0001567619-19-014325.txt : 20190702 0001567619-19-014325.hdr.sgml : 20190702 20190702184048 ACCESSION NUMBER: 0001567619-19-014325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEIBER JONATHAN D CENTRAL INDEX KEY: 0001027621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 19939503 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD BLDG 1 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc1.xml FORM 4 X0306 4 2019-06-28 0 0001212458 PROOFPOINT INC PFPT 0001027621 FEIBER JONATHAN D 3000 SAND HILL ROAD BLDG 1 SUITE 240 MENLO PARK CA 94025 1 0 0 0 Common Stock 2019-06-28 4 A 0 1844 0.00 A 6741 D Common Stock 2019-06-28 4 A 0 562 0.00 A 7303 D Common Stock 1699 I See footnote Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 6, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on June 30, 2019. An additional 1/4th of the total number of shares will vest on each of September 30, 2019, December 31, 2019 and March 31, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Held by the Feiber-Buhr Family Trust, of which the Reporting Person and his wife are the sole trustees. /s/ Jonathan D. Feiber by Michael Yang, Attorney-in-Fact 2019-07-02