0001209191-16-140846.txt : 20160909
0001209191-16-140846.hdr.sgml : 20160909
20160909192510
ACCESSION NUMBER: 0001209191-16-140846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160907
FILED AS OF DATE: 20160909
DATE AS OF CHANGE: 20160909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adamas Pharmaceuticals Inc
CENTRAL INDEX KEY: 0001328143
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 421560076
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1900 POWELL ST., SUITE 750
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-450-3554
MAIL ADDRESS:
STREET 1: 1900 POWELL ST., SUITE 750
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: NeuroMolecular Pharmaceuticals Inc
DATE OF NAME CHANGE: 20050524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MDV VII LP
CENTRAL INDEX KEY: 0001129541
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879780
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, BLDG. 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-7236
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, BLDG. 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MDV VII Leaders' Fund, L.P.
CENTRAL INDEX KEY: 0001605840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879781
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-7236
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHOENDORF NANCY J
CENTRAL INDEX KEY: 0001250354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879784
MAIL ADDRESS:
STREET 1: C/O MOHR DAVIDOW VENTURES
STREET 2: 3000 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FEIBER JONATHAN D
CENTRAL INDEX KEY: 0001027621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879785
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD BLDG 1
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seventh MDV Partners, L.L.C.
CENTRAL INDEX KEY: 0001564546
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879787
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-7236
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MDV ENF VII (A), L.P.
CENTRAL INDEX KEY: 0001605837
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879783
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-7236
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MDV IX LP
CENTRAL INDEX KEY: 0001410787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879788
BUSINESS ADDRESS:
STREET 1: 3000 Sand Hill Rd
STREET 2: BLDG. 3, SUITE 290
CITY: Menlo Park
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-843-5000
MAIL ADDRESS:
STREET 1: 3000 Sand Hill Rd
STREET 2: BLDG. 3, SUITE 290
CITY: Menlo Park
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MDV ENF VII (B), L.P.
CENTRAL INDEX KEY: 0001605838
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879782
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-7236
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ninth MDV Partners, L.L.C.
CENTRAL INDEX KEY: 0001573991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 161879786
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-7236
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-07
0
0001328143
Adamas Pharmaceuticals Inc
ADMS
0001410787
MDV IX LP
C/O MOHR DAVIDOW VENTURES
3000 SAND HILL ROAD, SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001564546
Seventh MDV Partners, L.L.C.
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001573991
Ninth MDV Partners, L.L.C.
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001027621
FEIBER JONATHAN D
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001250354
SCHOENDORF NANCY J
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001605837
MDV ENF VII (A), L.P.
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001605838
MDV ENF VII (B), L.P.
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001605840
MDV VII Leaders' Fund, L.P.
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
0001129541
MDV VII LP
C/O MOHR DAVIDOW VENTURES
3000 SAND HILL ROAD, SUITE 3-290
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2016-09-07
4
P
0
60846
15.68
A
3884451
I
MDV VII LP, nom for MDV VII LP, MDV VII Leaders' Fund LP, MDV ENF VII (A) LP, and MDV ENF VII (B) LP
Common Stock
265150
I
MDV VII, L.P.
Common Stock
6043
I
MDV ENF VII (A), L.P.
Common Stock
3146
I
MDV ENF VII (B), L.P.
Common Stock
25661
I
MDV VII Leaders' Fund, L.P.
Common Stock
287992
I
MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P.
Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $15.25 and $15.81 per share. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Seventh MDV Partners, L.L.C. is the general partner of (i) MDV VII, L.P., as nominee for MDV VII, L.P., MDV ENF VII(A), L.P., MDV ENF VII(B), L.P., and MDV VII Leaders' Fund, L.P., (ii) MDV VII, L.P., (iii) MDV ENF VII(A), L.P., (iv) MDV ENF VII(B), L.P., and (v) MDV VII Leaders' Fund, L.P. (collectively, "MDV VII"). Feiber and Nancy Schoendorf ("Schoendorf") are Managing Members of Seventh MDV Partners, L.L.C. Feiber and Schoendorf may be deemed to share voting and dispositive power over the shares held by MDV VII. Each Reporting Person disclaims beneficial ownership of the shares held by MDV VII except to the extent of any pecuniary interest therein. Ericson, a general partner with Mohr Davidow Ventures, may be deemed to indirectly beneficially own the shares affiliated with MDV VII. Ericson is a director of the Issuer and, accordingly, files separate Section 16 reports.
Ninth MDV Partners, L.L.C. is the general partner of MDV IX, L.P., as nominee for MDV IX, L.P. and MDV ENF IX, L.P. (collectively, "MDV IX"). William Ericson ("Ericson") and Jonathan Feiber ("Feiber") are Managing Members of Ninth MDV Partners, L.L.C. Ericson and Feiber may be deemed to share voting and dispositive power over the shares held by MDV IX. Each Reporting Person disclaims beneficial ownership of the shares held by MDV IX except to the extent of any pecuniary interest therein. Ericson is a director of the Issuer and, accordingly, files separate Section 16 reports.
Brett A. Teele
2016-09-09