0000894189-19-005702.txt : 20190827 0000894189-19-005702.hdr.sgml : 20190827 20190827105152 ACCESSION NUMBER: 0000894189-19-005702 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190827 DATE AS OF CHANGE: 20190827 EFFECTIVENESS DATE: 20190827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 191055022 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000056566 First State Global Listed Infrastructure Fund C000178944 Class I FLIIX N-PX 1 ast-firststate4_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jeffrey T. Rauman, President/ Chief Executive Officer Advisors Series Trust, c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6872 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019 First State Global Listed Infrastructure Fund -------------------------------------------------------------------------------------------------------------------------- AENA SME SA Agenda Number: 710667683 -------------------------------------------------------------------------------------------------------------------------- Security: E526K0106 Meeting Type: OGM Meeting Date: 09-Apr-2019 Ticker: ISIN: ES0105046009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For THE INDIVIDUAL FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES) AND INDIVIDUAL DIRECTORS' REPORT OF THE COMPANY FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For THE CONSOLIDATED FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES) AND THE CONSOLIDATED DIRECTORS' REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 3 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For THE PROPOSED ALLOCATION OF EARNINGS OF THE COMPANY FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For THE NON FINANCIAL INFORMATION STATEMENT (NFIS) FOR THE YEAR 2018 ANNUAL CORPORATE RESPONSIBILITY REPORT 5 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For THE CORPORATE MANAGEMENT FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 6 APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE Mgmt For For FISCAL YEARS 2020, 2021 AND 2022: KPMG 7.1 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF MR MAURICI LUCENA BETRIU AS AN EXECUTIVE DIRECTOR 7.2 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF MS ANGELICA MARTINEZ ORTEGA AS A PROPRIETARY DIRECTOR 7.3 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF MR FRANCISCO FERRER MORENO AS A PROPRIETARY DIRECTOR 7.4 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF MR JUAN IGNACIO DIAZ BIDART AS A PROPRIETARY DIRECTOR 7.5 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF MS MARTA BARDON FERNANDEZ PACHECO AS A PROPRIETARY DIRECTOR 7.6 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF MR JOSEP ANTONI DURAN I LLEIDA AS AN INDEPENDENT DIRECTOR 7.7 RE ELECTION OF MS PILAR ARRANZ NOTARIO AS A Mgmt For For PROPRIETARY DIRECTOR 7.8 RE ELECTION OF TCI ADVISORY SERVICES LLP, Mgmt For For REPRESENTED BY MR CHRISTOPHER ANTHONY HOHN, AS A PROPRIETARY DIRECTOR 7.9 APPOINTMENT OF MR JORDI HEREU BOHER AS AN Mgmt For For INDEPENDENT DIRECTOR 7.10 APPOINTMENT OF MS LETICIA IGLESIAS HERRAIZ Mgmt For For AS AN INDEPENDENT DIRECTOR 8 MODIFICATION OF SECTIONS 17, 33, 34, 35, Mgmt For For 39, 40, 41, 42, 44 AND 47 OF THE COMPANY BYLAWS TO MODIFY THE NAME OF THE APPOINTMENTS AND REMUNERATION COMMITTEE AND RENAME IT AS THE APPOINTMENTS, REMUNERATION AND CORPORATE GOVERNANCE COMMITTEE 9 MODIFICATION OF SECTION 13.4 (V) OF THE Mgmt For For GENERAL SHAREHOLDER'S MEETING REGULATION TO MODIFY THE NAME OF THE APPOINTMENTS AND REMUNERATION COMMITTEE AND RENAME IT AS THE APPOINTMENTS, REMUNERATION AND CORPORATE GOVERNANCE COMMITTEE 10 ADVISORY VOTE OF THE ANNUAL REPORT ON Mgmt For For DIRECTORS' REMUNERATION FOR THE FISCAL YEAR 2018 11 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For DIRECTORS TO FORMALISE AND EXECUTE ALL THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING AS WELL AS TO SUB DELEGATE THE POWERS CONFERRED ON IT BY THE MEETING, AND TO RECORD SUCH RESOLUTIONS IN A NOTARIAL INSTRUMENT AND INTERPRET, CURE A DEFECT IN, COMPLEMENT, DEVELOP AND REGISTER THEM CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 10 APR 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Agenda Number: 934989091 -------------------------------------------------------------------------------------------------------------------------- Security: 018802108 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: LNT ISIN: US0188021085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger K. Newport# Mgmt For For Jillian C. Evanko* Mgmt For For John O. Larsen* Mgmt For For Thomas F. O'Toole* Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the Company's independent registered public accounting firm for 2019. 