N-PX 1 ast-at_npx.htm ANNUAL REPORT OF PROXY VOTING

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

Investment Company Act file number 811-07959

Advisors Series Trust
(Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, Wisconsin  53202
(Address of principal executive offices) (Zip code)


Jeffrey T. Rauman, President/Chief Executive Officer
Advisors Series Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin  53202
 (Name and address of agent for service)


Registrant's telephone number, including area code: (626) 914-7363



Date of fiscal year end: February 28


Date of reporting period: July 1, 2020 - June 30, 2021

Item 1. Proxy Voting Record.

Company
Meeting_date
  
CUSIP
Item
  
Board
recommendation
ATIA
vote
  
Item description
  
Proposed by
VF CORPORATION
7/28/2020
  
918204108
1.
  
For
For
  
Election of Director: Richard T. Carucci
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Juliana L. Chugg
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Benno Dorer
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Mark S. Hoplamazian
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Laura W. Lang
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: W. Alan McCollough
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: W. Rodney McMullen
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Clarence Otis, Jr.
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Steven E. Rendle
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Carol L. Roberts
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Matthew J. Shattock
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
    
For
For
  
Election of Director: Veronica B. Wu
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
2.
  
For
For
  
Advisory vote to approve named executive officer compensation.
  
ISSUER
VF CORPORATION
7/28/2020
  
918204108
3.
  
For
For
  
Ratification of the selection of PricewaterhouseCoopers LLP as VF's
independent registered public accounting firm for the 2021 fiscal year.
  
ISSUER
                       
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
1.
  
For
For
  
Election of Director: Sohail U. Ahmed
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Timothy M. Archer
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Eric K. Brandt
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Michael R. Cannon
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Catherine P. Lego
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Bethany J. Mayer
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Abhijit Y. Talwalkar
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Lih Shyng (Rick L) Tsai
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
    
For
For
  
Election of Director: Leslie F. Varon
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
2.
  
For
For
  
Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay."
  
ISSUER
LAM RESEARCH CORPORATION
11/3/2020
  
512807108
3.
  
For
For
  
Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021.
  
ISSUER
                       
ARCOS DORADOS HOLDINGS INC
11/20/2020
  
G0457F107
1.
  
For
For
  
Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2019, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2019.
  
ISSUER
ARCOS DORADOS HOLDINGS INC
11/20/2020
  
G0457F107
2.
  
For
For
  
Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2020.
  
ISSUER
ARCOS DORADOS HOLDINGS INC
11/20/2020
  
G0457F107
3.
  
For
For
  
Election of Director: Mr. Michael Chu
  
ISSUER
ARCOS DORADOS HOLDINGS INC
11/20/2020
  
G0457F107
    
For
For
  
Election of Director: Mr. Jose Alberto Velez
  
ISSUER
ARCOS DORADOS HOLDINGS INC
11/20/2020
  
G0457F107
    
For
For
  
Election of Director: Mr. Jose Fernandez
  
ISSUER
                       
MICROSOFT CORPORATION
12/2/2020
  
594918104
1A.
  
For
For
  
Election of Director: Reid G. Hoffman
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1B.
  
For
For
  
Election of Director: Hugh F. Johnston
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1C.
  
For
For
  
Election of Director: Teri L. List-Stoll
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1D.
  
For
For
  
Election of Director: Satya Nadella
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1E.
  
For
For
  
Election of Director: Sandra E. Peterson
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1F.
  
For
For
  
Election of Director: Penny S. Pritzker
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1G.
  
For
For
  
Election of Director: Charles W. Scharf
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1H.
  
For
For
  
Election of Director: Arne M. Sorenson
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1I.
  
For
For
  
Election of Director: John W. Stanton
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1J.
  
For
For
  
Election of Director: John W. Thompson
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1K.
  
For
For
  
Election of Director: Emma N. Walmsley
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
1L.
  
For
For
  
Election of Director: Padmasree Warrior
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
2.
  
For
For
  
Advisory vote to approve named executive officer compensation.
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
3.
  
For
For
  
Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021.
  
ISSUER
MICROSOFT CORPORATION
12/2/2020
  
594918104
4.
  
Against
Against
  
Shareholder Proposal - Report on Employee Representation on Board of Directors.
  
SHAREHOLDER
                       
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1A.
  
For
For
  
Election of Director: Steven J. Demetriou
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1B.
  
For
For
  
Election of Director: Christopher M.T. Thompson
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1C.
  
For
For
  
Election of Director: General Vincent K. Brooks
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1D.
  
For
For
  
Election of Director: Robert C. Davidson, Jr.
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1E.
  
For
For
  
Election of Director: General Ralph E. Eberhart
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1F.
  
For
For
  
Election of Director: Manny Fernandez
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1G.
  
For
For
  
Election of Director: Georgette D. Kiser
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1H.
  
For
For
  
Election of Director: Linda Fayne Levinson
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
II.
  
For
For
  
Election of Director: Barbara L. Loughran
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
IJ.
  
For
For
  
Election of Director: Robert A. McNamara
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
1K.
  
For
For
  
Election of Director: Peter J. Robertson
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
2.
  
For
For
  
Advisory vote to approve the Company's executive compensation.
  
ISSUER
JACOBS ENGINEERING GROUP INC.
1/26/2021
  
469814107
3.
  
For
For
  
To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm.
  
ISSUER
                       
COMPANIA DE MINAS BUENAVENTURA S.A.A
1/29/2021
  
204448104
1.
  
