0000894189-23-006074.txt : 20230823 0000894189-23-006074.hdr.sgml : 20230823 20230823113514 ACCESSION NUMBER: 0000894189-23-006074 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 EFFECTIVENESS DATE: 20230823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 231195895 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000032592 Fort Pitt Capital Total Return Fund C000100439 Fort Pitt Capital Total Return Fund FPCGX N-PX 1 ast-fp_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jeffrey T. Rauman, President, Chief Executive Officer Advisors Series Trust c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 626-914-7363 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 Fort Pitt Capital Total Return Fund -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 935777865 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: R. J. Alpern Mgmt For For 1b. Election of Director: C. Babineaux-Fontenot Mgmt For For 1c. Election of Director: S. E. Blount Mgmt For For 1d. Election of Director: R. B. Ford Mgmt For For 1e. Election of Director: P. Gonzalez Mgmt For For 1f. Election of Director: M. A. Kumbier Mgmt For For 1g. Election of Director: D. W. McDew Mgmt For For 1h. Election of Director: N. McKinstry Mgmt For For 1i. Election of Director: M. G. O'Grady Mgmt For For 1j. Election of Director: M. F. Roman Mgmt For For 1k. Election of Director: D. J. Starks Mgmt For For 1l. Election of Director: J. G. Stratton Mgmt For For 2. Ratification of Ernst & Young LLP As Mgmt For For Auditors 3. Say on Pay - An Advisory Vote on the Mgmt Against Against Approval of Executive Compensation 4. Say When on Pay - An Advisory Vote on the Mgmt 1 Year For Approval of the Frequency of Shareholder Votes on Executive Compensation 5. Shareholder Proposal - Special Shareholder Shr For Against Meeting Threshold 6. Shareholder Proposal - Independent Board Shr For Against Chairman 7. Shareholder Proposal - Lobbying Disclosure Shr Against For 8. Shareholder Proposal - Incentive Shr Against For Compensation -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nora M. Denzel Mgmt For For 1b. Election of Director: Mark Durcan Mgmt For For 1c. Election of Director: Michael P. Gregoire Mgmt For For 1d. Election of Director: Joseph A. Householder Mgmt For For 1e. Election of Director: John W. Marren Mgmt For For 1f. Election of Director: Jon A. Olson Mgmt For For 1g. Election of Director: Lisa T. Su Mgmt For For 1h. Election of Director: Abhi Y. Talwalkar Mgmt For For 1i. Election of Director: Elizabeth W. Mgmt For For Vanderslice 2. Approve of the Advanced Micro Devices, Inc. Mgmt For For 2023 Equity Incentive Plan. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the current fiscal year. 4. Advisory vote to approve the executive Mgmt Against Against compensation of our named executive officers. 5. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935830946 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 02-Jun-2023 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Larry Page Mgmt For For 1b. Election of Director: Sergey Brin Mgmt For For 1c. Election of Director: Sundar Pichai Mgmt For For 1d. Election of Director: John L. Hennessy Mgmt For For 1e. Election of Director: Frances H. Arnold Mgmt For For 1f. Election of Director: R. Martin "Marty" Mgmt For For Chavez 1g. Election of Director: L. John Doerr Mgmt For For 1h. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1i. Election of Director: Ann Mather Mgmt For For 1j. Election of Director: K. Ram Shriram Mgmt For For 1k. Election of Director: Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 3. Approval of amendment and restatement of Mgmt For For Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock 4. Advisory vote to approve compensation Mgmt Against Against awarded to named executive officers 5. Advisory vote on the frequency of advisory Mgmt 1 Year Against votes to approve compensation awarded to named executive officers 6. Stockholder proposal regarding a lobbying Shr Against For report 7. Stockholder proposal regarding a congruency Shr Against For report 8. Stockholder proposal regarding a climate Shr Against For lobbying report 9. Stockholder proposal regarding a report on Shr Against For reproductive rights and data privacy 10. Stockholder proposal regarding a human Shr Against For rights assessment of data center siting 11. Stockholder proposal regarding a human Shr Against For rights assessment of targeted ad policies and practices 12. Stockholder proposal regarding algorithm Shr Against For disclosures 13. Stockholder proposal regarding a report on Shr Against For alignment of YouTube policies with legislation 14. Stockholder proposal regarding a content Shr Against For governance report 15. Stockholder proposal regarding a Shr Against For performance review of the Audit and Compliance Committee 16. Stockholder proposal regarding bylaws Shr Against For amendment 17. Stockholder proposal regarding "executives Shr Against For to retain significant stock" 18. Stockholder proposal regarding equal Shr For Against shareholder voting -------------------------------------------------------------------------------------------------------------------------- APOLLO GLOBAL MANAGEMENT, INC. Agenda Number: 935702426 -------------------------------------------------------------------------------------------------------------------------- Security: 03769M106 Meeting Type: Annual Meeting Date: 07-Oct-2022 Ticker: APO ISIN: US03769M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc Beilinson Mgmt For For James Belardi Mgmt For For Jessica Bibliowicz Mgmt For For Walter (Jay) Clayton Mgmt For For Michael Ducey