0001140361-15-030458.txt : 20150807 0001140361-15-030458.hdr.sgml : 20150807 20150807160012 ACCESSION NUMBER: 0001140361-15-030458 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150807 DATE AS OF CHANGE: 20150807 EFFECTIVENESS DATE: 20150807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PZENA INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001027796 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03791 FILM NUMBER: 151037242 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-1600 MAIL ADDRESS: STREET 1: 320 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001027796 XXXXXXXX 06-30-2015 06-30-2015 PZENA INVESTMENT MANAGEMENT LLC
320 PARK AVENUE, 8TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-03791 N
Joan Berger General Counsel & Chief Compliance Officer (212) 355-1600 /s/Joan Berger New York NY 08-07-2015 3 151 17721935 false 1 0001376113 028-12230 ALPS ADVISORS INC 2 0000908758 028-14511 American Beacon Advisors, Inc. 3 0000721204 028-01190 RUSSELL FRANK CO/
INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABORATORIES COM 002824100 311173 6340115 SH DFND 1 2925290 0 3414825 ACTUANT CORP- A COM 00508X203 54888 2377118 SH SOLE 1348693 0 1028425 ACE LTD COM H0023R105 7745 76171 SH SOLE 76171 0 0 AECOM COM 00766T100 92534 2797271 SH DFND 2 1084218 0 1713053 AETNA INC COM 00817Y108 105121 824734 SH SOLE 5503 0 819231 ALLSTATE CORP COM 020002101 6618 102015 SH SOLE 365 0 101650 AMERICAN INTERNATIONAL GROUP COM 026874784 526083 8509917 SH DFND 1 4783485 0 3726432 APACHE CORP COM 037411105 31532 547150 SH SOLE 18575 0 528575 ARC DOCUMENT SOLUTIONS INC COM 00191G103 5802 762459 SH SOLE 665534 0 96925 ARGO GROUP INTERNATIONAL COM G0464B107 26434 474584 SH SOLE 420983 0 53601 ARROW ELECTRONICS INC COM 042735100 38954 698095 SH DFND 2 194470 0 503625 ASPEN INSURANCE HOLDINGS LTD COM G05384105 25518 532742 SH SOLE 463767 0 68975 ASSOCIATED BANC CORP COM 045487105 38766 1912475 SH SOLE 1669875 0 242600 ASSURANT INC COM 04621X108 36984 552001 SH DFND 2 219031 0 332970 AT&T INC COM 00206R102 29235 823058 SH SOLE 7833 0 815225 AVNET INC COM 053807103 248117 6035442 SH DFND 2 3767997 0 2267445 AXIS CAPITAL HOLDINGS LTD COM G0692U109 351461 6585359 SH DFND 1,2 3263235 0 3322124 BAKER HUGHES INC COM 057224107 261156 4232667 SH DFND 1,2 2021664 0 2211003 BANK OF AMERICA CORP COM 060505104 517734 30419181 SH DFND 1 17381931 0 13037250 BAXTER INTERNATIONAL INC COM 071813109 351792 5030632 SH DFND 1 3019269 0 2011363 BBCN BANCORP INC COM 073295107 32367 2188443 SH SOLE 1912643 0 275800 BECTON DICKINSON & CO COM 075887109 52952 373824 SH SOLE 3724 0 370100 BP PLC - SPONS ADR COM 055622104 454326 11369511 SH DFND 1 5589984 0 5779527 BRADY CORP CL A COM 104674106 36900 1491492 SH DFND 2 1343492 0 148000 CDW CORP COM 12514G108 11052 322409 SH SOLE 2624 0 319785 CHART INDUSTRIES INC COM 16115Q308 16515 461954 SH SOLE 407629 0 54325 CIGNA CORP COM 125509109 438256 2705286 SH DFND 1,2 1446928 0 1258358 CISCO SYSTEMS INC COM 