0001140361-23-004425.txt : 20230203
0001140361-23-004425.hdr.sgml : 20230203
20230203160335
ACCESSION NUMBER: 0001140361-23-004425
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230203
DATE AS OF CHANGE: 20230203
EFFECTIVENESS DATE: 20230203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PZENA INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001027796
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03791
FILM NUMBER: 23585699
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-355-1600
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001027796
XXXXXXXX
12-31-2022
12-31-2022
false
PZENA INVESTMENT MANAGEMENT LLC
320 PARK AVENUE, 8TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-03791
N
Steven Coffey
Chief Legal Risk Officer & Chief Compliance Officer
(212)355-1600
/s/ Steven Coffey
New York
NY
02-03-2023
2
186
22606303662
1
0001376113
028-12230
ALPS ADVISORS INC
2
0001692234
028-17598
Russell Investments Group, Ltd.
INFORMATION TABLE
2
informationtable.xml
ADIENT PLC
COM
G0084W101
46923082
1352640
SH
SOLE
953573
0
399067
ALIBABA GROUP HOLDING LTD. SPON ADR
COM
01609W102
3946344
44799
SH
SOLE
42534
0
2265
AMBEV SA SPON ADR
COM
02319V103
30999913
11397027
SH
SOLE
8103585
0
3293442
AMDOCS LIMITED
COM
G02602103
460074988
5061331
SH
DFND
1
4122815
0
938516
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
COM
025676206
45486288
997069
SH
SOLE
700200
0
296869
AMERICAN INTERNATIONAL GROUP INC.
COM
026874784
618546899
9780944
SH
DFND
1
8463425
0
1317519
AMERICAN WOODMARK CORPORATION
COM
030506109
40954354
838198
SH
SOLE
578774
0
259424
AMGEN INC.
COM
031162100
133848173
509626
SH
SOLE
358453
0
151173
ARCELORMITTAL SA ADR
COM
03938L203
678862
25891
SH
SOLE
25891
0
0
ARGO GROUP INTERNATIONAL HOLDINGS LTD.
COM
G0464B107
48906623
1891939
SH
SOLE
1365993
0
525946
ARROW ELECTRONICS INC.
COM
042735100
24422010
233547
SH
SOLE
233547
0
0
ASSOCIATED BANC-CORP
COM
045487105
71813387
3110151
SH
SOLE
2269471
0
840680
AVNET INC.
COM
053807103
385970633
9282603
SH
SOLE
7013480
0
2269123
AXALTA COATING SYSTEMS LTD.
COM
G0750C108
118354989
4646839
SH
SOLE
3968986
0
677853
AXIS CAPITAL HOLDINGS LIMITED
COM
G0692U109
300313334
5543905
SH
DFND
1
4951774
0
592131
BAIDU INC. SPON ADR CLASS A
COM
056752108
8210768
71785
SH
OTR
0
0
71785
BAIDU INC. SPON ADR CLASS A
COM
056752108
62547216
546837
SH
SOLE
369219
0
177618
BAKER HUGHES COMPANY CLASS A
COM
05722G100
224812
7613
SH
SOLE
7613
0
0
BANK OF AMERICA CORP
COM
060505104
300452286
9071627
SH
DFND
1
8265799
0
805828
BARCLAYS PLC SPON ADR
COM
06738E204
753386
96588
SH
SOLE
44888
0
51700
BELDEN INC.
COM
077454106
79637662
1107617
SH
SOLE
808394
0
299223
BOOKING HOLDINGS INC.
COM
09857L108
313180558
155403
SH
DFND
1
137896
0
17507
BRISTOL-MYERS SQUIBB COMPANY
COM
110122108
277768155
3860572
SH
DFND
1
3146449
0
714123
BUNGE LIMITED
COM
G16962105
576072
5774
SH
SOLE
5774
0
0
CACI INTERNATIONAL INC CLASS A
COM
127190304
750573
2497
SH
SOLE
2497
0
0
CAPITAL ONE FINANCIAL CORPORATION
COM
14040H105
555180825
5972255
SH
DFND
1
5186184
0
786071
CARDINAL HEALTH INC.