For
For
  
Approval of "Syndicated Guarantee Letter of Payment" Transaction and Granting of Guarantees.
  
ISSUER
                       
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1A.
  
For
For
  
Election of Director: Robert W. Black
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1B.
  
For
For
  
Election of Director: George R. Corbin
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1C.
  
For
For
  
Election of Director: Daniel J. Heinrich
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1D.
  
For
For
  
Election of Director: Carla C. Hendra
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1E.
  
For
For
  
Election of Director: John C. Hunter, III
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1F.
  
For
For
  
Election of Director: James C. Johnson
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1G.
  
For
For
  
Election of Director: Rod R. Little
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1H.
  
For
For
  
Election of Director: Joseph D. O'Leary
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1I.
  
For
For
  
Election of Director: Rakesh Sachdev
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1J.
  
For
For
  
Election of Director: Swan Sit
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
1K.
  
For
For
  
Election of Director: Gary K. Waring
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
2.
  
For
For
  
To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021.
  
ISSUER
EDGEWELL PERSONAL CARE COMPANY
2/4/2021
  
28035Q102
3.
  
For
For
  
To cast a non-binding advisory vote on executive compensation.
  
ISSUER
                       
VALE S.A.
3/12/2021
  
91912E105
1.
  
For
For
  
Amendments of wording: 1a. Amendment to the wording in Article 1, head paragraph, to include the definition of Vale as "Company" and consequent amendment in subsequent provisions (Article 2, head paragraph; Article 3; Article 4; Article 5, paragraph 6; Article 6, head paragraph and paragraph 3; Article 7, IV to VI; Article 8, paragraph 2; Article 9, head paragraph; Article 10, head paragraph; Article 11, paragraphs 2 and 12; Article 12, Sole Paragraph; Article 14, I, V to IX,XI, XIII, ...(due to space limits, see proxy statement for full proposal).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
2.
  
For
For
  
Change in the positions of alternate member and new rule for replacing directors: 2a. Elimination of the position of alternate member of the Board of Directors, except for the member and his or her alternate elected, in a separate vote, by the employees, according to the Management Proposal (Article 9, paragraph 1, Article 11, paragraph 2, and new, paragraphs 8, 9, and 12 of Article 11). 2b. New rule for replacement of Directors in the event of impediment/temporary absence or vacancy, ...(due to space limits, see proxy statement for full proposal).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
3.
  
For
For
  
Bringing flexibility in terms of the number of members of the Board of Directors, which may be comprised of at least 11 and at most 13 members, according to the Management Proposal (head paragraph of Article 11).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
4.
  
For
For
  
Amendments of items referring to the independence structure: 4a. Increasing the minimum number of independent members of the Board of Directors, according to the Management Proposal (Article 11, paragraph 3). 4b. According to the Management Proposal, including a new provision to define the concept of independent directors, in line with the best international practices in the market (new paragraph 4 of Article 11).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
5.
  
For
For
  
Provisions for the Chairman and Vice-Chairman: 5a. Provision that the Chairman and Vice-Chairman of the Board of Directors be individually elected by the Shareholders' Meeting. 5b. Consolidation of former paragraphs 5 and 6 of Article 11 into the new paragraph 8 of Article 11 to address cases of vacancy of the positions of Chairman and Vice-Chairman of the Board. 5c. Provision that the Board of Directors shall be represented externally by its Chairman or by a director appointed by the latter (new paragraph 7 of Article 11).
  
SHAREHOLDER
VALE S.A.
3/12/2021
  
91912E105
6.
  
For
For
  
Inclusion of the appointment, by the elected independent members, of a lead independent member, and provision of the respective duties, according to the Management Proposal (new paragraph 6 of Article 11).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
7.
  
For
For
  
Inclusion of the procedure for submission of a voting list, individually, by candidate, for the election of members of the Board of Directors, according to the Management Proposal (new paragraph 10, items I, II, III, IV and VII, of Article 11).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
8.
  
For
For
  
Provision that, for the election of members of the Board of Directors, those candidates who receive the highest number of votes in favor are considered elected, and those candidates who have more votes against than in favor are excluded, subject to the number of vacancies to be filled, according to the Management Proposal (new paragraph 10, items V and VI, of Article 11).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
9.
  
For
For
  
Renumbering and adjustment to the wording in new paragraphs 11 and 12 of Article 11, according to the Management Proposal.
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
10.
  
For
For
  
Amendment to the head paragraph of Article 12 to reduce the number of ordinary meetings and amend the minimum number of members to call a meeting of the Board of Directors, according to the Management Proposal.
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
11.
  
For
For
  
Amendments on the responsibilities of the Board of Directors and the Executive Board: 11a. Inclusion in Article 14, item VI, of the safety of people as a factor to be considered when establishing the purpose, guidelines and strategic plan of the Company, according to the Management Proposal. 11b. Inclusion to expressly state practices already adopted by Management, for approval of the Company's purposes, according to the Management Proposal (Article 14, item VII and Article 29, IV). ...(due to space limits, see proxy statement for full proposal).
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
12.
  
For
For
  
Provisions about the Committees and the committees' coordinators coordinators: 12a. Amendment in Article 15, head paragraph, of the number of permanent advisory committees, inclusion of the Compensation scope for the Personnel and Governance Committee and inclusion of the Nomination and Innovation Committees, according to the Management Proposal. 12b. According to the Management Proposal, inclusion in Article 15, paragraph 3, to regulate how to choose the advisory committees' coordinators.
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
13.
  
