-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NgsmUEItZQaWHHC4ttVsS15C8gcfjEeapkFLsdFcnFjmAHechoc+q1cFcQOX0sO7 xu3fDOhMjbzQCOIOjCGAKQ== 0000950147-99-000550.txt : 19990624 0000950147-99-000550.hdr.sgml : 19990624 ACCESSION NUMBER: 0000950147-99-000550 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-07959 FILM NUMBER: 99635419 BUSINESS ADDRESS: STREET 1: 2025 E FINANCIAL WAY SUITE 101 CITY: GLENDORA STATE: CA ZIP: 91741 BUSINESS PHONE: 8188521033 MAIL ADDRESS: STREET 1: 2025 E FINANCIAL WAY STREET 2: SUITE 101 CITY: GLENDORA STATE: CA ZIP: 91741 NSAR-A 1 NSAR-A FOR ADVISORS SERIES TRUST PAGE 1 000 A000000 03/31/99 000 C000000 0001027596 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 ADVISORS SERIES TRUST 001 B000000 811-07959 001 C000000 6029521100 002 A000000 4455 E. CAMELBACK RD., SUITE 261-E 002 B000000 PHOENIX 002 C000000 AZ 002 D010000 85018 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 15 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C020500 THE ROCKHAVEN FUND 007 C030500 N 007 C010600 6 007 C020600 THE ROCKHAVEN PREMIER DIVIDEND FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C020800 CHASE GROWTH FUND 007 C030800 N 007 C010900 9 007 C011000 10 010 A00AA01 INVESTMENT COMPANY ADMINISTRATION, LLC 010 C01AA01 PHOENIX 010 C02AA01 AZ 010 C03AA01 85018 011 A00AA01 FIRST FUND DISTRIBUTORS, INC. 011 B00AA01 8-42809 011 C01AA01 PHOENIX 011 C02AA01 AZ 011 C03AA01 85018 012 A00AA01 AMERICAN DATA SERVICES 012 B00AA01 84-1964 012 C01AA01 HAUPPAUGE 012 C02AA01 NY PAGE 2 012 C03AA01 11788 013 A00AA01 MCGLADREY & PULLEN LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10017 015 A00AA01 FIRSTAR BANK 015 B00AA01 C 015 C01AA01 CINCINNATI 015 C02AA01 OH 015 C03AA01 45202 015 E01AA01 X 018 00AA00 Y 019 A00AA00 N 019 B00AA00 0 020 A000001 MORGAN STANLEY 020 C000001 1 020 A000002 BRIDGE 020 C000002 3 020 A000003 JEFFERIES 020 C000003 2 020 A000004 FIRST BOSTON 020 C000004 1 020 A000005 PAINE WEBBER 020 C000005 0 020 A000006 FORUM 020 C000006 1 020 A000007 MERRILL LYNCH 020 C000007 1 020 A000008 BEAR STEARNS 020 C000008 1 020 A000009 PRUDENTIAL 020 C000009 1 020 A000010 SALOMON BROTHERS 020 C000010 1 021 000000 12 022 A000001 MERRILL LYNCH 022 C000001 1390 022 D000001 252 022 A000002 SMITH BARNEY 022 C000002 209 022 D000002 0 022 A000003 FORUM 022 C000003 82 022 D000003 87 022 A000004 JEFFERIES 022 C000004 57 022 D000004 138 022 A000005 BEAR STEARNS 022 C000005 244 022 D000005 197 022 A000006 PRUDENTIAL PAGE 3 022 C000006 206 022 D000006 129 022 A000007 FIRST BOSTON 022 C000007 155 022 D000007 89 022 A000008 MORGAN STANLEY 022 C000008 606 022 D000008 366 022 A000009 FEDERATED SECURITIES CORP(STAR TREASURY FUND) 022 C000009 5049 022 D000009 5277 022 A000010 SMITH BARNEY 022 C000010 209 022 D000010 0 023 C000000 8207 023 D000000 6535 024 00AA00 N 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 Y 026 G020000 Y 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N PAGE 4 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 077 A000000 Y 077 Q010000 Y 078 000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000501 ROCKHAVEN ASSET MANAGEMENT 008 B000501 A 008 C000501 801-54084 008 D010501 PITTSBURGH 008 D020501 PA 008 D030501 15222 028 A010500 469 028 A020500 0 028 A030500 0 PAGE 5 028 A040500 0 028 B010500 163 028 B020500 0 028 B030500 0 028 B040500 0 028 C010500 13 028 C020500 4 028 C030500 0 028 C040500 97 028 D010500 86 028 D020500 0 028 D030500 0 028 D040500 0 028 E010500 30 028 E020500 0 028 E030500 0 028 E040500 0 028 F010500 12 028 F020500 14 028 F030500 0 028 F040500 10 028 G010500 773 028 G020500 18 028 G030500 0 028 G040500 107 028 H000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 4 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.750 