-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMz+y5FRhc2aqGODijnnilnl/jx4jY2tyMnGTvALA6EuRIyo/28VwgwrMCa538YV wEFniBLOdOstXet90y7XBw== /in/edgar/work/0000950147-00-001049/0000950147-00-001049.txt : 20000717 0000950147-00-001049.hdr.sgml : 20000717 ACCESSION NUMBER: 0000950147-00-001049 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20000430 FILED AS OF DATE: 20000714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07959 FILM NUMBER: 673019 BUSINESS ADDRESS: STREET 1: 2020 E FINANCIAL WAY SUITE 100 CITY: GLENDORA STATE: CA ZIP: 91741 BUSINESS PHONE: 8188521033 MAIL ADDRESS: STREET 1: 2020 E FINANCIAL WAY STREET 2: SUITE 100 CITY: GLENDORA STATE: CA ZIP: 91741 NSAR-B 1 0001.txt NSAR-B FOR ADVISORS SERIES TRUST PAGE 1 000 B000000 04/30/2000 000 C000000 0001027596 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ADVISORS SERIES TRUST 001 B000000 811-07959 001 C000000 6029521100 002 A000000 4455 E. CAMELBACK RD 002 B000000 PHOENIX 002 C000000 AZ 002 D010000 85018 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C021600 SEGALL BRYANT & HAMILL MID CAP FUND 007 C031600 N 007 C011700 17 007 C011800 18 007 C011900 19 007 C021900 NATIONAL ASSET MANAGEMENT CORE EQUITY FUND 007 C031900 N 007 C012000 20 010 A00AA01 INVESTMENT COMPANY ADMINISTRATION LLC 010 C01AA01 PHOENIX 010 C02AA01 AZ 010 C03AA01 85018 011 A00AA01 FIRST FUND DISTRIBUTORS, INC PAGE 2 011 B00AA01 8-42809 011 C01AA01 PHOENIX 011 C02AA01 AZ 011 C03AA01 85018 012 A00AA01 AMERICAN DATA SERVICES 012 B00AA01 84-01964 012 C01AA01 HAUPPAUGE 012 C02AA01 NY 012 C03AA01 11788 013 A00AA01 PRICEWATERHOUSE COOPERS 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10017 015 A00AA01 FIRSTAR BANK, N.A. 015 B00AA01 C 015 C01AA01 CINCINNATI 015 C02AA01 OH 015 C03AA01 45202 015 E01AA01 X 018 00AA00 Y 019 A00AA00 N 019 B00AA00 0 020 A000001 MERRILL LYNCH 020 B000001 13-3247006 020 C000001 9 020 A000002 BEAR STEARNS 020 B000002 13-4946705 020 C000002 6 020 A000003 GOLDMAN SACHS 020 B000003 13-5108880 020 C000003 5 020 A000004 WEEDEN 020 B000004 13-3364318 020 C000004 3 020 A000005 MERRILL 020 C000005 3 020 A000006 DONALDSON LUFKIN JENRET 020 C000006 2 020 A000007 COWEN & CO 020 C000007 1 020 A000008 CS FIRST BOSTON 020 C000008 1 020 A000009 INSTINET CORP 020 B000009 13-3443395 020 C000009 1 020 A000010 WILLIAM BLAIR 020 B000010 36-2214610 020 C000010 1 021 000000 32 022 A000001 FIRSTAR BANK 022 C000001 26044 PAGE 3 022 D000001 17798 022 A000002 GOLDMAN SACHS 022 B000002 13-5108880 022 C000002 778 022 D000002 413 022 A000003 BEAR STEARNS 022 B000003 13-4946705 022 C000003 616 022 D000003 373 022 A000004 WILLIAM BLAIR 022 B000004 36-2214610 022 C000004 486 022 D000004 223 022 A000005 WEEDEN 022 B000005 13-3364318 022 C000005 506 022 D000005 164 022 A000006 MERRILL LYNCH 022 B000006 13-3247006 022 C000006 3453 022 D000006 330 022 A000007 COWEN & CO 022 C000007 305 022 D000007 231 022 A000008 SMITH BARNEY 022 B000008 11-2418191 022 C000008 118 022 D000008 152 022 A000009 CS FIRST BOSTON 022 C000009 28 022 D000009 112 022 A000010 ROBERT BAIRD 022 B000010 39-6037917 022 C000010 0 022 D000010 230 023 C000000 32334 023 D000000 20026 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N PAGE 4 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 Y 040 00AA00 Y 041 00AA00 Y 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 077 A000000 Y 077 B000000 Y 077 Q010000 Y 078 000000 N 080 A00AA00 ICI MUTUAL 080 C00AA00 1325 081 A00AA00 Y 081 B00AA00 27 082 A00AA00 Y 082 B00AA00 25 PAGE 5 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000901 SEGALL BRYANT & HAMILL 008 B000901 A 008 C000901 801-472320 008 D010901 CHICAGO 008 D020901 IL 008 D030901 60606 008 A001601 SEGALL BRYANT & HAMILL 008 B001601 A 008 C001601 801-472320 008 D011601 CHICAGO 008 D021601 IL 008 D031601 60606 028 A011600 69 028 A021600 0 028 A031600 0 028 A041600 26 028 B011600 17 028 B021600 425 028 B031600 0 028 B041600 442 028 C011600 75 