-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, II5gd5ck/1MxohUAkXzTf0xA4XYLKASGO0CUAkWxR83gnisjTXm4yMDO3/8wU5ks WV3x2/Y0m9q1zxtb1jzrxg== 0000950147-99-000700.txt : 19990701 0000950147-99-000700.hdr.sgml : 19990701 ACCESSION NUMBER: 0000950147-99-000700 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19990430 FILED AS OF DATE: 19990630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07959 FILM NUMBER: 99656762 BUSINESS ADDRESS: STREET 1: 2025 E FINANCIAL WAY SUITE 101 CITY: GLENDORA STATE: CA ZIP: 91741 BUSINESS PHONE: 8188521033 MAIL ADDRESS: STREET 1: 2025 E FINANCIAL WAY STREET 2: SUITE 101 CITY: GLENDORA STATE: CA ZIP: 91741 NSAR-B 1 NSAR-B OF SEGALL BRYANT & HAMILL PAGE 1 000 B000000 04/30/99 000 C000000 0001027596 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 ADVISORS SERIES TRUST 001 B000000 811-37959 001 C000000 6029521100 002 A000000 4455 E. 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E021600 N 070 F011600 N 070 F021600 N 070 G011600 N 070 G021600 N 070 H011600 N 070 H021600 N 070 I011600 N 070 I021600 N 070 J011600 N 070 J021600 N 070 K011600 Y 070 K021600 Y 070 L011600 Y 070 L021600 N 070 M011600 N 070 M021600 N 070 N011600 N 070 N021600 N 070 O011600 N 070 O021600 N 070 P011600 N 070 P021600 N 070 Q011600 N 070 Q021600 N 070 R011600 N 070 R021600 N 071 A001600 1995 071 B001600 1396 071 C001600 7746 071 D001600 18 072 A001600 1 072 B001600 1 072 C001600 6 072 D001600 0 072 E001600 0 072 F001600 5 PAGE 8 072 G001600 2 072 H001600 0 072 I001600 1 072 J001600 1 072 K001600 0 072 L001600 1 072 M001600 1 072 N001600 1 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 1 072 S001600 2 072 T001600 1 072 U001600 0 072 V001600 0 072 W001600 30 072 X001600 47 072 Y001600 38 072 Z001600 -1 072AA001600 463 072BB001600 0 072CC011600 0 072CC021600 54 072DD011600 0 072DD021600 0 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 0 074 B001600 0 074 C001600 0 074 D001600 0 074 E001600 0 074 F001600 8251 074 G001600 0 074 H001600 0 074 I001600 729 074 J001600 0 074 K001600 0 074 L001600 10 074 M001600 25 074 N001600 9015 074 O001600 570 074 P001600 0 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 PAGE 9 074 R041600 12 074 S001600 0 074 T001600 8433 074 U011600 642 074 U021600 0 074 V011600 13.14 074 V021600 0.00 074 W001600 0.0000 074 X001600 83 074 Y001600 0 075 A001600 0 075 B001600 7759 076 001600 0.00 080 A001600 ICI MUTUAL INSURANCE COMPANY 080 C001600 525 081 A001600 Y 081 B001600 16 082 A001600 Y 082 B001600 25 083 A001600 N 083 B001600 0 084 A001600 N 084 B001600 0 085 A001600 Y 085 B001600 N SIGNATURE SCOTT WARNER TITLE ASSISTANT TREASURER EX-27.16 2 FINANCIAL DATA SCHEDULE
6 1027596 ADVISORS SERIES TRUST 16 SEGALL BRYANT & HAMILL MID CAP FUND 1 U.S. DOLLARS 1-MO APR-30-1999 APR-01-1999 APR-30-1999 1 8,071,282 8,979,815 9,567 24,620 0 9,014,002 570,332 0 10,707 581,039 0 7,061,004 641,586 0 0 0 463,426 0 908,533 8,432,963 5,562 1,479 0 8,517 (1,476) 463,426 (54,025) 407,925 0 0 0 0 647,845 6,259 0 8,432,963 0 0 0 0 4,765 0 46,899 7,758,814 12.49 0.00 0.65 0 0 0 13.14 .013
EX-99.1 3 INTERNAL CONTROL LETTER REPORT OF CERTIFIED PUBLIC ACCOUNTANTS The Board of Trustees Advisors Series Trust In planning and performing our audit of the financial statements of Segall Bryant & Hamill Mid Cap Fund for the period from April 1, 1999 (commencement of operations) to April 30, 1999, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of Advisors Series Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of April 30, 1999. This report is intended solely for the information and use of management, the Board of Trustees of Advisors Series Trust, and the Securities and Exchange Commission. New York, New York May 28, 1999 -----END PRIVACY-ENHANCED MESSAGE-----