0001140361-18-032825.txt : 20180718
0001140361-18-032825.hdr.sgml : 20180718
20180718191610
ACCESSION NUMBER: 0001140361-18-032825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180716
FILED AS OF DATE: 20180718
DATE AS OF CHANGE: 20180718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FEIBER JONATHAN D
CENTRAL INDEX KEY: 0001027621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 18959268
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD BLDG 1
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2018-07-16
0
0001212458
PROOFPOINT INC
PFPT
0001027621
FEIBER JONATHAN D
3000 SAND HILL ROAD
SUITE 3-290
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2018-07-16
4
A
0
1687
0
A
4463
D
Common Stock
2018-07-16
4
A
0
434
0
A
4897
D
Common Stock
1699
I
See footnote
Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 30, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 16, 2018. An additional 1/4th of the total number of shares will vest on each of September 30, 2018, December 31, 2018 and March 31, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Held by the Feiber-Buhr Family Trust, of which the Reporting Person and his wife are the sole trustees.
/s/ Jonathan D. Feiber by Michael Yang, Attorney-in-Fact
2018-07-18