For
For
  
Amendment of Article 23, paragraph 3, to increase the term of office of the members of the Executive Board, according to the Management Proposal.
  
ISSUER
VALE S.A.
3/12/2021
  
91912E105
14.
  
For
For
  
Restatement of the By-Laws to reflect the changes approved at the Shareholders' Meeting.
  
SHAREHOLDER
                       
LENNAR CORPORATION
4/7/2021
  
526057104
1A.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Amy Banse
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1B.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Rick Beckwitt
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1C.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Steven L. Gerard
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1D.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Tig Gilliam
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1E.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Sherrill W. Hudson
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1F.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Jonathan M. Jaffe
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1G.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Sidney Lapidus
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1H.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Teri P. McClure
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1I.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Stuart Miller
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1J.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Armando Olivera
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
1K.
  
For
For
  
Election of Director to serve until the 2022 Annual Meeting: Jeffrey Sonnenfeld
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
2.
  
For
For
  
Approval, on an advisory basis, of the compensation of our named executive officers.
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
3.
  
For
For
  
Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2021.
  
ISSUER
LENNAR CORPORATION
4/7/2021
  
526057104
4.
  
Against
Against
  
Approval of a stockholder proposal regarding our common stock voting structure.
  
ISSUER
                       
PARSONS CORPORATION
4/20/2021
  
70202L102
1
  
For
For
  
Election of Director: Mark K. Holdsworth
  
ISSUER
PARSONS CORPORATION
4/20/2021
  
70202L102
    
For
For
  
Election of Director: Steven F. Leer
  
ISSUER
PARSONS CORPORATION
4/20/2021
  
70202L102
    
For
For
  
Election of Director: M. Christian Mitchell
  
ISSUER
PARSONS CORPORATION
4/20/2021
  
70202L102
    
For
For
  
Election of Director: David C. Wajsgras
  
ISSUER
PARSONS CORPORATION
4/20/2021
  
70202L102
2.
  
For
For
  
Ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for fiscal year 2021.
  
ISSUER
PARSONS CORPORATION
4/20/2021
  
70202L102
3.
  
For
For
  
To approve, by non-binding advisory vote, the compensation program for the Company's named executive officers, as disclosed in the Compensation Discussion and Analysis of the proxy statement.
  
ISSUER
                       
EXELON CORPORATION
4/27/2021
  
30161N101
1A.
  
For
For
  
Election of Director: Anthony Anderson
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1B.
  
For
For
  
Election of Director: Ann Berzin
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1C.
  
For
For
  
Election of Director: Laurie Brlas
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1D.
  
For
For
  
Election of Director: Marjorie Rodgers Cheshire
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1E.
  
For
For
  
Election of Director: Christopher Crane
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1F.
  
For
For
  
Election of Director: Yves de Balmann
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1G.
  
For
For
  
Election of Director: Linda Jojo
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1H.
  
For
For
  
Election of Director: Paul Joskow
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1I.
  
For
For
  
Election of Director: Robert Lawless
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1J.
  
For
For
  
Election of Director: John Richardson
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1K.
  
For
For
  
Election of Director: Mayo Shattuck III
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
1L.
  
For
For
  
Election of Director: John Young
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
2.
  
For
For
  
Advisory approval of executive compensation.
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
3.
  
For
For
  
Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2021.
  
ISSUER
EXELON CORPORATION
4/27/2021
  
30161N101
4.
  
Against
Against
  
A shareholder proposal requesting a report on the impact of Exelon plans involving electric vehicles and charging stations with regard to child labor outside the United States.
  
ISSUER
                       
SUZANO S.A.
4/27/2021
  
86959K105
1.1
  
For
For
  
Ordinary General Meeting: Examine the management accounts concerning the fiscal year ended 12/31/2020.
  
ISSUER
SUZANO S.A.
4/27/2021
  
86959K105
1.2
  
For
For
  
Ordinary General Meeting: Examine, discuss and vote on the financial statements of the Company for the fiscal year ended 12/31/2020, as well as review the management report for such fiscal year.
  
ISSUER
SUZANO S.A.
4/27/2021
  
86959K105
1.3
  
For
For
  
Ordinary General Meeting: Resolve on the absorption of accumulated losses by the balance of capital reserves.
  
ISSUER
SUZANO S.A.
4/27/2021
  
86959K105
1.4
  
None
For
  
Ordinary General Meeting: Determine the overall annual compensation of the Company's management, for the fiscal year of 2021.
  
ISSUER
SUZANO S.A.
4/27/2021
  
86959K105
2.1
  
For
For
  
Extraordinary General Meeting: Restructure the Company's Bylaws, with specific amendments to reflect the changes to the Novo Mercado Rules of B3 S.A. - Brasil, Bolsa, Balcão ("B3").
  
ISSUER
SUZANO S.A.
4/27/2021
  
86959K105
2.2
  
For
For
  
Extraordinary General Meeting: Authorize the Company's management to perform all necessary actions in order to implement the matters approved herein, pursuant to applicable law.
  
ISSUER
                       
NRG ENERGY, INC.
4/29/2021
  
629377508
1A.
  
For
For
  
Election of Director: E. Spencer Abraham
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1B.
  
For
For
  
Election of Director: Antonio Carrillo
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1C.
  
