-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RUpy4ieMpPueCkK3hm3hsTEdMtbvKEv2Zh9wSacsz1RF9FNKfNRivtLzLrBrVytb ffnzVb6YaIGBdTGQ1EhbBQ== /in/edgar/work/0000950147-00-001640/0000950147-00-001640.txt : 20001031 0000950147-00-001640.hdr.sgml : 20001031 ACCESSION NUMBER: 0000950147-00-001640 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20000831 FILED AS OF DATE: 20001030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07959 FILM NUMBER: 749095 BUSINESS ADDRESS: STREET 1: 2020 E FINANCIAL WAY SUITE 100 CITY: GLENDORA STATE: CA ZIP: 91741 BUSINESS PHONE: 8188521033 MAIL ADDRESS: STREET 1: 2020 E FINANCIAL WAY STREET 2: SUITE 100 CITY: GLENDORA STATE: CA ZIP: 91741 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 08/31/2000 000 C000000 0001027596 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 ADVISORS SERIES TRUST 001 B000000 811-07959 001 C000000 6029521100 002 A000000 4455 E CAMELBACK RD SUITE 261E 002 B000000 PHOENIX 002 C000000 AZ 002 D010000 85018 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 23 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C022000 CHARTWELL LARGE CAP VALUE FUND 007 C032000 N 007 C012100 21 007 C022100 CHARTWELL SMALL CAP VALUE FUND 007 C032100 N 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 PAGE 2 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 010 A00AA01 INVESTMENT COMPANY ADMINISTRATION, LLC 010 C01AA01 PHOENIX 010 C02AA01 AZ 010 C03AA01 85018 011 A00AA01 FIRST FUND DISTRIBUTORS, INC. 011 B00AA01 8-42809 011 C01AA01 PHOENIX 011 C02AA01 AZ 011 C03AA01 85018 012 A00AA01 ICA FUND SERVICES CORP. 012 B00AA01 84-5789 012 C01AA01 PHOENIX 012 C02AA01 AZ 012 C03AA01 85018 013 A00AA01 PRICEWATERHOUSECOOPERS, LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10017 015 A00AA01 FIRSTAR INSTITUTIONAL CUSTODY SERVICES 015 B00AA01 C 015 C01AA01 CINCINNATI 015 C02AA01 OH 015 C03AA01 45202 015 E01AA01 X 018 00AA00 Y 019 A00AA00 N 019 B00AA00 0 020 A000001 BRIDGE TRADING 020 B000001 43-1450530 020 C000001 7 020 A000002 GOLDMAN SACHS 020 B000002 13-5108880 020 C000002 3 020 A000003 MERRILL LYNCH 020 B000003 13-5674085 020 C000003 2 020 A000004 MORGAN STANLEY DEAN WITTER 020 B000004 13-2655998 020 C000004 2 020 A000005 SALOMON SMITH BARNEY 020 B000005 11-2418191 020 C000005 2 020 A000006 AUTRANET 020 B000006 13-2961507 020 C000006 1 020 A000007 SANFORD BERNSTEIN PAGE 3 020 B000007 13-2625874 020 C000007 1 020 A000008 DB CLEARING SERVICES 020 C000008 1 020 A000009 JANNEY MONTGOMERY SCOTT, LLC 020 B000009 23-0731260 020 C000009 1 020 A000010 BEAR STEARNS 020 B000010 13-3299429 020 C000010 1 021 000000 21 022 A000001 FIRSTAR BANK, NA 022 C000001 7361 022 D000001 6698 022 A000002 LEHMAN BROTHERS 022 B000002 13-2518466 022 C000002 124 022 D000002 140 022 A000003 GOLDMAN SACHS 022 B000003 13-5108880 022 C000003 151 022 D000003 11 022 A000004 BRIDGE TRADING 022 B000004 43-1450530 022 C000004 102 022 D000004 0 022 A000005 DB CLEARING SERVICES 022 C000005 19 022 D000005 35 022 A000006 MORGAN STANLEY DEAN WITTER 022 B000006 13-2655998 022 C000006 34 022 D000006 20 022 A000007 MCDONALD & CO. 022 C000007 20 022 D000007 30 022 A000008 FRIEDMAN, BILLINGS & RAMSEY CO., INC. 022 B000008 52-1630477 022 C000008 32 022 D000008 3 022 A000009 HAMBRECHT & QUIST 022 C000009 14 022 D000009 9 022 A000010 KNIGHT SECURITIES 022 C000010 274 022 D000010 110 023 C000000 8131 023 D000000 7056 024 00AA00 N 026 A000000 N 026 B000000 N PAGE 4 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 077 A000000 Y 077 B000000 Y 077 Q010000 Y 078 000000 N 080 A00AA00 ICI MUTUAL 080 C00AA00 1325 081 A00AA00 Y 081 B00AA00 2 082 A00AA00 Y 082 B00AA00 25 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A002001 CHARTWELL INVESTMENT PARTNERS 008 B002001 A 008 C002001 801-54124 008 D012001 BERWYN 008 D022001 PA 008 D032001 19312 028 A012000 0 028 A022000 0 028 A032000 0 