0001104659-13-072683.txt : 20130927
0001104659-13-072683.hdr.sgml : 20130927
20130927141401
ACCESSION NUMBER: 0001104659-13-072683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130925
FILED AS OF DATE: 20130927
DATE AS OF CHANGE: 20130927
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Fuel Inc.
CENTRAL INDEX KEY: 0001477200
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 300472319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 MARINE PARKWAY
STREET 2: SUITE 220
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-595-1300
MAIL ADDRESS:
STREET 1: 350 MARINE PARKWAY
STREET 2: SUITE 220
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: Rocket Fuel, Inc.
DATE OF NAME CHANGE: 20091119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ninth MDV Partners, L.L.C.
CENTRAL INDEX KEY: 0001573991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36071
FILM NUMBER: 131119310
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-7236
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FEIBER JONATHAN D
CENTRAL INDEX KEY: 0001027621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36071
FILM NUMBER: 131119311
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD BLDG 1
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MDV IX LP
CENTRAL INDEX KEY: 0001410787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36071
FILM NUMBER: 131119312
BUSINESS ADDRESS:
STREET 1: 3000 Sand Hill Rd
STREET 2: BLDG. 3, SUITE 290
CITY: Menlo Park
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-843-5000
MAIL ADDRESS:
STREET 1: 3000 Sand Hill Rd
STREET 2: BLDG. 3, SUITE 290
CITY: Menlo Park
STATE: CA
ZIP: 94025
4
1
a4.xml
4
X0306
4
2013-09-25
0
0001477200
Rocket Fuel Inc.
FUEL
0001573991
Ninth MDV Partners, L.L.C.
3000 SAND HILL ROAD
BUILDING THREE, SUITE 290
MENLO PARK
CA
94025
0
0
1
0
0001410787
MDV IX LP
3000 SAND HILL ROAD
BUILDING THREE, SUITE 290
MENLO PARK
CA
94025
0
0
1
0
0001027621
FEIBER JONATHAN D
3000 SAND HILL ROAD
BUILDING THREE, SUITE 290
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2013-09-25
4
C
0
11433501
A
11433501
I
See Footnote
Common Stock
2013-09-25
4
S
0
480770
26.97
D
10952731
I
See Footnote
Series A Convertible Preferred Stock
2013-09-25
4
C
0
9153564
0
D
Common Stock
9153564
0
I
See Footnote
Series B Convertible Preferred Stock
2013-09-25
4
C
0
1684149
0
D
Common Stock
1684149
0
I
See Footnote
Series C Convertible Preferred Stock
2013-09-25
4
C
0
340773
0
D
Common Stock
340773
0
I
See Footnote
Series C-1 Convertible Preferred Stock
2013-09-25
4
C
0
255015
0
D
Common Stock
255015
0
I
See Footnote
Shares directly held by MDV IX, L.P. ("MDV IX"), as nominee for MDV IX and MDV ENF IX, L.P. Ninth MDV Partners, L.L.C. ("Ninth MDV") is the General Partner of MDV IX. William Ericson, a director of the Issuer, and Jonathan Feiber are Managing Members of Ninth MDV. Each of William Ericson, Jonathan Feiber, and Ninth MDV may be deemed to share voting and dispositive power over the shares held by MDV IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. William Ericson is filing a separate Form 4.
The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.
The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.
The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.
The Series C-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.
Ninth MDV Partners, L.L.C. By: /s/ Brett Teele, Authorized Signatory
2013-09-26
MDV IX, L.P. By: Ninth MDV Partners, L.L.C., its General Partner by: /s/ Brett Teele, Authorized Signatory
2013-09-26
/s/ Jonathan Feiber
2013-09-26