COM
14149Y108
195830322
2547552
SH
DFND
1
2459373
0
88179
CBRE GROUP INC. CLASS A
COM
12504L109
51793464
672992
SH
SOLE
672992
0
0
CELESTICA INC.
COM
15101Q108
69744891
6188544
SH
SOLE
4757532
0
1431012
CHINA CONSTRUCTION BANK CORPORATION UNSPON ADR
COM
168919108
1532131
123360
SH
SOLE
123360
0
0
CIGNA CORPORATION
COM
125523100
142845975
431116
SH
SOLE
354974
0
76142
CISCO SYSTEMS INC.
COM
17275R102
28036521
588508
SH
SOLE
588508
0
0
CITIGROUP INC.
COM
172967424
730611452
16153249
SH
DFND
1
13788368
0
2364881
CNO FINANCIAL GROUP INC.
COM
12621E103
174291048
7627617
SH
SOLE
6384853
0
1242764
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION CLASS A
COM
192446102
992685662
17357679
SH
DFND
1
14086171
0
3271508
COMCAST CORPORATION CLASS A
COM
20030N101
551267
15764
SH
SOLE
15764
0
0
COMPANHIA ENERGETICA DE MINAS GERAIS SA SPON ADR
COM
204409601
3506238
1727211
SH
SOLE
1727211
0
0
CREDICORP LTD.
COM
G2519Y108
11381060
83894
SH
OTR
0
0
83894
CREDICORP LTD.
COM
G2519Y108
70041936
516305
SH
SOLE
311250
0
205055
CREDIT SUISSE GROUP AG SPON ADR
COM
225401108
115100
37862
SH
SOLE
37862
0
0
DANA INCORPORATED
COM
235825205
78783665
5207116
SH
SOLE
3693742
0
1513374
DAVITA INC.
COM
23918K108
171592
2298
SH
SOLE
2298
0
0
DELL TECHNOLOGIES INC CLASS C
COM
24703L202
200255
4979
SH
SOLE
4979
0
0
DIAMONDROCK HOSPITALITY COMPANY
COM
252784301
51704739
6313155
SH
SOLE
5113676
0
1199479
DONGFENG MOTOR GROUP CO. LTD. UNSPON ADR CLASS H
COM
257738203
707161
24640
SH
SOLE
24640
0
0
DOW INC.
COM
260557103
530908536
10535990
SH
DFND
1
9804435
0
731555
EBAY INC.
COM
278642103
257404
6207
SH
SOLE
6207
0
0
EDISON INTERNATIONAL
COM
281020107
866497084
13619885
SH
DFND
1
11626391
0
1993494
ELEVANCE HEALTH INC
COM
036752103
98336349
191700
SH
SOLE
191700
0
0
ENERPAC TOOL GROUP CORP CLASS A
COM
292765104
86480602
3398059
SH
SOLE
2956020
0
442039
ENTERGY CORPORATION
COM
29364G103
12439125
110570
SH
SOLE
110570
0
0
EQUITABLE HOLDINGS INC.
COM
29452E101
648785570
22605769
SH
DFND
1
20131581
0
2474188
EXELIXIS INC.
COM
30161Q104
812378
50647
SH
SOLE
50647
0
0
EXXON MOBIL CORPORATION
COM
30231G102
99828118
905060
SH
SOLE
905060
0
0
FIDELITY NATIONAL FINANCIAL INC. - FNF GROUP
COM
31620R303
39255454
1043473
SH
SOLE
979606
0
63867
FIFTH THIRD BANCORP
COM
316773100
43945320
1339388
SH
SOLE
1339388
0
0
FLEX LTD.