028 A042000 1133 028 B012000 40 028 B022000 0 028 B032000 0 028 B042000 3 028 C012000 425 PAGE 5 028 C022000 0 028 C032000 0 028 C042000 11 028 D012000 8 028 D022000 0 028 D032000 0 028 D042000 11 028 E012000 16 028 E022000 0 028 E032000 0 028 E042000 11 028 F012000 1576 028 F022000 0 028 F032000 0 028 F042000 11 028 G012000 2065 028 G022000 0 028 G032000 0 028 G042000 1180 028 H002000 0 029 002000 N 030 A002000 0 030 B002000 0.00 030 C002000 0.00 034 002000 N 035 002000 0 036 B002000 0 037 002000 N 038 002000 0 039 002000 Y 040 002000 N 042 A002000 0 042 B002000 0 042 C002000 0 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 0 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.500 048 A012000 0 048 A022000 0.000 048 B012000 0 048 B022000 0.000 048 C012000 0 048 C022000 0.000 PAGE 6 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 0 048 K022000 0.000 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y 053 B002000 Y 054 A002000 Y 054 B002000 Y 054 C002000 N 054 D002000 N 054 E002000 N 054 F002000 N 054 G002000 N 054 H002000 Y 054 I002000 N 054 J002000 Y 054 K002000 N 054 L002000 N 054 M002000 N 054 N002000 N 054 O002000 N 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 1000000 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 PAGE 7 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 063 A002000 0 063 B002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 Y 066 D002000 N 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 N 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 N 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 N 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 N 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 N 070 J022000 N 070 K012000 Y 070 K022000 Y 070 L012000 N 070 L022000 Y 070 M012000 N PAGE 8 070 M022000 N 070 N012000 N 070 N022000 N 070 O012000 N 070 O022000 N 070 P012000 N 070 P022000 N 070 Q012000 N 070 Q022000 N 070 R012000 N 070 R022000 N 071 A002000 16215 071 B002000 8659 071 C002000 5202 071 D002000 166 072 A002000 11 072 B002000 11 072 C002000 93 072 D002000 0 072 E002000 0 072 F002000 24 072 G002000 28 072 H002000 0 072 I002000 12 072 J002000 9 072 K002000 0 072 L002000 2 072 M002000 3 072 N002000 1 072 O002000 0 072 P002000 0 072 Q002000 15 072 R002000 15 072 S002000 5 072 T002000 0 072 U002000 25 072 V002000 0 072 W002000 2 072 X002000 141 072 Y002000 103 072 Z002000 66 072AA002000 0 072BB002000 19 072CC012000 273 072CC022000 0 072DD012000 2 072DD022000 0 072EE002000 0 073 A012000 0.0300 073 A022000 0.0000 073 B002000 0.0000 PAGE 9 073 C002000 0.0000 074 A002000 0 074 B002000 0 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 9168 074 G002000 0 074 H002000 0 074 I002000 0 074 J002000 10 074 K002000 3 074 L002000 20 074 M002000 3 074 N002000 9204 074 O002000 289 074 P002000 3 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 17 074 S002000 0 074 T002000 8895 074 U012000 837 074 U022000 0 074 V012000 10.63 074 V022000 0.00 074 W002000 0.0000 074 X002000 11 074 Y002000 0 075 A002000 0 075 B002000 5273 076 002000 0.00 008 A002101 CHARTWELL INVESTMENT PARTNERS 008 B002101 A 008 C002101 801-54124 008 D012101 BERWYN 008 D022101 PA 008 D032101 19312 028 A012100 0 028 A022100 0 028 A032100 0 028 A042100 0 028 B012100 0 028 B022100 0 028 B032100 0 028 B042100 0 028 C012100 350 028 C022100 0 028 C032100 0 PAGE 10 028 C042100 0 028 D012100 0 028 D022100 0 028 D032100 0 028 D042100 0 028 E012100 0 028 E022100 0 028 E032100 0 028 E042100 0 028 F012100 0 028 F022100 0 028 F032100 0 028 F042100 0 028 G012100 350 028 G022100 0 028 G032100 0 028 G042100 0 028 H002100 0 029 002100 N 030 A002100 0 030 B002100 0.00 030 C002100 0.00 034 002100 N 035 002100 0 036 B002100 0 037 002100 N 038 002100 0 039 002100 Y 040 002100 N 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.800 048 A012100 0 048 A022100 0.000 048 B012100 