-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwiLCCwH4rSxoR/QJhnXMvOijRnJVTJUeUZh5PlzenKAbFhUNq7HpgBjW+RXj0wD ENXR5yFhTBVzd+RPWOGnXw== 0000950129-01-504428.txt : 20020412 0000950129-01-504428.hdr.sgml : 20020412 ACCESSION NUMBER: 0000950129-01-504428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011130 FILED AS OF DATE: 20011210 COMPANY DATA: COMPANY CONFORMED NAME: FARINVEST LTD CENTRAL INDEX KEY: 0001136443 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: KEIZER KARELWEG 474/1171 STREET 2: R ANETELVEE CITY: THE NETHERLANDS STATE: P8 ZIP: 00000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHICAGO BRIDGE & IRON CO N V CENTRAL INDEX KEY: 0001027884 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12815 FILM NUMBER: 1810254 BUSINESS ADDRESS: STREET 1: P O BOX 74658 CITY: 1075 AD AMSTERDAM STATE: P8 ZIP: 00000 MAIL ADDRESS: STREET 1: POLARISAVENUE 31 STREET 2: 2132 JH HOOFDORP CITY: THE NETHERLANDS 4 1 h92835e4.txt FARINVEST LTD FOR CHICAGO BRIDGE & IRON CO N V - ------ -------------------------- FORM 4 OMB APPROVAL - ------ -------------------------- [ ] CHECK THIS BOX IF NO OMB Number: 3235-0287 LONGER SUBJECT TO Expires: December 31, 2001 SECTION 16. FORM 4 Estimated average burden OR FORM 5 OBLIGATIONS hours per response.... 0.5 MAY CONTINUE. SEE -------------------------- INSTRUCTION 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Farinvest, Ltd. Chicago Bridge & Iron Company N.V. (NYSE: CBI) to Issuer (Check all applicable) - -------------------------------------------- ----------------------------------------------- Director X 10% Owner (Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- --- Number of Reporting Month/Year Officer (give Other (Specify Keizer Karelweg 474/1181 Person, if an entity November 2001 ---- title --- below) - -------------------------------------------- (voluntary) ------------------- below) (Street) 5. If Amendment, RL Anstelveen, The Netherlands Date of Original - -------------------------------------------- -------------------- (Month/Year) -------------------------------- (City) (State) (Zip) 7. Individual or Joint/Group Filing ------------- (Check Applicable Line) Form filed by One Reporting --- Person X Form filed by More than One --- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ ------------------------------------ Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Share Capital 11/30/2001 J 837,692(1) D N/A 0 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTIONS OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) On November 30, 2001, Farinvest, Ltd., a Cayman Islands company, transferred 837,692 shares of common stock (the "Common Stock"), par value NLG 0.01, of Chicago Bridge & Iron Company, N.V. to its affiliate, Farinvest N.V., a Netherlands Antilles Company, which transferred the 837,692 shares of Common Stock to its affiliate, WEDGE Engineering B.V., a Netherlands company. At all times, these shares were beneficially owned by Mr. Issam M. Fares. /s/ RICHARD E. BLOHM, JR. 12/10/01 **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ----------------------------- ---------- See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date BY ISSAM M. FARES, ITS MANAGING DIRECTOR BY RICHARD E. BLOHM, JR., ATTORNEY-IN-FACT Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. SEC 1474 (3-99) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99.1 JOINT FILER INFORMATION
Page 3 of 6 EX-99.1 3 h92835ex99-1.txt JOINT FILING INFORMATION JOINT FILER INFORMATION Name: Farinvest N.V. Address: Keizer Karelweg 474/1181 RL Anstelveen, The Netherlands Designated Filer: Farinvest, Ltd. Statement for Month/Year: November 2001 Issuer and Ticker Symbol: Chicago Bridge & Iron Company N.V. (NYSE: CBI) Title of Security: Share Capital Amount of Securities Beneficially Owned at End of Month: 0(1) Ownership Form: Direct Signature: FARINVEST N.V. By: Issam M. Fares, Its Managing Director By: /s/ RICHARD E. BLOHM, JR. -------------------------------------- Name: Richard E. Blohm, Jr. Title: Attorney-in-Fact
Page 4 of 6 JOINT FILER INFORMATION Name: WEDGE Engineering B.V. Address: Keizer Karelweg 474/1181 RL Anstelveen, The Netherlands Designated Filer: Farinvest, Ltd. Statement for Month/Year: November 2001 Issuer and Ticker Symbol: Chicago Bridge & Iron Company N.V. (NYSE: CBI) Title of Security: Share Capital Amount of Securities Beneficially Owned at End of Month: 4,352,674(1) Ownership Form: Direct Signature: WEDGE ENGINEERING B.V. By: Minefa Holdings B.V., its Managing Director By: Issam M. Fares, its Managing Director By: /s/ RICHARD E. BLOHM, JR. -------------------------------------- Name: Richard E. Blohm, Jr. Title: Attorney-in-Fact
Page 5 of 6 JOINT FILER INFORMATION Name: Issam M. Fares Address: Keizer Karelweg 474/1181 RL Anstelveen, The Netherlands Designated Filer: Farinvest, Ltd. Statement for Month/Year: November 2001 Issuer and Ticker Symbol: Chicago Bridge & Iron Company N.V. (NYSE: CBI) Title of Security: Share Capital Amount of Securities Beneficially Owned at End of Month: 4,352,674(1) Ownership Form: Indirect by WEDGE Engineering B.V. Signature: ISSAM M. FARES By: /s/ RICHARD E. BLOHM, JR. -------------------------------------- Name: Richard E. Blohm, Jr. Title: Attorney-in-Fact
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