N-PX 1 ast-shenkman_npx.htm ANNUAL REPORT OF PROXY VOTING

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

Investment Company Act file number 811-07959



Advisors Series Trust
(Exact name of registrant as specified in charter)



615 East Michigan Street
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)



Jeffrey T. Rauman, President/Chief Executive Officer
Advisors Series Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin  53202




(Name and address of agent for service)


(414) 765-6872
Registrant's telephone number, including area code



Date of fiscal year end: September 30


Date of reporting period: July 1, 2018 – June 30, 2019
Item 1. Proxy Voting Record.

VERSO PROXY VOTE
       
Name of Fund:
SHENKMAN CAPITAL FLOATING RATE HIGH INCOME FUND
Period:
July 1, 2018 - June 30, 2019
 
       
       
Company Name
Meeting Date
CUSIP
Ticker
 
 
 
 
VERSO CORP
9/24/2018
92531L207
VRS
       
Vote
MRV
Proposal
Proposed by Issuer or
Security Holder
For All
For All
1.  To elect the following five persons to serve as directors of Verso until our 2019 Annual Meeting of Stockholders and until their respective successors are elected and qualified:
Mgmt
   
Nominees:
  
   
01 Alan J. Carr
  
   
02 Eugene I. Davis
  
   
03 B. Christopher DiSantis
  
   
04 Steven D. Scheiwe
  
   
05 Jay Shuster
  
       
For
For
2. To approve, on an advisory basis, the following resolution:
Mgmt
   
RESOLVED, that the stockholders approve, on an advisory basis, the compensation of Verso's named executive officers as disclosed in the Proxy Statement, including the executive compensation tables and the accompanying narrative.
  
       
For
For
3.  To ratify the appointment of Deloitte & Touche LLP to serve as Verso's independent registered public accounting firm for the year ending December 31, 2018.
Mgmt
CUMULUS MEDIA PROXY VOTE
       
Name of Fund:
SHENKMAN CAPITAL FLOATING RATE HIGH INCOME FUND
Period:
July 1, 2018 - June 30, 2019
 
       
       
Company Name
Meeting Date
CUSIP
Ticker
 
 
 
 
CUMULUS MEDIA INC
4/30/2019
231082801
CMLS
       
Vote
MRV
Proposal
Proposed by Issuer or
Security Holder
   
1.  Election of Directors:
Mgmt
       
No Vote
For
01 - Mary G. Berner
  
No Vote
For
02 - David M. Baum
  
No Vote
For
03 - Matthew C. Blank
  
No Vote
For
04 - Thomas H. Castro
  
No Vote
For
05 - Joan Hogan Gillman
  
No Vote
For
06 - Andrew W. Hobson
  
No Vote
For
07 - Brian G. Kushner
  
       
       
Not Vote
For
2. Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers.
Mgmt
       
Not Vote
For
3.  Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019.
Mgmt
Shenkman Capital Short Duration High Income Fund

The Fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Advisors Series Trust 


By (Signature and Title)     /s/ Jeffrey T. Rauman                                                  
Jeffrey T. Rauman, President/Chief Executive Officer/
                                           Principal Executive Officer

Date  8/27/2019