0 048 B022100 0.000 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 PAGE 11 048 J012100 0 048 J022100 0.000 048 K012100 0 048 K022100 0.000 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 Y 053 B002100 Y 054 A002100 Y 054 B002100 Y 054 C002100 N 054 D002100 N 054 E002100 N 054 F002100 N 054 G002100 N 054 H002100 Y 054 I002100 N 054 J002100 Y 054 K002100 N 054 L002100 N 054 M002100 N 054 N002100 N 054 O002100 N 055 A002100 N 055 B002100 N 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 1000000 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 PAGE 12 062 R002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 Y 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 N 069 002100 N 070 A012100 N 070 A022100 N 070 B012100 Y 070 B022100 N 070 C012100 N 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 N 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 N 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 N 070 J022100 N 070 K012100 Y 070 K022100 Y 070 L012100 N 070 L022100 Y 070 M012100 N 070 M022100 N 070 N012100 N 070 N022100 N 070 O012100 N 070 O022100 N 070 P012100 N 070 P022100 N 070 Q012100 N 070 Q022100 N 070 R012100 N 070 R022100 N 071 A002100 1419 071 B002100 599 071 C002100 840 PAGE 13 071 D002100 71 072 A002100 11 072 B002100 1 072 C002100 11 072 D002100 0 072 E002100 0 072 F002100 6 072 G002100 28 072 H002100 0 072 I002100 12 072 J002100 6 072 K002100 0 072 L002100 2 072 M002100 4 072 N002100 1 072 O002100 0 072 P002100 0 072 Q002100 13 072 R002100 15 072 S002100 7 072 T002100 0 072 U002100 25 072 V002100 0 072 W002100 3 072 X002100 122 072 Y002100 113 072 Z002100 3 072AA002100 56 072BB002100 0 072CC012100 163 072CC022100 0 072DD012100 1 072DD022100 0 072EE002100 0 073 A012100 0.0300 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 0 074 B002100 0 074 C002100 0 074 D002100 0 074 E002100 0 074 F002100 1386 074 G002100 0 074 H002100 0 074 I002100 0 074 J002100 17 074 K002100 7 074 L002100 1 074 M002100 1 PAGE 14 074 N002100 1412 074 O002100 0 074 P002100 3 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 25 074 S002100 0 074 T002100 1384 074 U012100 109 074 U022100 0 074 V012100 12.75 074 V022100 0.00 074 W002100 0.0000 074 X002100 7 074 Y002100 0 075 A002100 0 075 B002100 872 076 002100 0.00 SIGNATURE KEVIN MYERS TITLE ASST TREASURER EX-27.20 2 0002.txt FINANCIAL DATA SCHEDULE
6 1027596 ADVISORS SERIES TRUST 20 CHARTWELL LARGE CAP VALUE FUND 1 U.S. DOLLARS 11-MOS AUG-31-2000 OCT-01-1999 AUG-31-2000 1 8,895,220 9,168,127 34,289 2,557 0 9,204,973 288,876 0 20,446 309,322 0 8,576,831 836,652 0 64,690 0 (18,777) 0 272,907 8,895,651 92,673 10,772 0 36,513 66,932 (18,777) 272,907 321,062 0 2,242 0 0 958,809 122,157 0 8,895,651 0 0 0 0 24,155 0 139,729 5,273,053 10.00 0.11 0.55 0.03 0 0 10.63 0.75

EX-27.21 3 0003.txt FINANCIAL DATA SCHEDULE
6 1027596 ADVISORS SERIES TRUST 21 CHARTWELL SMALL CAP VALUE FUND 1 U.S. DOLLARS 11-MOS AUG-31-2000 OCT-01-1999 AUG-31-2000 1 1,223,843 1,386,464 25,213 1,136 0 1,412,813 0 0 27,668 27,668 0 1,164,392 108,610 0 2,624 0 55,508 0 162,621 1,385,145 11,230 1,466 0 8,859 3,837 55,508 162,621 221,966 0 1,213 0 0 135,438 26,828 0 1,385,145 0 0 0 0 6,395 0 121,973 872,295 10.00 0.05 2.73 0 0 0 12.75 1.10

EX-99.77.B 4 0004.txt INTERNAL CONTROL LETTER REPORT OF INDEPENDENT ACCOUNTANTS TO THE BOARD OF TRUSTEES ADVISORS SERIES TRUST In planning and performing our audit of the financial statements of the Chartwell Large Cap Value Fund and Chartwell Small Cap Value Fund series of Advisors Series Trust, for the year ended August 31, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of Advisors Series Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above as of August 31, 2000. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. New York, New York October 6, 2000 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~