Mgmt For For Richard Emerson Mgmt For For Kerry Murphy Healey Mgmt For For Mitra Hormozi Mgmt For For Pamela Joyner Mgmt For For Scott Kleinman Mgmt For For A.B. Krongard Mgmt For For Pauline Richards Mgmt For For Marc Rowan Mgmt For For David Simon Mgmt For For Lynn Swann Mgmt For For James Zelter Mgmt For For 2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935757700 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 10-Mar-2023 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a Election of Director: James Bell Mgmt For For 1b Election of Director: Tim Cook Mgmt For For 1c Election of Director: Al Gore Mgmt For For 1d Election of Director: Alex Gorsky Mgmt For For 1e Election of Director: Andrea Jung Mgmt For For 1f Election of Director: Art Levinson Mgmt For For 1g Election of Director: Monica Lozano Mgmt For For 1h Election of Director: Ron Sugar Mgmt For For 1i Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for fiscal 2023 3. Advisory vote to approve executive Mgmt Against Against compensation 4. Advisory vote on the frequency of advisory Mgmt 1 Year For votes on executive compensation 5. A shareholder proposal entitled "Civil Shr Against For Rights and Non-Discrimination Audit Proposal" 6. A shareholder proposal entitled "Communist Shr Against For China Audit" 7. A shareholder proposal on Board policy for Shr Against For communication with shareholder proponents 8. A shareholder proposal entitled "Racial and Shr Against For Gender Pay Gaps" 9. A shareholder proposal entitled Shr Against For "Shareholder Proxy Access Amendments" -------------------------------------------------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Agenda Number: 935796360 -------------------------------------------------------------------------------------------------------------------------- Security: 363576109 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: AJG ISIN: US3635761097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sherry S. Barrat Mgmt For For 1b. Election of Director: William L. Bax Mgmt For For 1c. Election of Director: Teresa H. Clarke Mgmt For For 1d. Election of Director: D. John Coldman Mgmt For For 1e. Election of Director: J. Patrick Gallagher, Mgmt For For Jr. 1f. Election of Director: David S. Johnson Mgmt For For 1g. Election of Director: Christopher C. Miskel Mgmt For For 1h. Election of Director: Ralph J. Nicoletti Mgmt For For 1i. Election of Director: Norman L. Rosenthal Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as our Independent Auditor for the fiscal year ending December 31, 2023. 3. Approval, on an Advisory Basis, of the Mgmt Against Against Compensation of our Named Executive Officers. 4. Vote, on an Advisory Basis, on the Mgmt 1 Year For Frequency of Future Votes to Approve the Compensation of Named Executive Officers. 5. Approval of Amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation to Limit the Liability of Certain Officers as Permitted by Law. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Deepak L. Bhatt, Mgmt For For M.D., M.P.H. 1C. Election of Director: Giovanni Caforio, Mgmt For For M.D. 1D. Election of Director: Julia A. Haller, M.D. Mgmt For For 1E. Election of Director: Manuel Hidalgo Mgmt For For Medina, M.D., Ph.D. 1F. Election of Director: Paula A. Price Mgmt For For 1G. Election of Director: Derica W. Rice Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Gerald L. Storch Mgmt For For 1J. Election of Director: Karen H. Vousden, Mgmt For For Ph.D. 1K. Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory Vote to Approve the Compensation Mgmt Against Against of our Named Executive Officers. 3. Advisory Vote on the Frequency of the Mgmt 1 Year For Advisory Vote on the Compensation of our Named Executive Officers. 4. Ratification of the Appointment of an Mgmt For For Independent Registered Public Accounting Firm. 5. Shareholder Proposal on the Adoption of a Shr For Against Board Policy that the Chairperson of the Board be an Independent Director. 6. Shareholder Proposal on Workplace Shr Against For Non-Discrimination Audit. 7. Shareholder Proposal on Special Shareholder Shr For Against Meeting Improvement. -------------------------------------------------------------------------------------------------------------------------- BROADCOM INC Agenda Number: 935766189 -------------------------------------------------------------------------------------------------------------------------- Security: 11135F101 Meeting Type: Annual Meeting Date: 03-Apr-2023 Ticker: AVGO ISIN: US11135F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Diane M. Bryant Mgmt For For 1b. Election of Director: Gayla J. Delly Mgmt For For 1c. Election of Director: Raul J. Fernandez Mgmt For For 1d. Election of Director: Eddy W. Hartenstein Mgmt For For 1e. Election of Director: Check Kian Low Mgmt For For 1f. Election of Director: Justine F. Page Mgmt For For 1g. Election of Director: Henry Samueli Mgmt For For 1h. Election of Director: Hock E. Tan Mgmt For For 1i. Election of Director: Harry L. You Mgmt For For 2. Ratification of the appointment of Mgmt For For Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. 3. Approve an amendment and restatement of the Mgmt For For 2012 Stock Incentive Plan. 4. Advisory vote to approve the named Mgmt Against Against executive officer compensation. 5. Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- CIENA CORPORATION Agenda Number: 935765214 -------------------------------------------------------------------------------------------------------------------------- Security: 171779309 Meeting Type: Annual Meeting Date: 30-Mar-2023 Ticker: CIEN ISIN: US1717793095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Joanne B. Mgmt For For Olsen 1b. Election of Class II Director: Gary B. Mgmt For For Smith 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2023. 