-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DsDUrLqK95xr03Lk5q+6yAfz9CaTwGgFDLZeVRKOmaOhZVHXOfCgtA+TIhpTHA3z k//cCh+sMbH+U/XJiV917g== 0001015877-04-000008.txt : 20040813 0001015877-04-000008.hdr.sgml : 20040813 20040813140902 ACCESSION NUMBER: 0001015877-04-000008 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040813 EFFECTIVENESS DATE: 20040813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 04973377 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5344 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 N-PX 1 dgeproxy-0604.txt Name of Fund: McIntyre Global Equity Fund Period: "July 1, 2003 - June 30, 2004" Company Name Meeting Date Shares Voted CUSIP Ticker VODAPHONE 07/30/03 "10,000" 92857W100 VOD Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. RECEIVE REPORT OF DIRECTORS Issuer For For 2. APPROVE REMUNERATION REPORT Issuer For For 3. RE-APPOINT MACLAURIN AS DIRECTOR Issuer For For 4. RE-APPOINT HYDON AS DIRECTOR Issuer For For 5. RE-APPOINT GEITNER AS DIRECTOR Issuer For For 6. RE-APPOINT BROERS AS DIRECTOR Issuer For For 7. RE-APPOINT SCHREMPP AS DIRECTOR Issuer For For 8. ELECT BUCHANAN AS DIRECTOR Issuer For For 9. APPROVE 0.8983 FINAL DIVIDEND Issuer For For 10. RE-APPOINT DELOITTE TOUCHE Issuer AS AUDITORS For For 11. AUTHORIZE AUDITORS REMUNERATION Issuer For For 12. AUTHORIZE DONATIONS/EXPENDITURES Issuer For For 13. RENEW AUTHORITY TO ALLOT SHARES Issuer For For 14. RENEW AUTHORITY TO DISAPPLY Issuer PRE-EMPTION RIGHTS For For 15. AUTHORIZE COMPANY PURCHASE OF Issuer ITS OWN SHARES Company Name Meeting Date Shares Voted CUSIP Ticker MICROSOFT 11/11/03 20000 594918104 MSFT Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTOR Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For Director 9 For Director 10 For For 2. ADOPTION OF AMENDMENTS TO THE Issuer 2001 STOCK PLAN For For 3. ADOPTION OF AMENDMENTS TO 1999 Issuer STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS Against Against 4. SHAREHOLDER PROPOSAL Security Holder Company Name Meeting Date Shares Voted CUSIP Ticker MICRON 11/21/03 30000 595112103 MU Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTOR Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For For 2. PROPOSAL TO APPROVE AMENDMENT Issuer TO 1989 EMPLOYEE STOCK PURCHASE PLAN For For 3. PROPOSAL TO APPROVE AMENDMENT Issuer TO 2001 STOCK OPTION PLAN For For 4. PROPOSAL TO RATIFY APPOINTMENT OF Issuer PRICE WATERHOUSE COOPERS AS INDEPENDENT ACCOUNTANTS FOR 2004 Company Name Meeting Date Shares Voted CUSIP Ticker QWEST 12/16/03 175000 749121109 Q Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For For 2. APPROVAL OF QWEST EMPLOYEE Issuer STOCK PURCHASE PLAN For For "3. EXCLUDE ""PENSION CREDITS"" FROM NET" Security Holder INCOME WHEN DETERMINING INCENTIVE COMPENSATION FOR EXECUTIVE OFFICERS For For 4. TAKE NECESSARY STEPS TO Security Holder DECLASSIIFY BOARD OF DIRECTORS For For 5. REQUEST SHAREHOLDER APPROVAL Security Holder FOR SEVERANCE AGREEMENTS TO EXECUTIVE OFFICERS Against Against 6. REQUEST SUBSTANTIAL MAJORITY OF Security Holder BOARD OF DIRECTORS BE INDEPENDENT Against Against 7. ALL FUTURE STOCK OPTION GRANTS TO Security Holder SENIOR EXECUTIVES BE PERFORMANCE BASED Against Against 8. PORTION OF FUTURE STOCK OPTION Security Holder GRANTS TO SENIOR EXECUTIVES BE PERFORMANCE BASED Against Against 9. EXPENSE COST OF FUTURE STOCK Security Holder OPTION GRANTS IN ANNUAL INCOME STATEMENTS Company Name Meeting Date Shares Voted CUSIP Ticker COUNTRYWIDE FINANCIAL 01/09/04 10000 222372104 CFC Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. APPROVE PROPOSAL TO AMEND Issuer THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK Company Name Meeting Date Shares Voted CUSIP Ticker AGILENT TECHNOLOGIES 03/02/04 30000 00846U101 A Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For For 2. RATIFICATION OF AUDIT AND APPOINT Issuer MENT OF INDEPENDENT AUDITORS Company Name Meeting Date Shares Voted CUSIP Ticker NOKIA CORPORATION 03/25/04 10000 654902204 NOK Vote MRV Proposal Proposed by Issuer or Security Holder For For 1E. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For For 1A. APPROVE INCOME STATEMENTS AND Issuer BALANCE SHEETS For For 1B. APPROVAL OF DIVIDEND EUR 0.30 Issuer PER SHARE For For 1C. APPROVE DISCHARGE OF CHAIRMAN Issuer BOARD OF DIRECTORS & PRESIDENT FROM LIABILITY For For 1G. APPROVE APPOINTMENT OF AUDITOR Issuer For For 2. APPROVE PROPOSAL TO REDUCE Issuer SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY For For 3. APPROVE INCREASE TO SHARE Issuer CAPITAL OF THE COMPANY For For 4. APPROVE REPURCHASE OF NOKIA Issuer SHARES For For 5. APPROVE DISPOSAL OF NOKIA SHARES Issuer HELD BY THE COMPANY For For 6. APPROVE INCREASE THE CAPITAL OF Issuer THE FOUNDATION OF NOKIA CORP Company Name Meeting Date Shares Voted CUSIP Ticker CENDANT CORPORATION 4/20/04 67208 151313103 CD Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For For 2. APPROVE AMENDMENTS TO ARTICLES Issuer OF INCORPORATION AND BYLAWS TO ELIMINATE CLASSIFICATION OF BOARD OF DIRECTORS For For 3. RATIFY AND APPROVE INDEPENDENT Issuer AUDITORS Against Against 4. SEPARATION OF OFFICES OF CHIEF Security Holder EXECUTIVE OFFICER AND CHAIRMAN Against Against 5. CHIEF EXECUTIVE OFFICER Security Holder COMPENSATION Company Name Meeting Date Shares Voted CUSIP Ticker MERRILL LYNCH & CO 04/23/04 10000 590188108 MER Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For For 2. APPOINTMENT OF INDEPENDENT Issuer AUDITORS Against Against 3. INSTITUTE CUMULATIVE VOTING Security Holder Against Against 4. INDEPENDENT CHAIRMAN SEPARATE Security Holder FROM CHIEF EXECUTIVE OFFICER Company Name Meeting Date Shares Voted CUSIP Ticker TEXAS INSTRUMENTS INC 04/15/04 20000 882508104 TXN Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For Director 9 For Director 10 For For 2. APPOINT INDEPENDENT AUDITORS Issuer Against Against 3. EXPENSING OF STOCK OPTIONS Security Holder Company Name Meeting Date Shares Voted CUSIP Ticker MOTOROLA 5/3/04 20000 620076109 MOT Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For Director 9 For Director 10 For Director 11 Against Against 2. COMMONSENSE EXECUTIVE Security Holder COMPENSATION Against Against 3. PERFORMANCE AND TIME-BASED Security Holder RESTRICTED SHARES Company Name Meeting Date Shares Voted CUSIP Ticker LSI LOGIC CORPORATION 05/6/04 43327 502161102 LSI Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For For 2. AMENDMENT TO EMPLOYEE STOCK Issuer PURCHASE PLAN TO INCREASE NUMBER OF SHARES OF COMMON STOCK RE- " SERVED FOR ISSUANCE BY 9,000,000" For For 3. AMENDMENT TO INTERNATIONAL EM- Issuer PLOYEE STOCK PURCHASE PLAN TO IN- CREASE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSU- " ANCE TO 1,000,000" For For 4. AMENDMENT & RESTATEMENT OF THE Issuer COMPANY'S INCENTIVE PLAN For For 5. APPOINTMENT OF INDEPENDENT Issuer ACCOUNTANTS FOR 2004 FISCAL YEAR Company Name Meeting Date Shares Voted CUSIP Ticker GLAXOSMITHKLINE PLC 5/17/04 10000 37733W105 GSK Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. RECEIVE & ADOPT DIRECTORS' REPORT Issuer & FINANCIAL STATEMENTS For For 2. APPROVE REMUNERATION REPORT Issuer For For 3. ELECT H. LAWRENCE CULP DIRECTOR Issuer For For 4. ELECT CRISPIN DAVIS DIRECTOR Issuer For For 5. ELECT ROBERT WILSON DIRECTOR Issuer For For 6. ELECT TACHI YAMADA DIRECTOR Issuer For For 7. RE-ELECT CHRISTOPHER HOGG Issuer DIRECTOR For For 8. RE-APPOINTMENT OF AUDITORS Issuer For For 9. REMUNERATION OF AUDITORS Issuer For For S10. AUTHORIZE DONATIONS