-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RN7CwhMAhqkfg0xEoxtJFK3sHlopz2JWNABtjI8GJuLkbkC0hKfWbbPF5gtYKCxN 4RcudqExUuo2CpRM5KunKQ== 0001144204-08-054147.txt : 20080923 0001144204-08-054147.hdr.sgml : 20080923 20080923165932 ACCESSION NUMBER: 0001144204-08-054147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080920 FILED AS OF DATE: 20080923 DATE AS OF CHANGE: 20080923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Huntsman CORP CENTRAL INDEX KEY: 0001307954 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 421648585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HUNTSMAN WAY CITY: SALT LAKE CITY STATE: UT ZIP: 84108 BUSINESS PHONE: (801) 584-5700 MAIL ADDRESS: STREET 1: 500 HUNTSMAN WAY CITY: SALT LAKE CITY STATE: UT ZIP: 84108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL HOLDINGS II LP CENTRAL INDEX KEY: 0001423054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084980 BUSINESS ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL HOLDINGS I LP CENTRAL INDEX KEY: 0001423043 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084981 BUSINESS ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN KENNETH C CENTRAL INDEX KEY: 0001255159 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084983 BUSINESS ADDRESS: BUSINESS PHONE: 3123952100 MAIL ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FL CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001255158 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084985 BUSINESS ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FL CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123952100 MAIL ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FL CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084986 BUSINESS ADDRESS: STREET 1: 131 S. DEARBORN STREET, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123952100 MAIL ADDRESS: STREET 1: 131 S. DEARBORN STREET, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citadel Derivatives Group, LLC CENTRAL INDEX KEY: 0001307720 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084979 BUSINESS ADDRESS: STREET 1: 131 SOUTH DEARBORN STREET CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123955000 MAIL ADDRESS: STREET 1: 131 SOUTH DEARBORN STREET CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL DERIVATIVES TRADING LTD CENTRAL INDEX KEY: 0001417302 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084978 BUSINESS ADDRESS: STREET 1: 28 N CHURCH STREET STREET 2: 2ND FLOOR WATER CENTER CITY: GEORGETOWN STATE: E9 ZIP: KY1 1104 BUSINESS PHONE: 312 395 2100 MAIL ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084982 BUSINESS ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL INVESTMENT GROUP II, L.L.C. CENTRAL INDEX KEY: 0001423052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084977 BUSINESS ADDRESS: STREET 1: 131 DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: 131 DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL EQUITY FUND LTD CENTRAL INDEX KEY: 0001255163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32427 FILM NUMBER: 081084984 BUSINESS ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FL CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123952100 MAIL ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FL CITY: CHICAGO STATE: IL ZIP: 60603 4 1 v127049_ex.xml X0303 4 2008-09-20 0 0001307954 Huntsman CORP HUN 0001027745 CITADEL L P C/O CITADEL INVESTMENT GROUP LLC 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001255158 CITADEL INVESTMENT GROUP LLC 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001255163 CITADEL EQUITY FUND LTD C/O CITADEL INVESTMENT GROUP LLC 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001255159 GRIFFIN KENNETH C C/O CITADEL INVESTMENT GROUP LLC 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001423053 CITADEL ADVISORS LLC C/O CITADEL INVESTMENT GROUP II, L.L.C. 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001423043 CITADEL HOLDINGS I LP C/O CITADEL INVESTMENT GROUP II, L.L.C. 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001423054 CITADEL HOLDINGS II LP C/O CITADEL INVESTMENT GROUP II, L.L.C. 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001307720 Citadel Derivatives Group, LLC C/O CITADEL INVESTMENT GROUP II, L.L.C. 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001417302 CITADEL DERIVATIVES TRADING LTD C/O CITADEL INVESTMENT GROUP II, LLC 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below 0001423052 CITADEL INVESTMENT GROUP II, L.L.C. 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO IL 60603 0 0 0 1 See Note 1 in Remarks below Common Stock 2008-09-20 4 X 0 5600 10.00 D 103355 D Common Stock 2008-09-20 4 X 0 1200 15.00 D 102155 D Common Stock 2008-09-20 4 X 0 1000 20.00 D 101155 D Common Stock 2008-09-20 4 X 0 21000 12.50 D 80155 D Common Stock 2008-09-20 4 X 0 7600 17.50 D 72555 D Common Stock 25055 D Common Stock 18438300 D CALL OPTION: HUNIB [OBLIGATION TO SELL] 10.00 2008-09-20 4 X 0 56 0.00 D 2008-09-20 Common Stock 5600 0 D PUT OPTION: HUNUC [RIGHT TO SELL] 15.00 2008-09-20 4 X 0 12 0.00 D 2008-09-20 Common Stock 1200 0 D PUT OPTION: HUNUD [RIGHT TO SELL] 20.00 2008-09-20 4 X 0 10 0.00 D 2008-09-20 Common Stock 1000 0 D PUT OPTION: HUNUV [RIGHT TO SELL] 12.50 2008-09-20 4 X 0 210 0.00 D 2008-09-20 Common Stock 21000 0 D PUT OPTION: HUNUW [RIGHT TO SELL] 17.50 2008-09-20 4 X 0 76 0.00 D 2008-09-20 Common Stock 7600 0 D This security is owned by Citadel Derivatives Group LLC. This security is owned by Citadel Derivatives Trading Group Ltd. This security is owned by Citadel Equity Fund, Ltd. Where the security shown is a call option and the description is "obligation to sell", the Reporting Person is short that particular call option as of the date of the transaction. Where the security shown is a put option and the description is "right to sell", the Reporting Person is long that particular put option as of the date of the transaction. Each of the securities shown on Table II is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. These options were acquired on various dates. The transactions shown resulted from the exercise of in-the-money option contracts by third parties and by Citadel Derivatives Group LLC. Note 1: As a result of the potential arrangements between the Reporting Persons and others described in Item 4 of Amendment No. 1 to Schedule 13D filed by the Reporting Persons on September 2, 2008 ("Amendment No. 1") relating to the Issuer and the arrangements between the Reporting Persons and others described in Item 4 of Amendment No. 2 to Schedule 13D filed by the Reporting Persons on September 10, 2008 ("Amendment No. 2") relating to the Issuer (each of which is incorporated by reference herein), the Reporting Persons may be deemed to have formed a "group" with certain other persons for purposes of Rule 13d-5(b)(1) promulgated under the 1934 Act. If the Reporting Persons are deemed to have formed a "group" with such other persons, the Reporting Persons may be deemed to have beneficial ownership of greater than 10% of the Issuer's outstanding Common Shares pursuant to Rule 16a-1(a)(1) and Rule 13d-5(b)(1). On August 29, 2008, Hexion Specialty Chemicals, Inc. ("Hexion") rejected the terms of the CVRs offered by the proposal letter described in Amendment No. 1. By a letter dated September 11, 2008, Hexion conditionally consented to the Issuer's acceptance of the investor commitments described in Amendment No. 2. Note 2: Each of the Reporting Persons expressly disclaims beneficial ownership of the securities described herein except to the extent of such person's pecuniary interest therein. Each of the Reporting Persons further disclaims membership in a group with regard to the Common Shares of the Issuer with the persons described in Item 4 of Amendment No. 1 and Amendment No. 2. /s/ John C. Nagel, Authorized Signatory 2008-09-23 EX-99.1 2 v127049_ex99-1.htm Unassociated Document
 