3. Advisory vote on our named executive Mgmt Against Against officer compensation, as described in the proxy materials. 4. Advisory vote on the frequency of future Mgmt 1 Year For stockholder advisory votes on our named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- COHERENT CORP. Agenda Number: 935717352 -------------------------------------------------------------------------------------------------------------------------- Security: 19247G107 Meeting Type: Annual Meeting Date: 16-Nov-2022 Ticker: COHR ISIN: US19247G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class Two Director for a Mgmt For For three-year term to expire at the 2025 Annual Meeting: Enrico Digirolamo 1b. Election of Class Two Director for a Mgmt For For three-year term to expire at the 2025 Annual Meeting: David L. Motley 1c. Election of Class Two Director for a Mgmt For For three-year term to expire at the 2025 Annual Meeting: Shaker Sadasivam 1d. Election of Class Two Director for a Mgmt For For three-year term to expire at the 2025 Annual Meeting: Lisa Neal-Graves 2. Non-binding advisory vote to approve Mgmt Against Against compensation paid to named executive officers in fiscal year 2022. 3. Ratification of the Audit Committee's Mgmt For For selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2023. -------------------------------------------------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Agenda Number: 935670706 -------------------------------------------------------------------------------------------------------------------------- Security: 21036P108 Meeting Type: Annual Meeting Date: 19-Jul-2022 Ticker: STZ ISIN: US21036P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jennifer M. Daniels Mgmt For For Jeremy S.G. Fowden Mgmt For For Jose M. Madero Garza Mgmt For For Daniel J. McCarthy Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending February 28, 2023. 3. To approve, by an advisory vote, the Mgmt Against Against compensation of the Company's named executive officers as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Agenda Number: 935714990 -------------------------------------------------------------------------------------------------------------------------- Security: 21036P108 Meeting Type: Special Meeting Date: 09-Nov-2022 Ticker: STZ ISIN: US21036P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve and adopt the Amended and Mgmt For For Restated Charter, which will effectuate the Reclassification described in the Proxy Statement. 2. To adjourn the Special Meeting to a later Mgmt For For date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Reclassification Proposal at the time of the Special Meeting. -------------------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION Agenda Number: 935795510 -------------------------------------------------------------------------------------------------------------------------- Security: 235851102 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: DHR ISIN: US2358511028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Rainer M. Blair 1b. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Feroz Dewan 1c. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Linda Filler 1d. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Teri List 1e. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. 1f. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH 1g. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Mitchell P. Rales 1h. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Steven M. Rales 1i. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL 1j. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: A. Shane Sanders 1k. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: John T. Schwieters 1l. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Alan G. Spoon 1m. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D 1n. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD 2. To ratify the selection of Ernst & Young Mgmt For For LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve on an advisory basis the Mgmt Against Against Company's named executive officer compensation. 4. To hold an advisory vote relating to the Mgmt 1 Year For frequency of future shareholder advisory votes on the Company's executive officer compensation. 5. To act upon a shareholder proposal Shr For Against requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. 6. To act upon a shareholder proposal Shr Against For requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 935755009 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Meeting Date: 22-Feb-2023 Ticker: DE ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Leanne G. Caret Mgmt For For 1b. Election of Director: Tamra A. Erwin Mgmt For For 1c. Election of Director: Alan C. Heuberger Mgmt For For 1d. Election of Director: Charles O. Holliday, Mgmt For For Jr. 1e. Election of Director: Michael O. Johanns Mgmt For For 1f. Election of Director: Clayton M. Jones Mgmt For For 1g. Election of Director: John C. May Mgmt For For 1h. Election of Director: Gregory R. Page Mgmt For For 1i. Election of Director: Sherry M. Smith Mgmt For For 1j. Election of Director: Dmitri L. Stockton Mgmt For For 1k. Election of Director: Sheila G. Talton Mgmt For For 2. Advisory vote to approve executive Mgmt Against Against compensation("say-on-pay"). 3. Advisory vote on the frequency of future Mgmt 1 Year For say-on-pay votes. 