4. A shareowner proposal requesting periodic Shr For Against reports disclosing expenditures on political activities. -------------------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 934934440 -------------------------------------------------------------------------------------------------------------------------- Security: 025537101 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: AEP ISIN: US0255371017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nicholas K. Akins Mgmt For For 1b. Election of Director: David J. Anderson Mgmt For For 1c. Election of Director: J. Barnie Beasley, Mgmt For For Jr. 1d. Election of Director: Ralph D. Crosby, Jr. Mgmt For For 1e. Election of Director: Linda A. Goodspeed Mgmt For For 1f. Election of Director: Thomas E. Hoaglin Mgmt For For 1g. Election of Director: Sandra Beach Lin Mgmt For For 1h. Election of Director: Margaret M. McCarthy Mgmt For For 1i. Election of Director: Richard C. Notebaert Mgmt For For 1j. Election of Director: Lionel L. Nowell III Mgmt For For 1k. Election of Director: Stephen S. Rasmussen Mgmt For For 1l. Election of Director: Oliver G. Richard III Mgmt For For 1m. Election of Director: Sara Martinez Tucker Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Amendment to the Restated certificate of Mgmt For For Incorporation to eliminate preemptive Rights. 4. Advisory approval of the Company's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 934978860 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Raymond P. Dolan Mgmt For For 1b. Election of Director: Robert D. Hormats Mgmt For For 1c. Election of Director: Gustavo Lara Cantu Mgmt For For 1d. Election of Director: Grace D. Lieblein Mgmt For For 1e. Election of Director: Craig Macnab Mgmt For For 1f. Election of Director: JoAnn A. Reed Mgmt For For 1g. Election of Director: Pamela D.A. Reeve Mgmt For For 1h. Election of Director: David E. Sharbutt Mgmt For For 1i. Election of Director: James D. Taiclet Mgmt For For 1j. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2019. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. To adopt a policy requiring an independent Shr Against For Board Chairman. 5. To require periodic reports on political Shr For Against contributions and expenditures. -------------------------------------------------------------------------------------------------------------------------- ATLANTIA S.P.A. Agenda Number: 710817959 -------------------------------------------------------------------------------------------------------------------------- Security: T05404107 Meeting Type: OGM Meeting Date: 18-Apr-2019 Ticker: ISIN: IT0003506190 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 183291 DUE TO RECEIPT OF SLATES FOR BOARD OF DIRECTORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/99 999Z/19840101/NPS_384543.PDF 1 FINANCIAL STATEMENTS OF ATLANTIA S.P.A. FOR Mgmt For For THE YEAR ENDED ON 31 DECEMBER 2018. REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF STATUTORY AUDITORS, AND THE INDEPENDENT AUDITORS. ALLOCATION OF NET PROFITS AND DISTRIBUTION OF AVAILABLE RESERVES. SUBMISSION OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED ON 31 DECEMBER 2018. RELATED AND CONSEQUENT RESOLUTIONS 2 PROPOSAL TO SUPPLEMENT THE CONSIDERATIONS Mgmt For For PAID FOR THE INDEPENDENT AUDITORS' ENGAGEMENT FOR YEARS 2018-2020. RELATED AND CONSEQUENT RESOLUTIONS 3 AUTHORISATION, IN ACCORDANCE WITH AND FOR Mgmt For For THE PURPOSES OF ARTICLES 2357 ET SEQ. OF THE ITALIAN CIVIL CODE, 132 OF THE LEGISLATIVE DECREE NO. 58 DATED 24 FEBRUARY 1998 (THE ''CONSOLIDATED FINANCE ACT''), AND 144-BIS OF THE CONSOB REGULATION ADOPTED WITH RESOLUTION NO. 11971/1999 (AS SUBSEQUENTLY AMENDED) TO PURCHASE AND SELL TREASURY SHARES, SUBJECT TO THE PRIOR REVOCATION OF THE AUTHORISATION GRANTED BY THE ORDINARY GENERAL MEETING OF 20 APRIL 2018. RELATED AND CONSEQUENT RESOLUTIONS 4.A APPOINTMENT OF THE BOARD OF DIRECTORS AND Mgmt For For DETERMINATION OF RELEVANT REMUNERATION: DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES TO BE ELECTED AS BROAD OF DIRECTORS THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BROAD OF DIRECTORS 4.B.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF DIRECTORS FOR YEARS 2019-2021: LIST PRESENTED BY SINTONIA S.P.A. REPRESENTING THE 30.25 PCT OF THE STOCK CAPITAL: - MARA ANNA RITA CAVERNI; - MARCO EMILIO ANGELO PATUANO; - CARLO BERTAZZO; - GIOVANNI CASTELLUCCI; - FABIO CERCHIAI; - ANDREA BOITANI; - RICCARDO BRUNO; - CRISTINA DE BENEDETTI; - GIOIA GHEZZI; - ANNA CHIARA INVERNIZZI; - CARLO MALACARNE; - FERDINANDO NELLI FEROCI; - ELISABETTA DE BERNARDI DI VALSERRA; - ANDREA PEZZANGORA; - VALENTINA MARTINELLI 4.B.