N-PX 1 ast-fsi2_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jeffrey T. Rauman, President, Chief Executive Officer Advisors Series Trust c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 626-914-7363 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 First State Global Listed Infrastructure Fund -------------------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Agenda Number: 935178257 -------------------------------------------------------------------------------------------------------------------------- Security: 018802108 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: LNT ISIN: US0188021085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick E. Allen Mgmt For For Michael D. Garcia Mgmt For For Singleton B. McAllister Mgmt For For Susan D. Whiting Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. Approve the Alliant Energy Corporation 2020 Mgmt For For Omnibus Incentive Plan. 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935134611 -------------------------------------------------------------------------------------------------------------------------- Security: 025537101 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: AEP ISIN: US0255371017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nicholas K. Akins Mgmt For For 1B. Election of Director: David J. Anderson Mgmt For For 1C. Election of Director: J. Barnie Beasley, Mgmt For For Jr. 1D. Election of Director: Ralph D. Crosby, Jr. Mgmt For For 1E. Election of Director: Art A. Garcia Mgmt For For 1F. Election of Director: Linda A. Goodspeed Mgmt For For 1G. Election of Director: Thomas E. Hoaglin Mgmt For For 1H. Election of Director: Sandra Beach Lin Mgmt For For 1I. Election of Director: Margaret M. McCarthy Mgmt For For 1J. Election of Director: Richard C. Notebaert Mgmt For For 1K. Election of Director: Stephen S. Rasmussen Mgmt For For 1L. Election of Director: Oliver G. Richard III Mgmt For For 1M. Election of Director: Sara Martinez Tucker Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Advisory approval of the Company's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 935169450 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 18-May-2020 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas A. Bartlett Mgmt For For 1B. Election of Director: Raymond P. Dolan Mgmt For For 1C. Election of Director: Robert D. Hormats Mgmt For For 1D. Election of Director: Gustavo Lara Cantu Mgmt For For 1E. Election of Director: Grace D. Lieblein Mgmt For For 1F. Election of Director: Craig Macnab Mgmt For For 1G. Election of Director: JoAnn A. Reed Mgmt For For 1H. Election of Director: Pamela D.A. Reeve Mgmt For For 1I. Election of Director: David E. Sharbutt Mgmt For For 1J. Election of Director: Bruce L. Tanner Mgmt For For 1K. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2020. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. To require periodic reports on political Shr For Against contributions and expenditures. 5. To amend the bylaws to reduce the ownership Shr For Against threshold required to call a special meeting of the stockholders. -------------------------------------------------------------------------------------------------------------------------- ATLANTIA S.P.A. Agenda Number: 712522273 -------------------------------------------------------------------------------------------------------------------------- Security: T05404107 Meeting Type: OGM Meeting Date: 29-May-2020 Ticker: ISIN: IT0003506190 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 ATLANTIA S.P.A BALANCE SHEET AS OF 31 Mgmt For For DECEMBER 2019. BOARD OF DIRECTORS', INTERNAL AUDITORS' AND EXTERNAL AUDITORS' REPORTS. NET INCOME ALLOCATION. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. RESOLUTIONS RELATED THERETO 2 TO APPOINT THE EXTERNAL AUDITORS FOR Mgmt For For EXERCISES 2021-2029. RESOLUTIONS RELATED THERETO 3 TO APPOINT TWO BOARD OF DIRECTORS' MEMBERS. Mgmt For For RESOLUTIONS RELATED THERETO 4 TO PROPOSE TO REVOKE THE RESOLUTION Mgmt For For APPROVED BY THE SHAREHOLDERS MEETING HELD ON 18 APRIL 2019, ONLY CONCERNING THE AUTHORIZATION TO PURCHASE OWN SHARES, WITHOUT PREJUDICE TO THE AUTHORIZATION TO ALIENATE OWN SHARES THEREIN CONTAINED. RESOLUTIONS RELATED THERETO 5 TO PROPOSE A FREE SHARE PLAN FOR EMPLOYEES Mgmt For For 2020. RESOLUTIONS RELATED THERETO 6.1 2020 REWARDING POLICY AND 2019 PAID Mgmt Against Against EMOLUMENT'S REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO 58, FIRST SECTION: 2020 REWARDING POLICY'S REPORT (BINDING RESOLUTION) 6.2 2020 REWARDING POLICY AND 2019 PAID Mgmt Against Against EMOLUMENT'S REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO 58, SECOND SECTION: 2019 PAID EMOLUMENT'S REPORT (NON-BINDING RESOLUTION) -------------------------------------------------------------------------------------------------------------------------- AVANGRID, INC. Agenda Number: 935205220 -------------------------------------------------------------------------------------------------------------------------- Security: 05351W103 Meeting Type: Annual Meeting Date: 22-Jun-2020 Ticker: AGR ISIN: US05351W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ignacio S. Galan Mgmt For For John Baldacci Mgmt For For Daniel Alcain Lopez Mgmt For For Pedro Azagra Blazquez Mgmt For For Robert Duffy Mgmt For For Teresa Herbert Mgmt For For Patricia Jacobs Mgmt For For John Lahey Mgmt For For Jose angel M. Rodriguez Mgmt For For Santiago M. Garrido Mgmt For For Jose Sainz Armada Mgmt For For Alan Solomont Mgmt For For Elizabeth Timm Mgmt For For 2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. 3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- AVISTA CORP. Agenda Number: 935163395 -------------------------------------------------------------------------------------------------------------------------- Security: 05379B107 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: AVA ISIN: US05379B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kristianne Blake Mgmt For For 1B. Election of Director: Donald C. Burke Mgmt For For 1C. Election of Director: Rebecca A. Klein Mgmt For For 1D. Election of Director: Scott H. Maw Mgmt For For 1E. Election of Director: Scott L. Morris Mgmt For For 1F. Election of Director: Jeffry L. Phillips Mgmt For For 1G. Election of Director: Marc F. Racicot Mgmt For For 1H. Election of Director: Heidi B. Stanley Mgmt For For 1I. Election of Director: R. John Taylor Mgmt For For 1J. Election of Director: Dennis P. Vermillion Mgmt For For 1K. Election of Director: Janet D. Widmann Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2020. 3. Advisory (non-binding) vote on executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- BBA AVIATION PLC Agenda Number: 711744993 -------------------------------------------------------------------------------------------------------------------------- Security: G08932165 Meeting Type: OGM Meeting Date: 22-Nov-2019 Ticker: ISIN: GB00B1FP8915 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVE SPECIAL DIVIDEND AND SHARE Mgmt For For CONSOLIDATION 2 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES CMMT 06 NOV 2019: PLEASE NOTE THAT THE MEETING Non-Voting TYPE WAS CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- CCR SA Agenda Number: 711875469 -------------------------------------------------------------------------------------------------------------------------- Security: P2170M104 Meeting Type: EGM Meeting Date: 10-Jan-2020 Ticker: ISIN: BRCCROACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO RESOLVE ON THE AMENDMENT OF THE Mgmt Against Against COMPANY'S BYLAWS, PURSUANT TO THE MANAGEMENTS PROPOSAL CMMT 10 DEC 2019: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 10 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Agenda Number: 935139469 -------------------------------------------------------------------------------------------------------------------------- Security: 15189T107 Meeting Type: Annual Meeting Date: 24-Apr-2020 Ticker: CNP ISIN: US15189T1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie D. Biddle Mgmt Against Against 1B. Election of Director: Milton Carroll Mgmt Against Against 1C. Election of Director: Scott J. McLean Mgmt Against Against 1D. Election of Director: Martin H. Nesbitt Mgmt Against Against 1E. Election of Director: Theodore F. Pound Mgmt Against Against 1F. Election of Director: Susan O. Rheney Mgmt Against Against 1G. Election of Director: Phillip R. Smith Mgmt Against Against 1H. Election of Director: John W. Somerhalder Mgmt Against Against II 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm for 2020. 3. Approve the advisory resolution on Mgmt Against Against executive compensation. 4. Approve the amendment to the CenterPoint Mgmt Against Against Energy, Inc. Stock Plan for Outside Directors. -------------------------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 712694151 -------------------------------------------------------------------------------------------------------------------------- Security: J05523105 Meeting Type: AGM Meeting Date: 23-Jun-2020 Ticker: ISIN: JP3566800003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Tsuge, Koei Mgmt Against Against 2.2 Appoint a Director Kaneko, Shin Mgmt For For 2.3 Appoint a Director Suyama, Yoshiki Mgmt Against Against 2.4 Appoint a Director Kosuge, Shunichi Mgmt Against Against 2.5 Appoint a Director Uno, Mamoru Mgmt Against Against 2.6 Appoint a Director Tanaka, Mamoru Mgmt Against Against 2.7 Appoint a Director Mizuno, Takanori Mgmt Against Against 2.8 Appoint a Director Mori, Atsuhito Mgmt Against Against 2.9 Appoint a Director Niwa, Shunsuke Mgmt Against Against 2.10 Appoint a Director Suzuki, Hiroshi Mgmt Against Against 2.11 Appoint a Director Oyama, Takayuki Mgmt Against Against 2.12 Appoint a Director Kobayashi, Hajime Mgmt Against Against 2.13 Appoint a Director Torkel Patterson Mgmt Against Against 2.14 Appoint a Director Saeki, Takashi Mgmt Against Against 2.15 Appoint a Director Kasama, Haruo Mgmt Against Against 2.16 Appoint a Director Oshima, Taku Mgmt Against Against 3 Appoint a Corporate Auditor Yamada, Mgmt For For Tatsuhiko -------------------------------------------------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Agenda Number: 935197043 -------------------------------------------------------------------------------------------------------------------------- Security: 16411R208 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: LNG ISIN: US16411R2085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: G. Andrea Botta Mgmt For For 1B. Election of Director: Jack A. Fusco Mgmt For For 1C. Election of Director: Vicky A. Bailey Mgmt For For 1D. Election of Director: Nuno Brandolini Mgmt For For 1E. Election of Director: Michele A. Evans Mgmt For For 1F. Election of Director: David I. Foley Mgmt For For 1G. Election of Director: David B. Kilpatrick Mgmt For For 1H. Election of Director: Andrew Langham Mgmt For For 1I. Election of Director: Courtney R. Mather Mgmt For For 1J. Election of Director: Donald F. Robillard, Mgmt For For Jr 1K. Election of Director: Neal A. Shear Mgmt For For 2. Approve, on an advisory and non-binding Mgmt Against Against basis, the compensation of the Company's named executive officers for 2019. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for 2020. 4. Approve the Cheniere Energy, Inc. 2020 Mgmt For For Incentive Plan. 5. Shareholder Proposal regarding climate Shr Against For change risk analysis -------------------------------------------------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LTD Agenda Number: 711613249 -------------------------------------------------------------------------------------------------------------------------- Security: Y1489Q103 Meeting Type: EGM Meeting Date: 28-Oct-2019 Ticker: ISIN: HK0144000764 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1010/2019101000307.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1010/2019101000303.pdf 1 TO APPROVE THE NON-ACCEPTANCE BY THE Mgmt Against Against COMPANY OF THE MANDATORY UNCONDITIONAL CASH OFFER BY CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED ON BEHALF OF BROADFORD GLOBAL LIMITED TO ACQUIRE ALL THE ISSUED H SHARES IN DALIAN PORT (PDA) COMPANY LIMITED (AS SPECIFIED) AND AUTHORISE ANY ONE DIRECTOR OF THE COMPANY TO DO ALL SUCH FURTHER THINGS AND ACTS AND EXECUTE ALL SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH HE CONSIDERS NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO ANY MATTERS RELATING TO OR IN CONNECTION WITH THE NON-ACCEPTANCE 2 TO APPROVE THE RE-ELECTION OF MR. GE LEFU Mgmt Against Against AS AN EXECUTIVE DIRECTOR OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- CLP HOLDINGS LTD Agenda Number: 712297072 -------------------------------------------------------------------------------------------------------------------------- Security: Y1660Q104 Meeting Type: AGM Meeting Date: 08-May-2020 Ticker: ISIN: HK0002007356 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0324/2020032400397.pdf, 1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For FOR THE YEAR ENDED 31 DECEMBER 2019 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON 2.A TO RE-ELECT THE HONOURABLE SIR MICHAEL Mgmt For For KADOORIE AS DIRECTOR 2.B TO RE-ELECT MR WILLIAM ELKIN MOCATTA AS Mgmt For For DIRECTOR 2.C TO RE-ELECT SIR RODERICK IAN EDDINGTON AS Mgmt For For DIRECTOR 3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2020 4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY; NOT EXCEEDING FIVE PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION AND SUCH SHARES SHALL NOT BE ISSUED AT A DISCOUNT OF MORE THAN TEN PER CENT TO THE BENCHMARKED PRICE OF SUCH SHARES 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO EXERCISE ALL THE POWERS OF THE COMPANY TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION -------------------------------------------------------------------------------------------------------------------------- COSCO SHIPPING PORTS LTD Agenda Number: 711577063 -------------------------------------------------------------------------------------------------------------------------- Security: G2442N104 Meeting Type: SGM Meeting Date: 08-Oct-2019 Ticker: ISIN: BMG2442N1048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/0917/2019091700370.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/0917/2019091700362.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO APPROVE AND CONFIRM THE ENTERING INTO OF Mgmt Against Against THE CONSORTIUM AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, THE EXECUTION OF DOCUMENTS IN CONNECTION THEREWITH AND RELATED MATTERS 2 TO RE-ELECT MR. ZHANG DAYU (AS SPECIFIED) Mgmt For For AS DIRECTOR -------------------------------------------------------------------------------------------------------------------------- COSCO SHIPPING PORTS LTD Agenda Number: 711777548 -------------------------------------------------------------------------------------------------------------------------- Security: G2442N104 Meeting Type: SGM Meeting Date: 10-Dec-2019 Ticker: ISIN: BMG2442N1048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1119/2019111900391.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1119/2019111900383.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO APPROVE, RATIFY AND CONFIRM THE ENTERING Mgmt Against Against INTO OF THE NEW FINANCIAL SERVICES MASTER AGREEMENT AND THE DEPOSIT TRANSACTIONS CONTEMPLATED THEREUNDER, THE PROPOSED ANNUAL CAP AMOUNTS, THE EXECUTION OF THE DOCUMENTS IN CONNECTION THEREWITH AND RELATED MATTERS CMMT 05 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN THE RECORD DATE FROM 09 DEC 2019 TO 06 DEC 2019 AND FURTHER CHANGE IN RECORD DATE FROM 06 DEC 2019 TO 09 DEC 2019 AND FURTHER CHANGE IN RECORD DATE FROM 09 DEC 2019 TO 06 DEC 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935157823 -------------------------------------------------------------------------------------------------------------------------- Security: 22822V101 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: CCI ISIN: US22822V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: P. Robert Bartolo Mgmt For For 1B. Election of Director: Jay A. Brown Mgmt For For 1C. Election of Director: Cindy Christy Mgmt For For 1D. Election of Director: Ari Q. Fitzgerald Mgmt For For 1E. Election of Director: Robert E. Garrison II Mgmt For For 1F. Election of Director: Andrea J. Goldsmith Mgmt For For 1G. Election of Director: Lee W. Hogan Mgmt For For 1H. Election of Director: Edward C. Hutcheson, Mgmt For For Jr. 1I. Election of Director: J. Landis Martin Mgmt For For 1J. Election of Director: Robert F. McKenzie Mgmt For For 1K. Election of Director: Anthony J. Melone Mgmt For For 1L. Election of Director: W. Benjamin Moreland Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2020. 3. The non-binding, advisory vote to approve Mgmt For For the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- DOMINION ENERGY, INC. Agenda Number: 935152316 -------------------------------------------------------------------------------------------------------------------------- Security: 25746U109 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: D ISIN: US25746U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James A. Bennett Mgmt For For 1B. Election of Director: Helen E. Dragas Mgmt For For 1C. Election of Director: James O. Ellis, Jr. Mgmt For For 1D. Election of Director: Thomas F. Farrell, II Mgmt For For 1E. Election of Director: D. Maybank Hagood Mgmt For For 1F. Election of Director: John W. Harris Mgmt For For 1G. Election of Director: Ronald W. Jibson Mgmt For For 1H. Election of Director: Mark J. Kington Mgmt For For 1I. Election of Director: Joseph M. Rigby Mgmt For For 1J. Election of Director: Pamela J. Royal, M.D. Mgmt For For 1K. Election of Director: Robert H. Spilman, Mgmt For For Jr. 1L. Election of Director: Susan N. Story Mgmt For For 1M. Election of Director: Michael E. Szymanczyk Mgmt For For 2. Ratification of Appointment of Independent Mgmt Against Against Auditor. 3. Advisory Vote on Approval of Executive Mgmt For For Compensation (Say on Pay). 4. Shareholder Proposal Regarding a Policy to Shr For Against Require an Independent Chair 5. Shareholder Proposal Regarding the Right of Shr Against For Shareholders to Act by Written Consent -------------------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY COMPANY Agenda Number: 712705308 -------------------------------------------------------------------------------------------------------------------------- Security: J1257M109 Meeting Type: AGM Meeting Date: 23-Jun-2020 Ticker: ISIN: JP3783600004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2 Amend Articles to: Reduce Term of Office of Mgmt For For Directors to One Year 3.1 Appoint a Director Tomita, Tetsuro Mgmt Against Against 3.2 Appoint a Director Fukasawa, Yuji Mgmt For For 3.3 Appoint a Director Nishino, Fumihisa Mgmt For For 3.4 Appoint a Director Maekawa, Tadao Mgmt For For 3.5 Appoint a Director Ota, Tomomichi Mgmt For For 3.6 Appoint a Director Akaishi, Ryoji Mgmt For For 3.7 Appoint a Director Kise, Yoichi Mgmt For For 3.8 Appoint a Director Sakai, Kiwamu Mgmt For For 3.9 Appoint a Director Ito, Motoshige Mgmt For For 3.10 Appoint a Director Amano, Reiko Mgmt For For 3.11 Appoint a Director Sakuyama, Masaki Mgmt Against Against 3.12 Appoint a Director Kawamoto, Hiroko Mgmt For For 4 Appoint a Corporate Auditor Kanetsuki, Mgmt For For Seishi -------------------------------------------------------------------------------------------------------------------------- EIFFAGE SA Agenda Number: 712340924 -------------------------------------------------------------------------------------------------------------------------- Security: F2924U106 Meeting Type: MIX Meeting Date: 22-Apr-2020 Ticker: ISIN: FR0000130452 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202004032000764-41 CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 372639 DUE TO CHANGE IN THE SUMMARY OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For ENDED 31 DECEMBER 2019 O.4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For REGULATED AGREEMENTS AND COMMITMENTS, AND APPROVAL OF A NEW AGREEMENT O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For JEAN-FRANCOIS ROVERATO AS DIRECTOR O.6 RENEWAL OF THE TERM OF OFFICE OF MR. JEAN Mgmt For For GUENARD AS DIRECTOR O.7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS O.8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE PERIOD 2019-2021 AND/OR FOR ANY OTHER EXECUTIVE CORPORATE OFFICER O.9 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. BENOIT DE RUFFRAY, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH THE PRINCIPLES AND CRITERIA APPROVED BY THE EIFFAGE GENERAL MEETING OF 24 APRIL 2019 O.