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. 5. Shareholder proposal regarding termination Shr Against For pay. -------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Agenda Number: 935835352 -------------------------------------------------------------------------------------------------------------------------- Security: 25179M103 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: DVN ISIN: US25179M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barbara M. Baumann Mgmt For For John E. Bethancourt Mgmt For For Ann G. Fox Mgmt For For Gennifer F. Kelly Mgmt For For Kelt Kindick Mgmt For For John Krenicki Jr. Mgmt For For Karl F. Kurz Mgmt For For Michael N. Mears Mgmt For For Robert A. Mosbacher, Jr Mgmt For For Richard E. Muncrief Mgmt For For Valerie M. Williams Mgmt For For 2. Ratify the selection of the Company's Mgmt For For Independent Auditors for 2023. 3. Advisory Vote to Approve Executive Mgmt Against Against Compensation. 4. Advisory Vote on the Frequency of an Mgmt 1 Year For Advisory Vote on Executive Compensation. 5. Approve an Amendment to the Company's Mgmt For For Bylaws to Designate the Exclusive Forum for the Adjudication of Certain Legal Matters. 6. Approve Amendments to the Certificate of Mgmt For For Incorporation to Adopt Limitations on the Liability of Officers Similar to Those That Already Exist for Directors. 7. Stockholder Proposal to Reform the Near Shr For Against Impossible Special Shareholder Meeting Requirements. -------------------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Agenda Number: 935849743 -------------------------------------------------------------------------------------------------------------------------- Security: 253868103 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: DLR ISIN: US2538681030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alexis Black Bjorlin Mgmt For For 1b. Election of Director: VeraLinn Jamieson Mgmt For For 1c. Election of Director: Kevin J. Kennedy Mgmt For For 1d. Election of Director: William G. LaPerch Mgmt For For 1e. Election of Director: Jean F.H.P. Mgmt For For Mandeville 1f. Election of Director: Afshin Mohebbi Mgmt For For 1g. Election of Director: Mark R. Patterson Mgmt For For 1h. Election of Director: Mary Hogan Preusse Mgmt For For 1i. Election of Director: Andrew P. Power Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on a non-binding, advisory Mgmt Against Against basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (Say-on-Pay). 4. To approve, on a non-binding, advisory Mgmt 1 Year For basis, the frequency of holding future advisory votes on the compensation of our named executive officers (every one, two or three years). 5. A stockholder proposal regarding reporting Shr Against For on concealment clauses. 6. A stockholder proposal regarding inclusion Shr Against For in the workplace. -------------------------------------------------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935856940 -------------------------------------------------------------------------------------------------------------------------- Security: 36467J108 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: GLPI ISIN: US36467J1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Peter M. Carlino 1.2 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: JoAnne A. Epps 1.3 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Carol ("Lili") Lynton 1.4 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Joseph W. Marshal, III 1.5 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: James B. Perry 1.6 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Barry F. Schwartz 1.7 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Earl C. Shanks 1.8 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: E. Scott Urdang 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. 3. To approve, on a non-binding advisory Mgmt Against Against basis, the Company's executive compensation. 4. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of future advisory votes to approve the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- GXO LOGISTICS, INC. Agenda Number: 935858944 -------------------------------------------------------------------------------------------------------------------------- Security: 36262G101 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: GXO ISIN: US36262G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director for a term to Mgmt For For expire at 2025 Annual Meeting: Clare Chatfield (Director Class II - Expiring 2023) 1.2 Election of Class II Director for a term to Mgmt For For expire at 2025 Annual Meeting: Joli Gross (Director Class II - Expiring 2023) 1.3 Election of Class II Director for a term to Mgmt For For expire at 2025 Annual Meeting: Jason Papastavrou (Director Class II - Expiring 2023) 2. Ratification of the Appointment of our Mgmt For For Independent Public Accounting Firm: To ratify the appointment of KPMG LLP as the company's independent registered public accounting firm for fiscal year 2023. 3. Advisory Vote to Approve Executive Mgmt Against Against Compensation: Advisory vote to approve the executive compensation of the company's named executive officers as disclosed in the accompanying Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 935801200 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Darius Adamczyk Mgmt For For 1B. Election of Director: Duncan B. Angove Mgmt For For 1C. Election of Director: William S. Ayer Mgmt For For 1D. Election of Director: Kevin Burke Mgmt For For 1E. Election of Director: D. Scott Davis Mgmt For For 1F. Election of Director: Deborah Flint Mgmt For For 1G. Election of Director: Vimal Kapur Mgmt For For 1H. Election of Director: Rose Lee Mgmt For For 1I. Election of Director: Grace D. Lieblein Mgmt For For 1J. Election of Director: Robin L. Washington Mgmt For For 1K. Election of Director: Robin Watson Mgmt For For 2. Advisory Vote to Approve Frequency of Mgmt 1 Year For Advisory Vote on Executive Compensation. 