-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+O2EEkUt2s1SLyJ00FLM2aKGX+9CPqKgpIZfgb4EowNlRuc1z4l9RP3pynhOw9q Ot1ke9cbdaN/SQI8CiOFgw== 0000950147-98-000438.txt : 19980602 0000950147-98-000438.hdr.sgml : 19980602 ACCESSION NUMBER: 0000950147-98-000438 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19980331 FILED AS OF DATE: 19980601 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-07959 FILM NUMBER: 98640306 BUSINESS ADDRESS: STREET 1: 2025 E FINANCIAL WAY SUITE 101 CITY: GLENDORA STATE: CA ZIP: 91741 BUSINESS PHONE: 8188521033 MAIL ADDRESS: STREET 1: 2025 E FINANCIAL WAY STREET 2: SUITE 101 CITY: GLENDORA STATE: CA ZIP: 91741 NSAR-A 1 N-SAR (3.0) ST PAGE 1 000 A000000 03/31/98 000 C000000 0001027596 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 ADVISORS SERIES TRUST 001 B000000 811-07959 001 C000000 6029521100 002 A000000 4455 E. CAMELBACK RD., SUITE 261-E 002 B000000 PHOENIX 002 C000000 AZ 002 D010000 85018 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C020500 THE ROCKHAVEN FUND 007 C030500 N 007 C010600 6 007 C020600 THE ROCKHAVEN PREMIER DIVIDEND FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C020800 CHASE GROWTH FUND 007 C030800 N 007 C010900 9 007 C011000 10 010 A00AA01 INVESTMENT COMPANY ADMINISTRATION CORPORATION 010 C01AA01 PHOENIX 010 C02AA01 AZ 010 C03AA01 85018 011 A00AA01 FIRST FUND DISTRIBUTORS, INC. 011 B00AA01 8-42809 011 C01AA01 PHOENIX 011 C02AA01 AZ 011 C03AA01 85018 012 A00AA01 AMERICAN DATA SERVICES 012 B00AA01 84-1964 012 C01AA01 HAUPPAUGE 012 C02AA01 NY PAGE 2 012 C03AA01 11788 013 A00AA01 MCGLADREY & PULLEN, LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10017 015 A00AA01 STAR BANK, N.A. 015 B00AA01 C 015 C01AA01 CINCINNATI 015 C02AA01 OH 015 C03AA01 45202 015 E01AA01 X 018 00AA00 Y 019 A00AA00 N 019 B00AA00 0 020 A000001 INTERSTATE SECURITIES 020 C000001 3 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 3 022 A000001 MERRILL LYNCH 022 C000001 452 022 D000001 12 022 A000002 CRESTAR SECURITIES 022 C000002 0 022 D000002 398 022 A000003 JEFFERIES 022 C000003 49 022 D000003 55 022 A000004 TRANSFER IN KIND 022 C000004 71 022 D000004 0 022 A000005 BEAR STEARNS 022 C000005 126 022 D000005 0 022 A000006 PRUDENTIAL 022 C000006 21 022 D000006 29 022 A000007 FIRST BOSTON 022 C000007 73 022 D000007 0 022 A000008 MORGAN STANLEY 022 C000008 220 022 D000008 104 022 A000009 FEDERATED SECURITIES CORP(STAR TREASURY FUND) PAGE 3 022 C000009 3590 022 D000009 3271 022 A000010 STAR BANK,N.A. 022 C000010 2996 022 D000010 2997 023 C000000 7598 023 D000000 6866 024 00AA00 N 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 Y 026 G020000 Y 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N PAGE 4 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 077 A000000 N 078 000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000501 ROCKHAVEN ASSET MANAGEMENT 008 B000501 A 008 C000501 801-54084 008 D010501 PITTSBURGH 008 D020501 PA 008 D030501 15222 028 A010500 565 028 A020500 0 028 A030500 0 028 A040500 0 028 B010500 13 028 B020500 4 028 B030500 0 028 B040500 0 028 C010500 26 PAGE 5 028 C020500 0 028 C030500 0 028 C040500 0 028 D010500 21 028 D020500 0 028 D030500 0 028 D040500 0 028 E010500 961 028 E020500 0 028 E030500 0 028 E040500 0 028 F010500 0 028 F020500 0 028 F030500 0 028 F040500 0 028 G010500 1586 028 G020500 4 028 G030500 0 028 G040500 0 028 H000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 Y 041 000500 Y 042 A000500 24 042 B000500 59 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 17 042 H000500 0 043 000500 13 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.750 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 PAGE 6 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 