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF DIRECTORS FOR YEARS 2019-2021: LIST PRESENTED BY AMUNDI LUXEMBOURG SA - EUROPEAN EQUITY MARKET PLUS; ANIMA SGRS S.P.A. FUND MANAGER OF: ANIMA GEO ITALIA, ANIMA ITALIA, ANIMA SELEZIONE EUROPA, ANIMA ALTO POTENZIALE EUROPA AND ANIMA EUROPA; ARCA FONDI S.G.R. S.P.A. FUND MANAGER OF ARCA AZIONI ITALIA; EURIZON CAPITAL SGR S.P.A. FUND MANAGER OF: EURIZON AZIONI AREA EURO, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI AND EURIZON PROGETTO ITALIA 40; EURIZON CAPITAL FUND S.A. FUND MANAGER OF: EURIZON FUND - EQUITY ITALY, EURIZON FUND - EQUITY EUROPE LTE, EURIZON FUND - EQUITY EURO LTE E EURIZON FUND - EQUITY ITALY SMART VOLATILITY; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY; FIDERURAM INVESTIMENTI SGR S.P.A. FUND MANAGER OF: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50 AND PIANO BILANCIATO ITALIA 30, INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS LUXEMBOURG S.A. FUND MANAGER OF: GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA AND GENERALI DIV GLO ASS ALL; GENERALI INVESTMENTS PARTNERS S.P.A. FUND MANAGER OF GIP ALLEANZA OBBL; KAIROS PARTNERS SGR S.P.A. AS MANAGEMENT COMPANY OF KAIROS INTERNATIONAL SICAV - SECTOR: ITALIA, RISORGIMENTO E TARGET ITALY ALPHA; LEGAL AND GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MAKURIA LUXEMBOURG II SARL; MEDIOLANUM GESTIONE FONDI SGR S.P.A. FUND MANAGER OF MEDIOLANUM FLESSIBILE FUTURO ITALIA AND MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY REPRESENTING THE 1.214 PCT OF THE STOCK CAPITAL: - DARIO FRIGERIO; - GIUSEPPE GUIZZI; - LICIA SONCINI 4.C APPOINTMENT OF THE BOARD OF DIRECTORS AND Mgmt Against Against DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: FABIO CERCHIAI 4.D APPOINTMENT OF THE BOARD OF DIRECTORS AND Mgmt For For DETERMINATION OF RELEVANT REMUNERATION: DETERMINATION OF THE REMUNERATION TO BE PAID TO MEMBERS OF THE BOARD OF DIRECTORS 5 RESOLUTION ON THE FIRST SECTION OF THE Mgmt Against Against REMUNERATION REPORT IN ACCORDANCE WITH ARTICLE 123-TER OF THE CONSOLIDATED FINANCE ACT CMMT 30 MAR 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO RECEIPT OF CHAIRMAN NAME FOR RESOLUTION 4.C . IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 202570 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- CCR S.A. Agenda Number: 710796701 -------------------------------------------------------------------------------------------------------------------------- Security: P2170M104 Meeting Type: EGM Meeting Date: 22-Apr-2019 Ticker: ISIN: BRCCROACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO RESOLVE ON THE RATIFICATION OF THE Mgmt Against Against GENERAL TERMS OF THE AGREEMENTS ENTERED INTO BETWEEN THE COMPANY AND FORMER EXECUTIVE MANAGERS IN THE CONTEXT OF THE COLLABORATION INCENTIVE PROGRAM APPROVED BY THE BOARD OF DIRECTORS, WHICH GOVERNED THEIR COLLABORATION WITH THE BRAZILIAN PUBLIC AUTHORITIES WITH THE PURPOSE OF COMPLETELY CLARIFYING THE FACTS COMPRISED IN THE INVESTIGATIONS CONDUCTED BY THE INDEPENDENT COMMITTEE CREATED ON FEBRUARY 28, 2018, THUS ALLOWING THE COMPANY TO ENTER INTO AGREEMENTS WITH THE PUBLIC PROSECUTION OFFICE OF SAO PAULO AND THE FEDERAL PUBLIC PROSECUTION OFFICE, AS PER THE NOTICES OF MATERIAL FACT RELEASED ON NOVEMBER 29, 2018, AND MARCH 6, 2019, RESPECTIVELY, AND, THEREFORE, APPROVING NOT TO FILE ANY LAWSUITS AGAINST FORMER EXECUTIVE MANAGERS PARTICIPANTS TO THE COLLABORATION INCENTIVE PROGRAM CMMT 26 MAR 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO REMOVAL OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- CCR S.A. Agenda Number: 710888201 -------------------------------------------------------------------------------------------------------------------------- Security: P2170M104 Meeting Type: AGM Meeting Date: 22-Apr-2019 Ticker: ISIN: BRCCROACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt Against Against EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2018 ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT, THE OPINION OF THE FISCAL COUNCIL AND THE OPINION OF THE AUDIT COMMITTEE 2 TO APPROVE THE PROPOSAL FOR THE CAPITAL Mgmt For For BUDGET FOR THE YEAR 2019 IN THE AMOUNT OF BRL 2.305.000.000,00 3 RESOLVE ON THE ALLOCATION OF THE NET PROFIT Mgmt For For OF THE FISCAL YEAR ENDED ON DECEMBER 31, 2018, ACCORDING TO THE MANAGEMENT PROPOSAL 4 DETERMINE THE NUMBER OF SEATS AT THE Mgmt Against Against COMPANY'S BOARD OF DIRECTORS, ACCORDING TO THE MANAGEMENT PROPOSAL, AS FOLLOWS TWELVE 12 EFFECTIVE MEMBERS AND NINE 9 ALTERNATE MEMBERS, NOTICING THAT THREE 3 EFFECTIVE MEMBERS WILL BE INDEPENDENT DIRECTORS 5 DO YOU WISH TO REQUEST THE MULTIPLE VOTE Mgmt Abstain Against ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141, 4, I OF LAW 6,404 OF 1976 6.1 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Against Against DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. ANA MARIA MARCONDES PENIDO SANT ANNA, PRESIDENT. EDUARDA PENIDO DALLA VECCHIA, SUBSTITUTE 6.2 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Against Against DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. LUIZ CARLOS CAVALCANTI DUTRA JUNIOR, EFFECTIVE. NELSON TAMBELINI JUNIOR, SUBSTITUTE 6.3 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Against Against DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. RICARDO COUTINHO DE SENA, VICE PRESIDENT. JOSE HENRIQUE BRAGA