028 C021600 0 028 C031600 0 028 C041600 97 028 D011600 34 028 D021600 0 028 D031600 0 028 D041600 181 028 E011600 103 028 E021600 0 028 E031600 0 028 E041600 170 028 F011600 14 PAGE 6 028 F021600 0 028 F031600 0 028 F041600 84 028 G011600 312 028 G021600 425 028 G031600 0 028 G041600 1000 028 H001600 0 042 A001600 0 042 B001600 0 042 C001600 0 042 D001600 0 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 100 043 001600 24 044 001600 0 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.750 048 A011600 0 048 A021600 0.000 048 B011600 0 048 B021600 0.000 048 C011600 0 048 C021600 0.000 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 0 048 K021600 0.000 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 Y 053 B001600 Y 053 C001600 N PAGE 7 054 A001600 Y 054 B001600 Y 054 C001600 N 054 D001600 N 054 E001600 N 054 F001600 N 054 G001600 N 054 H001600 Y 054 I001600 N 054 J001600 Y 054 K001600 N 054 L001600 N 054 M001600 Y 054 N001600 N 054 O001600 N 055 A001600 N 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 1000 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 Y 066 E001600 N 066 F001600 N 066 G001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 N 070 B011600 N 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 Y 070 F021600 N 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 N PAGE 8 070 I011600 N 070 I021600 N 070 J011600 N 070 J021600 N 070 K011600 Y 070 K021600 Y 070 L011600 Y 070 L021600 N 070 M011600 N 070 M021600 N 070 N011600 Y 070 N021600 N 070 O011600 N 070 O021600 N 070 P011600 N 070 P021600 N 070 Q011600 Y 070 Q021600 N 070 R011600 Y 070 R021600 N 071 A001600 10973 071 B001600 10708 071 C001600 9367 071 D001600 114 072 A001600 12 072 B001600 12 072 C001600 48 072 D001600 0 072 E001600 0 072 F001600 72 072 G001600 30 072 H001600 0 072 I001600 14 072 J001600 8 072 K001600 0 072 L001600 5 072 M001600 1 072 N001600 16 072 O001600 0 072 P001600 0 072 Q001600 19 072 R001600 10 072 S001600 36 072 T001600 24 072 U001600 0 072 V001600 0 072 W001600 5 072 X001600 240 072 Y001600 106 072 Z001600 -74 072AA001600 775 PAGE 9 072BB001600 0 072CC011600 1500 072CC021600 0 072DD011600 0 072DD021600 0 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.6500 073 C001600 0.0000 074 A001600 0 074 B001600 0 074 C001600 246 074 D001600 0 074 E001600 0 074 F001600 9882 074 G001600 0 074 H001600 0 074 I001600 0 074 J001600 87 074 K001600 3 074 L001600 3 074 M001600 6 074 N001600 10227 074 O001600 0 074 P001600 0 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 36 074 S001600 0 074 T001600 10191 074 U011600 709 074 U021600 0 074 V011600 14.37 074 V021600 0.00 074 W001600 0.0000 074 X001600 75 074 Y001600 0 075 A001600 0 075 B001600 9607 076 001600 0.00 008 A001901 NATIONAL ASSET MANAGEMENT CORP. 008 B001901 A 008 C001901 801-146666 008 D011901 LOUISVILLE 008 D021901 KY 008 D031901 40202 028 A011900 251 028 A021900 0 PAGE 10 028 A031900 0 028 A041900 0 028 B011900 1372 028 B021900 0 028 B031900 0 028 B041900 0 028 C011900 629 028 C021900 0 028 C031900 0 028 C041900 0 028 D011900 1606 028 D021900 0 028 D031900 0 028 D041900 0 028 E011900 4562 028 E021900 0 028 E031900 0 028 E041900 16 028 F011900 406 028 F021900 0 028 F031900 0 028 F041900 0 028 G011900 8826 028 G021900 0 028 G031900 0 028 G041900 16 028 H001900 0 042 A001900 0 042 B001900 0 042 C001900 0 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 0 044 001900 0 045 001900 Y 046 001900 Y 047 001900 Y 048 001900 0.500 048 A011900 0 048 A021900 0.000 048 B011900 0 048 B021900 0.000 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 PAGE 11 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 0 048 K021900 0.000 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 Y 053 B001900 Y 053 C001900 N 054 A001900 Y 054 B001900 Y 054 C001900 N 054 D001900 N 054 E001900 N 054 F001900 N 054 G001900 N 054 H001900 Y 054 I001900 N 054 J001900 Y 054 K001900 N 054 L001900 N 054 M001900 Y 