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE. E.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO CANCEL THE SHARES REPURCHASED BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS AND/OR PREMIUMS E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING (EXCLUDING OFFERS REFERRED TO IN SECTION 1 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE) AND/OR IN REMUNERATION OF SECURITIES IN THE CONTEXT OF A PUBLIC EXCHANGE OFFERING E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF AN OFFER REFERRED TO IN SECTION 1 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE E.17 AUTHORIZATION TO INCREASE THE AMOUNT OF Mgmt For For ISSUES E.18 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITHIN THE LIMIT OF 10% OF THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND OF SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL E.19 OVERALL LIMITATION OF THE CEILINGS OF THE Mgmt For For DELEGATIONS PROVIDED FOR IN THE 15TH, 16TH AND 18TH RESOLUTIONS OF THIS MEETING E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS PLAN PURSUANT TO ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO GRANT SHARE PURCHASE OPTIONS TO EMPLOYEES AND/OR CERTAIN CORPORATE OFFICERS E.22 AMENDMENT TO ARTICLE 17 OF THE BYLAWS IN Mgmt For For ORDER TO PROVIDE FOR THE PROCEDURES FOR THE APPOINTMENT OF THE DIRECTORS REPRESENTING EMPLOYEES E.23 AMENDMENT TO ARTICLE 23 OF THE BYLAWS TO Mgmt For For PROVIDE FOR WRITTEN CONSULTATION OF DIRECTORS E.24 ALIGNMENT OF THE BYLAWS Mgmt For For E.25 TEXTUAL REFERENCES APPLICABLE IN THE EVENT Mgmt For For OF CODIFICATION CHANGES O.26 POWERS TO CARRY OUT FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- EMERA INC Agenda Number: 711394926 -------------------------------------------------------------------------------------------------------------------------- Security: 290876101 Meeting Type: SGM Meeting Date: 11-Jul-2019 Ticker: ISIN: CA2908761018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 250081 DUE TO THERE ARE 2 RESOLUTIONS FOR THIS MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 THE AMENDMENT TO PART B OF THE ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY FOR THE REMOVAL OF THE 25 PERCENT RESTRICTIONS RELATING TO SHARE OWNERSHIP AND VOTING RIGHTS BY NON-CANADIAN RESIDENT SHAREHOLDERS OF THE COMPANY 2 NON-RESIDENT VOTING CONSTRAINT: ARE THE Mgmt Abstain SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM HELD, BENEFICIALLY OWNED OR CONTROLLED, DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA? NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL BE TREATED AS NOT MARKED -------------------------------------------------------------------------------------------------------------------------- EMERA INC Agenda Number: 712617476 -------------------------------------------------------------------------------------------------------------------------- Security: 290876101 Meeting Type: AGM Meeting Date: 05-Jun-2020 Ticker: ISIN: CA2908761018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: SCOTT C. BALFOUR Mgmt For For 1.2 ELECTION OF DIRECTOR: JAMES V. BERTRAM Mgmt For For 1.3 ELECTION OF DIRECTOR: SYLVIA D. CHROMINSKA Mgmt For For 1.4 ELECTION OF DIRECTOR: HENRY E. DEMONE Mgmt For For 1.5 ELECTION OF DIRECTOR: KENT M. HARVEY Mgmt For For 1.6 ELECTION OF DIRECTOR: B. LYNN LOEWEN Mgmt For For 1.7 ELECTION OF DIRECTOR: JOHN B. RAMIL Mgmt For For 1.8 ELECTION OF DIRECTOR: ANDREA S. ROSEN Mgmt For For 1.9 ELECTION OF DIRECTOR: RICHARD P. SERGEL Mgmt For For 1.10 ELECTION OF DIRECTOR: M. JACQUELINE Mgmt For For SHEPPARD 1.11 ELECTION OF DIRECTOR: JOCHEN E. TILK Mgmt For For 2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS 3 AUTHORIZE DIRECTORS TO ESTABLISH THE Mgmt For For AUDITORS' FEE AS REQUIRED PURSUANT TO THE NOVA SCOTIA COMPANIES ACT 4 CONSIDER AND APPROVE, ON AN ADVISORY BASIS, Mgmt For For A RESOLUTION ON EMERA'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR 5 CONSIDER AND APPROVE AN AMENDMENT TO THE Mgmt For For COMPANY'S EMPLOYEE COMMON SHARE PURCHASE PLAN (THE "PLAN") TO INCREASE THE MAXIMUM NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER THE PLAN -------------------------------------------------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD Agenda Number: 712349592 -------------------------------------------------------------------------------------------------------------------------- Security: G3066L101 Meeting Type: AGM Meeting Date: 13-May-2020 Ticker: ISIN: KYG3066L1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0403/2020040302063.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0403/2020040302051.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE DIRECTORS' AND INDEPENDENT AUDITOR'S REPORTS 2 TO DECLARE A FINAL DIVIDEND OF HKD 1.67 PER Mgmt For For SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 3.A.I TO RE-ELECT MR. HAN JISHEN AS DIRECTOR Mgmt For For 3.AII TO RE-ELECT MR. ZHANG YUYING AS DIRECTOR Mgmt For For 3AIII TO RE-ELECT MR. WANG DONGZHI AS DIRECTOR Mgmt For For 3.AIV TO RE-ELECT MR. JIN YONGSHENG AS DIRECTOR Mgmt For For 3.A.V TO RE-ELECT MR. LAW YEE KWAN, QUINN AS Mgmt For For DIRECTOR 3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE DIRECTORS' REMUNERATION 4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ISSUE NEW SHARES OF THE COMPANY (ORDINARY RESOLUTION IN ITEM NO. 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) 6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY (ORDINARY RESOLUTION IN ITEM NO. 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) -------------------------------------------------------------------------------------------------------------------------- EVERGY, INC. Agenda Number: 935150235 -------------------------------------------------------------------------------------------------------------------------- Security: 30034W106 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: EVRG ISIN: US30034W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kirkland B. Andrews Mgmt For For 1B. Election of Director: Terry Bassham Mgmt For For 1C. Election of Director: Mollie Hale Carter Mgmt For For 1D. Election of Director: Richard L. Hawley Mgmt For For 1E. Election of Director: Thomas D. Hyde Mgmt For For 1F. Election of Director: B. Anthony Isaac Mgmt For For 1G. Election of Director: Paul M. Keglevic Mgmt For For 1H. Election of Director: Sandra A.J. Lawrence Mgmt For For 1I. Election of Director: Ann D. Murtlow Mgmt For For 1J. Election of Director: Sandra J. Price Mgmt For For 1K. Election of Director: Mark A. Ruelle Mgmt For For 1L. Election of Director: S. Carl Soderstrom Mgmt For For Jr. 1M. Election of Director: John Arthur Stall Mgmt For For 2. Approval, on a non-binding advisory basis, Mgmt For For the 2019 compensation of the Company's named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- EVERSOURCE ENERGY Agenda Number: 935155386 -------------------------------------------------------------------------------------------------------------------------- Security: 30040W108 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: ES ISIN: US30040W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Cotton M. Cleveland Mgmt For For 1B. Election of Trustee: James S. DiStasio Mgmt For For 1C. Election of Trustee: Francis A. Doyle Mgmt For For 1D. Election of Trustee: Linda Dorcena Forry Mgmt For For 1E. Election of Trustee: James J. Judge Mgmt For For 1F. Election of Trustee: John Y. Kim Mgmt For For 1G. Election of Trustee: Kenneth R. Leibler Mgmt For For 1H. Election of Trustee: David H. Long Mgmt For For 1I. Election of Trustee: William C. Van Faasen Mgmt For For 1J. Election of Trustee: Frederica M. Williams Mgmt For For 2. Consider an advisory proposal approving the Mgmt For For compensation of our Named Executive Officers. 3. Ratify the selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- FERROVIAL SA Agenda Number: 712221580 -------------------------------------------------------------------------------------------------------------------------- Security: E49512119 Meeting Type: OGM Meeting Date: 16-Apr-2020 Ticker: ISIN: ES0118900010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 APR 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU 1.1 EXAMINATION AND APPROVAL, AS APPROPRIATE, Mgmt For For OF THE INDIVIDUAL FINANCIAL STATEMENTS OF FERROVIAL S.A., BALANCE SHEET, PROFIT AND LOSS STATEMENT, STATEMENT OF CHANGES IN NET EQUITY, CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS, AND OF THE CONSOLIDATED FINANCIAL STATEMENTS WITH REGARD TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, AND OF THE MANAGEMENT REPORTS OF FERROVIAL, S.A. AND ITS CONSOLIDATED GROUP WITH REGARD TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 1.2 EXAMINATION AND APPROVAL, AS APPROPRIATE, Mgmt For For OF THE CONSOLIDATED STATEMENT OF NON-FINANCIAL INFORMATION CORRESPONDING TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, THAT FORMS PART OF THE CONSOLIDATED MANAGEMENT REPORT 2 APPLICATION OF RESULTS FOR FINANCIAL YEAR Mgmt For For 2019 3 EXAMINATION AND APPROVAL, AS APPROPRIATE, Mgmt For For OF THE MANAGEMENT OF THE BOARD OF DIRECTORS CARRIED OUT IN FINANCIAL YEAR 2019 4 APPOINTMENT OF STATUTORY AUDITORS FOR THE Mgmt For For COMPANY AND ITS CONSOLIDATED GROUP: ERNST YOUNG 5.1 REAPPOINTMENT OF MR. PHILIP BOWMAN Mgmt For For 5.2 REAPPOINTMENT OF MS. HANNE BIRGITTE Mgmt For For BREINBJERB SORENSEN 5.3 CONFIRMATION AND APPOINTMENT OF MR. IGNACIO Mgmt For For MADRIDEJOS FERNANDEZ AS DIRECTOR, APPOINTED BY COOPTATION AT THE MEETING OF THE BOARD OF DIRECTORS HELD ON 30 SEPTEMBER 2019 5.4 CONFIRMATION AND APPOINTMENT OF MR. JUAN Mgmt For For HOYOS MARTINEZ DE IRUJO AS DIRECTOR, APPOINTED BY COOPTATION AT THE MEETING OF THE BOARD OF DIRECTORS HELD ON 30 SEPTEMBER 2019 5.5 CONFIRMATION AND APPOINTMENT OF MR. GONZALO Mgmt For For URQUIJO FERNANDEZ DE ARAOZ AS DIRECTOR, APPOINTED BY COOPTATION AT THE MEETING OF THE BOARD OF DIRECTORS HELD ON 19 DECEMBER 2019 6 FIRST SHARE CAPITAL INCREASE IN THE AMOUNT Mgmt For For TO BE DETERMINED, BY ISSUING NEW ORDINARY SHARES WITH A PAR VALUE OF TWENTY EURO CENTS, EUR 0.20, EACH, AGAINST RESERVES, WITH NO SHARE PREMIUM, ALL OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY OUTSTANDING, OFFERING SHAREHOLDERS THE POSSIBILITY OF SELLING THE FREE OF CHARGE ALLOCATION RIGHTS TO THE COMPANY ITSELF AT A GUARANTEED PRICE OR ON THE MARKET. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS WITH EXPRESS POWER OF SUB DELEGATION TO ESTABLISH THE DATE THE INCREASE IS TO BE EXECUTED AND THE TERMS OF THE INCREASE IN ALL RESPECTS NOT PROVIDED FOR BY THE GENERAL MEETING, ETC 7 SECOND SHARE CAPITAL INCREASE IN THE AMOUNT Mgmt For For TO BE DETERMINED, BY ISSUING NEW ORDINARY SHARES WITH A PAR VALUE OF TWENTY EURO CENTS, EUR 0.20, EACH, AGAINST RESERVES, WITH NO SHARE PREMIUM, ALL OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY OUTSTANDING, OFFERING SHAREHOLDERS THE POSSIBILITY OF SELLING THE FREE OF CHARGE ALLOCATION RIGHTS TO THE COMPANY ITSELF AT A GUARANTEED PRICE OR ON THE MARKET. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS WITH EXPRESS POWER OF SUB DELEGATION TO ESTABLISH THE DATE THE INCREASE IS TO BE IMPLEMENTED AND THE TERMS OF THE INCREASE IN ALL RESPECTS NOT PROVIDED FOR BY THE GENERAL MEETING, ETC. 8 APPROVAL OF A SHARE CAPITAL REDUCTION BY Mgmt For For MEANS OF THE REDEMPTION OF A MAXIMUM OF 27,755,960 OF THE COMPANY'S OWN SHARES, REPRESENTING 3.775 PCT OF THE COMPANY'S CURRENT SHARE CAPITAL. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS WITH THE EXPRESS POWER OF SUB DELEGATION TO ESTABLISH ANY OTHER CONDITIONS FOR THE CAPITAL REDUCTION NOT PROVIDED BY THE GENERAL MEETING, INCLUDING, AMONG OTHER ISSUES, THE POWERS TO AMEND ARTICLE 5 OF THE BYLAWS RELATED TO SHARE CAPITAL AND TO APPLY FOR THE DELISTING AND CANCELLATION FROM THE BOOK ENTRY REGISTERS OF THE REDEEMED SHARES 9 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For POLICY 10 APPROVAL OF A SHARE LINKED REMUNERATION Mgmt For For SYSTEM FOR BOARD MEMBERS WITH EXECUTIVE FUNCTIONS PERFORMANCE SHARES PLAN 11 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For CONTINUE THE DIVESTMENT OF THE SERVICES DIVISION OF THE FERROVIAL GROUP 12 DELEGATION OF POWERS TO INTERPRET, RECTIFY, Mgmt For For SUPPLEMENT, EXECUTE AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING AND DELEGATION OF POWERS TO CONVERT INTO A PUBLIC DEED AND REGISTER THOSE RESOLUTIONS. EMPOWERMENT TO FILE THE FINANCIAL STATEMENTS AS REFERRED TO IN ARTICLE 279 OF THE CAPITAL COMPANIES ACT 13 ANNUAL REPORT ON DIRECTORS REMUNERATION Mgmt For For ARTICLE 541.4 OF THE CAPITAL COMPANIES ACT CMMT 03 MAR 2020: SHAREHOLDERS HOLDING LESS THAN Non-Voting "100" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING CMMT 03 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF THE TEXT IN RESOLUTION 4 AND ADDITION OF NON VOTABLE RESOLUTION 14 AND CHANGE IN RECORD DATE FROM 10 APR 2020 TO 08 APR 2020 AND FURTHER CHANGE IN RECORD DATE FROM 08 APR 2020 TO 09 APR 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 14 INFORMATION ON THE MODIFICATIONS INTRODUCED Non-Voting IN THE REGULATIONS OF THE BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- FLUGHAFEN ZUERICH AG Agenda Number: 712499640 -------------------------------------------------------------------------------------------------------------------------- Security: H26552135 Meeting Type: AGM Meeting Date: 11-Jun-2020 Ticker: ISIN: CH0319416936 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting FINANCIAL STATEMENTS AS AT 31 DECEMBER 2019 2 PRESENTATION OF THE AUDITORS REPORT ON THE Non-Voting FINANCIAL STATEMENTS 3 APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Mgmt No vote STATEMENTS FOR THE 2019 BUSINESS YEAR 4 CONSULTATIVE VOTE ABOUT THE REMUNERATION Mgmt No vote REPORT 2019 5 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS 6 APPROPRIATION OF THE PROFIT AVAILABLE FOR Mgmt No vote DISTRIBUTION 7.A APPROVAL OF REMUNERATION FOR THE MEMBERS OF Mgmt No vote THE BOARD OF DIRECTORS IN THE 2021 BUSINESS YEAR TOTAL MAXIMUM AMOUNT FOR THE BOARD OF DIRECTORS 7.B APPROVAL OF REMUNERATION FOR THE MEMBERS OF Mgmt No vote THE MANAGEMENT BOARD IN THE 2021 BUSINESS YEAR TOTAL MAXIMUM AMOUNT FOR THE MANAGEMENT BOARD 8.A.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote DIRECTORS FOR A TERM OF ONE YEAR :GUGLIELMO BRENTEL 8.A.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote DIRECTORS FOR A TERM OF ONE YEAR :JOSEF FELDER 8.A.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote DIRECTORS FOR A TERM OF ONE YEAR :STEPHAN GEMKOW 8.A.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote DIRECTORS FOR A TERM OF ONE YEAR :CORINE MAUCH 8.A.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote DIRECTORS FOR A TERM OF ONE YEAR :ANDREAS SCHMID 8.B ELECTION OF ANDREAS SCHMID AS CHAIRMAN OF Mgmt No vote THE BOARD 8.C.1 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt No vote AND COMPENSATION COMMITTEE: VINCENT ALBERS 8.C.2 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt No vote AND COMPENSATION COMMITTEE: GUGLIELMO BRENTEL 8.C.3 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt No vote AND COMPENSATION COMMITTEE : EVELINE SAUPPER 8.C.4 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt No vote AND COMPENSATION COMMITTEE : ANDREAS SCHMID 8.D RE-ELECTION OF THE INDEPENDENT PROXY FOR A Mgmt No vote TERM OF ONE YEAR: MARIANNE SIEGER 8.E ELECTION OF THE AUDITORS FOR THE 2020 Mgmt No vote BUSINESS YEAR: ERNST AND YOUNG AG, ZURICH -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE SAB DE CV Agenda Number: 712286093 -------------------------------------------------------------------------------------------------------------------------- Security: P4950Y100 Meeting Type: OGM Meeting Date: 23-Apr-2020 Ticker: ISIN: MXP001661018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.A APPROVE CEOS AND AUDITOR'S REPORTS ON Mgmt For For OPERATIONS AND RESULTS OF COMPANY AND BOARDS OPINION ON REPORTS 1.B APPROVE BOARDS REPORT ON ACCOUNTING Mgmt For For POLICIES AND CRITERIA FOR PREPARATION OF FINANCIAL STATEMENTS 1.C APPROVE REPORT ON ACTIVITIES AND OPERATIONS Mgmt For For UNDERTAKEN BY BOARD 1.D APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS 1.E APPROVE REPORT OF AUDIT COMMITTEES Mgmt For For ACTIVITIES AND REPORT ON COMPANY'S SUBSIDIARIES 1.F APPROVE REPORT ON ADHERENCE TO FISCAL Mgmt For For OBLIGATIONS 2.A APPROVE ALLOCATION OF INCOME: APPROVE Mgmt For For INCREASE IN LEGAL RESERVE 2.B APPROVE ALLOCATION OF INCOME: APPROVE CASH Mgmt For For DIVIDENDS OF MXN 8.21 PER SERIES B AND BB SHARES 2.C APPROVE ALLOCATION OF INCOME: SET MAXIMUM Mgmt For For AMOUNT FOR SHARE REPURCHASE, APPROVE POLICY RELATED TO ACQUISITION OF OWN SHARES 3.A APPROVE DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For CEO: ELECT OR RATIFY DIRECTORS, VERIFY DIRECTORS INDEPENDENCE CLASSIFICATION 3.B APPROVE DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For CEO: ELECT OR RATIFY CHAIRMAN OF AUDIT COMMITTEE 3.C APPROVE DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For CEO: ELECT OR RATIFY MEMBERS OF NOMINATIONS AND COMPENSATIONS COMMITTEE. APPROVE THEIR REMUNERATION 4 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For APPROVED RESOLUTIONS -------------------------------------------------------------------------------------------------------------------------- HYDRO ONE LTD Agenda Number: 712308255 -------------------------------------------------------------------------------------------------------------------------- Security: 448811208 Meeting Type: AGM Meeting Date: 08-May-2020 Ticker: ISIN: CA4488112083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: CHERIE BRANT Mgmt For For 1.2 ELECTION OF DIRECTOR: BLAIR COWPER-SMITH Mgmt For For 1.3 ELECTION OF DIRECTOR: DAVID HAY Mgmt For For 1.4 ELECTION OF DIRECTOR: TIMOTHY HODGSON Mgmt For For 1.5 ELECTION OF DIRECTOR: JESSICA MCDONALD Mgmt For For 1.6 ELECTION OF DIRECTOR: MARK POWESKA Mgmt For For 1.7 ELECTION OF DIRECTOR: RUSSEL ROBERTSON Mgmt For For 1.8 ELECTION OF DIRECTOR: WILLIAM SHEFFIELD Mgmt For For 1.9 ELECTION OF DIRECTOR: MELISSA SONBERG Mgmt For For 1.10 ELECTION OF DIRECTOR: SUSAN WOLBURGH JENAH Mgmt For For 2 APPOINT KPMG LLP AS EXTERNAL AUDITORS FOR Mgmt For For THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 3 ADVISORY RESOLUTION ON HYDRO ONE LIMITED'S Mgmt For For APPROACH TO EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Agenda Number: 711746389 -------------------------------------------------------------------------------------------------------------------------- Security: P5R19K107 Meeting Type: OGM Meeting Date: 29-Nov-2019 Ticker: ISIN: MX01IE060002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I RATIFICATION, REMOVAL AND CONCLUSION OF Mgmt For For COMMISSION AND/OR APPOINTMENT OF THE MEMBERS OF THE BOARD MEMBERS AND OF THE SECRETARY OF THE BOARD OF DIRECTORS OF THE COMPANY. RESOLUTIONS IN THIS REGARD II DISCUSSION AND, WHERE APPROPRIATE, APPROVAL Mgmt For For ON THE CANCELLATION OF SHARES AND THE CONSEQUENT REDUCTION OF THE VARIABLE PART OF THE COMPANY'S CAPITAL STOCK III APPOINTMENT OF SPECIAL DELEGATES OF THE Mgmt For For MEETING FOR THE EXECUTION AND FORMALIZATION OF ITS RESOLUTIONS. RESOLUTIONS IN THIS REGARD -------------------------------------------------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Agenda Number: 711492950 -------------------------------------------------------------------------------------------------------------------------- Security: Y4443L103 Meeting Type: EGM Meeting Date: 26-Sep-2019 Ticker: ISIN: CNE1000003J5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/0808/ltn20190808369.