-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RAfs/eaSxKdL8AnVDZc/mhQ9A9khgVRyTbhWHoKHyz/3uK0bFBpT5Ga4ktzttj0d tw1AQQRZMDzs8sobEp2fqQ== 0000950147-01-501220.txt : 20010711 0000950147-01-501220.hdr.sgml : 20010711 ACCESSION NUMBER: 0000950147-01-501220 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20010430 FILED AS OF DATE: 20010710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07959 FILM NUMBER: 1677653 BUSINESS ADDRESS: STREET 1: 2020 E FINANCIAL WAY SUITE 100 CITY: GLENDORA STATE: CA ZIP: 91741 BUSINESS PHONE: 8188521033 MAIL ADDRESS: STREET 1: 2020 E FINANCIAL WAY STREET 2: SUITE 100 CITY: GLENDORA STATE: CA ZIP: 91741 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 04/30/2001 000 C000000 0001027596 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ADVISORS SERIES TRUST 001 B000000 811-07959 001 C000000 6029521100 002 A000000 4455 E. 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054 E001600 N PAGE 7 054 F001600 N 054 G001600 N 054 H001600 Y 054 I001600 N 054 J001600 Y 054 K001600 N 054 L001600 N 054 M001600 Y 054 N001600 N 054 O001600 N 055 A001600 N 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 1000 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 Y 066 E001600 N 066 F001600 N 066 G001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 N 070 B011600 N 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 Y 070 F021600 N 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 N 070 I011600 N 070 I021600 N 070 J011600 N 070 J021600 N 070 K011600 Y PAGE 8 070 K021600 Y 070 L011600 Y 070 L021600 N 070 M011600 N 070 M021600 N 070 N011600 Y 070 N021600 N 070 O011600 N 070 O021600 N 070 P011600 N 070 P021600 N 070 Q011600 Y 070 Q021600 N 070 R011600 Y 070 R021600 N 071 A001600 9467 071 B001600 9450 071 C001600 10519 071 D001600 90 072 A001600 12 072 B001600 31 072 C001600 44 072 D001600 0 072 E001600 0 072 F001600 83 072 G001600 30 072 H001600 0 072 I001600 16 072 J001600 6 072 K001600 0 072 L001600 8 072 M001600 4 072 N001600 16 072 O001600 0 072 P001600 0 072 Q001600 20 072 R001600 6 072 S001600 17 072 T001600 28 072 U001600 0 072 V001600 0 072 W001600 9 072 X001600 240 072 Y001600 85 072 Z001600 -80 072AA001600 1508 072BB001600 0 072CC011600 0 072CC021600 700 072DD011600 0 072DD021600 0 PAGE 9 072EE001600 1625 073 A011600 0.0000 073 A021600 0.0000 073 B001600 2.3000 073 C001600 0.0000 074 A001600 0 074 B001600 0 074 C001600 755 074 D001600 0 074 E001600 0 074 F001600 10792 074 G001600 0 074 H001600 0 074 I001600 0 074 J001600 80 074 K001600 0 074 L001600 18 074 M001600 2 074 N001600 11647 074 O001600 154 074 P001600 2 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 37 074 S001600 0 074 T001600 11454 074 U011600 866 074 U021600 0 074 V011600 13.23 074 V021600 0.00 074 W001600 0.0000 074 X001600 107 074 Y001600 0 075 A001600 0 075 B001600 11077 076 001600 0.00 008 A001901 NATIONAL ASSET MANAGEMENT CORP. 008 B001901 A 008 C001901 801-146666 008 D011901 LOUISVILLE 008 D021901 KY 008 D031901 40202 028 A011900 320 028 A021900 0 028 A031900 0 028 A041900 0 028 B011900 210 028 B021900 114 028 B031900 0 PAGE 10 028 B041900 30 028 C011900 8223 028 C021900 0 028 C031900 0 028 C041900 11 028 D011900 1860 028 D021900 0 028 D031900 0 028 D041900 4 028 E011900 361 028 E021900 0 028 E031900 0 028 E041900 2 028 F011900 2519 028 F021900 0 028 F031900 0 028 F041900 8 028 G011900 13493 028 G021900 114 028 G031900 0 028 G041900 55 028 H001900 0 042 A001900 0 042 B001900 0 042 C001900 0 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 0 044 001900 0 045 001900 Y 046 001900 Y 047 001900 Y 048 001900 0.500 048 A011900 0 048 A021900 0.000 048 B011900 0 048 B021900 0.000 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 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G021900 N 070 H011900 N 070 H021900 N 070 I011900 N 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 N 070 M011900 N 070 M021900 N 070 N011900 N 070 N021900 N 070 O011900 N 070 O021900 N 070 P011900 N 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 N 070 R021900 N 071 A001900 18391 071 B001900 3155 071 C001900 14485 071 D001900 22 072 A001900 12 072 B001900 17 072 C001900 139 072 D001900 0 072 E001900 0 072 F001900 73 072 G001900 33 072 H001900 0 072 I001900 12 072 J001900 11 072 K001900 0 072 L001900 6 072 M001900 4 PAGE 13 072 N001900 1 072 O001900 0 072 P001900 0 072 Q001900 20 072 R001900 15 072 S001900 4 072 T001900 0 072 U001900 0 072 V001900 0 072 W001900 6 072 X001900 185 072 Y001900 47 072 Z001900 18 072AA001900 230 072BB001900 0 072CC011900 0 072CC021900 1742 072DD011900 6 072DD021900 0 072EE001900 124 073 A011900 0.0100 073 A021900 0.0000 073 B001900 0.1100 073 C001900 0.0000 074 A001900 0 074 B001900 0 074 C001900 134 074 D001900 0 074 E001900 0 074 F001900 24317 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 21 074 K001900 1 074 L001900 0 074 M001900 27 074 N001900 24499 074 O001900 20 074 P001900 11 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 18 074 S001900 0 074 T001900 24450 074 U011900 2354 074 U021900 0 074 V011900 10.39 074 V021900 0.00 PAGE 14 074 W001900 0.0000 074 X001900 107 074 Y001900 0 075 A001900 0 075 B001900 14589 076 001900 0.00 SIGNATURE KEVIN MYERS TITLE ASSISTANT TREASURER EX-99.77.B.1 2 ex-b.txt REPORT OF INDEPENDENT ACCOUNTANTS Exhibit 77.B.1 REPORT OF INDEPENDENT ACCOUNTANTS To the Board of Trustees and Shareholders of Segall Bryant & Hamill Mid Cap Fund In planning and performing our audit of the financial statements of Segall Bryant & Hamill Mid Cap Fund, a series of Advisors Series Trust (the "Fund") for the year ended April 30, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of April 30, 2001. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP PricewaterhouseCoopers LLP June 1, 2001 EX-99.77.B.2 3 ex-b2.txt REPORT OF INDEPENDENT ACCOUNTANTS Exhibit 77.B.2 REPORT OF INDEPENDENT ACCOUNTANTS To the Board of Trustees and Shareholders of National Asset Management Core Equity Fund In planning and performing our audit of the financial statements of National Asset Management Core Equity Fund, a series of Advisors Series Trust (the "Fund") for the year ended April 30, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of April 30, 2001. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP PricewaterhouseCoopers LLP June 1, 2001 -----END PRIVACY-ENHANCED MESSAGE-----