For
For
  
Election of Director: Matthew Carter, Jr.
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1D.
  
For
For
  
Election of Director: Lawrence S. Coben
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1E.
  
For
For
  
Election of Director: Heather Cox
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1F.
  
For
For
  
Election of Director: Elisabeth B. Donohue
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1G.
  
For
For
  
Election of Director: Mauricio Gutierrez
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1H.
  
For
For
  
Election of Director: Paul W. Hobby
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1I.
  
For
For
  
Election of Director: Alexandra Pruner
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1J.
  
For
For
  
Election of Director: Anne C. Schaumburg
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
1K.
  
For
For
  
Election of Director: Thomas H. Weidemeyer
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
2.
  
For
For
  
To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers.
  
ISSUER
NRG ENERGY, INC.
4/29/2021
  
629377508
3.
  
For
For
  
To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021.
  
ISSUER
                       
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1A.
  
For
For
  
Election of Director: M. Michele Burns
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1B.
  
For
For
  
Election of Director: Drew G. Faust
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1C.
  
For
For
  
Election of Director: Mark A. Flaherty
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1D.
  
For
For
  
Election of Director: Ellen J. Kullman
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1E.
  
For
For
  
Election of Director: Lakshmi N. Mittal
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1F.
  
For
For
  
Election of Director: Adebayo O. Ogunlesi
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1G.
  
For
For
  
Election of Director: Peter Oppenheimer
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1H.
  
For
For
  
Election of Director: David M. Solomon
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1I.
  
For
For
  
Election of Director: Jan E. Tighe
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1J.
  
For
For
  
Election of Director: Jessica R. Uhl
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1K.
  
For
For
  
Election of Director: David A. Viniar
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
1L.
  
For
For
  
Election of Director: Mark O. Winkelman
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
2.
  
For
For
  
Advisory Vote to Approve Executive Compensation (Say on Pay).
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
3.
  
For
For
  
Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021).
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
4.
  
For
For
  
Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021.
  
ISSUER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
5.
  
Against
Against
  
Shareholder Proposal Regarding Shareholder Right to Act by Written Consent.
  
SHAREHOLDER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
6.
  
Against
Against
  
Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration.
  
SHAREHOLDER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
7.
  
Against
Against
  
Shareholder Proposal Regarding Conversion to a Public Benefit Corporation.
  
SHAREHOLDER
THE GOLDMAN SACHS GROUP, INC.
4/29/2021
  
38141G104
8.
  
Against
Against
  
Shareholder Proposal Regarding a Racial Equity Audit
  
SHAREHOLDER
                       
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
1
  
For
For
  
Election of Director: Warren E. Buffett
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
2
  
For
For
  
Election of Director: Charles T. Munger
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
3
  
For
For
  
Election of Director: Gregory E. Abel
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
4
  
For
For
  
Election of Director: Howard G. Buffett
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
5
  
For
For
  
Election of Director: Stephen B. Burke
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
6
  
For
For
  
Election of Director: Kenneth I. Chenault
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
7
  
For
For
  
Election of Director: Susan L. Decker
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
8
  
For
For
  
Election of Director: David S. Gottesman
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
9
  
For
For
  
Election of Director: Charlotte Guyman
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
10
  
For
For
  
Election of Director: Ajit Jain
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
11
  
For
For
  
Election of Director: Thomas S. Murphy
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
12
  
For
For
  
Election of Director: Ronald L. Olson
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
13
  
For
For
  
Election of Director: Walter Scott, Jr.
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
14
  
For
For
  
Election of Director: Meryl B. Witmer
  
ISSUER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
2.
  
Against
Against
  
Shareholder proposal regarding the reporting of climate-related risks and opportunities.
  
SHAREHOLDER
BERKSHIRE HATHAWAY INC.
5/1/2021
  
084670702
3.
  
Against
Against
  
Shareholder proposal regarding diversity and inclusion reporting.
  
SHAREHOLDER
                       
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1a.
  
For
For
  
Election of Director to One-Year Terms: Patricia M. Bedient
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1b.
  
For
For
  
Election of Director to One-Year Terms: James A. Beer
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1c.
  
For
For
  
Election of Director to One-Year Terms: Raymond L. Conner
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1d.
  
For
For
  
Election of Director to One-Year Terms: Daniel K. Elwell
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1e.
  
For
For
  
Election of Director to One-Year Terms: Dhiren R. Fonseca
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1f.
  
For
For
  
Election of Director to One-Year Terms: Kathleen T. Hogan
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1g.
  
For
For
  
Election of Director to One-Year Terms: Jessie J. Knight, Jr.
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1h.
  
For
For
  
Election of Director to One-Year Terms: Susan J. Li
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1i.
  
For
For
  
Election of Director to One-Year Terms: Benito Minicucci
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1j.
  
For
For
  
Election of Director to One-Year Terms: Helvi K. Sandvik
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1k.
  
For
For
  
Election of Director to One-Year Terms: J. Kenneth Thompson
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1l.
  
For
For
  
Election of Director to One-Year Terms: Bradley D. Tilden
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
1m.
  
For
For
  
Election of Director to One-Year Terms: Eric K. Yeaman
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
2.
  
For
For
  
Approve (on an advisory basis) the compensation of the Company's Named Executive Officers.
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
3.
  
For
For
  
Ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2021.
  
ISSUER
ALASKA AIR GROUP, INC.
5/6/2021
  
011659109
4.
  