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/0808/ltn20190808411.pdf 1 THAT THE CAPITAL CONTRIBUTION OF RMB606.8 Mgmt Against Against MILLION BY THE COMPANY AND THE CAPITAL CONTRIBUTION OF RMB303.4 MILLION BY JIANGSU COMMUNICATIONS HOLDING COMPANY LIMITED (THE "COMMUNICATIONS HOLDING") FOR RMB400 MILLION AND RMB200 MILLION REGISTERED CAPITAL OF JIANGSU COMMUNICATIONS HOLDING GROUP FINANCE CO., LTD. (THE "GROUP FINANCE COMPANY"), RESPECTIVELY PURSUANT TO THE CAPITAL INCREASE AGREEMENT DATED 30 JULY 2019 BETWEEN THE COMPANY, COMMUNICATIONS HOLDING, JIANGSU JINGHU EXPRESSWAY COMPANY LIMITED AND GROUP FINANCE COMPANY (A COPY OF WHICH IS TABLED AT THE EGM AND SIGNED BY THE CHAIRMAN OF THE EGM FOR IDENTIFICATION PURPOSE) BE AND IS HEREBY APPROVED AND THAT MR. SUN XIBIN AND MR. YAO YONGJIA, BOTH BEING DIRECTORS OF THE COMPANY, BE AND ARE HEREBY AUTHORISED TO DEAL WITH THE CONSEQUENTIAL RELATED MATTER -------------------------------------------------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Agenda Number: 711958946 -------------------------------------------------------------------------------------------------------------------------- Security: Y4443L103 Meeting Type: EGM Meeting Date: 25-Feb-2020 Ticker: ISIN: CNE1000003J5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0103/2020010302050.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0103/2020010302042.pdf CMMT DELETION OF THE COMMENT Non-Voting 1.1.1 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: ISSUE SIZE 1.1.2 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: PAR VALUE AND ISSUE PRICE 1.1.3 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: ISSUE METHOD 1.1.4 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: MATURITY AND TYPE OF BONDS 1.1.5 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: COUPON RATE OF BONDS 1.1.6 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: REPAYMENT OF PRINCIPAL AND INTEREST OF THE BONDS 1.1.7 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: ARRANGEMENTS ON PLACEMENT TO SHAREHOLDERS OF THE COMPANY 1.1.8 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: REDEMPTION OR REPURCHASE TERMS 1.1.9 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: GUARANTEE TERMS 1.110 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: USE OF PROCEEDS 1.111 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: WAY OF UNDERWRITING 1.112 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: TRADING AND EXCHANGE MARKETS 1.113 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: PROTECTION MEASURES FOR REPAYMENT 1.114 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: VALIDITY PERIOD OF THE RESOLUTIONS 1.115 RESOLUTION IN RELATION TO THE PUBLIC ISSUE Mgmt For For OF CORPORATE BONDS: AUTHORIZATION IN RELATION TO THE ISSUE OF CORPORATE BONDS -------------------------------------------------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Agenda Number: 712235971 -------------------------------------------------------------------------------------------------------------------------- Security: Y4443L103 Meeting Type: EGM Meeting Date: 23-Apr-2020 Ticker: ISIN: CNE1000003J5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0305/2020030501171.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0305/2020030501144.pdf 1 TO APPROVE THE LOAN AGREEMENT DATED 26 Mgmt For For FEBRUARY 2020 BETWEEN THE COMPANY AND JIANGSU WUFENGSHAN TOLL BRIDGE COMPANY LIMITED ("WUFENGSHAN TOLL BRIDGE COMPANY") AND THE USE OF PROCEEDS RAISED FROM CORPORATE BONDS TO BE ISSUED BY THE COMPANY TO PROVIDE WUFENGSHAN TOLL BRIDGE COMPANY, A SUBSIDIARY OF THE COMPANY, WITH A LOAN OF NO MORE THAN RMB 1.5 BILLION TO BE DRAWNDOWN DURING THE THREE YEARS PERIOD FROM THE DATE OF 2020 SECOND EXTRAORDINARY GENERAL MEETING OF THE COMPANY FOR TERMS OF THREE YEARS WITH INTERESTS CALCULATED BASED ON THE PREVAILING INTEREST RATE OF THE CORPORATE BONDS TO BE ISSUED BY THE COMPANY, AND THE EXPENSES IN RELATION TO THE ISSUANCE OF CORPORATE BONDS, THE REPAYMENT OF THE PRINCIPAL AND THE RELATED INTEREST OF THE ISSUED BONDS SHALL BE BORNE AND PAID BY WUFENGSHAN TOLL BRIDGE COMPANY; AND TO AUTHORISE MR. SUN XIBIN, A DIRECTOR OF THE COMPANY, TO HANDLE FOLLOW-UP RELATED MATTERS INCLUDING CONTRACT SIGNING AND APPROVAL OF FUND ALLOCATION 2 TO APPROVE THE LOAN AGREEMENT DATED 26 Mgmt For For FEBRUARY 2020 BETWEEN THE COMPANY AND JIANGSU CHANGYI EXPRESSWAY CO., LTD. ("CHANGYI COMPANY") AND THE LOAN AGREEMENT DATED 26 FEBRUARY 2020 BETWEEN THE COMPANY AND JIANGSU YICHANG EXPRESSWAY CO., LTD. ("YICHANG COMPANY") AND THE USE OF PROCEEDS RAISED FROM CORPORATE BONDS TO BE ISSUED BY THE COMPANY TO PROVIDE CHANGYI COMPANY AND YICHANG COMPANY, WITH A LOAN NO MORE THAN RMB300 MILLION AND RMB700 MILLION, RESPECTIVELY, TO BE DRAWNDOWN DURING THREE YEARS FROM THE DATE OF 2020 SECOND EXTRAORDINARY GENERAL MEETING OF THE COMPANY FOR TERMS OF THREE YEARS WITH INTERESTS CALCULATED BASED ON THE PREVAILING INTEREST RATE OF THE CORPORATE BONDS TO BE ISSUED BY THE COMPANY, AND THE EXPENSES IN RELATION TO THE ISSUANCE OF CORPORATE BONDS, THE REPAYMENT OF THE PRINCIPAL AND THE RELATED INTEREST OF THE ISSUED BONDS SHALL BE BORNE AND PAID BY THE ABOVE MENTIONED COMPANIES; AND TO AUTHORISE MR. SUN XIBIN, A DIRECTOR OF THE COMPANY, TO HANDLE FOLLOW-UP RELATED MATTERS INCLUDING CONTRACT SIGNING AND APPROVAL OF FUND ALLOCATION 3 TO APPROVE THE MERGER OF THE COMPANY WITH Mgmt For For ITS WHOLLY-OWNED SUBSIDIARY, NINGCHANG ZHENLI EXPRESSWAY COMPANY LIMITED ("NINGCHANG ZHENLI COMPANY"), BY WAY OF ABSORPTION AND MERGER. AFTER THE COMPLETION OF THE ABSORPTION AND MERGER, THE COMPANY WILL CONTINUE TO OPERATE, AND THE INDEPENDENT LEGAL PERSONALITY OF NINGCHANG ZHENLI COMPANY WILL BE CANCELLED ACCORDINGLY. ALL ASSETS, DEBENTURES AND DEBTS, PERSONNEL AND OTHER RIGHTS AND OBLIGATIONS OF NINGCHANG ZHENLI COMPANY SHALL BE SUCCEEDED BY THE COMPANY IN ACCORDANCE WITH THE LAWS AND REGULATIONS 4 RESOLUTION IN RELATION TO ELECTION OF A Mgmt For For DIRECTOR: TO ELECT MR. CHENG XIAOGUANG AS AN EXECUTIVE DIRECTOR AND TO APPROVE THE SIGNING OF A SERVICE CONTRACT BETWEEN THE COMPANY AND MR. CHENG XIAOGUANG WITH A TERM COMMENCING FROM THE DATE OF THE 2020 SECOND EXTRAORDINARY GENERAL MEETING AND EXPIRING ON THE DATE OF THE 2020 ANNUAL GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Agenda Number: 712605572 -------------------------------------------------------------------------------------------------------------------------- Security: Y4443L103 Meeting Type: AGM Meeting Date: 23-Jun-2020 Ticker: ISIN: CNE1000003J5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0506/2020050601802.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0506/2020050601849.pdf 1 TO APPROVE THE WORK REPORT OF THE BOARD OF Mgmt For For THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 2 TO APPROVE THE WORK REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 3 TO APPROVE THE FINANCIAL STATEMENTS AND Mgmt For For AUDIT REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 4 TO APPROVE THE FINAL ACCOUNTING REPORT OF Mgmt For For THE COMPANY FOR 2019 5 TO APPROVE THE FINANCIAL BUDGET REPORT OF Mgmt For For THE COMPANY FOR 2020 6 TO APPROVE THE FINAL DIVIDEND DISTRIBUTION Mgmt For For PROPOSAL OF THE COMPANY FOR 2019: THE COMPANY PROPOSED TO DISTRIBUTE FINAL DIVIDENDS OF RMB0.46 (TAX INCLUSIVE) PER SHARE IN FAVOUR OF THE SHAREHOLDERS 7 TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE COMPANY'S AUDITORS OF THE FINANCIAL REPORT AND INTERNAL AUDITOR FOR THE YEAR 2020 AT A REMUNERATION OF RMB3.2 MILLION PER YEAR 8 TO APPROVE THE REGISTRATION AND ISSUANCE OF Mgmt For For ULTRA-SHORT-TERM NOTES OF UP TO RMB8 BILLION (THE "UST NOTES") BY THE COMPANY WITHIN THE EFFECTIVE PERIOD ON A ROLLING BASIS; TO AUTHORIZE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO DEAL WITH THE SUBSEQUENT MATTERS SUCH AS THE EXECUTION OF CONTRACT AND THE APPROVAL OF FUND APPROPRIATION AND TO ISSUE SUCH ULTRA-SHORT-TERM NOTES WITHIN TWO YEARS COMMENCING FROM THE DATE OF APPROVAL AT THE ANNUAL GENERAL MEETING. (THE "UST NOTES ISSUANCE") 9 TO APPROVE THE REGISTRATION AND ISSUANCE OF Mgmt For For MEDIUM-TERM NOTES OF UP TO RMB9 BILLION (THE "MT NOTES") BY THE COMPANY, WHICH WILL BE ISSUED ONCE OR IN TRANCHES WITHIN THE VALIDITY PERIOD OF THE REGISTRATION; TO AUTHORIZE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO DEAL WITH THE SUBSEQUENT RELATED MATTERS INCLUDING THE EXECUTION OF CONTRACT AND APPROVAL OF FUND APPROPRIATION; AND TO ISSUE SUCH MEDIUM-TERM NOTES WITHIN TWO YEARS COMMENCING FROM THE DATE OF APPROVAL AT THE ANNUAL GENERAL MEETING. (THE "MT NOTES ISSUANCE") 10 TO APPROVE THE USE OF PROCEEDS RAISED FROM Mgmt For For THE MT NOTES TO BE ISSUED BY THE COMPANY TO PROVIDE JIANGSU WUFENGSHAN TOLL BRIDGE COMPANY LIMITED (THE "WUFENGSHAN TOLL BRIDGE COMPANY"), WITH A LOAN OF NO MORE THAN RMB1.8 BILLION WHICH WILL BE VALID FOR THREE YEARS FROM THE DATE OF APPROVAL AT THE GENERAL MEETING, THE INTEREST OF WHICH SHALL BE CALCULATED BASED ON THE PREVAILING INTEREST RATE OF THE MT NOTES TO BE ISSUED BY THE COMPANY, AND THE EXPENSES IN RELATION TO THE MT NOTES ISSUANCE, THE REPAYMENT OF THE PRINCIPAL AND THE RELATED INTEREST OF THE ISSUED NOTES SHALL BE BORNE AND PAID BY WUFENGSHAN TOLL BRIDGE COMPANY(THE "WUFENGSHAN LOAN"); AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO HANDLE FOLLOW-UP RELATED MATTERS INCLUDING CONTRACT SIGNING AND APPROVAL OF FUND ALLOCATION. THE ABOVE LOAN SHALL BE VALID FOR TWO YEARS FROM THE DATE OF THE APPROVAL AT THE GENERAL MEETING 11 TO APPROVE THE USE OF PROCEEDS RAISED FROM Mgmt For For THE MT NOTES TO BE ISSUED BY THE COMPANY TO PROVIDE JIANGSU YICHANG COMPANY(THE "YICHANG COMPANY"), WITH A LOAN NO MORE THAN RMB1 BILLION, WHICH WILL BE VALID FOR THREE YEARS FROM THE DATE OF APPROVAL AT THE GENERAL MEETING, THE INTEREST OF WHICH SHALL BE CALCULATED BASED ON THE PREVAILING INTEREST RATE OF THE MT NOTES TO BE ISSUED BY THE COMPANY, AND THE EXPENSES IN RELATION TO THE MT NOTES ISSUANCE, THE REPAYMENT OF THE PRINCIPAL AND THE RELATED INTEREST OF THE MT NOTES ISSUANCE SHALL BE BORNE AND PAID BY YICHANG COMPANY(THE "YICHANG LOAN"); AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO HANDLE FOLLOW-UP RELATED MATTERS INCLUDING