POLIDO LOPES, SUBSTITUTE 6.4 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. FERNANDO LUIZ AGUIAR FILHO, EFFECTIVE. LEONARDO DE ALMEIDA MASSA, SUBSTITUTE 6.5 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Against Against DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. PAULO ROBERTO RECKZIEGEL GUEDES, EFFECTIVE. TARCISIO AUGUSTO CARNEIRO, SUBSTITUTE 6.6 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. HENRIQUE SUTTON DE SOUSA NEVES, EFECTIVE. ROSA EVANGELINA PENIDO DALLA VECCHIA, SUBSTITUTE 6.7 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. RENATO TORRES DE FARIA, EFFECIVE. PAULO MARCIO DE OLIVEIRA MONTEIRO, SUBSTITUTE 6.8 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. LUIS CLAUDIO RAPPARINI SOARES, EFFECTIVE. EDUARDO PENIDO SANT ANNA, SUBSTITUTE 6.9 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. FLAVIO MENDES AIDAR, EFFECTIVE. LIVIO HAGIME KUZE, SUBSTITUTE 6.10 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. EDUARDO BUNKER GENTIL, INDEPENDENT 6.11 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Against Against DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. LUIZ ALBERTO COLONNA ROSMAN, INDEPENDENT 6.12 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For DIRECTORS THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF SEATS TO BE FILLED AT THE GENERAL ELECTION. LEONARDO PORCIUNCULA GOMES PEREIRA, INDEPENDENT CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 8.1 TO 8.12. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS 7 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN 8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . ANA MARIA MARCONDES PENIDO SANT ANNA, PRESIDENT. EDUARDA PENIDO DALLA VECCHIA, SUBSTTUTE 8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . LUIZ CARLOS CAVALCANTI DUTRA JUNIOR, EFFECTIVE. NELSON TAMBELINI JUNIOR, SUBSTITUTE 8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . RICARDO COUTINHO DE SENA, VICE PRESIDENT. JOSE HENRIQUE BRAGA POLIDO LOPES, SUBSTITUTE 8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . FERNANDO LUIZ AGUIAR FILHO, EFFECTIVE. LEONARDO DE ALMEIDA MASSA, SUBSTITUTE 8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . PAULO ROBERTO RECKZIEGEL GUEDES, EFFECTIVE. TARCISIO AUGUSTO CARNEIRO, SUBSTITUTE 8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . HENRIQUE SUTTON DE SOUSA NEVES, EFFECTIVE. ROSA EVANGELINA PENIDO DALLA VECCHIA, SUBSTITUTE 8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . RENATO TORRES DE FARIA, EFFECTIVE. PAULO MARCIO DE OLIVEIRA MONTEIRO, SUBSTITUTE 8.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . LUIS CLAUDIO RAPPARINI SOARES, EFFECTIVE. EDUARDO PENIDO SANT ANNA, SUBSTITUTE 8.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . FLAVIO MENDES AIDAR, EFFECTIVE. LIVIO HAGIME KUZE, SUBSTITUTE 8.10 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . EDUARDO BUNKER GENTIL, INDEPENDENT 8.11 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION LUIZ ALBERTO COLONNA ROSMAN, INDEPENDENT 8.12 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. . LEONARDO PORCIUNCULA GOMES PEREIRA, INDEPENDENT 9 IN CASE THE SHAREHOLDER CHOSE NOT TO FILL Mgmt Abstain Against OUT THE RESOLUTIONS REGARDING THE ELECTION TO THE BOARD OF DIRECTORS BY MAJORITY VOTE AND BY CUMULATIVE VOTING PROCEDURE ITEMS 6, 7 AND 8 AND HELDS HIS,HER,ITS SHARES FOR AN UNINTERRUPTED PERIOD OF AT LEAST THREE 3 MONTHS IMMEDIATELY PRECEDING THE SHAREHOLDERS MEETING, THE SHAREHOLDER SHALL INFORM IF HE,SHE,IT WISHES TO REQUEST THE SEPARATE ELECTION OF A MEMBER TO THE BOARD OF DIRECTORS, UNDER THE TERMS OF THE ARTICLE 141, PARAGRAPH 4, ITEM I OF BRAZILIAN CORPORATE LAW. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS,HER, ITS SHARES SHALL NOT BE COUNTED FOR THE REQUEST FOR SEPARATE ELECTION OF A MEMBER TO THE BOARD OF DIRECTORS 10 TO ELECT THE CHAIRMAN AND VICE CHAIRMAN OF Mgmt Against Against THE BOARD OF DIRECTORS. ANA M M PENIDO SANTANNA AS PRESIDENT, AND RICARDO COUTINHO DE SENA AS VICE PRESIDENT 11 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404 OF 1976 12.1 APPOINTMENT OF CANDIDATES TO THE Mgmt For For SUPERVISORY BOARD, THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTIONS. . PIEDADE MOTA DA FONSECA, EFFECTIVE. ERALDO SOARES PECANHA, SUBSTITUTE 12.2 APPOINTMENT OF CANDIDATES TO THE Mgmt Against Against SUPERVISORY BOARD, THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTIONS. . ADALGISO FRAGOSO DE FARIA, EFFECTIVE. MARCELO DE ANDRADE, SUBSTITUTE 12.3 APPOINTMENT OF CANDIDATES TO THE Mgmt Against Against SUPERVISORY BOARD, THE SHAREHOLDER MAY INDICATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTIONS. . FERNANDO SANTOS SALLES, EFFECTIVE. MARINA ROSENTHAL ROCHA, SUBSTITUTE 13 TO SET THE TOTAL ANNUAL REMUNERATION FOR Mgmt Against Against THE DIRECTORS AND FOR THE FISCAL COUNCIL OF THE COMPANY. AS PROVIDED FOR IN PARAGRAPH 3 OF ARTICLE 162 OF BRAZILIAN CORPORATE