For
For
  
Approve the amendment and restatement of the Company's 2016 Performance Incentive Plan.
  
ISSUER
                       
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1A.
  
For
For
  
Election of Director: M.S. Burke
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1B.
  
For
For
  
Election of Director: T. Colbert
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1C.
  
For
For
  
Election of Director: T.K. Crews
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1D.
  
For
For
  
Election of Director: P. Dufour
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1E.
  
For
For
  
Election of Director: D.E. Felsinger
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1F.
  
For
For
  
Election of Director: S.F. Harrison
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1G.
  
For
For
  
Election of Director: J.R. Luciano
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1H.
  
For
For
  
Election of Director: P.J. Moore
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1I.
  
For
For
  
Election of Director: F.J. Sanchez
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1J.
  
For
For
  
Election of Director: D.A. Sandler
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1K.
  
For
For
  
Election of Director: L.Z. Schlitz
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
1L.
  
For
For
  
Election of Director: K.R. Westbrook
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
2.
  
For
For
  
Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021.
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
3.
  
For
For
  
Advisory Vote on Executive Compensation.
  
ISSUER
ARCHER-DANIELS-MIDLAND COMPANY
5/6/2021
  
039483102
4.
  
Against
Against
  
Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access.
  
SHAREHOLDER
                       
CAMECO CORPORATION
5/6/2021
  
13321L108
1
  
For
For
  
Election of Director: Leontine Atkins
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
2
  
For
For
  
Election of Director: Ian Bruce
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
3
  
For
For
  
Election of Director: Daniel Camus
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
4
  
For
For
  
Election of Director: Donald Deranger
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
5
  
For
For
  
Election of Director: Catherine Gignac
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
6
  
For
For
  
Election of Director: Tim Gitzel
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
7
  
For
For
  
Election of Director: Jim Gowans
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
8
  
For
For
  
Election of Director: Kathryn Jackson
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
9
  
For
For
  
Election of Director: Don Kayne
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
B
  
For
For
  
Appoint KPMG LLP as auditors.
  
ISSUER
CAMECO CORPORATION
5/6/2021
  
13321L108
C
  
For
For
  
Have a say on our approach to executive compensation (see page 8 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2021 annual meeting of shareholders.
  
ISSUER
                       
CONOCOPHILLIPS
5/11/2021
  
20825C104
1A.
  
For
For
  
ELECTION OF DIRECTOR: Charles E. Bunch
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1B.
  
For
For
  
ELECTION OF DIRECTOR: Caroline Maury Devine
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1C.
  
For
For
  
ELECTION OF DIRECTOR: John V. Faraci
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1D.
  
For
For
  
ELECTION OF DIRECTOR: Jody Freeman
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1E.
  
For
For
  
ELECTION OF DIRECTOR: Gay Huey Evans
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1F.
  
For
For
  
ELECTION OF DIRECTOR: Jeffrey A. Joerres
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1G.
  
For
For
  
ELECTION OF DIRECTOR: Ryan M. Lance
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1H.
  
For
For
  
ELECTION OF DIRECTOR: Timothy A. Leach
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1I.
  
For
For
  
ELECTION OF DIRECTOR: William H. McRaven
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1J.
  
For
For
  
ELECTION OF DIRECTOR: Sharmila Mulligan
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1K.
  
For
For
  
ELECTION OF DIRECTOR: Eric D. Mullins
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1L.
  
For
For
  
ELECTION OF DIRECTOR: Arjun N. Murti
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1M.
  
For
For
  
ELECTION OF DIRECTOR: Robert A. Niblock
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1N.
  
For
For
  
ELECTION OF DIRECTOR: David T. Seaton
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
1O.
  
For
For
  
ELECTION OF DIRECTOR: R.A. Walker
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
2.
  
For
For
  
Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021.
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
3.
  
For
For
  
Advisory Approval of Executive Compensation.
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
4.
  
For
For
  
Simple Majority Vote Standard.
  
ISSUER
CONOCOPHILLIPS
5/11/2021
  
20825C104
5.
  
Against
Against
  
Emission Reduction Targets.
  
ISSUER
                       
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1A.
  
For
For
  
Election of Director for a one-year term: Jennifer Allerton
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1B.
  
For
For
  
Election of Director for a one-year term: Pamela M. Arway
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1C.
  
For
For
  
Election of Director for a one-year term: Clarke H. Bailey
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1D.
  
For
For
  
Election of Director for a one-year term: Kent P. Dauten
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1E.
  
For
For
  
Election of Director for a one-year term: Monte Ford
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1F.
  
For
For
  
Election of Director for a one-year term: Per-Kristian Halvorsen
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1G.
  
For
For
  
Election of Director for a one-year term: Robin L. Matlock
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1H.
  
For
For
  
Election of Director for a one-year term: William L. Meaney
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1I.
  
For
For
  
Election of Director for a one-year term: Wendy J. Murdock
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1J.
  
For
For
  
Election of Director for a one-year term: Walter C. Rakowich
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1K.
  
For
For
  
Election of Director for a one-year term: Doyle R. Simons
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
1L.
  
For
For
  
Election of Director for a one-year term: Alfred J. Verrecchia
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
2.
  
For
For
  
The approval of an amendment to the 2014 Stock and Cash Incentive Plan (the "2014 Plan") to increase the number of shares of common stock of the Company ("Common Stock") authorized for issuance, to extend the termination date of the 2014 Plan, to provide that, other than in certain circumstances, no equity-based award will vest before the first anniversary of the date of grant and to provide that dividends and dividend equivalents are not paid with respect to stock options or stock appreciation rights.
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
3.
  
