DocumentFiled with the U.S. Securities and Exchange Commission on February 12, 2021
1933 Act Registration File No. 333-17391
1940 Act File No. 811-07959
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N‑1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | [X] |
Pre‑Effective Amendment No. | |
Post‑Effective Amendment No. 1006 | [X] |
And | |
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | [X] |
Amendment No. 1008 | [X] |
(Check appropriate box or boxes.)
ADVISORS SERIES TRUST
(Exact Name of Registrant as Specified in Charter)
615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices) (Zip Code)
(Registrant’s Telephone Numbers, Including Area Code) (626) 914-7363
Jeffrey T. Rauman, President and Chief Executive Officer
Advisors Series Trust
c/o U.S. Bank Global Fund Services
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)
Copies to:
Domenick Pugliese, Esq.
Sullivan & Worcester LLP
1633 Broadway, 32nd Floor
New York, New York 10019
As soon as practical after the effective date of this Registration Statement
Approximate Date of Proposed Public Offering
It is proposed that this filing will become effective
| | | | | |
| immediately upon filing pursuant to paragraph (b) |
X | on March 12, 2021 pursuant to paragraph (b) |
| 60 days after filing pursuant to paragraph (a)(1) |
| on pursuant to paragraph (a)(1) |
| 75 days after filing pursuant to paragraph (a)(2) |
| on pursuant to paragraph (a)(2) of Rule 485. |
If appropriate, check the following box
[X] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE
Designation of New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 994 (“the “Amendment”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on December 3, 2020, and pursuant to Rule 485(a)(2) would have become effective on February 16, 2021.
This Post-Effective Amendment No. 1006 is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating March 12, 2021, as the new date upon which the Amendment shall become effective.
This Post-Effective Amendment No. 1006 incorporates by reference the information contained in Parts A, B and C of the Amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 (the “Securities Act”) and the Investment Company Act of 1940, the Registrant certifies that this Post-Effective Amendment No. 1006 to its Registration Statement meets all of the requirements for effectiveness under Rule 485(b) and has duly caused this Post-Effective Amendment No. 1006 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized, in the City of Milwaukee and State of Wisconsin, on the 12th day of February 2021.
Advisors Series Trust
By: /s/ Jeffrey T. Rauman
Jeffrey T. Rauman
President, Chief Executive Officer and
Principal Executive Officer
Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 1006 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Signature | Title | Date |
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Gail S. Duree* | Trustee | February 12, 2021 |
Gail S. Duree | | |
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David G. Mertens* | Trustee | February 12, 2021 |
David G. Mertens | | |
| | |
Raymond B. Woolson* | Trustee | February 12, 2021 |
Raymond B. Woolson | | |
| | |
Joe D. Redwine* | Trustee | February 12, 2021 |
Joe D. Redwine | | |
| | |
/s/ Cheryl L. King | Vice President, Treasurer | February 12, 2021 |
Cheryl L. King | and Principal Financial Officer | |
| | |
/s/ Jeffrey T. Rauman | President, Chief Executive Officer | February 12, 2021 |
Jeffrey T. Rauman | and Principal Executive Officer | |
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*By: /s/ Jeffrey T. Rauman | | February 12, 2021 |
Jeffrey T. Rauman Attorney-In Fact pursuant to Power of Attorney | | |