0000950147-01-501766.txt : 20011030
0000950147-01-501766.hdr.sgml : 20011030
ACCESSION NUMBER: 0000950147-01-501766
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20010831
FILED AS OF DATE: 20011025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORS SERIES TRUST
CENTRAL INDEX KEY: 0001027596
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07959
FILM NUMBER: 1766765
BUSINESS ADDRESS:
STREET 1: 2020 E FINANCIAL WAY SUITE 100
CITY: GLENDORA
STATE: CA
ZIP: 91741
BUSINESS PHONE: 8188521033
MAIL ADDRESS:
STREET 1: 2020 E FINANCIAL WAY
STREET 2: SUITE 100
CITY: GLENDORA
STATE: CA
ZIP: 91741
NSAR-B
1
answer.fil
NSAR-B OF ADVISORS SERIES TRUST
PAGE 1
000 B000000 08/31/2001
000 C000000 0001027596
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 ADVISORS SERIES TRUST
001 B000000 811-07959
001 C000000 6029521100
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002 B000000 PHOENIX
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002 D010000 85018
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007 C012000 20
007 C022000 CHARTWELL LARGE CAP VALUE FUND
007 C032000 N
007 C012100 21
007 C022100 CHARTWELL SMALL CAP VALUE FUND
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007 C012300 23
007 C012400 24
007 C012500 25
PAGE 2
007 C012600 26
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010 A00AA01 INVESTMENT COMPANY ADMINISTRATION, LLC
010 C01AA01 PHOENIX
010 C02AA01 AZ
010 C03AA01 85018
011 A00AA01 FIRST FUND DISTRIBUTORS, INC.
011 B00AA01 8-42809
011 C01AA01 PHOENIX
011 C02AA01 AZ
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012 A00AA01 ICA FUND SERVICES CORP.
012 B00AA01 84-5789
012 C01AA01 PHOENIX
012 C02AA01 AZ
012 C03AA01 85018
013 A00AA01 PRICEWATERHOUSECOOPERS, LLP
013 B01AA01 NEW YORK
013 B02AA01 NY
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015 A00AA01 FIRSTAR INSTITUTIONAL CUSTODY SERVICES
015 B00AA01 C
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020 C000007 4
PAGE 3
020 A000008 LEHMAN BROTHERS
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022 A000001 FIRSTAR BANK, NA
022 B000001 39-0281225
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PAGE 4
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008 A002001 CHARTWELL INVESTMENT PARTNERS
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PAGE 5
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PAGE 6
048 C012000 0
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055 A002000 N
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PAGE 7
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070 F012000 Y
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070 G012000 N
070 G022000 N
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PAGE 8
070 L022000 Y
070 M012000 N
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070 O022000 N
070 P012000 N
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PAGE 9
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008 A002101 CHARTWELL INVESTMENT PARTNERS
008 B002101 A
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008 D012101 BERWYN
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028 A012100 3250
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PAGE 10
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PAGE 11
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PAGE 12
062 P002100 0.0
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PAGE 13
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PAGE 14
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SIGNATURE KEVIN MYERS
TITLE ASST TREASURER
EX-99.77.B
3
ex77b.txt
INTERNAL CONTROL LETTER
Exhibit 77(b)
REPORT OF INDEPENDENT ACCOUNTANTS
TO THE BOARD OF TRUSTEES
ADVISORS SERIES TRUST
In planning and performing our audit of the financial statements of the
Chartwell Large Cap Value Fund and Chartwell Small Cap Value Fund series of
Advisors Series Trust, for the year ended August 31, 2001, we considered its
internal control, including control activities for safeguarding securities, in
order to determine our auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the requirements of Form
N-SAR, not to provide assurance on internal control.
The management of Advisors Series Trust is responsible for establishing and
maintaining internal control. In fulfilling this responsibility, estimates and
judgments by management are required to assess the expected benefits and related
costs of controls. Generally, controls that are relevant to an audit pertain to
the entity's objective of preparing financial statements for external purposes
that are fairly presented in conformity with accounting principles generally
accepted in the United States of America. Those controls include the
safeguarding of assets against unauthorized acquisition, use or disposition.
Because of inherent limitations in internal control, errors or fraud may occur
and not be detected. Also, projection of any evaluation of internal control to
future periods is subject to the risk that controls may become inadequate
because of changes in conditions or that the effectiveness of their design and
operation may deteriorate.
Our consideration of internal control would not necessarily disclose all matters
in internal control that might be material weaknesses under standards
established by the American Institute of Certified Public Accountants. A
material weakness is a condition in which the design or operation of one or more
of the internal control components does not reduce to a relatively low level the
risk that misstatements caused by error or fraud in amounts that would be
material in relation to the financial statements being audited may occur and not
be detected within a timely period by employees in the normal course of
performing their assigned functions. However, we noted no matters involving
internal control and its operation, including controls for safeguarding
securities that we consider to be material weaknesses as defined above as of
August 31, 2001.
This report is intended solely for the information and use of the Board of
Trustees, management and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than these specified
parties.
New York, New York
October 12, 2001