For
For
  
The approval of an amendment to the Iron Mountain Incorporated 2013 Employee Stock Purchase Plan (the "2013 ESPP"), to increase the number of shares of Common Stock authorized for issuance thereunder by 1,000,000.
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
4.
  
For
For
  
The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement.
  
ISSUER
IRON MOUNTAIN INC.
5/12/2021
  
46284V101
5.
  
For
For
  
The ratification of the selection by the Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2021.
  
ISSUER
                       
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1A.
  
For
For
  
Election of Director: G. Andrea Botta
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1B.
  
For
For
  
Election of Director: Jack A. Fusco
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1C.
  
For
For
  
Election of Director: Vicky A. Bailey
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1D.
  
For
For
  
Election of Director: Nuno Brandolini
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1E.
  
For
For
  
Election of Director: David B. Kilpatrick
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1F.
  
For
For
  
Election of Director: Sean T. Klimczak
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1G.
  
For
For
  
Election of Director: Andrew Langham
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1H.
  
For
For
  
Election of Director: Donald F. Robillard, Jr
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1I.
  
For
For
  
Election of Director: Neal A. Shear
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
1J.
  
For
For
  
Election of Director: Andrew J. Teno
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
2.
  
For
For
  
Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2020.
  
ISSUER
CHENIERE ENERGY, INC.
5/13/2021
  
16411R208
3.
  
For
For
  
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021.
  
ISSUER
                       
CBRE GROUP, INC.
5/19/2021
  
12504L109
1A.
  
For
For
  
Election of Director: Brandon B. Boze
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1B.
  
For
For
  
Election of Director: Beth F. Cobert
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1C.
  
For
For
  
Election of Director: Reginald H. Gilyard
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1D.
  
For
For
  
Election of Director: Shira D. Goodman
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1E.
  
For
For
  
Election of Director: Christopher T. Jenny
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1F.
  
For
For
  
Election of Director: Gerardo I. Lopez
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1G.
  
For
For
  
Election of Director: Oscar Munoz
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1H.
  
For
For
  
Election of Director: Robert E. Sulentic
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1I.
  
For
For
  
Election of Director: Laura D. Tyson
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
1J.
  
For
For
  
Election of Director: Sanjiv Yajnik
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
2.
  
For
For
  
Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021.
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
3.
  
For
For
  
Advisory vote to approve named executive officer compensation for 2020.
  
ISSUER
CBRE GROUP, INC.
5/19/2021
  
12504L109
4.
  
Against
Against
  
Stockholder proposal regarding our stockholders' ability to call special stockholder meetings.
  
SHAREHOLDER
                       
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1A.
  
For
For
  
Election of Director: Lewis W.K. Booth
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1B.
  
For
For
  
Election of Director: Charles E. Bunch
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1C.
  
For
For
  
Election of Director: Lois D. Juliber
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1D.
  
For
For
  
Election of Director: Peter W. May
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1E.
  
For
For
  
Election of Director: Jorge S. Mesquita
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1F.
  
For
For
  
Election of Director: Jane H. Nielsen
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1G.
  
For
For
  
Election of Director: Fredric G. Reynolds
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1H.
  
For
For
  
Election of Director: Christiana S. Shi
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1I.
  
For
For
  
Election of Director: Patrick T. Siewert
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1J.
  
For
For
  
Election of Director: Michael A. Todman
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1K.
  
For
For
  
Election of Director: Jean-François M. L. van Boxmeer
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
1L.
  
For
For
  
Election of Director: Dirk Van de Put
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
2.
  
For
For
  
Advisory Vote to Approve Executive Compensation.
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
3.
  
For
For
  
Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021.
  
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/19/2021
  
609207105
4.
  
Against
Against
  
Consider Employee Pay in Setting Chief Executive Officer Pay.
  
ISSUER
                       
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1A.
  
For
For
  
Election of Director: Kathy J. Warden
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1B.
  
For
For
  
Election of Director: David P. Abney
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1C.
  
For
For
  
Election of Director: Marianne C. Brown
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1D.
  
For
For
  
Election of Director: Donald E. Felsinger
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1E.
  
For
For
  
Election of Director: Ann M. Fudge
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1F.
  
For
For
  
Election of Director: William H. Hernandez
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1G.
  
For
For
  
Election of Director: Madeleine A. Kleiner
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1H.
  
For
For
  
Election of Director: Karl J. Krapek
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1I.
  
For
For
  
Election of Director: Gary Roughead
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1J.
  
For
For
  
Election of Director: Thomas M. Schoewe
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1K.
  
For
For
  
Election of Director: James S. Turley
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
1L.
  
For
For
  
Election of Director: Mark A. Welsh III
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
2.
  
For
For
  
Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers.
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
3.
  
For
For
  
Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2021.
  
ISSUER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
4.
  
Against
Against
  
Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas.
  
SHAREHOLDER
NORTHROP GRUMMAN CORPORATION
5/19/2021
  
666807102
5.
  
Against
Against
  
Shareholder proposal to move to a 10% ownership threshold for shareholders to request action by written consent.
  
SHAREHOLDER
                       
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1A.
  
For
For
  
Election of Director: Joel I. Klein
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1B.
  
For
For
  
Election of Director: Kelly A. Ayotte
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1C.
  
