B
EMCGX
C000014187
Eaton Vance Greater China Growth Fund Class C
ECCGX
0000102816
S000005201
Eaton Vance Multi-Cap Growth Fund
C000014188
Eaton Vance Multi-Cap Growth Fund Class A
EVGFX
C000014189
Eaton Vance Multi-Cap Growth Fund Class B
EMGFX
C000014190
Eaton Vance Multi-Cap Growth Fund Class C
ECGFX
0000102816
S000005202
Eaton Vance Worldwide Health Sciences Fund
C000014191
Eaton Vance Worldwide Health Sciences Fund Class A
ETHSX
C000014192
Eaton Vance Worldwide Health Sciences Fund Class B
EMHSX
C000014193
Eaton Vance Worldwide Health Sciences Fund Class C
ECHSX
C000014194
Eaton Vance Worldwide Health Sciences Fund Class R
ERHSX
C000081646
Eaton Vance Worldwide Health Sciences Fund Class I
NSAR-B/A
1
grtrustamendansfil.fil
GROWTH TRUST ANSWER FILE
PAGE 1
000 B000000 08/31/2010
000 C000000 0000102816
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 Y
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 Eaton Vance Growth Trust
001 B000000 811-01241
001 C000000 6174828260
002 A000000 TWO INTERNATIONAL PLACE
002 B000000 BOSTON
002 C000000 MA
002 D010000 02110
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 7
007 C010100 1
007 C020100 EATON VANCE MULTI-CAP GROWTH FUND
007 C030100 N
007 C010200 2
007 C020200 EATON VANCE GREATER CHINA GROWTH FUND
007 C030200 N
007 C010300 3
007 C020300 EATON VANCE GLOBAL GROWTH FUND
007 C030300 N
007 C010400 4
007 C020400 EATON VANCE WORLDWIDE HEALTH SCIENCES FUND
007 C030400 N
007 C010500 5
007 C020500 EATON VANCE ASIAN SMALL COMPANIES FUND
007 C030500 N
010 A00AA01 Eaton Vance Management
010 B00AA01 801-15930
010 C01AA01 Boston
010 C02AA01 MA
010 C03AA01 02110
011 A00AA01 Eaton Vance Distributors, Inc.
011 B00AA01 8-047939
011 C01AA01 Boston
011 C02AA01 MA
011 C03AA01 02110
012 A00AA01 BNY Mellon Investment Servicing (US) Inc.
012 B00AA01 84-01761
012 C01AA01 Providence
012 C02AA01 RI
PAGE 2
012 C03AA01 02940
012 C04AA01 9653
012 A00AA02 Eaton Vance Management
012 B00AA02 84-06041
012 C01AA02 Boston
012 C02AA02 MA
012 C03AA02 02110
013 A00AA01 Deloitte & Touche LLP
013 B01AA01 Boston
013 B02AA01 MA
013 B03AA01 02116
013 B04AA01 5022
014 A00AA01 Eaton Vance Distributors, Inc.
014 B00AA01 8-047939
015 A00AA01 State Street Bank and Trust Company
015 B00AA01 C
015 C01AA01 Boston
015 C02AA01 MA
015 C03AA01 02116
015 E01AA01 X
018 00AA00 N
019 A00AA00 Y
019 B00AA00 185
019 C00AA00 EATONVANCE
021 000000 0
022 A000001 WORLDWIDE HEALTH SCIENCES PORTFOLIO
022 C000001 15272
022 D000001 198133
022 A000002 MULTI-CAP GROWTH PORTFOLIO
022 C000002 2774
022 D000002 73065
022 A000003 GREATER CHINA GROWTH PORTFOLIO
022 C000003 8402
022 D000003 43345
022 A000004 Asian Small Companies Portfolio
022 C000004 2199
022 D000004 15520
022 A000005 GLOBAL GROWTH PORTFOLIO
022 C000005 3433
022 D000005 11286
023 C000000 32080
023 D000000 341349
024 00AA00 N
026 A000000 N
026 B000000 N
026 C000000 N
026 D000000 N
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
PAGE 3
026 H000000 N
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
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PAGE 16
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PAGE 17
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PAGE 18
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PAGE 19
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PAGE 20
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PAGE 21
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PAGE 22
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PAGE 24
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PAGE 25
075 B000300 53950
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077 A000000 Y
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080 A00AA00 ICI MUTUAL INSURANCE COMPANY
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SIGNATURE BARBARA E. CAMPBELL
TITLE TREASURER
EX-99.77B ACCT LTTR
2
grtrletters1.txt
INTERNAL CONTROL LETTER
REPORT OF INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM
To the Trustees of Eaton Vance Growth
Trust and Shareholders of Eaton Vance
Worldwide Health Sciences Fund, Eaton
Vance Greater China Growth Fund, and
Eaton Vance Asian Small Companies Fund:
In planning and performing our audit of the
financial statements of Eaton Vance
Worldwide Health Sciences Fund, Eaton
Vance Greater China Growth Fund, and
Eaton Vance Asian Small Companies Fund
(collectively the "Funds") (certain of the
funds constituting Eaton Vance Growth
Trust) (the "Trust") collectively as of and
for the year ended August 31, 2010, in
accordance with the standards of the Public
Company Accounting Oversight Board
(United States), we considered the Trust's
internal control over financial reporting,
including controls over safeguarding
securities, as a basis for designing our
auditing procedures for the purpose of
expressing our opinion on the financial
statements and to comply with the
requirements of Form N-SAR, but not for
the purpose of expressing an opinion on the
effectiveness of the Trust's internal control
over financial reporting. Accordingly, we
express no such opinion.