3. Advisory Vote to Approve Executive Mgmt Against Against Compensation. 4. Approval of Independent Accountants. Mgmt For For 5. Shareowner Proposal - Independent Board Shr For Against Chairman. 6. Shareowner Proposal - Environmental and Shr Against For Health Impact Report. -------------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Agenda Number: 935770140 -------------------------------------------------------------------------------------------------------------------------- Security: 494368103 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: KMB ISIN: US4943681035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Sylvia M. Burwell 1b. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: John W. Culver 1c. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Michael D. Hsu 1d. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Mae C. Jemison, M.D. 1e. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: S. Todd Maclin 1f. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Deirdre A. Mahlan 1g. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Sherilyn S. McCoy 1h. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Christa S. Quarles 1i. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Jaime A. Ramirez 1j. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Dunia A. Shive 1k. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Mark T. Smucker 1l. Election of Director for a term expire at Mgmt For For 2024 Annual Meeting: Michael D. White 2. Ratification of Auditor. Mgmt For For 3. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation. 4. Advisory Vote on the Frequency of Future Mgmt 1 Year For Advisory Votes on Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 935785759 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one year term Mgmt For For expiring in 2024: Richard D. Kinder 1b. Election of Director for a one year term Mgmt For For expiring in 2024: Steven J. Kean 1c. Election of Director for a one year term Mgmt For For expiring in 2024: Kimberly A. Dang 1d. Election of Director for a one year term Mgmt For For expiring in 2024: Ted A. Gardner 1e. Election of Director for a one year term Mgmt For For expiring in 2024: Anthony W. Hall, Jr. 1f. Election of Director for a one year term Mgmt For For expiring in 2024: Gary L. Hultquist 1g. Election of Director for a one year term Mgmt For For expiring in 2024: Ronald L. Kuehn, Jr. 1h. Election of Director for a one year term Mgmt For For expiring in 2024: Deborah A. Macdonald 1i. Election of Director for a one year term Mgmt For For expiring in 2024: Michael C. Morgan 1j. Election of Director for a one year term Mgmt For For expiring in 2024: Arthur C. Reichstetter 1k. Election of Director for a one year term Mgmt For For expiring in 2024: C. Park Shaper 1l. Election of Director for a one year term Mgmt For For expiring in 2024: William A. Smith 1m. Election of Director for a one year term Mgmt For For expiring in 2024: Joel V. Staff 1n. Election of Director for a one year term Mgmt For For expiring in 2024: Robert F. Vagt 2. Approval of an Amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to limit the liability of certain officers of the company as permitted by recent amendments to the General Corporation Law of the State of Delaware 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 4. Approval, on an advisory basis, of the Mgmt Against Against compensation of our named executive officers, as disclosed in the Proxy Statement -------------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Agenda Number: 935711728 -------------------------------------------------------------------------------------------------------------------------- Security: 512807108 Meeting Type: Annual Meeting Date: 08-Nov-2022 Ticker: LRCX ISIN: US5128071082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sohail U. Ahmed Mgmt For For 1b. Election of Director: Timothy M. Archer Mgmt For For 1c. Election of Director: Eric K. Brandt Mgmt For For 1d. Election of Director: Michael R. Cannon Mgmt For For 1e. Election of Director: Bethany J. Mayer Mgmt For For 1f. Election of Director: Jyoti K. Mehra Mgmt For For 1g. Election of Director: Abhijit Y. Talwalkar Mgmt For For 1h. Election of Director: Lih Shyng (Rick L.) Mgmt For For Tsai 1i. Election of Director: Leslie F. Varon Mgmt For For 2. Advisory vote to approve the compensation Mgmt Against Against of the named executive officers of Lam Research, or "Say on Pay." 3. Ratification of the appointment of the Mgmt For For independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 935817190 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 26-May-2023 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raul Alvarez Mgmt For For David H. Batchelder Mgmt For For Scott H. Baxter Mgmt For For Sandra B. Cochran Mgmt For For Laurie Z. Douglas Mgmt For For Richard W. Dreiling Mgmt For For Marvin R. Ellison Mgmt For For Daniel J. Heinrich Mgmt For For Brian C. Rogers Mgmt For For Bertram L. Scott Mgmt For For Colleen Taylor Mgmt For For Mary Beth West Mgmt For For 2. Advisory vote to approve the Company's Mgmt Against Against named executive officer compensation in fiscal 2022. 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes to approve the Company's named executive officer compensation. 