17275R102 83242 3031377 SH SOLE 953852 0 2077525 CITIGROUP INC COM 172967424 528217 9562226 SH DFND 1 5520362 0 4041864 CITIZENS FINANCIAL GROUP COM 174610105 68325 2501841 SH SOLE 11491 0 2490350 COGNIZANT TECH SOLUTIONS - A COM 192446102 6802 111341 SH SOLE 24266 0 87075 COLUMBUS MCKINNON CORP COM 199333105 26814 1072577 SH SOLE 933962 0 138615 COMERICA INC COM 200340107 151802 2957942 SH DFND 1,2 1206501 0 1751441 CONOCOPHILLIPS COM 20825C104 16331 265937 SH SOLE 837 0 265100 CON-WAY INC COM 205944101 26067 679364 SH SOLE 366846 0 312518 CORNING INC COM 219350105 151593 7683393 SH DFND 1 4119614 0 3563779 CUBIC CORP COM 229669106 24559 516167 SH SOLE 450953 0 65214 CVS HEALTH CORPORATION COM 126650100 55300 527265 SH SOLE 5040 0 522225 DANA HOLDING CORP COM 235825205 72642 3529729 SH DFND 2 2084430 0 1445299 DIAMONDROCK HOSPITALITY CO. COM 252784301 10751 839292 SH SOLE 735650 0 103642 DIODES INC. COM 254543101 27486 1140007 SH SOLE 993832 0 146175 DOVER CORP COM 260003108 58549 834269 SH DFND 2 164994 0 669275 EDISON INTERNATIONAL COM 281020107 88790 1597509 SH DFND 2 306884 0 1290625 ENDURANCE SPECIALTY HOLDINGS COM G30397106 44428 676228 SH SOLE 412503 0 263725 ENTERGY CORP COM 29364G103 56147 796411 SH SOLE 7637 0 788774 EPR PROPERTIES COM 26884U109 13146 239975 SH SOLE 0 0 239975 ESSENDANT INC COM 296689102 29245 745104 SH SOLE 650554 0 94550 EXELON CORP COM 30161N101 10484 333668 SH SOLE 0 0 333668 EVEREST RE GROUP LTD COM G3223R108 13032 71600 SH SOLE 0 0 71600 EXXON MOBIL CORP COM 30231G102 349037 4195152 SH DFND 1 2095448 0 2099704 FIFTH THIRD BANCORP COM 316773100 72728 3493200 SH SOLE 23875 0 3469325 FIRST MIDWEST BANCORP INC COM 320867104 32879 1733198 SH SOLE 1509573 0 223625 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 64720 5722407 SH DFND 2 2348625 0 3373782 FORD MOTOR COMPANY COM 345370860 265975 17719859 SH DFND 1 8250859 0 9469000 FRANKLIN RESOURCES INC. COM 354613101 260156 5306059 SH DFND 1 2927901 0 2378158 GENERAL CABLE CORP DEL NE COM 369300108 34902 1768979 SH SOLE 1563854 0 205125 GENWORTH FINANCIAL INC CL A COM 37247D106 58419 7717118 SH SOLE 2576893 0 5140225 GENPACT LTD COM G3922B107 5977 280200 SH SOLE 72025 0 208175 GIBRALTAR INDUSTRIES INC COM 374689107 44603 2189654 SH SOLE 1919192 0 270462 GOLDMAN SACHS GROUP INC COM 38141G104 322584 1545017 SH DFND 1 736067 0 808950 GRIFFON CORPORATION COM 398433102 11018 692110 SH SOLE 585439 0 106671 HEWLETT-PACKARD CO COM 428236103 539730 17984993 SH DFND 1 10151418 0 7833575 HOSPITALITY PROPERTIES TRUST COM 44106M102 16929 587397 SH SOLE 3597 0 583800 ICICI BANK LTD - SPON ADR COM 45104G104 6176 592750 SH SOLE 130000 0 462750 NFOSYS LTD - SP ADR COM 456788108 3864 243756 SH SOLE 43756 0 200000 INGRAM MICRO INC CL-A COM 457153104 16202 647315 SH DFND 2 445540 0 201775 INSIGHT ENTERPRISES INC COM 45765U103 36999 1237026 SH SOLE 1084101 0 152925 INTEL CORPORATION COM 458140100 342008 11244703 SH DFND 1 6681378 0 4563325 INTERPUBLIC GROUP OF COS INC COM 460690100 