The management of the Trust is responsible
for establishing and maintaining effective
internal control over financial reporting. In
fulfilling this responsibility, estimates and
judgments by management are required to
assess the expected benefits and related
costs of controls. A trust's internal control
over financial reporting is a process designed
to provide reasonable assurance regarding
the reliability of financial reporting and the
preparation of financial statements for
external purposes in accordance with
generally accepted accounting principles. A
trust's internal control over financial
reporting includes those policies and
procedures that (1) pertain to the
maintenance of records that, in reasonable
detail, accurately and fairly reflect the
transactions and dispositions of the assets of
the trust; (2) provide reasonable assurance
that transactions are recorded as necessary to
permit preparation of financial statements in
accordance with generally accepted
accounting principles, and that receipts and
expenditures of the trust are being made
only in accordance with authorizations of
management and trustees of the trust; and
(3) provide reasonable assurance regarding
prevention or timely detection of
unauthorized acquisition, use, or disposition
of a trust's assets that could have a material
effect on the financial statements.
Because of its inherent limitations, internal
control over financial reporting may not
prevent or detect misstatements. Also,
projections of any evaluation of
effectiveness to future periods are subject to
the risk that controls may become
inadequate because of changes in conditions,
or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over
financial reporting exists when the design or
operation of a control does not allow
management or employees, in the normal
course of performing their assigned
functions, to prevent or detect misstatements
on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies,
in internal control over financial reporting,
such that there is a reasonable possibility that
a material misstatement of a trust's annual or
interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Trust's internal
control over financial reporting was for the
limited purpose described in the first
paragraph and would not necessarily
disclose all deficiencies in internal control
that might be material weaknesses under
standards established by the Public
Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Trust's internal control
over financial reporting and its operation,
including controls for safeguarding securities
that we consider to be a material weakness,
as defined above, as of August 31, 2010.
This report is intended solely for the
information and use of management and the
Trustees of Eaton Vance Growth Trust and
the Securities and Exchange Commission
and is not intended to be and should not be
used by anyone other than these specified
parties.
/s/ Deloitte & Touche LLP
Boston, Massachusetts
October 15, 2010
EX-99.77B ACCT LTTR
3
grtrletters2.txt
INTERNAL CONTROL LETTER
REPORT OF INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM
To the Trustees of Eaton Vance Growth
Trust and Shareholders of Eaton Vance
Multi-Cap Growth Fund and Eaton Vance
Global Growth Fund:
In planning and performing our audit of the
financial statements of Eaton Vance Multi-
Cap Growth Fund and Eaton Vance Global
Growth Fund (collectively the "Funds")
(certain of the funds constituting Eaton
Vance Growth Trust) (the "Trust")
collectively as of and for the year ended
August 31, 2010, in accordance with the
standards of the Public Company
Accounting Oversight Board (United
States), we considered the Trust's internal
control over financial reporting, including
controls over safeguarding securities, as a
basis for designing our auditing procedures
for the purpose of expressing our opinion on
the financial statements and to comply with
the requirements of Form N-SAR, but not
for the purpose of expressing an opinion on
the effectiveness of the Trust's internal
control over financial reporting.
Accordingly, we express no such opinion.
The management of the Trust is responsible
for establishing and maintaining effective
internal control over financial reporting. In
fulfilling this responsibility, estimates and
judgments by management are required to
assess the expected benefits and related
costs of controls. A trust's internal control
over financial reporting is a process designed
to provide reasonable assurance regarding
the reliability of financial reporting and the
preparation of financial statements for
external purposes in accordance with
generally accepted accounting principles. A
trust's internal control over financial
reporting includes those policies and
procedures that (1) pertain to the
maintenance of records that, in reasonable
detail, accurately and fairly reflect the
transactions and dispositions of the assets of
the trust; (2) provide reasonable assurance
that transactions are recorded as necessary to
permit preparation of financial statements in
accordance with generally accepted
accounting principles, and that receipts and
expenditures of the trust are being made
only in accordance with authorizations of
management and trustees of the trust; and
(3) provide reasonable assurance regarding
prevention or timely detection of
unauthorized acquisition, use, or disposition
of a trust's assets that could have a material
effect on the financial statements.
Because of its inherent limitations, internal
control over financial reporting may not
prevent or detect misstatements. Also,
projections of any evaluation of
effectiveness to future periods are subject to
the risk that controls may become
inadequate because of changes in conditions,
or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over
financial reporting exists when the design or
operation of a control does not allow
management or employees, in the normal
course of performing their assigned
functions, to prevent or detect misstatements
on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies,
in internal control over financial reporting,
such that there is a reasonable possibility that
a material misstatement of a trust's annual or
interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Trust's internal
control over financial reporting was for the
limited purpose described in the first
paragraph and would not necessarily
disclose all deficiencies in internal control
that might be material weaknesses under
standards established by the Public
Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Trust's internal control
over financial reporting and its operation,
including controls for safeguarding securities
that we consider to be a material weakness,
as defined above, as of August 31, 2010.
This report is intended solely for the
information and use of management and the
Trustees of Eaton Vance Growth Trust and
the Securities and Exchange Commission
and is not intended to be and should not be
used by anyone other than these specified
parties.
/s/ Deloitte & Touche LLP
Boston, Massachusetts
October 20, 2010