LAW, CORRESPONDING TO TEN PERCENT 10 OF THE AVERAGE COMPENSATION OF THE COMPANY'S OFFICERS EXCLUDING BENEFITS, REPRESENTATION FUNDS AND PROFIT SHARING, IN ACCORDANCE WITH THE MANAGEMENT PROPOSA 14 RESOLVE ON THE ANNUAL AND GLOBAL MANAGEMENT Mgmt For For COMPENSATION FOR THE 2019 FISCAL YEAR, IN THE AMOUNT OF UP TO SEVENTY THREE MILLION AND THREE HUNDRED THOUSAND REAIS BRL 64.747.000,00, IN CASE OF THE ACHIEVEMENTS OF THE ESTABLISHED PERFORMANCE TARGETS 100 ONE HUNDRED PERCENT, ALLOWING IT TO REACH UP TO EIGHTYFIVE MILLION AND THREE HUNDRED THOUSAND REAIS BRL 81.378.000,00, IF THE ACHIEVEMENT OF THE ESTABLISHED PERFORMANCE TARGETS EXCEEDS TWO HUNDRED PERCENT 200, INCLUDING SALARY, BENEFITS, VARIABLE COMPENSATION AND CONTRIBUTION TO SOCIAL SECURITY, BEING THE RESPONSIBILITY OF THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THE INDIVIDUAL AMOUNT AND, AS THE CASE MAY BE, THE GRANTING OF REPRESENTATION FUNDS AND OR BENEFITS OF ANY KIND, PURSUANT TO ARTICLE 152 OF THE BRAZILIAN CORPORATE LAW, IN ACCORDANCE WITH THE MANAGEMENT PROPOSAL -------------------------------------------------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LTD Agenda Number: 710493418 -------------------------------------------------------------------------------------------------------------------------- Security: Y1489Q103 Meeting Type: EGM Meeting Date: 25-Feb-2019 Ticker: ISIN: HK0144000764 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www3.hkexnews.hk/listedco/listconews /SEHK/2019/0131/LTN20190131761.pdf AND http://www3.hkexnews.hk/listedco/listconews /SEHK/2019/0131/LTN20190131751.pdf CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO APPROVE ALL OF THE BELOW TRANSACTIONS Mgmt For For RELATING TO THE DISPOSAL OF VARIOUS LAND INTEREST IN QIANHAI, SHENZHEN AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS TO GIVE EFFECT TO MATTERS RELATING TO THE TRANSACTIONS (INCLUDING DETERMINING THE EXACT LOCATION OF THE DACHAN BAY LAND AND THE RELEVANT TRANSFER ARRANGEMENT TO THE GROUP PURSUANT TO THE LAND RESTRUCTURING AGREEMENT): (I) THE LAND RESTRUCTURING AGREEMENT; (II) THE DEBT CONFIRMATION LETTER; (III) THE DEBT CONFIRMATION AGREEMENT; (IV) THE DEBT ASSIGNMENT AGREEMENT; AND (V) THE CAPITAL INCREASE AGREEMENT 2 TO APPROVE THE RE-ELECTION OF MR. XIONG Mgmt For For XIANLIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LTD Agenda Number: 711049139 -------------------------------------------------------------------------------------------------------------------------- Security: Y1489Q103 Meeting Type: AGM Meeting Date: 03-Jun-2019 Ticker: ISIN: HK0144000764 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS /SEHK/2019/0426/LTN201904261077.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS /SEHK/2019/0426/LTN201904261045.PDF 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT 2 TO DECLARE A FINAL DIVIDEND OF 73 HK CENTS Mgmt For For PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 IN SCRIP FORM WITH CASH OPTION 3.A.A TO RE-ELECT MR. WANG ZHIXIAN AS A DIRECTOR Mgmt Against Against 3.A.B TO RE-ELECT MR. ZHENG SHAOPING AS A Mgmt Against Against DIRECTOR 3.A.C TO RE-ELECT MR. LEE YIP WAH PETER AS A Mgmt Against Against DIRECTOR 3.A.D TO RE-ELECT MR. BONG SHU YING FRANCIS AS A Mgmt Against Against DIRECTOR 3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For TOHMATSU AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION 5.A TO GRANT A MANDATE TO THE DIRECTORS TO Mgmt For For GRANT OPTIONS UNDER THE SHARE OPTION SCHEME AS SET OUT IN ITEM 5A OF THE AGM NOTICE 5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT SHARES AS SET OUT IN ITEM 5B OF THE AGM NOTICE 5.C TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For FOR THE BUY-BACK OF SHARES AS SET OUT IN ITEM 5C OF THE AGM NOTICE 5.D TO ADD THE NUMBER OF THE SHARES BOUGHT BACK Mgmt Against Against UNDER RESOLUTION NO. 5C TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 5B -------------------------------------------------------------------------------------------------------------------------- COSCO SHIPPING PORTS LTD Agenda Number: 710321631 -------------------------------------------------------------------------------------------------------------------------- Security: G2442N104 Meeting Type: SGM Meeting Date: 28-Dec-2018 Ticker: ISIN: BMG2442N1048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www3.hkexnews.hk/listedco/listconews /SEHK/2018/1207/LTN20181207395.pdf AND http://www3.hkexnews.hk/listedco/listconews /SEHK/2018/1207/LTN20181207410.