Explanation of Responses

Name:
Citadel L P
   
Address:
c/o Citadel Investment Group, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL LIMITED PARTNERSHIP

By:
Citadel Investment Group, L.L.C.,
 
its General Partner
 
 
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory


 
 
 

JOINT FILER INFORMATION

Name:
Citadel Investment Group, L.L.C.
   
Address:
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL INVESTMENT GROUP, L.L.C.

By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory


 
 
 

JOINT FILER INFORMATION

Name:
Citadel Equity Fund Ltd.
   
Address:
c/o Citadel Investment Group, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL EQUITY FUND LTD.
 
By:
Citadel Limited Partnership,
 
its Portfolio Manager
 
  
By:
Citadel Investment Group, L.L.C.,
 
its General Partner
 
  
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory


 
 
 

JOINT FILER INFORMATION

Name:
Kenneth Griffin
   
Address:
c/o Citadel Investment Group, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



KENNETH GRIFFIN
 
By:
/s/ John C. Nagel            
 
John C. Nagel, attorney-in-fact *


* John C. Nagel is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on February 24, 2006, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Limited Partnership on Schedule 13G for Morgans Hotel Group Co.
 
 
 
 

JOINT FILER INFORMATION

Name:
Citadel Advisors LLC
   
Address:
c/o Citadel Investment Group II, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL ADVISORS LLC

By:
Citadel Holdings II LP,
 
its managing member
 
  
By:
Citadel Investment Group II, L.L.C.,
 
its General Partner
 
  
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory


 
 
 

JOINT FILER INFORMATION

Name:
Citadel Holdings I LP
   
Address:
c/o Citadel Investment Group II, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL HOLDINGS I LP

By:
Citadel Investment Group II, L.L.C.,
 
its General Partner
 
  
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory


 
 
 

JOINT FILER INFORMATION

Name:
Citadel Holdings II LP
   
Address:
c/o Citadel Investment Group II, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL HOLDINGS II LP

By:
Citadel Investment Group II, L.L.C.,
 
its General Partner
 
  
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory


 
 
 

JOINT FILER INFORMATION

Name:
Citadel Derivatives Group, LLC
   
Address:
c/o Citadel Investment Group II, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL DERIVATIVES GROUP LLC

By:
Citadel Limited Partnership,
 
its Managing Member
 
  
By:
Citadel Investment Group, L.L.C.,
 
its General Partner
 
  
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory


 
 
 

JOINT FILER INFORMATION

Name:
Citadel Derivatives Trading Ltd.
   
Address:
c/o Citadel Investment Group II, L.L.C.
 
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL DERIVATIVES TRADING LTD.

By:
Citadel Limited Partnership,
 
its Portfolio Manager
 
  
By:
Citadel Investment Group, L.L.C.,
 
its General Partner
 
  
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory
 
 
 
 
 

JOINT FILER INFORMATION

Name:
Citadel Investment Group II, L.L.C.
   
Address:
131 S. Dearborn Street, 32nd Floor
 
Chicago, Illinois 60603
   
Designated Filer:
Citadel Limited Partnership
   
Issuer and Ticker Symbol:
Huntsman Corporation [HUN]
   
Date of Event
09/20/2008
Requiring Statement:
  



CITADEL INVESTMENT GROUP II, L.L.C.
 
By:
/s/ John C. Nagel            
 
John C. Nagel, Authorized Signatory

 
 
 
 
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