0001140361-18-032825.txt : 20180718 0001140361-18-032825.hdr.sgml : 20180718 20180718191610 ACCESSION NUMBER: 0001140361-18-032825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180716 FILED AS OF DATE: 20180718 DATE AS OF CHANGE: 20180718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEIBER JONATHAN D CENTRAL INDEX KEY: 0001027621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 18959268 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD BLDG 1 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc1.xml FORM 4 X0306 4 2018-07-16 0 0001212458 PROOFPOINT INC PFPT 0001027621 FEIBER JONATHAN D 3000 SAND HILL ROAD SUITE 3-290 MENLO PARK CA 94025 1 0 0 0 Common Stock 2018-07-16 4 A 0 1687 0 A 4463 D Common Stock 2018-07-16 4 A 0 434 0 A 4897 D Common Stock 1699 I See footnote Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 30, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 16, 2018. An additional 1/4th of the total number of shares will vest on each of September 30, 2018, December 31, 2018 and March 31, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Held by the Feiber-Buhr Family Trust, of which the Reporting Person and his wife are the sole trustees. /s/ Jonathan D. Feiber by Michael Yang, Attorney-in-Fact 2018-07-18