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO APPROVE, RATIFY AND CONFIRM THE ENTERING Mgmt For For INTO OF THE COSCO SHIPPING SHIPPING SERVICES AND TERMINAL SERVICES MASTER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, THE PROPOSED ANNUAL CAP AMOUNTS, THE EXECUTION OF DOCUMENTS IN CONNECTION THEREWITH AND RELATED MATTERS -------------------------------------------------------------------------------------------------------------------------- COSCO SHIPPING PORTS LTD Agenda Number: 711130473 -------------------------------------------------------------------------------------------------------------------------- Security: G2442N104 Meeting Type: AGM Meeting Date: 23-May-2019 Ticker: ISIN: BMG2442N1048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS /SEHK/2019/0503/LTN20190503784.PDF; CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2018 2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For ENDED 31 DECEMBER 2018 3.I.A TO RE-ELECT MR. FENG BOMING (AS SPECIFIED) Mgmt Against Against AS DIRECTOR 3.I.B TO RE-ELECT MR. ZHANG WEI (AS SPECIFIED) AS Mgmt Against Against DIRECTOR 3.I.C TO RE-ELECT MR. CHEN DONG (AS SPECIFIED) AS Mgmt Against Against DIRECTOR 3.I.D TO RE-ELECT PROF. CHAN KA LOK (AS Mgmt Against Against SPECIFIED) AS DIRECTOR 3.II TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2019 4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF AUDITOR 5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES OF THE COMPANY AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 5(A) OF THE NOTICE OF ANNUAL GENERAL MEETING 5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 5(B) OF THE NOTICE OF ANNUAL GENERAL MEETING 5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES OF THE COMPANY AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 5(C) OF THE NOTICE OF ANNUAL GENERAL MEETING CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 201884 DUE TO CHANGE IN DIRECTOR NAMES UNDER RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934969330 -------------------------------------------------------------------------------------------------------------------------- Security: 22822V101 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: CCI ISIN: US22822V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: P. Robert Bartolo Mgmt For For 1b. Election of Director: Jay A. Brown Mgmt For For 1c. Election of Director: Cindy Christy Mgmt For For 1d. Election of Director: Ari Q. Fitzgerald Mgmt For For 1e. Election of Director: Robert E. Garrison II Mgmt For For 1f. Election of Director: Andrea J. Goldsmith Mgmt For For 1g. Election of Director: Lee W. Hogan Mgmt For For 1h. Election of Director: Edward C. Hutcheson, Mgmt For For Jr. 1i. Election of Director: J. Landis Martin Mgmt For For 1j. Election of Director: Robert F. McKenzie Mgmt For For 1k. Election of Director: Anthony J. Melone Mgmt For For 1l. Election of Director: W. Benjamin Moreland Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019. 3. The non-binding, advisory vote to approve Mgmt For For the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- DOMINION ENERGY, INC. Agenda Number: 934957501 -------------------------------------------------------------------------------------------------------------------------- Security: 25746U109 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: D ISIN: US25746U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James A. Bennett Mgmt For For 1b. Election of Director: Helen E. Dragas Mgmt For For 1c. Election of Director: James O. Ellis, Jr. Mgmt For For 1d. Election of Director: Thomas F. Farrell, II Mgmt For For 1e. Election of Director: D. Maybank Hagood Mgmt For For 1f. Election of Director: John W. Harris Mgmt For For 1g. Election of Director: Ronald W. Jibson Mgmt For For 1h. Election of Director: Mark J. Kington Mgmt For For 1i. Election of Director: Joseph M. Rigby Mgmt For For 1j. Election of Director: Pamela J. Royal, M.D. Mgmt For For 1k. Election of Director: Robert H. Spilman, Mgmt For For Jr. 1l. Election of Director: Susan N. Story Mgmt Against Against 1m. Election of Director: Michael E. Szymanczyk Mgmt For For 2. Ratification of Appointment of Independent Mgmt Against Against Auditor 3. Advisory Vote on Approval of Executive Mgmt For For Compensation (Say on Pay) 4. Management's Proposal to Amend the Mgmt For For Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock 5. Shareholder Proposal Regarding a Policy to Shr For Against Require an Independent Board Chair -------------------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY COMPANY Agenda Number: 711218140 -------------------------------------------------------------------------------------------------------------------------- Security: J1257M109 Meeting Type: AGM Meeting Date: 21-Jun-2019 Ticker: ISIN: JP3783600004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt Against Against 2.1 Appoint a Corporate Auditor Takiguchi, Mgmt For For Keiji 2.2 Appoint a Corporate Auditor Kinoshita, Mgmt Against Against Takashi 2.3 Appoint a Corporate Auditor Hashiguchi, Mgmt Against Against Nobuyuki -------------------------------------------------------------------------------------------------------------------------- EMERA INC Agenda Number: 710970698 -------------------------------------------------------------------------------------------------------------------------- Security: 