CONTRACT SIGNING AND APPROVAL OF FUND ALLOCATION. THE ABOVE LOANS SHALL BE VALID FOR TWO YEARS FROM THE DATE OF THE APPROVAL AT THE GENERAL MEETING 12 TO APPROVE THE USE OF PROCEEDS RAISED FROM Mgmt For For MT NOTES AND UST NOTES TO BE ISSUED BY THE COMPANY TO PROVIDE LOANS TO JIANGSU GUANGJING XICHENG EXPRESSWAY LIMITED (THE "GUANGJING XICHENG COMPANY"), WITH NO MORE THAN RMB0.6 BILLION AND RMB0.5 BILLION, RESPECTIVELY, WHICH WILL BE VALID FOR THREE YEARS. THE INTEREST OF WHICH SHALL BE CALCULATED BASED ON THE PREVAILING INTEREST RATE OF THE MT NOTES AND UST NOTES TO BE ISSUED BY THE COMPANY, AND THE EXPENSES IN RELATION TO THE MT NOTES ISSUANCE AND UST NOTES ISSUANCE, THE REPAYMENT OF THE PRINCIPAL AND THE RELATED INTEREST OF THE MT NOTES ISSUANCE AND UST NOTES ISSUANCE SHALL BE BORNE AND PAID BY GUANGJING XICHENG COMPANY (THE "GUANGJING LOAN"); AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO HANDLE FOLLOW-UP RELATED MATTERS INCLUDING CONTRACT SIGNING AND APPROVAL OF FUND ALLOCATION. THE ABOVE LOANS SHALL BE VALID FOR TWO YEARS FROM THE DATE OF THE APPROVAL AT THE GENERAL MEETING 13 TO APPROVE RELEVANT AMENDMENTS TO THE Mgmt Against Against ARTICLES 5.3, 6.1, 6.3, 7.8, 10.6, 10.7, 10.9, 10.11, 10.14, 10.35, 10.38, 11.6, 12.3, 12.5, 12.12, 15.2, 15.4 AND 16.7 OF THE ARTICLES OF ASSOCIATION (THE "AMENDMENTS OF ARTICLES") 14 TO APPROVE RELEVANT AMENDMENTS TO THE Mgmt Against Against ARTICLES 1.2, 1.3, 3.2, 3.3, 4.1.2, 4.1.4, 4.2.2, 4.2.3, 4.2.4, 4.2.5, 4.2.8, 4.4.1, 4.5.3, 4.5.4, 4.7.6, 5.3, 5.4, 6.2 AND 6.5 OF THE RULES OF PROCEDURES OF SHAREHOLDERS' GENERAL MEETINGS, A NEW ARTICLE WILL BE INSERTED AFTER ARTICLE 4.2.6, THE NUMBERING OF THE ORIGINAL ARTICLE OF THE RULES OF PROCEDURES OF SHAREHOLDERS' GENERAL MEETINGS AFTER THE INSERTION SHALL BE RE-NUMBERED ACCORDINGLY, (THE "AMENDMENTS OF RULES OF GENERAL MEETINGS") 15 TO APPROVE RELEVANT AMENDMENTS TO THE Mgmt Against Against ARTICLES 2.1.1, 2.1.4, 2.1.7,2.1.9, 6.1.8, 6.3.2, 6.4.1 AND 7.2 OF THE RULES OF PROCEDURES OF MEETINGS OF BOARD OF DIRECTORS, A NEW ARTICLE WILL BE ADDED AFTER ARTICLE 7.1, THE NUMBERING OF THE ORIGINAL ARTICLE OF RULES OF PROCEDURES OF MEETINGS OF BOARD OF DIRECTORS AFTER THE INSERTION SHALL BE RE-NUMBERED ACCORDINGLY,(THE "AMENDMENTS OF RULES OF MEETINGS OF BOARD OF DIRECTORS") 16 TO APPROVE RELEVANT AMENDMENTS TO THE Mgmt For For ARTICLES 2.1.7, 2.1.11, 2.3.3, 3.2, 5.1.7, 5.4.1 AND 6.2 OF THE RULES OF PROCEDURES OF MEETINGS OF SUPERVISORY COMMITTEE, A NEW ARTICLE WILL BE ADDED AFTER ARTICLE 6.1, THE NUMBERING OF THE ORIGINAL ARTICLE OF RULES OF PROCEDURES OF MEETINGS OF SUPERVISORY COMMITTEE AFTER THE INSERTION SHALL BE RE-NUMBERED ACCORDINGLY, (THE "AMENDMENTS OF RULES OF MEETINGS OF SUPERVISORY COMMITTEE") -------------------------------------------------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935136413 -------------------------------------------------------------------------------------------------------------------------- Security: 559080106 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: MMP ISIN: US5590801065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chansoo Joung Mgmt For For Michael N. Mears Mgmt For For James R. Montague Mgmt For For 2. Advisory Resolution to Approve Executive Mgmt For For Compensation. 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm for 2020. -------------------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC Agenda Number: 711286799 -------------------------------------------------------------------------------------------------------------------------- Security: G6S9A7120 Meeting Type: AGM Meeting Date: 29-Jul-2019 Ticker: ISIN: GB00BDR05C01 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31 MARCH 2019, THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE ACCOUNTS (THE 'ANNUAL REPORT') 2 TO DECLARE A FINAL DIVIDEND OF 31.26 PENCE Mgmt For For PER ORDINARY SHARE (USD 2.0256 PER AMERICAN DEPOSITARY SHARE ('ADS')) FOR THE YEAR ENDED 31 MARCH 2019 3 TO RE-ELECT SIR PETER GERSHON AS A DIRECTOR Mgmt For For 4 TO RE-ELECT JOHN PETTIGREW AS A DIRECTOR Mgmt For For 5 TO ELECT ANDY AGG AS A DIRECTOR Mgmt For For 6 TO RE-ELECT DEAN SEAVERS AS A DIRECTOR Mgmt For For 7 TO RE-ELECT NICOLA SHAW AS A DIRECTOR Mgmt For For 8 TO RE-ELECT JONATHAN DAWSON AS A DIRECTOR Mgmt For For 9 TO RE-ELECT THERESE ESPERDY AS A DIRECTOR Mgmt For For 10 TO RE-ELECT PAUL GOLBY AS A DIRECTOR Mgmt For For 11 TO RE-ELECT AMANDA MESLER AS A DIRECTOR Mgmt For For 12 TO ELECT EARL SHIPP AS A DIRECTOR Mgmt For For 13 TO ELECT JONATHAN SILVER AS A DIRECTOR Mgmt For For 14 TO RE-ELECT MARK WILLIAMSON AS A DIRECTOR Mgmt For For 15 TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For AUDITORS UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 16 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For AUDITORS' REMUNERATION 17 TO APPROVE THE NEW DIRECTORS' REMUNERATION Mgmt Against Against POLICY SET OUT ON PAGES 74 TO 78 IN THE ANNUAL REPORT 18 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY REFERRED TO IN RESOLUTION 17) SET OUT ON PAGES 69 TO 90 IN THE ANNUAL REPORT 19 TO AUTHORISE DIRECTORS TO MAKE POLITICAL Mgmt For For DONATIONS 20 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For ORDINARY SHARES 21 TO AUTHORISE THE DIRECTORS TO OPERATE A Mgmt For For SCRIP DIVIDEND SCHEME CMMT PLEASE NOTE THAT RESOLUTION 22 IS Non-Voting CONDITIONAL UPON SUBJECT TO THE PASSING OF RESOLUTION 21. THANK YOU 22 TO AUTHORISE CAPITALISING RESERVES FOR THE Mgmt For For SCRIP DIVIDEND SCHEME CMMT PLEASE NOTE THAT RESOLUTIONS 23 AND 24 ARE Non-Voting CONDITIONAL UPON SUBJECT TO THE PASSING OF RESOLUTION 20. THANK YOU 23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS 24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT 25 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN ORDINARY SHARES 26 TO AUTHORISE THE DIRECTORS TO HOLD GENERAL Mgmt For For MEETINGS ON 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Agenda Number: 935172661 -------------------------------------------------------------------------------------------------------------------------- Security: 65339F101 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: NEE ISIN: US65339F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sherry S. Barrat Mgmt For For 1B. Election of Director: James L. Camaren Mgmt For For 1C. Election of Director: Kenneth B. Dunn Mgmt For For 1D. Election of Director: Naren K. Gursahaney Mgmt For For 1E. Election of Director: Kirk S. Hachigian Mgmt For For 1F. Election of Director: Toni Jennings Mgmt For For 1G. Election of Director: Amy B. Lane Mgmt For For 1H. Election of Director: David L. Porges Mgmt For For 1I. Election of Director: James L. Robo Mgmt For For 1J. Election of Director: Rudy E. Schupp Mgmt For For 1K. Election of Director: John L. Skolds Mgmt For For 1L. Election of Director: William H. Swanson Mgmt For For 1M. Election of Director: Darryl L. Wilson Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 3. Approval, by non-binding advisory vote, of Mgmt For For NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement 4. A proposal entitled "Political Shr For Against Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures 5. A proposal entitled "Right to Act by Shr For Against Written Consent" to request action by written consent of shareholders -------------------------------------------------------------------------------------------------------------------------- NISOURCE INC. Agenda Number: 935187573 -------------------------------------------------------------------------------------------------------------------------- Security: 65473P105 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: NI ISIN: US65473P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter A. Altabef Mgmt For For 1B. Election of Director: Theodore H. Bunting, Mgmt For For Jr. 1C. Election of Director: Eric L. Butler Mgmt For For 1D. Election of Director: Aristides S. Candris Mgmt For For 1E. Election of Director: Wayne S. DeVeydt Mgmt For For 1F. Election of Director: Joseph Hamrock Mgmt For For 1G. Election of Director: Deborah A. Henretta Mgmt For For 1H. Election of Director: Deborah A. P. Hersman Mgmt For For 1I. Election of Director: Michael E. Jesanis Mgmt For For 1J. Election of Director: Kevin T. Kabat Mgmt For For 1K. Election of Director: Carolyn Y. Woo Mgmt For For 1L. Election of Director: Lloyd M. Yates Mgmt For For 2. To approve named executive officer Mgmt For For compensation on an advisory basis. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2020. 4. To approve the NiSource Inc. 2020 Omnibus Mgmt For For Incentive Plan. 5. To consider a stockholder proposal Shr For Against regarding stockholder right to act by written consent. -------------------------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Agenda Number: 935152025 -------------------------------------------------------------------------------------------------------------------------- Security: 655844108 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: NSC ISIN: US6558441084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas D. Bell, Jr. Mgmt For For 1B. Election of Director: Mitchell E. Daniels, Mgmt For For Jr. 1C. Election of Director: Marcela E. Donadio Mgmt For For 1D. Election of Director: John C. Huffard, Jr. Mgmt For For 1E. Election of Director: Christopher T. Jones Mgmt For For 1F. Election of Director: Thomas C. Kelleher Mgmt For For 1G. Election of Director: Steven F. Leer Mgmt For For 1H. Election of Director: Michael D. Lockhart Mgmt For For 1I. Election of Director: Amy E. Miles Mgmt For For 1J. Election of Director: Claude Mongeau Mgmt For For 1K. Election of Director: Jennifer F. Scanlon Mgmt For For 1L. Election of Director: James A. Squires Mgmt For For 1M. Election of Director: John R. Thompson Mgmt For For 2A. Approval of proposed amendments to the Mgmt For For Corporation's Amended and Restated Articles of Incorporation ("Articles"): Amendment of voting standard to amend the Articles. 2B. Approval of proposed amendments to the Mgmt For For Corporation's Amended and Restated Articles of Incorporation ("Articles"): Approval of simple majority voting standard to approve a merger, share exchange, conversion, sale, or dissolution of the Corporation. 