For
For
  
Election of Director: Bruce W. Duncan
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1D.
  
For
For
  
Election of Director: Karen E. Dykstra
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1E.
  
For
For
  
Election of Director: Carol B. Einiger
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1F.
  
For
For
  
Election of Director: Diane J. Hoskins
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1G.
  
For
For
  
Election of Director: Douglas T. Linde
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1H.
  
For
For
  
Election of Director: Matthew J. Lustig
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1I.
  
For
For
  
Election of Director: Owen D. Thomas
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1J.
  
For
For
  
Election of Director: David A. Twardock
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
1K.
  
For
For
  
Election of Director: William H. Walton, III
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
2.
  
For
For
  
To approve, by non-binding, advisory resolution, the Company's named executive officer compensation.
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
3.
  
For
For
  
To approve the Boston Properties, Inc. 2021 Stock Incentive Plan.
  
ISSUER
BOSTON PROPERTIES, INC.
5/20/2021
  
101121101
4.
  
For
For
  
To ratify the Audit Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.
  
ISSUER
                       
DROPBOX INC
5/20/2021
  
26210C104
1
  
For
For
  
Election of Director: Andrew W. Houston
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
2
  
For
For
  
Election of Director: Donald W. Blair
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
3
  
For
For
  
Election of Director: Lisa Campbell
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
4
  
For
For
  
Election of Director: Paul E. Jacobs
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
5
  
For
For
  
Election of Director: Robert J. Mylod, Jr.
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
6
  
For
For
  
Election of Director: Karen Peacock
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
7
  
For
For
  
Election of Director: Michael Seibel
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
2.
  
For
For
  
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.
  
ISSUER
DROPBOX INC
5/20/2021
  
26210C104
3.
  
For
For
  
To approve, on an advisory basis, the compensation of our named executive officers.
  
ISSUER
                       
HASBRO, INC.
5/20/2021
  
418056107
1A.
  
For
For
  
Election of Director: Kenneth A. Bronfin
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1B.
  
For
For
  
Election of Director: Michael R. Burns
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1C.
  
For
For
  
Election of Director: Hope F. Cochran
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1D.
  
For
For
  
Election of Director: Lisa Gersh
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1E.
  
For
For
  
Election of Director: Brian D. Goldner
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1F.
  
For
For
  
Election of Director: Tracy A. Leinbach
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1G.
  
For
For
  
Election of Director: Edward M. Philip
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1H.
  
For
For
  
Election of Director: Laurel J. Richie
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1I.
  
For
For
  
Election of Director: Richard S. Stoddart
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1J.
  
For
For
  
Election of Director: Mary Best West
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
1K.
  
For
For
  
Election of Director: Linda K. Zecher
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
2.
  
For
For
  
The adoption, on an advisory basis, of a resolution approving the compensation of the Named Executive Officers of Hasbro, Inc., as described in the "Compensation Discussion and Analysis" and "Executive Compensation" sections of the 2021 Proxy Statement.
  
ISSUER
HASBRO, INC.
5/20/2021
  
418056107
3.
  
For
For
  
Ratification of the selection of KPMG LLP as Hasbro, Inc.'s independent registered public accounting firm for fiscal 2021.
  
ISSUER
                       
FACEBOOK, INC.
5/26/2021
  
30303M102
1
  
For
For
  
Election of Director: Peggy Alford
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
2
  
For
For
  
Election of Director: Marc L. Andreessen
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
3
  
For
For
  
Election of Director: Andrew W. Houston
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
4
  
For
For
  
Election of Director: Nancy Killefer
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
5
  
For
For
  
Election of Director: Robert M. Kimmitt
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
6
  
For
For
  
Election of Director: Sheryl K. Sandberg
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
7
  
For
For
  
Election of Director: Peter A. Thiel
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
8
  
For
For
  
Election of Director: Tracey T. Travis
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
9
  
For
For
  
Election of Director: Mark Zuckerberg
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
2.
  
For
For
  
To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021.
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
3.
  
For
For
  
To approve an amendment to the director compensation policy.
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
4.
  
Against
Against
  
A shareholder proposal regarding dual class capital structure.
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
5.
  
Against
For
  
A shareholder proposal regarding an independent chair.
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
6.
  
Against
Against
  
A shareholder proposal regarding child exploitation.
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
7.
  
Against
Against
  
A shareholder proposal regarding human/civil rights expert on board.
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
8.
  
Against
Against
  
A shareholder proposal regarding platform misuse.
  
ISSUER
FACEBOOK, INC.
5/26/2021
  
30303M102
9.
  
Against
Against
  
A shareholder proposal regarding public benefit corporation.
  
ISSUER
                       
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1A.
  
For
For
  
Election of Director: Rodney C. Adkins
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1B.
  
For
For
  
Election of Director: Jonathan Christodoro
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1C.
  
For
For
  
Election of Director: John J. Donahoe
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1D.
  
For
For
  
Election of Director: David W. Dorman
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1E.
  
For
For
  
Election of Director: Belinda J. Johnson
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1F.
  
For
For
  
Election of Director: Gail J. McGovern
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1G.
  
For
For
  
Election of Director: Deborah M. Messemer
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1H.
  
For
For
  
Election of Director: David M. Moffett
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1I.
  
For
For
  
Election of Director: Ann M. Sarnoff
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1J.
  
For
For
  
Election of Director: Daniel H. Schulman
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
1K.
  