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. 5. Shareholder proposal requesting an Shr For Against independent board chairman. -------------------------------------------------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Agenda Number: 935847600 -------------------------------------------------------------------------------------------------------------------------- Security: 550021109 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: LULU ISIN: US5500211090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Michael Casey Mgmt For For 1b. Election of Class I Director: Glenn Murphy Mgmt For For 1c. Election of Class I Director: David Mgmt For For Mussafer 1d. Election of Class II Director: Isabel Mahe Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. 3. To approve, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers. 4. To cast an advisory vote on the frequency Mgmt 1 Year of including advisory say-on-pay votes in proxy materials for future shareholder meetings. 5. To approve the adoption of the lululemon Mgmt For For 2023 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 935723610 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 08-Dec-2022 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Richard H. Anderson 1b. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Craig Arnold 1c. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Scott C. Donnelly 1d. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Lidia L. Fonseca 1e. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. 1f. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Randall J. Hogan, III 1g. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Kevin E. Lofton 1h. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Geoffrey S. Martha 1i. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. 1j. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Denise M. O'Leary 1k. Election of Director to hold office until Mgmt For For the 2023 Annual General Meeting: Kendall J. Powell 2. Ratifying, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. Approving, on an advisory basis, the Mgmt Against Against Company's executive compensation. 4. Renewing the Board of Directors' authority Mgmt For For to issue shares under Irish law. 5. Renewing the Board of Directors' authority Mgmt Against Against to opt out of pre-emption rights under Irish law. 6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Medtronic ordinary shares. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935809080 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1b. Election of Director: Mary Ellen Coe Mgmt For For 1c. Election of Director: Pamela J. Craig Mgmt For For 1d. Election of Director: Robert M. Davis Mgmt For For 1e. Election of Director: Thomas H. Glocer Mgmt For For 1f. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey, M.D. 1g. Election of Director: Stephen L. Mayo, Mgmt For For Ph.D. 1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For 1i. Election of Director: Patricia F. Russo Mgmt For For 1j. Election of Director: Christine E. Seidman, Mgmt For For M.D. 1k. Election of Director: Inge G. Thulin Mgmt For For 1l. Election of Director: Kathy J. Warden Mgmt For For 1m. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt Against Against compensation of our named executive officers. 3. Non-binding advisory vote to approve the Mgmt 1 Year For frequency of future votes to approve the compensation of our named executive officers. 4. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2023. 5. Shareholder proposal regarding business Shr Against For operations in China. 6. Shareholder proposal regarding access to Shr Against For COVID-19 products. 7. Shareholder proposal regarding indirect Shr Against For political spending. 8. Shareholder proposal regarding patents and Shr Against For access. 9. Shareholder proposal regarding a congruency Shr Against For report of partnerships with globalist organizations. 10. Shareholder proposal regarding an Shr For Against independent board chairman. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935722567 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 13-Dec-2022 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Reid G. Hoffman Mgmt For For 1b. Election of Director: Hugh F. Johnston Mgmt For For 1c. Election of Director: Teri L. List Mgmt For For 1d. Election of Director: Satya Nadella Mgmt For For 1e. Election of Director: Sandra E. Peterson Mgmt For For 1f. Election of Director: Penny S. Pritzker Mgmt For For 1g. Election of Director: Carlos A. Rodriguez Mgmt For For 1h. Election of Director: Charles W. Scharf Mgmt For For 1i. Election of Director: John W. Stanton Mgmt For For 1j. Election of Director: John W. Thompson Mgmt For For 1k. Election of Director: Emma N. Walmsley Mgmt For For 1l. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt Against Against officer compensation 3. Ratification of the Selection of Deloitte & Mgmt For For Touche LLP as our Independent Auditor for Fiscal Year 2023 4. Shareholder Proposal - Cost/Benefit Shr Against For Analysis of Diversity and Inclusion 5. Shareholder Proposal - Report on Hiring of Shr Against For Persons with Arrest or Incarceration Records 6. Shareholder Proposal - Report on Investment Shr Against For of Retirement Funds in Companies Contributing to Climate Change 7. Shareholder Proposal - Report on Government Shr Against For Use of Microsoft Technology 8. Shareholder Proposal - Report on Shr Against For Development of Products for Military 9. Shareholder Proposal - Report on Tax Shr Against For Transparency -------------------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Agenda Number: 935714647 -------------------------------------------------------------------------------------------------------------------------- Security: 701094104 Meeting Type: Annual Meeting Date: 26-Oct-2022 Ticker: PH ISIN: US7010941042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Lee C. Banks 1b. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Jillian C. Evanko 1c. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Lance M. Fritz 1d. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Linda A. Harty 1e. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: William F. Lacey 1f. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Kevin A. Lobo 1g. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Joseph Scaminace 1h. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Ake Svensson 1i. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Laura K. Thompson 1j. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: James R. Verrier 1k. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: James L. Wainscott 1l. Election of Director for a term expiring at Mgmt For For the Annual Meeting of Shareholders in 2023: Thomas L. Williams 2. Approval of, on a non-binding, advisory Mgmt Against Against basis, the compensation of our Named Executive Officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. -------------------------------------------------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES Agenda Number: 935780468 -------------------------------------------------------------------------------------------------------------------------- Security: 75513E101 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: RTX ISIN: US75513E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Tracy A. Atkinson Mgmt For For 1b. Election of Director: Leanne G. Caret Mgmt For For 1c. Election of Director: Bernard A. Harris, Mgmt For For Jr. 1d. Election of Director: Gregory J. Hayes Mgmt For For 1e. Election of Director: George R. Oliver Mgmt For For 1f. Election of Director: Robert K. (Kelly) Mgmt For For Ortberg 1g. Election of Director: Dinesh C. Paliwal Mgmt For For 1h. Election of Director: Ellen M. Pawlikowski Mgmt For For 1i. Election of Director: Denise L. Ramos Mgmt For For 1j. Election of Director: Fredric G. Reynolds Mgmt For For 1k. Election of Director: Brian C. Rogers Mgmt For For 1l. Election of Director: James A. Winnefeld, Mgmt For For Jr. 1m. Election of Director: Robert O. Work Mgmt For For 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation 3. Advisory Vote on the Frequency of Mgmt 1 Year For Shareowner Votes on Named Executive Officer Compensation 4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For as Independent Auditor for 2023 5. Approve an Amendment to the Restated Mgmt For For Certificate of Incorporation to Repeal Article Ninth 6. Approve an Amendment to the Restated Mgmt For For Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer 7. Shareowner Proposal Requesting the Board Shr For Against Adopt an Independent Board Chair Policy 8. Shareowner Proposal Requesting a Report on Shr Against For Greenhouse Gas Reduction Plan -------------------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Agenda Number: 935750504 -------------------------------------------------------------------------------------------------------------------------- Security: 773903109 Meeting Type: Annual Meeting Date: 07-Feb-2023 Ticker: ROK ISIN: US7739031091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR William P. Gipson Mgmt For For Pam Murphy Mgmt For For Donald R. Parfet Mgmt For For Robert W. Soderbery Mgmt For For B. To approve, on an advisory basis, the Mgmt Against Against compensation of the Corporation's named executive officers. C. To approve, on an advisory basis, the Mgmt 1 Year For frequency of the shareowner vote on the compensation of the Corporation's named executive officers. D. To approve the selection of Deloitte & Mgmt For For Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2023. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935762193 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 23-Mar-2023 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard E. Allison, Mgmt For For Jr. 1b. Election of Director: Andrew Campion Mgmt For For 1c. Election of Director: Beth Ford Mgmt For For 1d. Election of Director: Mellody Hobson Mgmt For For 1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1f. Election of Director: Satya Nadella Mgmt For For 1g. Election of Director: Laxman Narasimhan Mgmt For For 1h. Election of Director: Howard Schultz Mgmt For For 2. Approval, on a nonbinding basis, of the Mgmt Against Against compensation paid to our named executive officers 3. Approval, on a nonbinding basis, of the Mgmt 1 Year For frequency of future advisory votes on executive compensation 4. Ratify the selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for fiscal 2023 5. Report on Plant-Based Milk Pricing Shr Against For 6. CEO Succession Planning Policy Amendment Shr Against For 7. Annual Reports on Company Operations in Shr Against For China 8. Assessment of Worker Rights Commitments Shr Against For 9. Creation of Board Committee on Corporate Shr Against For Sustainability -------------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION Agenda Number: 935847220 -------------------------------------------------------------------------------------------------------------------------- Security: 87612E106 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: TGT ISIN: US87612E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David P. Abney Mgmt For For 1b. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1c. Election of Director: George S. Barrett Mgmt For For 1d. Election of Director: Gail K. Boudreaux Mgmt For For 1e. Election of Director: Brian C. Cornell Mgmt For For 1f. Election of Director: Robert L. Edwards Mgmt For For 1g. Election of Director: Donald R. Knauss Mgmt For For 1h. Election of Director: Christine A. Leahy Mgmt For For 1i. Election of Director: Monica C. Lozano Mgmt For For 1j. Election of Director: Grace Puma Mgmt For For 1k. Election of Director: Derica W. Rice Mgmt For For 1l. Election of Director: Dmitri L. Stockton Mgmt For For 2. Company proposal to ratify the appointment Mgmt For For of Ernst & Young LLP as our independent registered public accounting firm. 3. Company proposal to approve, on an advisory Mgmt Against Against basis, our executive compensation (Say on Pay). 4. Company proposal to approve, on an advisory Mgmt 1 Year For basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). 5. Shareholder proposal to adopt a policy for Shr For Against an independent chairman. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935777120 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mark A. Blinn Mgmt For For 1b. Election of Director: Todd M. Bluedorn Mgmt For For 1c. Election of Director: Janet F. Clark Mgmt For For 1d. Election of Director: Carrie S. Cox Mgmt For For 1e. Election of Director: Martin S. Craighead Mgmt For For 1f. Election of Director: Curtis C. Farmer Mgmt For For 1g. Election of Director: Jean M. Hobby Mgmt For For 1h. Election of Director: Haviv Ilan Mgmt For For 1i. Election of Director: Ronald Kirk Mgmt For For 1j. Election of Director: Pamela H. Patsley Mgmt For For 1k. Election of Director: Robert E. Sanchez Mgmt For For 1l. Election of Director: Richard K. Templeton Mgmt For For 2. Board proposal to approve amendment and Mgmt For For restatement of the TI Employees 2014 Stock Purchase Plan to extend the termination date. 3. Board proposal regarding advisory vote on Mgmt 1 Year For the frequency of future advisory votes on executive compensation. 4. Board proposal regarding advisory approval Mgmt Against Against of the Company's executive compensation. 5. Board proposal to ratify the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. 6. Stockholder proposal to permit a combined Shr For Against 10% of stockholders to call a special meeting. 7. Stockholder proposal to report on due Shr Against For diligence efforts to trace end-user misuse of company products. -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 935809523 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Marianne C. Brown Mgmt For For 1b. Election of director: Frank C. Herringer Mgmt For For 1c. Election of director: Gerri K. Mgmt For For Martin-Flickinger 1d. Election of director: Todd M. Ricketts Mgmt For For 1e. Election of director: Carolyn Mgmt For For Schwab-Pomerantz 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as independent auditors 3. Advisory vote to approve named executive Mgmt Against Against officer compensation 4. Frequency of advisory vote on named Mgmt 1 Year For executive officer compensation 5. Stockholder Proposal requesting pay equity Shr Against For disclosure 6. Stockholder Proposal requesting company Shr Against For report on discrimination risk oversight and impact -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935773324 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph Alvarado Mgmt For For 1b. Election of Director: Debra A. Cafaro Mgmt For For 1c. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1d. Election of Director: William S. Demchak Mgmt For For 1e. Election of Director: Andrew T. Feldstein Mgmt For For 1f. Election of Director: Richard J. Harshman Mgmt For For 1g. Election of Director: Daniel R. Hesse Mgmt For For 1h. Election of Director: Renu Khator Mgmt For For 1i. Election of Director: Linda R. Medler Mgmt For For 1j. Election of Director: Robert A. Niblock Mgmt For For 1k. Election of Director: Martin Pfinsgraff Mgmt For For 1l. Election of Director: Bryan S. Salesky Mgmt For For 1m. Election of Director: Toni Townes-Whitley Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2023. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Agenda Number: 935803709 -------------------------------------------------------------------------------------------------------------------------- Security: 883556102 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: TMO ISIN: US8835561023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marc N. Casper Mgmt For For 1b. Election of Director: Nelson J. Chai Mgmt For For 1c. Election of Director: Ruby R. Chandy Mgmt For For 1d. Election of Director: C. Martin Harris Mgmt For For 1e. Election of Director: Tyler Jacks Mgmt For For 1f. Election of Director: R. Alexandra Keith Mgmt For For 1g. Election of Director: James C. Mullen Mgmt For For 1h. Election of Director: Lars R. Sorensen Mgmt For For 1i. Election of Director: Debora L. Spar Mgmt For For 1j. Election of Director: Scott M. Sperling Mgmt For For 1k. Election of Director: Dion J. Weisler Mgmt For For 2. An advisory vote to approve named executive Mgmt Against Against officer compensation. 3. An advisory vote on the frequency of future Mgmt 1 Year For named executive officer advisory votes. 4. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. 5. Approval of the Company's Amended and Mgmt For For Restated 2013 Stock Incentive Plan. 6. Approval of the Company's 2023 Global Mgmt For For Employee Stock Purchase Plan. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Jeffrey T. Rauman Name Jeffrey T. Rauman Title President and Chief Executive Officer Date 08/18/2023