TO EU Issuer POLITICAL ORGANIZATIONS For For S11. DISAPPLICATION OF PRE-EMPTION Issuer RIGHTS For For S12. AUTHORITY FOR COMPANY TO Issuer PURCHASE ITS OWN SHARES Company Name Meeting Date Shares Voted CUSIP Ticker CITIGROUP INC 4/20/04 18389 172967101 C Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For Director 9 For Director 10 For Director 11 For Director 12 For Director 13 For Director 14 For Director 15 For For 2. RATIFY INDEPENDENT AUDITORS Issuer Against Against 3. CURB ON EXECUTIVE COMPENSATION Security Holder Against Against 4. REPORT ON POLITICAL CONTRIBUTIONS Security Holder Against Against "5. DISCONTINUATION OF ALL RIGHTS," Security Holder " OPTIONS, SAR'S, POSSIBLE SEVERANCE" PAYMENTS TO TOP 5 OF MANAGEMENT Against Against 6. CHAIRMAN OF BOARD HAVE NO MAN- Security Holder " AGEMENT DUTIES, TITLES OR" RESPONSIBILITIES Company Name Meeting Date Shares Voted CUSIP Ticker TIME WARNER INC 5/21/04 64728 887317105 TWX Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For Director 9 For Director 10 For Director 11 For Director 12 For Director 13 For For 2. RATIFICATION OF AUDITORS Issuer Against Against 3. CHINA BUSINESS PRINCIPLES Security Holder Against Against 4. REPORT ON PAY DISPARITY Security Holder Company Name Meeting Date Shares Voted CUSIP Ticker CAESARS ENTERTAINMENT 05/26/04 50000 127687101 CZR Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For For 2. 2004 LONG TERM INCENTIVE PLAN Issuer Company Name Meeting Date Shares Voted CUSIP Ticker QWEST COMMUNICATIONS 05/25/04 175000 749121109 Q Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For For 2. AMEND RESTATED CERTIFICATE OF IN- Issuer CORPORATION TO DECLASSIFY BOARD OF DIRECTORS AND TO ALLOW FOR THE REMOVAL OF DIRECTORS WITHOUT CAUSE Against Against 3. AMEND BYLAWS TO REQUIRE AN IN- Security Holder DEPENDENT DIRECTOR WHO HAS NOT SERVED AS OUR CEO SERVE AS OUR CHAIRMAN Against Against 4. STOCKHOLDER APPROVAL FOR CER- Security Holder TAIN BENEFITS FOR SENIOR EXECUTIVES UNDER PENSION OR RETIREMENT PLANS Against Against 5. AMEND GOVERNANCE GUIDELINES TO Security Holder PROVIDE WE NOMINATE DIRECTORS SUCH THAT A 2/3 MAJORITY WOULD BE INDEPENDENT Company Name Meeting Date Shares Voted CUSIP Ticker J P MORGAN CHASE & CO 05/25/04 20000 46625H100 JPM Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For Director 9 For Director 10 For For 2. MERGER PROPOSAL Issuer For For 3. APPOINTMENT OF EXTERNAL AUDITOR Issuer For For 4. RE-APPROVAL OF KEY EXECUTIVE Issuer PERFORMANCE PLAN For For 5. ADJOURNMENT OF MEETING IF NECES- Issuer SARY TO SOLICIT ADDITIONAL PROXIES Against Against 6. DIRECTOR TERM LIMIT Security Holder Against Against 7. CHARITABLE CONTRIBUTIONS Security Holder Against Against 8. POLITICAL CONTRIBUTIONS Security Holder Against Against 9. SEPARATION OF CHAIRMAN AND CEO Security Holder Against Against 10. DERIVATIVE DISCLOSURE Security Holder Against Against 11. AUDITOR INDEPENDENCE Security Holder Against Against 12. DIRECTOR COMPENSATION Security Holder Against Against 13. PAY DISPARITY Security Holder Company Name Meeting Date Shares Voted CUSIP Ticker TRANSMETA CORP 05/26/04 60000 89376R109 TMTA Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For For 2. RATIFY SELECTION OF ERNST & YOUNG Issuer AS INDEPENDENT AUDITORS FOR 2004 Company Name Meeting Date Shares Voted CUSIP Ticker BEST BUY INC 06/24/04 15000 086516101 BBY Vote MRV Proposal Proposed by Issuer or Security Holder For For 1. DIRECTORS Issuer For Director 1 For Director 2 For Director 3 For Director 4 For Director 5 For Director 6 For Director 7 For Director 8 For For 2. RATIFY ERNST & YOUNG AS COMPANY'S Issuer INDEPENDENT AUDITOR For For 3. APPROVE COMPANY'S 2004 OMNIBUS Issuer STOCK & INCENTIVE PLAN -----END PRIVACY-ENHANCED MESSAGE-----