COM
Y2573F102
17246136
803641
SH
OTR
0
0
803641
FLEX LTD.
COM
Y2573F102
91241611
4251706
SH
SOLE
2686357
0
1565349
FORD MOTOR COMPANY
COM
345370860
173996
14961
SH
SOLE
14961
0
0
FORTUNE BRANDS INNOVATIONS INC.
COM
34964C106
44687033
782473
SH
SOLE
752579
0
29894
FRESENIUS MEDICAL CARE AG & CO. KGAA SPON ADR
COM
358029106
397588017
24332192
SH
DFND
1
23564737
0
767455
GALAXY ENTERTAINMENT GROUP LIMITED UNSPON ADR
COM
36318L203
4240212
124859
SH
SOLE
124859
0
0
GAP INC.
COM
364760108
122473683
10857596
SH
SOLE
9164405
0
1693191
GENERAL DYNAMICS CORPORATION
COM
369550108
85721757
345499
SH
SOLE
345499
0
0
GENERAL ELECTRIC COMPANY
COM
369604301
1106272834
13202922
SH
DFND
1
11345336
0
1857586
GENPACT LIMITED
COM
G3922B107
23399660
505174
SH
SOLE
505174
0
0
GILDAN ACTIVEWEAR INC.
COM
375916103
315503218
11514716
SH
DFND
1
11065244
0
449472
GLOBE LIFE INC.
COM
37959E102
31571804
261898
SH
SOLE
261898
0
0
GMS INC.
COM
36251C103
50269514
1009428
SH
SOLE
726485
0
282943
GOLDMAN SACHS GROUP INC.
COM
38141G104
186943626
544422
SH
DFND
1
521609
0
22813
HALLIBURTON COMPANY
COM
406216101
310624375
7893885
SH
DFND
1
7514974
0
378911
HALOZYME THERAPEUTICS INC.
COM
40637H109
825448
14507
SH
SOLE
14507
0
0
HENRY SCHEIN INC.
COM
806407102
39333180
492465
SH
SOLE
492465
0
0
HEWLETT PACKARD ENTERPRISE CO.
COM
42824C109
469004837
29386268
SH
DFND
1
25289555
0
4096713
HON HAI PRECISION INDUSTRY CO. LTD. SPON GDR 144A
COM
438090888
3874832
596073
SH
SOLE
596073
0
0
HONDA MOTOR CO. LTD. SPON ADR
COM
438128308
148841
6511
SH
SOLE
6511
0
0
HOOKER FURNISHINGS CORPORATION
COM
439038100
29795720
1593354
SH
SOLE
1289897
0
303457
HOPE BANCORP INC.
COM
43940T109
41909209
3271601
SH
SOLE
2414671
0
856930
HOULIHAN LOKEY INC. CLASS A
COM
441593100
223217
2561
SH
SOLE
2561
0
0
HSBC HOLDINGS PLC SPON ADR
COM
404280406
674988
21662
SH
SOLE
21662
0
0
IAC INC
COM
44891N208
497591
11207
SH
SOLE
11207
0
0
ICICI BANK LIMITED SPON ADR
COM
45104G104
14000888
639602
SH
OTR
0
0
639602
ICICI BANK LIMITED SPON ADR
COM
45104G104
16167845
738595
SH
SOLE
717826
0
20769
ICON PLC
COM
G4705A100
403457
2077
SH
SOLE
2077
0
0
ING GROEP NV SPON ADR
COM
456837103
776860
63834
SH
SOLE
63834
0
0
INGREDION INCORPORATED
COM
457187102
820458
8378
SH
SOLE
8378
0
0
INTEL CORPORATION
COM
458140100
382654
14478
SH
SOLE
14478
0
0
INTERPUBLIC GROUP OF COMPANIES INC.
COM
460690100
36959943
1109575
SH
SOLE
465836
0
643739
INVESCO LTD.
