0001104659-13-072683.txt : 20130927 0001104659-13-072683.hdr.sgml : 20130927 20130927141401 ACCESSION NUMBER: 0001104659-13-072683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130925 FILED AS OF DATE: 20130927 DATE AS OF CHANGE: 20130927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 MARINE PARKWAY STREET 2: SUITE 220 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 350 MARINE PARKWAY STREET 2: SUITE 220 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ninth MDV Partners, L.L.C. CENTRAL INDEX KEY: 0001573991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 131119310 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 3, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-7236 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 3, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEIBER JONATHAN D CENTRAL INDEX KEY: 0001027621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 131119311 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD BLDG 1 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MDV IX LP CENTRAL INDEX KEY: 0001410787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 131119312 BUSINESS ADDRESS: STREET 1: 3000 Sand Hill Rd STREET 2: BLDG. 3, SUITE 290 CITY: Menlo Park STATE: CA ZIP: 94025 BUSINESS PHONE: 650-843-5000 MAIL ADDRESS: STREET 1: 3000 Sand Hill Rd STREET 2: BLDG. 3, SUITE 290 CITY: Menlo Park STATE: CA ZIP: 94025 4 1 a4.xml 4 X0306 4 2013-09-25 0 0001477200 Rocket Fuel Inc. FUEL 0001573991 Ninth MDV Partners, L.L.C. 3000 SAND HILL ROAD BUILDING THREE, SUITE 290 MENLO PARK CA 94025 0 0 1 0 0001410787 MDV IX LP 3000 SAND HILL ROAD BUILDING THREE, SUITE 290 MENLO PARK CA 94025 0 0 1 0 0001027621 FEIBER JONATHAN D 3000 SAND HILL ROAD BUILDING THREE, SUITE 290 MENLO PARK CA 94025 0 0 1 0 Common Stock 2013-09-25 4 C 0 11433501 A 11433501 I See Footnote Common Stock 2013-09-25 4 S 0 480770 26.97 D 10952731 I See Footnote Series A Convertible Preferred Stock 2013-09-25 4 C 0 9153564 0 D Common Stock 9153564 0 I See Footnote Series B Convertible Preferred Stock 2013-09-25 4 C 0 1684149 0 D Common Stock 1684149 0 I See Footnote Series C Convertible Preferred Stock 2013-09-25 4 C 0 340773 0 D Common Stock 340773 0 I See Footnote Series C-1 Convertible Preferred Stock 2013-09-25 4 C 0 255015 0 D Common Stock 255015 0 I See Footnote Shares directly held by MDV IX, L.P. ("MDV IX"), as nominee for MDV IX and MDV ENF IX, L.P. Ninth MDV Partners, L.L.C. ("Ninth MDV") is the General Partner of MDV IX. William Ericson, a director of the Issuer, and Jonathan Feiber are Managing Members of Ninth MDV. Each of William Ericson, Jonathan Feiber, and Ninth MDV may be deemed to share voting and dispositive power over the shares held by MDV IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. William Ericson is filing a separate Form 4. The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date. The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date. The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date. The Series C-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date. Ninth MDV Partners, L.L.C. By: /s/ Brett Teele, Authorized Signatory 2013-09-26 MDV IX, L.P. By: Ninth MDV Partners, L.L.C., its General Partner by: /s/ Brett Teele, Authorized Signatory 2013-09-26 /s/ Jonathan Feiber 2013-09-26