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 PAGE 6 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 1000 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 N 066 E000500 N 066 F000500 Y 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N PAGE 7 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 N 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 N 070 N020500 N 070 O010500 N 070 O020500 N 070 P010500 N 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 1997 071 B000500 1406 071 C000500 2785 071 D000500 50 072 A000500 6 072 B000500 2 072 C000500 39 072 D000500 0 072 E000500 0 072 F000500 11 072 G000500 15 072 H000500 0 072 I000500 7 072 J000500 4 072 K000500 0 072 L000500 2 072 M000500 2 072 N000500 5 072 O000500 0 072 P000500 0 072 Q000500 8 072 R000500 7 072 S000500 2 072 T000500 4 072 U000500 0 072 V000500 0 072 W000500 3 072 X000500 70 072 Y000500 48 072 Z000500 19 PAGE 8 072AA000500 40 072BB000500 0 072CC010500 413 072CC020500 0 072DD010500 24 072DD020500 0 072EE000500 0 073 A010500 0.0900 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 282 074 E000500 632 074 F000500 2182 074 G000500 0 074 H000500 0 074 I000500 40 074 J000500 0 074 K000500 7 074 L000500 6 074 M000500 20 074 N000500 3169 074 O000500 0 074 P000500 3 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 10 074 S000500 0 074 T000500 3156 074 U010500 273 074 U020500 0 074 V010500 11.56 074 V020500 0.00 074 W000500 0.0000 074 X000500 82 074 Y000500 0 075 A000500 0 075 B000500 2904 076 000500 0.00 080 C000500 0 081 B000500 0 082 B000500 0 008 A000601 ROCKHAVEN ASSET MANAGEMENT 008 B000601 A 008 C000601 801-54084 008 D010601 PITTSBURGH PAGE 9 008 D020601 PA 008 D030601 15222 028 A010600 873 028 A020600 0 028 A030600 0 028 A040600 0 028 B010600 15 028 B020600 0 028 B030600 0 028 B040600 3 028 C010600 214 028 C020600 10 028 C030600 0 028 C040600 12 028 D010600 175 028 D020600 0 028 D030600 0 028 D040600 0 028 E010600 334 028 E020600 0 028 E030600 0 028 E040600 3 028 F010600 716 028 F020600 27 028 F030600 0 028 F040600 6 028 G010600 2327 028 G020600 37 028 G030600 0 028 G040600 24 028 H000600 0 037 000600 N 038 000600 0 039 000600 Y 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 4 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.750 048 A010600 0 PAGE 10 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 Y 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 N 070 E020600 N PAGE 11 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 N 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 N 070 N020600 N 070 O010600 N 070 O020600 N 070 P010600 N 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 4201 071 B000600 2078 071 C000600 3151 071 D000600 66 072 A000600 6 072 B000600 2 072 C000600 52 072 D000600 0 072 E000600 0 072 F000600 12 072 G000600 15 072 H000600 0 072 I000600 7 072 J000600 4 072 K000600 0 072 L000600 2 072 M000600 2 072 N000600 5 072 O000600 0 072 P000600 0 072 Q000600 8 072 R000600 7 072 S000600 2 072 T000600 4 072 U000600 0 PAGE 12 072 V000600 0 072 W000600 4 072 X000600 72 072 Y000600 47 072 Z000600 29 072AA000600 191 072BB000600 0 072CC010600 670 072CC020600 0 072DD010600 43 072DD020600 0 072EE000600 0 073 A010600 0.1200 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 1492 074 E000600 2201 074 F000600 995 074 G000600 0 074 H000600 0 074 I000600 84 074 J000600 16 074 K000600 5 074 L000600 11 074 M000600 20 074 N000600 4824 074 O000600 3 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 15 074 S000600 0 074 T000600 4806 074 U010600 387 074 U020600 0 074 V010600 12.41 074 V020600 0.00 074 W000600 0.0000 074 X000600 168 074 Y000600 0 075 A000600 0 075 B000600 3295 076 000600 0.00 008 A000801 CHASE INVESTMENT COUNSEL CORPORATION 008 B000801 A PAGE 13 008 