COM
G491BT108
47458951
2638074
SH
SOLE
2638074
0
0
IPG PHOTONICS CORPORATION
COM
44980X109
362113
3825
SH
SOLE
3825
0
0
ITAU UNIBANCO HOLDING S.A. SPON ADR PFD
COM
465562106
1619034
343744
SH
SOLE
343744
0
0
ITURAN LOCATION AND CONTROL LTD.
COM
M6158M104
562586
26625
SH
SOLE
26625
0
0
JELD-WEN HOLDING INC.
COM
47580P103
83808426
8684811
SH
SOLE
6946351
0
1738460
JOHNSON & JOHNSON
COM
478160104
111996807
634004
SH
SOLE
634004
0
0
JPMORGAN CHASE & CO.
COM
46625H100
256772669
1914785
SH
DFND
1
1816462
0
98323
JUNIPER NETWORKS INC.
COM
48203R104
51920234
1624538
SH
SOLE
1624538
0
0
KB FINANCIAL GROUP INC. SPON ADR
COM
48241A105
1295961
33522
SH
SOLE
33522
0
0
KEYCORP
COM
493267108
57614594
3307382
SH
SOLE
3307382
0
0
KOPPERS HOLDINGS INC.
COM
50060P106
14192947
503296
SH
SOLE
385088
0
118208
LABORATORY CORPORATION OF AMERICA HOLDINGS
COM
50540R409
418919
1779
SH
SOLE
1779
0
0
LANDSTAR SYSTEM INC.
COM
515098101
759929
4665
SH
SOLE
4665
0
0
LEAR CORPORATION
COM
521865204
851463279
6865532
SH
DFND
1
5945234
0
920298
LENOVO GROUP LIMITED SPON ADR
COM
526250105
1733204
107054
SH
SOLE
107054
0
0
LPL FINANCIAL HOLDINGS INC.
COM
50212V100
742328
3434
SH
SOLE
3434
0
0
MAGNA INTERNATIONAL INC.
COM
559222401
230157381
4096785
SH
DFND
1
3778705
0
318080
MARKEL CORPORATION
COM
570535104
296435
225
SH
SOLE
225
0
0
MASONITE INTERNATIONAL CORP.
COM
575385109
66947572
830512
SH
SOLE
579915
0
250597
MASTEC INC.
COM
576323109
74456483
872571
SH
SOLE
769010
0
103561
MASTERBRAND INC
COM
57638P104
5886350
779649
SH
SOLE
749755
0
29894
MCKESSON CORPORATION
COM
58155Q103
365193575
973538
SH
DFND
1
768951
0
204587
MDU RESOURCES GROUP INC
COM
552690109
23722694
781895
SH
SOLE
781895
0
0
META PLATFORMS INC. CLASS A
COM
30303M102
754291
6268
SH
SOLE
6268
0
0
METLIFE INC.
COM
59156R108
308436960
4261945
SH
DFND
1
4031589
0
230356
MOHAWK INDUSTRIES INC.
COM
608190104
206627610
2021401
SH
DFND
1
1954104
0
67297
MOOG INC. CLASS A
COM
615394202
28923414
329574
SH
SOLE
256013
0
73561
MORGAN STANLEY
COM
617446448
64501103
758658
SH
SOLE
752227
0
6431
MOTORCAR PARTS OF AMERICA INC.
COM
620071100
18710549
1577618
SH
SOLE
1195593
0
382025
MRC GLOBAL INC.
COM
55345K103
62790720
5422342
SH
SOLE
4095913
0
1326429
MSC INDUSTRIAL DIRECT CO. INC. CLASS A
COM
553530106
37393436
457692
SH
SOLE
457692
0
0
NATWEST GROUP PLC SPON ADR
COM
639057207
377464
58431
SH
SOLE
58431
0
0
NEWELL BRANDS INC
COM
651229106
619490761
47361679
SH
DFND
1
41047785
0
6313894
NOKIA OYJ SPON ADR
COM
654902204
1359288
292950
SH
SOLE
292950
0
0
NOV INC
COM
62955J103
617694593
29568913
SH
DFND
1
24818753
0
4750160
NRG ENERGY INC.