054 N001900 N 054 O001900 N 055 A001900 N 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 500000 066 A001900 Y 066 B001900 N 066 C001900 N 066 D001900 N 066 E001900 N 066 F001900 N 066 G001900 Y 067 001900 N PAGE 12 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 N 070 B011900 N 070 B021900 N 070 C011900 N 070 C021900 N 070 D011900 N 070 D021900 N 070 E011900 N 070 E021900 N 070 F011900 N 070 F021900 N 070 G011900 N 070 G021900 N 070 H011900 N 070 H021900 N 070 I011900 N 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 N 070 M011900 N 070 M021900 N 070 N011900 N 070 N021900 N 070 O011900 N 070 O021900 N 070 P011900 N 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 N 070 R021900 N 071 A001900 10781 071 B001900 587 071 C001900 2821 071 D001900 21 072 A001900 12 072 B001900 8 072 C001900 19 072 D001900 0 072 E001900 0 072 F001900 12 072 G001900 27 072 H001900 0 PAGE 13 072 I001900 11 072 J001900 10 072 K001900 0 072 L001900 3 072 M001900 3 072 N001900 1 072 O001900 0 072 P001900 0 072 Q001900 13 072 R001900 5 072 S001900 16 072 T001900 0 072 U001900 30 072 V001900 0 072 W001900 3 072 X001900 134 072 Y001900 110 072 Z001900 3 072AA001900 3 072BB001900 0 072CC011900 393 072CC021900 0 072DD011900 0 072DD021900 0 072EE001900 0 073 A011900 0.0100 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 0 074 B001900 0 074 C001900 29 074 D001900 0 074 E001900 0 074 F001900 10591 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 8 074 K001900 1 074 L001900 8 074 M001900 3 074 N001900 10640 074 O001900 9 074 P001900 2 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 23 074 S001900 0 PAGE 14 074 T001900 10606 074 U011900 929 074 U021900 0 074 V011900 11.42 074 V021900 0.00 074 W001900 0.0000 074 X001900 57 074 Y001900 0 075 A001900 0 075 B001900 2678 076 001900 0.00 SIGNATURE KEVIN MYERS TITLE ASSISTANT TREASURER EX-27.1 2 0002.txt FINANCIAL DATA SCHEDULE
6 1027596 ADVISORS SERIES TRUST 1 NATIONAL ASSET MANAGEMENT CORE EQUITY FUND 1 U.S. DOLLARS 12-MOS APR-30-2000 JUN-02-1999 APR-30-2000 1 10,226,934 10,620,358 17,207 2,329 0 10,639,894 9,275 0 24,764 34,039 0 10,206,662 928,917 0 2,555 0 3,214 0 393,424 10,605,855 19,140 7,559 0 23,228 3,471 3,214 393,424 400,109 0 916 0 0 930,366 1,449 0 10,605,855 0 0 0 0 12,077 0 133,635 2,677,863 10.00 0.01 1.42 0.01 0 0 11.42 0.95

EX-27.16 3 0003.txt FINANCIAL DATA SCHEDULE
6 1027596 ADVISORS SERIES TRUST 16 SEGALL BRYANT & HAMILL MID CAP FUND 1 U.S. DOLLARS 12-MOS APR-30-2000 MAY-01-1999 APR-30-2000 1 8,627,790 10,128,061 92,054 6,647 0 10,226,762 0 0 36,499 36,499 0 7,989,809 709,130 641,586 0 0 700,183 0 1,500,271 10,190,263 47,986 11,950 0 134,791 (74,855) 755,108 591,738 1,291,991 0 0 462,020 0 196,244 161,531 32,831 1,757,300 0 463,426 0 0 72,047 0 240,870 9,607,471 13.14 (0.11) 1.99 0 0.65 0 14.37 1.40

EX-99.1 4 0004.txt REPORT OF INDEPENDENT ACCOUNTANTS REPORT OF INDEPENDENT ACCOUNTANTS TO THE BOARD OF TRUSTEES ADVISORS SERIES TRUST In planning and performing our audit of the financial statements of Segall Bryant & Hamill Mid Cap Fund series of Advisors Series Trust, for the year ended April 30, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of Advisors Series Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of April 30, 2000. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. New York, New York May 23, 2000 EX-99.2 5 0005.txt REPORT OF INDEPENDENT ACCOUNTANTS REPORT OF INDEPENDENT ACCOUNTANTS TO THE BOARD OF TRUSTEES ADVISORS SERIES TRUST In planning and performing our audit of the financial statements of National Asset Management Core Equity Fund series of Advisors Series Trust, for the year ended April 30, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of Advisors Series Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of April 30, 2000. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. New York, New York May 23, 2000 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~