For
For
  
Election of Director: Frank D. Yeary
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
2.
  
For
For
  
Advisory vote to approve named executive officer compensation.
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
3.
  
For
For
  
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021.
  
ISSUER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
4.
  
Against
Against
  
Stockholder proposal - Stockholder right to act by written consent.
  
SHAREHOLDER
PAYPAL HOLDINGS, INC.
5/26/2021
  
70450Y103
5.
  
Against
Against
  
Stockholder Proposal - Assessing Inclusion in the Workplace.
  
SHAREHOLDER
                       
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1a.
  
For
For
  
Election of Director: Robert M. Calderoni
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1b.
  
For
For
  
Election of Director: Nanci E. Caldwell
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1c.
  
For
For
  
Election of Director: Murraay J. Demo
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1d.
  
For
For
  
Election of Director: Ajei S. Gopal
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1e.
  
For
For
  
Election of Director: David J. Henshall
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1f.
  
For
For
  
Election of Director: Thomas E. Hogan
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1g.
  
For
For
  
Election of Director: Moira A. Kilcoyne
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1h.
  
For
For
  
Election of Director: Robert E. Knowling, Jr.
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1i.
  
For
For
  
Election of Director: Peter J. Sacripanti
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
1j.
  
For
For
  
Election of Director: J. Donald Sherman
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
2.
  
For
For
  
Ratification of the appointment of Ernest & Young LLP as the Company's independent registered public accounting firm for 2021
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
3.
  
For
For
  
Advisory vote to approve the compensation of the Company's named executive officers
  
ISSUER
CITRIX SYSTEMS, INC.
6/4/2021
  
177376100
4.
  
None
Against
  
Shareholder proposal regarding simple majority voting provisions
  
SHAREHOLDER
                       
TARGET CORPORATION
6/9/2021
  
87612E106
1a.
  
For
For
  
Election of Director: Douglas M. Baker, Jr.
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1b.
  
For
For
  
Election of Director: George S. Barrett
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1c.
  
For
For
  
Election of Director: Brian C. Cornell
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1d.
  
For
For
  
Election of Director: Robert L. Edwards
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1e.
  
For
For
  
Election of Director: Melanie L. Healey
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1f.
  
For
For
  
Election of Director: Donald R. Knauss
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1g.
  
For
For
  
Election of Director: Christine A. Leahy
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1h.
  
For
For
  
Election of Director: Monica C. Lozano
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1i.
  
For
For
  
Election of Director: Mary E. Minnick
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1j.
  
For
For
  
Election of Director: Derica W. Rice
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1k.
  
For
For
  
Election of Director: Kenneth L. Salazar
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
1l.
  
For
For
  
Election of Director: Dmitri L. Stockton
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
2.
  
For
For
  
Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm.
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
3.
  
For
For
  
Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay).
  
ISSUER
TARGET CORPORATION
6/9/2021
  
87612E106
4.
  
Against
Against
  
Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit.
  
SHAREHOLDER
                       
BJ'S WHOLESALE CLUB HOLDINGS, INC.
6/17/2021
  
05550J101
1
  
For
For
  
Election of Director: Christopher J. Baldwin
  
ISSUER
BJ'S WHOLESALE CLUB HOLDINGS, INC.
6/17/2021
  
05550J101
2
  
For
For
  
Election of Director: Ken Parent
  
ISSUER
BJ'S WHOLESALE CLUB HOLDINGS, INC.
6/17/2021
  
05550J101
3
  
For
For
  
Election of Director: Robert Steele
  
ISSUER
BJ'S WHOLESALE CLUB HOLDINGS, INC.
6/17/2021
  
05550J101
2.
  
For
For
  
Ratify the appointment of PricewaterhouseCoopers LLP as BJ's Wholesale Club Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending January 29, 2022.
  
ISSUER
BJ'S WHOLESALE CLUB HOLDINGS, INC.
6/17/2021
  
05550J101
3.
  
For
For
  
Approve, on an advisory (non-binding) basis, the compensation of the named executive officers of BJ's Wholesale Club Holdings, Inc.
  
ISSUER
                       
SONY GROUP CORPORATION
6/22/2021
  
835699307
1A.
  
For
For
  
Election of Director: Kenichiro Yoshida
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1B.
  
For
For
  
Election of Director: Hiroki Totoki
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1C.
  
For
For
  
Election of Director: Shuzo Sumi
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1D.
  
For
For
  
Election of Director: Tim Schaaff
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1E.
  
For
For
  
Election of Director: Toshiko Oka
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1F.
  
For
For
  
Election of Director: Sakie Akiyama
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1G.
  
For
For
  
Election of Director: Wendy Becker
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1H.
  
For
For
  
Election of Director: Yoshihiko Hatanaka
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1I.
  
For
For
  
Election of Director: Adam Crozier
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1J.
  
For
For
  
Election of Director: Keiko Kishigami
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
1K.
  
For
For
  
Election of Director: Joseph A. Kraft, Jr.
  
ISSUER
SONY GROUP CORPORATION
6/22/2021
  
835699307
2.
  
For
For
  
To issue Stock Acquisition Rights for the purpose of granting stock options.
  
ISSUER


SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Advisors Series Trust 


By (Signature and Title) /s/ Jeffrey T. Rauman                                                        
Jeffrey T. Rauman, President, Chief Executive Officer,
Principal Executive Officer


Date    8/18/21