-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H1sBKJXv0uYFa5RCk8RSxfRHKQEzbv5R0hrhr6zBahxkGy4cgpSxyDUZoQbK2yd/ wI+6eSl/+JMFCQhkuWFznQ== 0001209191-10-049734.txt : 20101007 0001209191-10-049734.hdr.sgml : 20101007 20101007160737 ACCESSION NUMBER: 0001209191-10-049734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100806 FILED AS OF DATE: 20101007 DATE AS OF CHANGE: 20101007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodge Allen CENTRAL INDEX KEY: 0001320979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22019 FILM NUMBER: 101114117 MAIL ADDRESS: STREET 1: 500 GOLDEN RIDGE ROAD STREET 2: SUITE 100 CITY: GOLDEN STATE: CO ZIP: 80401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH GRADES INC CENTRAL INDEX KEY: 0001027915 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 621623449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 GOLDEN RIDGE RD STREET 2: SUITE 100 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3037160041 MAIL ADDRESS: STREET 1: 500 GOLDEN RIDGE RD STREET 2: SUITE 100 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHGRADES COM INC DATE OF NAME CHANGE: 20000118 FORMER COMPANY: FORMER CONFORMED NAME: SPECIALTY CARE NETWORK INC DATE OF NAME CHANGE: 19961210 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-08-06 1 0001027915 HEALTH GRADES INC HGRD 0001320979 Dodge Allen C/O HEALTH GRADES, INC. 500 GOLDEN RIDGE ROAD, SUITE 100 GOLDEN CO 80401 0 1 0 0 CFO Common Stock 2010-08-06 5 G 0 E 10000 0.00 D 114704 D Common Stock 2010-10-07 4 M 0 580000 0.10 A 694704 D Common Stock 2010-10-07 4 A 0 73250 0.00 A 767954 D Common Stock 2010-10-07 4 F 0 49593 8.20 D 718361 D Common Stock 2010-10-07 4 U 0 61404 8.20 D 656957 D Common Stock 2010-10-07 4 S 0 656957 8.20 D 0 D Stock Options (right to buy) 0.10 2010-10-07 4 M 0 580000 D 2004-01-01 2012-02-06 Common Stock 580000 0 D Settlement of performance share grant pursuant to the issuer's 2006 Equity Compensation Plan. Shares sold in a private sale pursuant to the Tender and Support Agreement with Mountain Merger Sub Corp. Not Applicable. Michael J. Shanks, as Attorney-in-fact for Allen Dodge 2010-10-07 -----END PRIVACY-ENHANCED MESSAGE-----