COM
629377508
265761404
8352024
SH
DFND
1
7998950
0
353074
NVR INC.
COM
62944T105
290593
63
SH
SOLE
63
0
0
OIL COMPANY LUKOIL PJSC SPON ADR
COM
69343P105
454
45362
SH
SOLE
45362
0
0
OLD NATIONAL BANCORP
COM
680033107
73863656
4108101
SH
SOLE
3027909
0
1080192
OLIN CORPORATION
COM
680665205
139113138
2627751
SH
SOLE
2310226
0
317525
OMNICOM GROUP INC
COM
681919106
228722
2804
SH
SOLE
2804
0
0
ORACLE CORPORATION
COM
68389X105
167054408
2043729
SH
SOLE
1538221
0
505508
ORION ENGINEERED CARBONS SA
COM
L72967109
77358750
4343557
SH
SOLE
3112662
0
1230895
PACIFIC BASIN SHIPPING LIMITED UNSPON ADR
COM
69402P103
3322064
497315
SH
SOLE
497315
0
0
PFIZER INC.
COM
717081103
141413843
2759833
SH
DFND
1
2664327
0
95506
PHIBRO ANIMAL HEALTH CORPORATION CLASS A
COM
71742Q106
26407455
1969236
SH
SOLE
1507967
0
461269
POSCO HOLDINGS INC. SPON ADR
COM
693483109
4008066
73583
SH
SOLE
73583
0
0
PVH CORP.
COM
693656100
521406400
7386406
SH
DFND
1
6001709
0
1384697
QORVO INC.
COM
74736K101
521271
5751
SH
SOLE
5751
0
0
REGIONS FINANCIAL CORPORATION
COM
7591EP100
52739662
2446181
SH
SOLE
2446181
0
0
REINSURANCE GROUP OF AMERICA INCORPORATED
COM
759351604
55866804
393179
SH
SOLE
385310
0
7869
REV GROUP INC.
COM
749527107
48372776
3833025
SH
SOLE
2775628
0
1057397
SAMSUNG ELECTRONICS CO. LTD. SPON GDR
COM
796050888
4808410
4398
SH
SOLE
4398
0
0
SASOL LIMITED SPON ADR
COM
803866300
3146477
200285
SH
SOLE
200285
0
0
SCANSOURCE INC.
COM
806037107
45035471
1541255
SH
SOLE
1185114
0
356141
SEABOARD CORPORATION
COM
811543107
536080
142
SH
SOLE
142
0
0
SHELL PLC
COM
780259305
156616088
2750063
SH
DFND
1
2685476
0
64587
SHINHAN FINANCIAL GROUP CO. LTD. SPON ADR
COM
824596100
24155987
864876
SH
SOLE
819506
0
45370
SIAM COMMERCIAL BANK PUBLIC COMPANY LTD UNSPON ADR
COM
825715105
916762
180465
SH
SOLE
180465
0
0
SIRIUS XM HOLDINGS INC.
COM
82968B103
315599
54041
SH
SOLE
54041
0
0
SKECHERS U.S.A. INC. CLASS A
COM
830566105
315570595
7522541
SH
DFND
1
7194409
0
328132
SKYWORKS SOLUTIONS INC.
COM
83088M102
271567
2980
SH
SOLE
2980
0
0
SNAP-ON INCORPORATED
COM
833034101
12838168
56187
SH
SOLE
56187
0
0
SPECTRUM BRANDS HOLDINGS INC.
COM
84790A105
60075344
986135
SH
SOLE
801012
0
185123
SS&C TECHNOLOGIES HOLDINGS INC.