290876101 Meeting Type: AGM Meeting Date: 15-May-2019 Ticker: ISIN: CA2908761018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: SCOTT C. BALFOUR Mgmt For For 1.2 ELECTION OF DIRECTOR: JAMES V. BERTRAM Mgmt For For 1.3 ELECTION OF DIRECTOR: SYLVIA D. CHROMINSKA Mgmt For For 1.4 ELECTION OF DIRECTOR: HENRY E. DEMONE Mgmt For For 1.5 ELECTION OF DIRECTOR: KENT M. HARVEY Mgmt For For 1.6 ELECTION OF DIRECTOR: B. LYNN LOEWEN Mgmt For For 1.7 ELECTION OF DIRECTOR: DONALD A. PETHER Mgmt For For 1.8 ELECTION OF DIRECTOR: JOHN B. RAMIL Mgmt For For 1.9 ELECTION OF DIRECTOR: ANDREA S. ROSEN Mgmt For For 1.10 ELECTION OF DIRECTOR: RICHARD P. SERGEL Mgmt For For 1.11 ELECTION OF DIRECTOR: M. JACQUELINE Mgmt For For SHEPPARD 1.12 ELECTION OF DIRECTOR: JOCHEN E. TILK Mgmt For For 2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS 3 AUTHORIZE DIRECTORS TO ESTABLISH THE Mgmt For For AUDITORS' FEE AS REQUIRED PURSUANT TO THE NOVA SCOTIA COMPANIES ACT 4 CONSIDER AND APPROVE, ON AN ADVISORY BASIS, Mgmt For For A RESOLUTION ON EMERA'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'YES' MEANS IN FAVOR AND 'NO' MEANS ABSTAIN ONLY FOR RESOLUTION 5. THANK YOU 5 ARE THE SHARES REPRESENTED BY THIS PROXY Mgmt Abstain Against HELD, BENEFICIALLY OWNED OR CONTROLLED, DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA? CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.12 AND 2. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 171085 DUE TO ADDITION OF RESOLUTION 5 . ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD Agenda Number: 710979937 -------------------------------------------------------------------------------------------------------------------------- Security: G3066L101 Meeting Type: AGM Meeting Date: 30-May-2019 Ticker: ISIN: KYG3066L1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE DIRECTORS' AND INDEPENDENT AUDITOR'S REPORTS 2 TO DECLARE A FINAL DIVIDEND OF HKD 1.19 PER Mgmt For For SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 3.A.I TO RE-ELECT MR. WANG YUSUO AS DIRECTOR Mgmt Against Against 3A.II TO RE-ELECT MR. WANG ZIZHENG AS DIRECTOR Mgmt For For 3AIII TO RE-ELECT MR. MA ZHIXIANG AS DIRECTOR Mgmt For For 3A.IV TO RE-ELECT MR. YUEN PO KWONG AS DIRECTOR Mgmt For For 3.A.V TO RE-ELECT MS. YIEN YU YU, CATHERINE AS Mgmt For For DIRECTOR 3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE DIRECTORS' REMUNERATION 4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ISSUE NEW SHARES OF THE COMPANY (ORDINARY RESOLUTION IN ITEM NO. 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) 6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY (ORDINARY RESOLUTION IN ITEM NO. 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS /SEHK/2019/0415/LTN201904151269.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS /SEHK/2019/0415/LTN201904151275.PDF -------------------------------------------------------------------------------------------------------------------------- EVERGY, INC. Agenda Number: 934949388 -------------------------------------------------------------------------------------------------------------------------- Security: 30034W106 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: EVRG ISIN: US30034W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terry Bassham Mgmt For For Mollie Hale Carter Mgmt For For Charles Q. Chandler, IV Mgmt For For Gary D. Forsee Mgmt For For Scott D. Grimes Mgmt For For Richard L. Hawley Mgmt For For Thomas D. Hyde Mgmt For For B. Anthony Isaac Mgmt For For Sandra A.J. Lawrence Mgmt For For Ann D. Murtlow Mgmt For For Sandra J. Price Mgmt For For Mark A. Ruelle Mgmt For For John J. Sherman Mgmt For For S. Carl Soderstrom Jr. Mgmt For For John Arthur Stall Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the 2018 compensation of the Company's named executive officers. 3. To recommend, on a non-binding advisory Mgmt 1 Year For basis, the frequency of the advisory vote on named executive officer compensation. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- EVERSOURCE ENERGY Agenda Number: 934948069 -------------------------------------------------------------------------------------------------------------------------- Security: 30040W108 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: ES ISIN: US30040W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trustee: Cotton M. Cleveland Mgmt For For 1b. Election of Trustee: Sanford Cloud, Jr. Mgmt For For 1c. Election of Trustee: James S. DiStasio Mgmt For For 1d. Election of Trustee: Francis A. Doyle Mgmt For For 1e. Election of Trustee: Linda Dorcena Forry Mgmt For For 1f. Election of Trustee: James J. Judge Mgmt For For 1g. Election of Trustee: John Y. Kim Mgmt For For 1h. Election of Trustee: Kenneth R. Leibler Mgmt For For 1i. Election of Trustee: William C. Van Faasen Mgmt For For 1j. Election of Trustee: Frederica M. Williams Mgmt For For 2. Consider an advisory proposal approving the Mgmt For For compensation of our Named Executive Officers. 