0001209191-13-054920.txt : 20131203 0001209191-13-054920.hdr.sgml : 20131203 20131203161646 ACCESSION NUMBER: 0001209191-13-054920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131202 FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METALICO INC CENTRAL INDEX KEY: 0001048685 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 186 NORTH AVE EAST STREET 2: 908-497-9610 CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 908-497-9610 MAIL ADDRESS: STREET 1: 186 NORTH AVENUE EAST CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: METALICO INC /NJ DATE OF NAME CHANGE: 19971029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AGUERO CARLOS E CENTRAL INDEX KEY: 0001027598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32453 FILM NUMBER: 131254590 MAIL ADDRESS: STREET 1: 612 GIRARD AVE CITY: WESTFIEFLD STATE: NJ ZIP: 07090 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-02 0 0001048685 METALICO INC MEA 0001027598 AGUERO CARLOS E 186 NORTH AVENUE EAST CRANFORD NJ 07016 1 1 1 0 CEO & President Common Stock 2013-12-02 4 M 0 5000 0.00 A 55557482 D Deferred Stock 0.00 2013-12-02 4 M 0 5000 0.00 D 2013-12-02 2013-12-02 Common Stock 5000 115000 D Represents vesting and issuance of Deferred Stock awarded under the Issuer's 2006 Long-Term Incentive Plan and previously disclosed. One-third of the original grant vests and is issued to the Reporting Person annually on each of December 1, 2013, 2014 and 2015 provided the Reporting Person is still employed by the Issuer as of such date. Rights in and to these shares cannot be sold or transferred prior to vesting. Includes options at various exercise prices and unvested Deferred Stock. /S/ Carlos. E. Aguero 2013-12-03