1000 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 N 066 E000500 N 066 F000500 Y 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 N 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 N 070 M010500 N PAGE 7 070 M020500 N 070 N010500 N 070 N020500 N 070 O010500 N 070 O020500 N 070 P010500 N 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 1640 071 B000500 173 071 C000500 662 071 D000500 26 072 A000500 5 072 B000500 1 072 C000500 8 072 D000500 0 072 E000500 0 072 F000500 2 072 G000500 12 072 H000500 0 072 I000500 5 072 J000500 3 072 K000500 0 072 L000500 3 072 M000500 2 072 N000500 3 072 O000500 0 072 P000500 0 072 Q000500 6 072 R000500 4 072 S000500 2 072 T000500 1 072 U000500 0 072 V000500 0 072 W000500 2 072 X000500 45 072 Y000500 41 072 Z000500 5 072AA000500 7 072BB000500 8 072CC010500 95 072CC020500 0 072DD010500 5 072DD020500 0 072EE000500 0 073 A010500 0.0500 073 A020500 0.0000 073 B000500 0.0000 PAGE 8 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 95 074 E000500 335 074 F000500 1131 074 G000500 0 074 H000500 0 074 I000500 166 074 J000500 11 074 K000500 8 074 L000500 103 074 M000500 14 074 N000500 1863 074 O000500 162 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 16 074 S000500 0 074 T000500 1685 074 U010500 148 074 U020500 0 074 V010500 11.41 074 V020500 0.00 074 W000500 0.0000 074 X000500 51 074 Y000500 0 075 A000500 0 075 B000500 685 076 000500 0.00 080 C000500 0 081 B000500 0 082 B000500 0 008 A000601 ROCKHAVEN ASSET MANAGEMENT 008 B000601 A 008 C000601 801-54084 008 D010601 PITTSBURGH 008 D020601 PA 008 D030601 15222 028 A010600 558 028 A020600 0 028 A030600 0 028 A040600 0 028 B010600 185 028 B020600 8 028 B030600 0 028 B040600 0 PAGE 9 028 C010600 11 028 C020600 0 028 C030600 0 028 C040600 0 028 D010600 24 028 D020600 0 028 D030600 0 028 D040600 0 028 E010600 71 028 E020600 0 028 E030600 0 028 E040600 0 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 0 028 G010600 849 028 G020600 8 028 G030600 0 028 G040600 0 028 H000600 0 037 000600 N 038 000600 0 039 000600 Y 040 000600 Y 041 000600 Y 042 A000600 24 042 B000600 59 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 17 042 H000600 0 043 000600 13 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.750 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 PAGE 10 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 Y 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 N 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N PAGE 11 070 M010600 N 070 M020600 N 070 N010600 N 070 N020600 N 070 O010600 N 070 O020600 N 070 P010600 N 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 1179 071 B000600 337 071 C000600 622 071 D000600 54 072 A000600 5 072 B000600 2 072 C000600 10 072 D000600 0 072 E000600 0 072 F000600 2 072 G000600 12 072 H000600 0 072 I000600 5 072 J000600 3 072 K000600 0 072 L000600 3 072 M000600 2 072 N000600 3 072 O000600 0 072 P000600 0 072 Q000600 6 072 R000600 4 072 S000600 2 072 T000600 1 072 U000600 0 072 V000600 0 072 W000600 2 072 X000600 45 072 Y000600 41 072 Z000600 8 072AA000600 5 072BB000600 4 072CC010600 75 072CC020600 0 072DD010600 8 072DD020600 0 072EE000600 0 073 A010600 0.0900 073 A020600 0.0000 PAGE 12 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 101 074 E000600 349 074 F000600 471 074 G000600 0 074 H000600 0 074 I000600 4 074 J000600 0 074 K000600 8 074 L000600 15 074 M000600 14 074 N000600 962 074 O000600 11 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 14 074 S000600 0 074 T000600 937 074 U010600 85 074 U020600 0 074 V010600 11.06 074 V020600 0.00 074 W000600 0.0000 074 X000600 30 074 Y000600 0 075 A000600 0 075 B000600 744 076 000600 0.00 008 A000801 CHASE INVESTMENT COUNSEL