267877 13901251 SH DFND 1,2 7814626 0 6086625 INVESCO LTD COM G491BT108 61165 1631500 SH DFND 2 470625 0 1160875 ISHARES RUSSELL 2000 VALUE COM 464287630 1347 13210 SH SOLE 13210 0 0 JABIL CIRCUIT INC COM 466313103 19549 918233 SH SOLE 3333 0 914900 JOHNSON & JOHNSON COM 478160104 114435 1174169 SH SOLE 155469 0 1018700 JP MORGAN CHASE & CO COM 46625H100 371324 5479983 SH DFND 1 2431933 0 3048050 KBR INC COM 48242W106 46646 2394550 SH DFND 2 772475 0 1622075 KELLOGG COMPANY COM 487836108 81267 1296130 SH SOLE 179630 0 1116500 KEY CORP COM 493267108 80052 5329700 SH DFND 2 931100 0 4398600 KEY ENERGY SERVICES INC COM 492914106 2547 1414936 SH SOLE 1244604 0 170332 KOHLS CORP COM 500255104 21718 346875 SH SOLE 3400 0 343475 L-3 COMMUNICATIONS COM 502424104 24175 213223 SH SOLE 2173 0 211050 LABORATORY CORP OF AMERICA HOLDINGS COM 50540R409 87203 719376 SH DFND 1 395326 0 324050 LAMAR ADVERTISING CO -A COM 512816109 152445 2652136 SH DFND 2 1313686 0 1338450 LEGG MASON INC COM 524901105 23655 459054 SH SOLE 110754 0 348300 MASCO CORP COM 574599106 125926 4721623 SH DFND 1,2 1855650 0 2865973 MASONITE INTERNATIONAL CORP COM 575385109 41659 594193 SH SOLE 522527 0 71666 MATTHEWS INTL CORP - CL A COM 577128101 26780 503945 SH SOLE 439924 0 64021 METLIFE INC COM 59156R108 335691 5995550 SH DFND 1 2989975 0 3005575 MICROSOFT CORP COM 594918104 469013 10623172 SH DFND 1 5852356 0 4770816 MONSTER WORLDWIDE INC COM 611742107 13497 2063818 SH SOLE 1802118 0 261700 MORGAN STANLEY COM 617446448 382678 9865367 SH DFND 1 5364426 0 4500941 MUELLER WATER PRODUCTS INC COM 624758108 375 41158 SH SOLE 33008 0 8150 MURPHY OIL CORP COM 626717102 194336 4674915 SH DFND 1,2 2262943 0 2411972 NATIONAL PENN BANCSHARES INC COM 637138108 30833 2733386 SH SOLE 2380886 0 352500 NEWS CORP - CLASS A COM 65249B109 444156 30442522 SH DFND 1,2 18961007 0 11481515 NEWS CORP - CLASS B COM 65249B208 78088 5483700 SH DFND 1,2 2969838 0 2513862 OMNICOM GROUP COM 681919106 409634 5894861 SH DFND 1,2 3200661 0 2694200 ON SEMICONDUCTOR CORP COM 682189105 119679 10237702 SH DFND 2 5231483 0 5006219 ORACLE CORP COM 68389X105 459355 11398384 SH DFND 1 6386896 0 5011488 OWENS & MINOR INC COM 690732102 36977 1087551 SH SOLE 949526 0 138025 OWENS CORNING COM 690742101 48255 1169813 SH DFND 2 501874 0 667939 PARKER HANNIFIN CORPORATION COM 701094104 413005 3550288 SH DFND 1,2 1786217 0 1764071 PETROLEO BRASILEIRO S.A. - ADR COM 71654V408 689 76100 SH SOLE 76100 0 0 PFIZER INC COM 717081103 72419 2159818 SH SOLE 388943 0 1770875 PG&E CORP COM 69331C108 13050 265783 SH SOLE 2983 0 262800 PHH CORP COM 693320202 24194 929448 SH SOLE 808723 0 120725 PNC FINANCIAL SERVICES COM 693475105 285501 2984856 SH DFND 1 1884589 0 1100267 POPULAR INC. COM 733174700 7113 246480 SH SOLE 246480 0 0 PRIMERICA INC COM 74164M108 32849 718963 SH DFND 2 434369 0 284594 PROCTER & GAMBLE COMPANY COM 742718109 14467 184904 SH SOLE 184904 0 0 PROGRESSIVE CORP COM 743315103 126172 4533665 SH DFND 2 1265290 0 3268375 