-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T5qL+VLUKngp4IAyIIPNqHhPAUbtB1gHKV6beebm9hKy0WSQko7i+xgxTrPhxHTZ IqQ4IcDVve6S9N2C4C3DKg== 0000932799-03-000023.txt : 20030213 0000932799-03-000023.hdr.sgml : 20030213 20030213155229 ACCESSION NUMBER: 0000932799-03-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 EFFECTIVENESS DATE: 20030213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN & CO INC CENTRAL INDEX KEY: 0001027746 IRS NUMBER: 136176976 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03765 FILM NUMBER: 03559537 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: 212-832-8000 CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 allenco13f.txt ALLEN & COMPANY INC FORM 13F PERIOD END 12/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002. Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Allen & Company Incorporated ----------------------------------------------------------------------- Address 711 Fifth Avenue ----------------------------------------------------------------------- New York, New York 10022 ----------------------------------------------------------------------- ----------------------------------------------------------------------- Form 13F File Number: 28-5910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard M. Felson ----------------------------------------------------------------------- Title: Vice President ----------------------------------------------------------------------- Phone: (212) 832-8000 ----------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Howard Felson New York, New York February 12, 2003 - ------------------------ -------------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ X ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number 28-4174 Name: Allen Holding Inc. Attachment to Form 13F for Allen & Company Incorporated Allen & Company Incorporated ("ACI") hereby advises that Allen Holding, Inc. ("AHI"), of which ACI is a wholly-owned subsidiary, is filing on ACI's behalf in AHI's Form 13F for the quarter ended December 31, 2002, which includes 13(f) securities with respect to which ACI and AHI share investment discretion. This statement is being filed pursuant to General Instruction B to Form 13F. -----END PRIVACY-ENHANCED MESSAGE-----