CORPORATION 008 B000801 A 008 C000801 801-3396 008 D010801 CHARLOTTESVILLE 008 D020801 VA 008 D030801 22902 008 D040801 5091 028 A010800 1325 028 A020800 1 028 A030800 0 028 A040800 10 028 B010800 254 028 B020800 0 028 B030800 0 028 B040800 6 028 C010800 701 PAGE 13 028 C020800 0 028 C030800 0 028 C040800 0 028 D010800 197 028 D020800 0 028 D030800 0 028 D040800 3 028 E010800 0 028 E020800 0 028 E030800 0 028 E040800 0 028 F010800 0 028 F020800 0 028 F030800 0 028 F040800 0 028 G010800 2477 028 G020800 1 028 G030800 0 028 G040800 19 028 H000800 0 037 000800 N 038 000800 0 039 000800 Y 040 000800 N 045 000800 Y 046 000800 N 047 000800 Y 048 000800 1.000 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 058 A000800 N PAGE 14 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 2000 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 Y 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 N 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 N 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 N 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 N 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 N 070 N020800 N 070 O010800 N 070 O020800 N 070 P010800 N 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N PAGE 15 071 A000800 2568 071 B000800 129 071 C000800 1450 071 D000800 9 072 A000800 4 072 B000800 3 072 C000800 3 072 D000800 0 072 E000800 3 072 F000800 6 072 G000800 5 072 H000800 0 072 I000800 4 072 J000800 2 072 K000800 0 072 L000800 2 072 M000800 2 072 N000800 0 072 O000800 0 072 P000800 0 072 Q000800 5 072 R000800 4 072 S000800 1 072 T000800 0 072 U000800 0 072 V000800 0 072 W000800 1 072 X000800 32 072 Y000800 24 072 Z000800 1 072AA000800 12 072BB000800 19 072CC010800 285 072CC020800 0 072DD010800 1 072DD020800 0 072EE000800 0 073 A010800 0.0100 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 0 074 B000800 0 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 2717 074 G000800 0 074 H000800 0 074 I000800 149 074 J000800 0 PAGE 16 074 K000800 5 074 L000800 11 074 M000800 4 074 N000800 2886 074 O000800 137 074 P000800 0 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 11 074 S000800 0 074 T000800 2738 074 U010800 240 074 U020800 0 074 V010800 11.42 074 V020800 0.00 074 W000800 0.0000 074 X000800 76 074 Y000800 0 075 A000800 0 075 B000800 1742 076 000800 0.00 080 C000800 0 081 B000800 0 082 B000800 0 SIGNATURE TOM MARSCHEL TITLE ASSISTANT TREASURER EX-27 2 FDS --
6 0001027596 ADVISORS SERIES TRUST 5 THE ROCKHAVEN FUND 1 U.S. DOLLARS 6-MOS SEP-30-1998 NOV-03-1997 MAR-31-1998 1 1,631,542 1,726,527 122,623 13,946 0 1,863,096 162,445 0 15,870 178,315 0 1,590,365 147,693 0 5,126 0 (531) 0 94,985 1,684,781 7,660 1,562 0 4,096 5,126 (531) 94,985 99,580 0 5,163 0 0 147,296 0 397 1,684,781 0 0 0 0 2,048 0 44,826 684,876 10.00 0.08 1.38 (0.05) 0 0 11.41 .20 0 0

EX-27 3 FDS --
6 0001027596 ADVISORS SERIES TRUST 6 THE ROCKHAVEN PREMIER DIVIDEND FUND 1 U.S. DOLLARS 6-MOS SEP-30-1998 NOV-03-1997 MAR-31-1998 1 850,323 925,278 23,624 13,597 0 962,499 10,887 0 14,670 25,557 0 856,583 84,744 0 7,556 0 5,444 0 74,955 936,942 9,982 2,060 0 4,486 7,556 5,444 74,955 87,955 0 7,596 0 0 84,038 6 712 936,942 0 0 0 0 2,243 0 45,135 743,818 10.00 0.11 1.04 (0.09) 0 0 11.06 .20 0 0

EX-27 4 FDS --
6 0001027596 ADVISORS SERIES TRUST 8 CHASE GROWTH FUND 1 U.S. DOLLARS 6-MOS SEP-30-1998 DEC-02-1997 MAR-31-1998 1 2,550,972 2,866,651 15,546 4,023 0 2,886,220 137,280 0 11,258 148,538 0 2,459,472 239,774 0 1,026 0 (6,574) 0 285,113 2,737,682 2,648 6,735 0 8,357 1,026 (6,574) 285,113 279,565 0 1,355 0 0 241,530 (1,890) 134 2,737,682 0 0 0 0 5,506 0 32,425 1,741,511 10.00 0.01 1.42 (0.01) 0 0 11.42 .20 0 0

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