2C. Approval of proposed amendments to the Mgmt For For Corporation's Amended and Restated Articles of Incorporation ("Articles"): Approval of majority voting standard to approve re-domestication of the Corporation and affiliated transactions. 3. Ratification of the appointment of KPMG Mgmt Against Against LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2020. 4. Approval of the advisory resolution on Mgmt For For executive compensation, as disclosed in the proxy statement for the 2020 Annual Meeting of Shareholders. 5. A shareholder proposal regarding the right Shr Against For to act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. Agenda Number: 935160680 -------------------------------------------------------------------------------------------------------------------------- Security: 69349H107 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: PNM ISIN: US69349H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Vicky A. Bailey Mgmt For For 1b. Election of Director: Norman P. Becker Mgmt For For 1c. Election of Director: Patricia K. Collawn Mgmt For For 1d. Election of Director: E. Renae Conley Mgmt For For 1e. Election of Director: Alan J. Fohrer Mgmt For For 1f. Election of Director: Sidney M. Gutierrez Mgmt For For 1g. Election of Director: James A. Hughes Mgmt For For 1h. Election of Director: Maureen T. Mullarkey Mgmt For For 1i. Election of Director: Donald K. Schwanz Mgmt For For 1j. Election of Director: Bruce W. Wilkinson Mgmt For For 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for 2020. 3. Approve, on an advisory basis, the Mgmt Against Against compensation of the named executive officers as disclosed in the 2020 proxy statement. 4. Publish a report on coal combustion Shr Against For residual matters at San Juan Generating Station. -------------------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC CO Agenda Number: 935138859 -------------------------------------------------------------------------------------------------------------------------- Security: 736508847 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: POR ISIN: US7365088472 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John W. Ballantine Mgmt For For 1B. Election of Director: Rodney L. Brown, Jr. Mgmt For For 1C. Election of Director: Jack E. Davis Mgmt For For 1D. Election of Director: Kirby A. Dyess Mgmt For For 1E. Election of Director: Mark B. Ganz Mgmt For For 1F. Election of Director: Marie Oh Huber Mgmt For For 1G. Election of Director: Kathryn J. Jackson Mgmt For For 1H. Election of Director: Michael H. Millegan Mgmt For For 1I. Election of Director: Neil J. Nelson Mgmt For For 1J. Election of Director: M. Lee Pelton Mgmt For For 1K. Election of Director: Maria M. Pope Mgmt For For 1L. Election of Director: Charles W. Shivery Mgmt For For 2. To approve, by a non-binding vote, the Mgmt For For compensation of the Company's named executive officers. 3. To ratify the appointment of Deloitte and Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SAB DE CV Agenda Number: 711612540 -------------------------------------------------------------------------------------------------------------------------- Security: P7925L103 Meeting Type: OGM Meeting Date: 31-Oct-2019 Ticker: ISIN: MX01PI000005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I PRESENTATION, DISCUSSION AND, IF Mgmt For For APPROPRIATE, APPROVAL FOR THE PROPOSAL FOR THE DECREE AND PAYMENT OF DIVIDENDS II APPOINTMENT OF SPECIAL DELEGATES THAT Mgmt For For FORMALIZE THE RESOLUTIONS ADOPTED BY THE ASSEMBLY -------------------------------------------------------------------------------------------------------------------------- RUBIS SCA Agenda Number: 712480615 -------------------------------------------------------------------------------------------------------------------------- Security: F7686C152 Meeting Type: OGM Meeting Date: 11-Jun-2020 Ticker: ISIN: FR0013269123 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202004222000968-49 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For AND SETTING OF THE DIVIDEND (1.75 EURO PER COMMON SHARE AND 0.87 EURO PER PREFERENCE SHARE) 4 TERMS AND CONDITIONS OF PAYMENT OF THE Mgmt For For DIVIDEND IN SHARES OR IN CASH 5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For OLIVIER HECKENROTH AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF 3 FINANCIAL YEARS 6 APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT Mgmt For For AS PRINCIPAL STATUTORY AUDITOR 7 APPOINTMENT OF MR. PATRICE MOROT AS DEPUTY Mgmt For For STATUTORY AUDITOR 8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For COMPENSATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE (OVERALL EX-POST VOTE) 9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. GILLES GOBIN IN HIS CAPACITY AS MANAGER OF RUBIS (INDIVIDUAL EX-POST VOTE) 10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO THE COMPANY SORGEMA SARL IN ITS CAPACITY AS MANAGER OF RUBIS (INDIVIDUAL EX-POST VOTE) 11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO THE COMPANY AGENA SAS IN ITS CAPACITY AS MANAGER OF RUBIS (INDIVIDUAL EX-POST VOTE) 12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. OLIVIER HECKENROTH IN HIS CAPACITY AS CHAIRMAN OF THE SUPERVISORY BOARD OF RUBIS (INDIVIDUAL EX-POST VOTE) 13 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For MANAGEMENT OF RUBIS (EX-ANTE VOTE) 14 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For MEMBERS OF THE SUPERVISORY BOARD OF RUBIS (EX-ANTE VOTE) 15 AUTHORISATION TO BE GRANTED TO THE Mgmt For For MANAGEMENT BOARD, FOR A PERIOD OF 18 MONTHS, TO PROCEED WITH A SHARE BUYBACK PROGRAMME UNDER A LIQUIDITY AGREEMENT (CEILING: 1% OF THE CAPITAL) 16 REGULATED AGREEMENTS Mgmt For For 17 POWERS TO CARRY OUT FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 935159221 -------------------------------------------------------------------------------------------------------------------------- Security: 78410G104 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: SBAC ISIN: US78410G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director For a three-year term Mgmt For For expiring at the 2023 Annual Meeting: Steven E. Bernstein 1.2 Election of Director For a three-year term Mgmt For For expiring at the 2023 Annual Meeting: Duncan H. Cocroft 1.3 Election of Director For a three-year term Mgmt For For expiring at the 2023 Annual Meeting: Fidelma Russo 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as SBA's independent registered public accounting firm for the 2020 fiscal year. 3. Approval, on an advisory basis, of the Mgmt For For compensation of SBA's named executive officers. 4. Approval of the 2020 Performance and Equity Mgmt For For Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- SEVERN TRENT PLC Agenda Number: 711319891 -------------------------------------------------------------------------------------------------------------------------- Security: G8056D159 Meeting Type: AGM Meeting Date: 17-Jul-2019 Ticker: ISIN: GB00B1FH8J72 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31 MARCH 2019 2 APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For 3 TO APPROVE CHANGES TO THE SEVERN TRENT PLC Mgmt For For LONG TERM INCENTIVE PLAN 2014 4 APPROVE THE EXTENSION OF THE SEVERN TRENT Mgmt For For SHARESAVE SCHEME BY AN ADDITIONAL PERIOD OF TEN YEARS 5 DECLARE A FINAL ORDINARY DIVIDEND IN Mgmt For For RESPECT OF THE YEAR ENDED 31 MARCH 2019 6 REAPPOINT KEVIN BEESTON AS DIRECTOR Mgmt For For 7 REAPPOINT JAMES BOWLING AS DIRECTOR Mgmt For For 8 REAPPOINT JOHN COGHLAN AS DIRECTOR Mgmt For For 9 REAPPOINT ANDREW DUFF AS DIRECTOR Mgmt For For 10 REAPPOINT OLIVIA GARFIELD AS DIRECTOR Mgmt For For 11 REAPPOINT DOMINIQUE REINICHE AS DIRECTOR Mgmt For For 12 REAPPOINT PHILIP REMNANT CBE AS DIRECTOR Mgmt For For 13 REAPPOINT DAME ANGELA STRANK AS DIRECTOR Mgmt For For 14 REAPPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For COMPANY 15 AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For THE REMUNERATION OF THE AUDITOR 16 AUTHORISE THE COMPANY AND ALL COMPANIES Mgmt For For WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL 17 RENEW THE COMPANY'S AUTHORITY TO ALLOT Mgmt For For SHARES 18 DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF Mgmt For For THE ISSUED SHARE CAPITAL 19 DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN Mgmt For For ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT 20 AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF ITS ORDINARY SHARES 21 AUTHORISE GENERAL MEETINGS OF THE COMPANY, Mgmt For For OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- SIGNATURE AVIATION PLC Agenda Number: 712338741 -------------------------------------------------------------------------------------------------------------------------- Security: G8127H114 Meeting Type: AGM Meeting Date: 15-May-2020 Ticker: ISIN: GB00BKDM7X41 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 RE-ELECT AMEE CHANDE AS DIRECTOR Mgmt For For 3 RE-ELECT DAVID CROOK AS DIRECTOR Mgmt For For 4 RE-ELECT WAYNE EDMUNDS AS DIRECTOR Mgmt For For 5 RE-ELECT PETER EDWARDS AS DIRECTOR Mgmt For For 6 RE-ELECT EMMA GILTHORPE AS DIRECTOR Mgmt For For 7 RE-ELECT VICTORIA JARMAN AS DIRECTOR Mgmt For For 8 RE-ELECT MARK JOHNSTONE AS DIRECTOR Mgmt For For 9 RE-ELECT STEPHEN KING AS DIRECTOR Mgmt For For 10 RE-ELECT SIR NIGEL RUDD AS DIRECTOR Mgmt For For 11 RE-ELECT PETER VENTRESS AS DIRECTOR Mgmt For For 12 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For 13 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 14 APPROVE REMUNERATION REPORT Mgmt For For 15 AUTHORISE ISSUE OF EQUITY Mgmt For For 16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT 18 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETING WITH TWO WEEKS' NOTICE -------------------------------------------------------------------------------------------------------------------------- SSE PLC Agenda Number: 711320553 -------------------------------------------------------------------------------------------------------------------------- Security: G8842P102 Meeting Type: AGM Meeting Date: 18-Jul-2019 Ticker: ISIN: GB0007908733 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RECEIVE THE REPORT AND ACCOUNTS Mgmt For For 2 APPROVE THE 2019 REMUNERATION REPORT Mgmt For For 3 APPROVE THE 2019 REMUNERATION POLICY Mgmt For For 4 DECLARE A FINAL DIVIDEND Mgmt For For 5 RE-APPOINT GREGOR ALEXANDER Mgmt For For 6 RE-APPOINT SUE BRUCE Mgmt For For 7 RE-APPOINT TONY COCKER Mgmt For For 8 RE-APPOINT CRAWFORD GILLIES Mgmt For For 9 RE-APPOINT RICHARD GILLINGWATER Mgmt For For 10 RE-APPOINT PETER LYNAS Mgmt For For 11 RE-APPOINT HELEN MAHY Mgmt For For 12 RE-APPOINT ALISTAIR PHILLIPS-DAVIES Mgmt For For 13 RE-APPOINT MARTIN PIBWORTH Mgmt For For 14 APPOINT MELANIE SMITH Mgmt For For 15 APPOINT ERNST AND YOUNG LLP AS AUDITOR Mgmt For For 16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For AUDITOR'S REMUNERATION 17 AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 18 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For 19 TO EMPOWER THE COMPANY TO PURCHASE ITS OWN Mgmt For For ORDINARY SHARES 20 TO APPROVE 14 DAYS' NOTICE OF GENERAL Mgmt For For MEETINGS -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 935140094 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan S. Armstrong Mgmt Against Against 1B. Election of Director: Stephen W. Bergstrom Mgmt Against Against 1C. Election of Director: Nancy K. Buese Mgmt Against Against 1D. Election of Director: Stephen I. Chazen Mgmt Against Against 1E. Election of Director: Charles I. Cogut Mgmt Against Against 1F. Election of Director: Michael A. Creel Mgmt Against Against 1G. Election of Director: Vicki L. Fuller Mgmt Against Against 1H. Election of Director: Peter A. Ragauss Mgmt Against Against 1I. Election of Director: Scott D. Sheffield Mgmt Against Against 1J. Election of Director: Murray D. Smith Mgmt Against Against 1K. Election of Director: William H. Spence Mgmt Against Against 2. Approval of the Amendment to The Williams Mgmt For For Companies, Inc. 2007 Incentive Plan. 3. Approval of the Amendment to The Williams Mgmt For For Companies, Inc. 2007 Employee Stock Purchase Plan. 4. Approval, by nonbinding advisory vote, of Mgmt Against Against the Company's executive compensation. 5. Ratification of Ernst & Young LLP as Mgmt For For auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- TOKYO GAS CO.,LTD. Agenda Number: 712704609 -------------------------------------------------------------------------------------------------------------------------- Security: J87000113 Meeting Type: AGM Meeting Date: 26-Jun-2020 Ticker: ISIN: JP3573000001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Hirose, Michiaki Mgmt Against Against 2.2 Appoint a Director Uchida, Takashi Mgmt Abstain Against 2.3 Appoint a Director Takamatsu, Masaru Mgmt Against Against 2.4 Appoint a Director Nohata, Kunio Mgmt Against Against 2.5 Appoint a Director Sasayama, Shinichi Mgmt Against Against 2.6 Appoint a Director Saito, Hitoshi Mgmt For For 2.7 Appoint a Director Takami, Kazunori Mgmt For For 2.8 Appoint a Director Edahiro, Junko Mgmt For For 2.9 Appoint a Director Indo, Mami Mgmt For For 3 Appoint a Corporate Auditor Ono, Hiromichi Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TRANSURBAN GROUP Agenda Number: 711558037 -------------------------------------------------------------------------------------------------------------------------- Security: Q9194A106 Meeting Type: AGM Meeting Date: 10-Oct-2019 Ticker: ISIN: AU000000TCL6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 3 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION CMMT PLEASE NOTE THAT BELOW RESOLUTIONS 2.A, 2.B Non-Voting AND 3 ARE FOR THE COMPANIES (THL AND TIL) 2.A TO RE-ELECT A DIRECTOR OF THL AND TIL - Mgmt For For LINDSAY MAXSTED 2.B TO RE-ELECT A DIRECTOR OF THL AND TIL - Mgmt For For SAMANTHA MOSTYN 2.C TO RE-ELECT A DIRECTOR OF THL AND TIL - Mgmt For For PETER SCOTT 3 ADOPTION OF REMUNERATION REPORT (THL AND Mgmt For For TIL ONLY) CMMT PLEASE NOTE THAT BELOW RESOLUTION 4 IS FOR Non-Voting THE COMPANIES (THL AND TIL) AND FOR THE TRUST (THT) 4 GRANT OF PERFORMANCE AWARDS TO THE CEO Mgmt For For (THL, TIL AND THT) -------------------------------------------------------------------------------------------------------------------------- UGI CORPORATION Agenda Number: 935114051 -------------------------------------------------------------------------------------------------------------------------- Security: 902681105 Meeting Type: Annual Meeting Date: 22-Jan-2020 Ticker: UGI ISIN: US9026811052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. S. Bort Mgmt For For 1B. Election of Director: T. A. Dosch Mgmt For For 1C. Election of Director: A. N. Harris Mgmt For For 1D. Election of Director: F. S. Hermance Mgmt For For 1E. Election of Director: W. J. Marrazzo Mgmt For For 1F. Election of Director: K. A. Romano Mgmt For For 1G. Election of Director: M. O. Schlanger Mgmt For For 1H. Election of Director: J. B. Stallings, Jr. Mgmt For For 1I. Election of Director: K. R. Turner Mgmt For For 1J. Election of Director: J. L. Walsh Mgmt For For 2. Proposal to approve resolution on executive Mgmt For For compensation. 3. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as our independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 935158407 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andrew H. Card Jr. Mgmt For For 1B. Election of Director: William J. DeLaney Mgmt For For 1C. Election of Director: David B. Dillon Mgmt For For 1D. Election of Director: Lance M. Fritz Mgmt For For 1E. Election of Director: Deborah C. Hopkins Mgmt For For 1F. Election of Director: Jane H. Lute Mgmt For For 1G. Election of Director: Michael R. McCarthy Mgmt For For 1H. Election of Director: Thomas F. McLarty III Mgmt For For 1I. Election of Director: Bhavesh V. Patel Mgmt For For 1J. Election of Director: Jose H. Villarreal Mgmt For For 1K. Election of Director: Christopher J. Mgmt For For Williams 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the independent registered public accounting firm of the Company for 2020. 3. An advisory vote to approve executive Mgmt For For compensation ("Say on Pay"). 4. Shareholder proposal regarding Independent Shr For Against Chairman if properly presented at the Annual Meeting. 5. Shareholder proposal regarding Climate Shr Against For Assessment Report if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- VINCI SA Agenda Number: 712626639 -------------------------------------------------------------------------------------------------------------------------- Security: F5879X108 Meeting Type: MIX Meeting Date: 18-Jun-2020 Ticker: ISIN: FR0000125486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202005082001483-56 O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE COSTS O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For 2019 O.4 OPTION TO PAY THE FINAL DIVIDEND IN NEW Mgmt For For SHARES O.5 APPOINTMENT OF MR. BENOIT BAZIN AS DIRECTOR Mgmt For For FOR A TERM OF OFFICE OF FOUR YEARS O.6 RENEWAL OF THE DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES O.7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS O.8 APPROVAL OF THE COMPENSATION POLICY OF MR. Mgmt For For XAVIER HUILLARD, THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER O.9 APPROVAL OF THE COMPENSATION REPORT Mgmt For For O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ATTRIBUTED TO MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 E.11 RENEWAL OF THE AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING VINCI SHARES HELD BY THE COMPANY E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES OF VINCI GROUP AS PART OF THE SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS COMPARABLE TO THOSE OFFERED TO EMPLOYEES DIRECTLY OR INDIRECTLY SUBSCRIBING VIA AN FCPE AS PART OF A SAVINGS PLAN WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.14 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO MAKE FREE ALLOCATIONS OF EXISTING PERFORMANCE SHARES ACQUIRED BY THE COMPANY IN FAVOUR OF EMPLOYEES OF THE COMPANY AND CERTAIN RELATED COMPANIES AND GROUPS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES L.225-197-1 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE E.15 AMENDMENT TO ARTICLE 13 OF THE BY-LAWS Mgmt For For "DELIBERATIONS OF THE BOARD OF DIRECTORS" E.16 AMENDMENT TO ARTICLE 14 OF THE BY-LAWS Mgmt For For "ATTENDANCE FEES" E.17 AMENDMENT TO ARTICLE 15 OF THE BY-LAWS Mgmt For For "POWERS OF THE BOARD OF DIRECTORS" E.18 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. Agenda Number: 935174021 -------------------------------------------------------------------------------------------------------------------------- Security: 98389B100 Meeting Type: Annual Meeting Date: 22-May-2020 Ticker: XEL ISIN: US98389B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lynn Casey Mgmt For For 1B. Election of Director: Ben Fowke Mgmt For For 1C. Election of Director: Netha N. Johnson Mgmt For For 1D. Election of Director: George J. Kehl Mgmt For For 1E. Election of Director: Richard T. O'Brien Mgmt For For 1F. Election of Director: David K. Owens Mgmt For For 1G. Election of Director: Christopher J. Mgmt For For Policinski 1H. Election of Director: James T. Prokopanko Mgmt For For 1I. Election of Director: A. Patricia Sampson Mgmt For For 1J. Election of Director: James J. Sheppard Mgmt For For 1K. Election of Director: David A. Westerlund Mgmt For For 1L. Election of Director: Kim Williams Mgmt For For 1M. Election of Director: Timothy V. Wolf Mgmt For For 1N. Election of Director: Daniel Yohannes Mgmt For For 2. Company proposal to approve, on an advisory Mgmt For For basis, executive compensation. 3. Company proposal to ratify the appointment Mgmt For For of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2020 4. Shareholder proposal regarding a report on Shr Against For the costs and benefits of Xcel Energy's voluntary climate-related activities. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Jeffrey T. Rauman Name Jeffrey T. Rauman Title President and Chief Executive Officer Date 08/18/2020