REGAL BELOIT CORP COM 758750103 13458 185400 SH SOLE 0 0 185400 REGIONS FINL CORP COM 7591EP100 176782 17063917 SH DFND 1,2 8845192 0 8218725 RENT A CENTER INC COM 76009N100 25216 889444 SH SOLE 775314 0 114130 ROWAN COMPANIES PLC - A COM G7665A101 15421 730525 SH SOLE 0 0 730525 ROYAL DUTCH SHELL PLC ADR COM 780259206 426834 7487007 SH DFND 1 3345073 0 4141934 SCHNITZER STEEL INDS INC - A COM 806882106 18243 1044251 SH SOLE 913126 0 131125 SHINHAN FINANCIAL GROUP - ADR COM 824596100 1717 46325 SH SOLE 46325 0 0 STANCORP FINANCIAL GROUP COM 852891100 34191 452205 SH SOLE 394590 0 57615 STANLEY BLACK & DECKER INC COM 854502101 339367 3224699 SH DFND 1,2 1413949 0 1810750 STAPLES INC COM 855030102 339703 22188292 SH DFND 1,2 12686055 0 9502237 STATE STREET CORP COM 857477103 251836 3270591 SH DFND 1 1681741 0 1588850 STEEL EXCEL INC COM 858122203 1398 67212 SH SOLE 56360 0 10852 STONERIDGE INC COM 86183P102 26420 2256190 SH SOLE 1952790 0 303400 SUPERIOR ENERGY SERVICES INC COM 868157108 99583 4733009 SH DFND 2 2281659 0 2451350 SYMETRA FINANCIAL CORP COM 87151Q106 18256 755300 SH SOLE 656925 0 98375 SYNOVUS FINANCIAL CORP COM 87161C501 67808 2200121 SH DFND 2 1522512 0 677609 TAIWAN SEMICONDUCTOR - SP ADR COM 874039100 8775 386375 SH SOLE 386375 0 0 TCF FINANCIAL CORP COM 872275102 26435 1591518 SH SOLE 1388568 0 202950 TECH DATA CORP COM 878237106 50333 874442 SH SOLE 576653 0 297789 TE CONNECTIVITY LTD. COM H84989104 56107 872578 SH SOLE 7568 0 865010 TELEFONICA BRASIL - ADR COM 87936R106 39749 2853465 SH SOLE 1365975 0 1487490 TEREX CORP COM 880779103 92928 3996888 SH DFND 2 2188863 0 1808025 TETRA TECH INC COM 88162G103 34467 1344254 SH SOLE 1171279 0 172975 THE HARTFORD FINANCIAL SERVICES GROUP INC COM 416515104 40647 977801 SH SOLE 6101 0 971700 TORCHMARK CORP COM 891027104 53111 912243 SH DFND 2 313635 0 598608 TRIMAS CORP COM 896215209 28370 958435 SH SOLE 831810 0 126625 TRIPLE-S MANAGEMENT CORP-B COM 896749108 29688 1156963 SH SOLE 1009270 0 147693 TUTOR PERINI CORP COM 901109108 16301 755354 SH SOLE 662729 0 92625 UBS GROUP AG COM H42097107 270532 12760935 SH DFND 1 6337677 0 6423258 UNIVERSAL CORP COM 913456109 1664 29036 SH SOLE 29036 0 0 USINAS SIDERURG MINAS SP ADR COM 917302200 51 37407 SH SOLE 37407 0 0 VALIDUS HOLDINGS LTD COM G9319H102 33318 757398 SH DFND 2 309323 0 448075 VOYA FINANCIAL INC. COM 929089100 356603 7673842 SH DFND 1,2 3350952 0 4322890 WAL-MART STORES COM 931142103 367474 5180794 SH DFND 1 2703769 0 2477025 WEBSTER FINANCIAL CORP. COM 947890109 69404 1754838 SH DFND 2 1047684 0 707154 WELLCARE HEALTH PLANS INC COM 94946T106 8458 99706 SH DFND 2 98671 0 1035 WELLS FARGO CO COM 949746101 124983 2222313 SH SOLE 733888 0 1488425 WILLIS GROUP HOLDINGS LTD COM G96666105 192353 4101348 SH DFND 1,2 1773123 0 2328225 WIPRO LTD - ADR COM 97651M109 3048 254675 SH SOLE 54675 0 200000 WSFS FINANCIAL CORP COM 929328102 13424 490826 SH SOLE 430115 0 60711 XL GROUP PLC COM G98290102 227016 6102592 SH SOLE 2888000 0 3214592