COM
78467J100
657827973
12635958
SH
SOLE
11036570
0
1599388
STANDARD CHARTERED PLC UNSPON ADR
COM
853254100
3614837
242119
SH
SOLE
242119
0
0
STEELCASE INC. CLASS A
COM
858155203
74995152
10607518
SH
SOLE
7846070
0
2761448
SUMITOMO MITSUI FINANCIAL GROUP INC. SPON ADR
COM
86562M209
217775
27154
SH
SOLE
27154
0
0
TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADR
COM
874039100
25230508
338710
SH
OTR
0
0
338710
TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADR
COM
874039100
31010038
416298
SH
SOLE
406098
0
10200
TECHNIP ENERGIES NV ADR
COM
87854Y109
19247507
1230659
SH
SOLE
1017139
0
213520
TECHNIPFMC PLC
COM
G87110105
89897934
7374728
SH
SOLE
4205369
0
3169359
TEREX CORPORATION
COM
880779103
175375297
4105227
SH
SOLE
3571241
0
533986
TESCO PLC SPON ADR
COM
881575401
1319989
163264
SH
SOLE
84980
0
78284
TEXTRON INC.
COM
883203101
38155394
538918
SH
SOLE
538918
0
0
T-MOBILE US INC.
COM
872590104
823900
5885
SH
SOLE
5885
0
0
TRAVELERS COMPANIES INC.
COM
89417E109
816331
4354
SH
SOLE
4354
0
0
TRIMAS CORPORATION
COM
896215209
53660644
1934414
SH
SOLE
1514186
0
420228
TRIP.COM GROUP LTD. SPON ADR
COM
89677Q107
22344589
649552
SH
OTR
0
0
649552
TRIP.COM GROUP LTD. SPON ADR
COM
89677Q107
310567672
9028130
SH
SOLE
4581890
0
4446240
TRUEBLUE INC.
COM
89785X101
43190191
2205832
SH
SOLE
1698584
0
507248
UBS GROUP AG
COM
H42097107
81345134
4356997
SH
DFND
1
4125822
0
231175
UMPQUA HOLDINGS CORPORATION
COM
904214103
58872513
3298180
SH
SOLE
2463414
0
834766
UNIVERSAL CORP
COM
913456109
38471504
728489
SH
SOLE
583737
0
144752
UNIVEST FINANCIAL CORPORATION
COM
915271100
42891402
1641462
SH
SOLE
1232586
0
408876
USANA HEALTH SCIENCES INC.
COM
90328M107
38138069
716881
SH
SOLE
494757
0
222124
VAREX IMAGING CORPORATION
COM
92214X106
24158340
1190066
SH
SOLE
854885
0
335181
VERIZON COMMUNICATIONS INC.
COM
92343V104
9161879
232535
SH
SOLE
232535
0
0
VODAFONE GROUP PLC SPON ADR
COM
92857W308
132127
13056
SH
SOLE
13056
0
0
VOLKSWAGEN AG UNSPON ADR PFD
COM
928662501
1046420
84525
SH
SOLE
44811
0
39714
VORNADO REALTY TRUST
COM
929042109
14924786
717193
SH
SOLE
717193
0
0
VOYA FINANCIAL INC.
COM
929089100
256596663
4172982
SH
DFND
1
3999018
0
173964
VTECH HOLDINGS LIMITED UNSPON ADR
COM
928929207
882605
139730
SH
SOLE
139730
0
0
WEBSTER FINANCIAL CORPORATION
COM
947890109
103961433
2196059
SH
SOLE
1798917
0
397142
WELLS FARGO & COMPANY
COM
949746101
731279634
17710817
SH
DFND
1
15116605
0
2594212
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
COM
929740108
778854659
7803373
SH
DFND
1
6792154
0
1011219
WILMAR INTERNATIONAL LIMITED UNSPON ADR
COM
971433107
2678914
86162
SH
SOLE
86162
0
0
WSFS FINANCIAL CORPORATION
COM
929328102
49793113
1098216
SH
SOLE
835297
0
262919