C000801 801-3396 008 D010801 CHARLOTTESVILLE 008 D020801 VA 008 D030801 22902 008 D040801 5091 028 A010800 231 028 A020800 0 028 A030800 0 028 A040800 19 028 B010800 259 028 B020800 0 028 B030800 0 028 B040800 5 028 C010800 239 028 C020800 0 028 C030800 0 028 C040800 64 028 D010800 96 028 D020800 0 028 D030800 0 028 D040800 11 028 E010800 95 028 E020800 0 028 E030800 0 028 E040800 178 028 F010800 201 028 F020800 0 028 F030800 0 028 F040800 6 028 G010800 1121 028 G020800 0 028 G030800 0 028 G040800 283 028 H000800 0 037 000800 N 038 000800 0 039 000800 Y 040 000800 N 045 000800 Y 046 000800 N 047 000800 Y 048 000800 1.000 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 PAGE 14 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 2000 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 Y 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 N 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 N 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 N 070 H020800 N 070 I010800 N 070 I020800 N PAGE 15 070 J010800 N 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 N 070 N020800 N 070 O010800 N 070 O020800 N 070 P010800 N 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 2073 071 B000800 895 071 C000800 4730 071 D000800 19 072 A000800 6 072 B000800 12 072 C000800 11 072 D000800 0 072 E000800 0 072 F000800 26 072 G000800 15 072 H000800 0 072 I000800 4 072 J000800 2 072 K000800 0 072 L000800 1 072 M000800 1 072 N000800 1 072 O000800 0 072 P000800 0 072 Q000800 4 072 R000800 9 072 S000800 4 072 T000800 0 072 U000800 0 072 V000800 0 072 W000800 4 072 X000800 71 072 Y000800 33 072 Z000800 -15 072AA000800 0 072BB000800 163 072CC010800 1781 PAGE 16 072CC020800 0 072DD010800 0 072DD020800 0 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 0 074 B000800 0 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 5739 074 G000800 0 074 H000800 0 074 I000800 612 074 J000800 0 074 K000800 7 074 L000800 2 074 M000800 6 074 N000800 6366 074 O000800 174 074 P000800 0 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 12 074 S000800 0 074 T000800 6180 074 U010800 446 074 U020800 0 074 V010800 13.87 074 V020800 0.00 074 W000800 0.0000 074 X000800 157 074 Y000800 0 075 A000800 0 075 B000800 5244 076 000800 0.00 SIGNATURE TOM MARSCHEL TITLE ASSISTANT TREASURER EX-27.8 2 FDS - CHASE GROWTH FUND
6 1027596 ADVISORS SERIES TRUST 8 CHASE GROWTH FUND 1 U.S. DOLLARS 6-MOS SEP-30-1999 OCT-01-1998 MAR-31-1999 1 4,587,718 3,350,963 8,396 6,967 0 6,366,325 173,999 0 11,974 185,972 0 4,822,989 445,505 375,343 (20,767) 0 (364,373) 0 1,742,504 6,180,353 11,802 11,613 0 38,612 (15,198) (163,371) 1,480,486 1,301,917 0 0 0 0 92,223 22,061 0 2,170,371 (5,569) (191,647) 0 0 26,089 0 71,133 5,244,159 10.68 0 3.19 0 0 0 13.87 .015

EX-27.5 3 FDS - THE ROCKHAVEN FUND
6 1027596 ADVISORS SERIES TRUST 5 THE ROCKHAVEN FUND 1 U.S. DOLLARS 6-MOS SEP-30-1999 OCT-01-1998 MAR-31-1999 1 2,801,049 3,136,039 12,727 20,587 0 3,169,353 0 0 13,528 13,528 0 2,901,467 273,096 205,131 (4,234) 0 (76,398) 0 334,990 3,155,825 38,788 1,764 0 21,675 18,877 40,437 443,952 503,266 0 24,107 0 0 76,023 9,663 1,605 1,164,518 22,715 (116,835) 0 0 10,837 0 70,118 2,904,340 9.71 0.07 1.87 0.09 0 0 11.56 .015

EX-27.6 4 FDS-THE ROCKHAVEN PREMIER DIVIDEND FUND
6 1027596 ADVISORS SERIES TRUST 6 THE ROCKHAVEN PREMIER DIVIDEND FUND 1 U.S. DOLLARS 6-MOS SEP-30-1999 OCT-01-1998 MAR-31-1999 1 4,214,983 4,771,144 32,624 20,063 0 4,823,831 3,200 0 15,058 18,258 0 4,108,616 387,371 171,257 (11,625) 0 152,421 0 556,161 4,805,573 51,733 2,452 0 24,517 29,668 190,530 609,009 829,207 0 42,609 0 0 215,099 2,117 3,132 3,126,774 23,887 (38,109) 0 0 12,258 0 71,969 3,295,062 9.80 0.08 2.65 0.12 0 0 12.41 .015

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