3. Ratify the selection of Deloitte & Touche Mgmt Against Against LLP as the independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- FERROVIAL SA Agenda Number: 710667481 -------------------------------------------------------------------------------------------------------------------------- Security: E49512119 Meeting Type: OGM Meeting Date: 04-Apr-2019 Ticker: ISIN: ES0118900010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For FINANCIAL STATEMENTS 1.2 APPROVE NON-FINANCIAL INFORMATION REPORT Mgmt For For 2 APPROVE ALLOCATION OF INCOME Mgmt For For 3 APPROVE DISCHARGE OF BOARD Mgmt For For 4 RENEW APPOINTMENT OF DELOITTE AS AUDITOR Mgmt For For 5.1 REELECT RAFAEL DEL PINO Y CALVO-SOTELO AS Mgmt For For DIRECTOR 5.2 REELECT SANTIAGO BERGARECHE BUSQUET AS Mgmt For For DIRECTOR 5.3 REELECT JOAQUIN AYUSO GARCIA AS DIRECTOR Mgmt For For 5.4 REELECT INIGO MEIRAS AMUSCO AS DIRECTOR Mgmt For For 5.5 REELECT MARIA DEL PINO Y CALVO SOTELO AS Mgmt For For DIRECTOR 5.6 REELECT SANTIAGO FERNANDEZ VALBUENA AS Mgmt For For DIRECTOR 5.7 REELECT JOSE FERNANDO SANCHEZ JUNCO MANS AS Mgmt For For DIRECTOR 5.8 REELECT JOAQUIN DEL PINO Y CALVO-SOTELO AS Mgmt For For DIRECTOR 5.9 REELECT OSCAR FANJUL MARTIN AS DIRECTOR Mgmt For For 5.10 RATIFY APPOINTMENT OF AND ELECT BRUNO DI Mgmt For For LEO AS DIRECTOR 6 APPROVAL OF THE FIRST CAPITAL INCREASE Mgmt For For 7 APPROVAL OF THE SECOND CAPITAL INCREASE Mgmt For For 8 APPROVE REDUCTION IN SHARE CAPITAL VIA Mgmt For For AMORTIZATION OF TREASURY SHARES 9 AUTHORIZE INCREASE IN CAPITAL UP TO 50 Mgmt For For PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20 PERCENT 10 AUTHORIZE ISSUANCE OF NON-CONVERTIBLE Mgmt For For AND/OR CONVERTIBLE BONDS, DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES WITH EXCLUSION OF PREEMPTIVE RIGHTS UP TO 25 PERCENT OF CAPITAL 11 APPROVE REMUNERATION POLICY Mgmt For For 12 APPROVE RESTRICTED STOCK PLAN Mgmt For For 13 APPROVE TOTAL OR PARTIAL SALE OF ASSETS OF Mgmt For For THE SERVICES DIVISION OF THE FERROVIAL GROUP 14 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For APPROVED RESOLUTIONS 15 ADVISORY VOTE ON REMUNERATION REPORT Mgmt For For 16 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting REGULATIONS CMMT SHAREHOLDERS HOLDING LESS THAN 100 SHARES Non-Voting (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 APR 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- GETLINK SE Agenda Number: 710593977 -------------------------------------------------------------------------------------------------------------------------- Security: F477AL114 Meeting Type: MIX Meeting Date: 18-Apr-2019 Ticker: ISIN: FR0010533075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU O.1 REVIEW AND APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For ENDED 31 DECEMBER 2018 - DISTRIBUTION OF THE DIVIDENDS O.3 REVIEW AND APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 O.4 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.5 AUTHORIZATION GRANTED FOR 18 MONTHS TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE AND TRADE IN ITS OWN SHARES O.6 RENEWAL OF THE TERM OF OFFICE OF KPMG SA AS Mgmt For For PRINCIPAL STATUTORY AUDITOR O.7 RENEWAL OF THE TERM OF OFFICE OF MAZARS AS Mgmt For For PRINCIPAL STATUTORY AUDITOR O.8 ACKNOWLEDGMENT OF THE END OF THE TERM OF Mgmt For For OFFICE OF KPMG AUDIT IS AS DEPUTY STATUTORY AUDITOR O.9 ACKNOWLEDGMENT OF THE END OF THE TERM OF Mgmt For For OFFICE OF MR. HERVE HELIAS AS DEPUTY STATUTORY AUDITOR O.10 APPROVAL OF THE COMPENSATION DUE OR AWARDED Mgmt For For FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO MR. JACQUES GOUNON, CHAIRMAN AND CHIEF EXECUTIVE OFFICER O.11 APPROVAL OF THE COMPENSATION DUE OR AWARDED Mgmt For For FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO MR. FRANCOIS GAUTHEY, DEPUTY CHIEF EXECUTIVE OFFICER O.12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER E.14 RENEWAL OF THE DELEGATION OF AUTHORITY Mgmt For For GRANTED FOR 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OF THE COMPANY OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR GROUP COMPANIES OF THE COMPANY, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT E.15 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For MONTHS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL AS COMPENSATION FOR CONTRIBUTIONS IN KIND RELATING TO EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL E.16 OVERALL LIMITATION OF ISSUE AUTHORIZATIONS Mgmt For For WITH OR WITHOUT CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.17 DELEGATION OF AUTHORITY GRANTED FOR 12 Mgmt For For MONTHS TO THE BOARD OF DIRECTORS, TO PROCEED WITH A FREE COLLECTIVE ALLOTMENT OF SHARES TO ALL NON-EXECUTIVE EMPLOYEES OF THE COMPANY AND COMPANIES DIRECTLY OR INDIRECTLY RELATED TO IT WITHIN THE MEANING OF ARTICLE L. 225-197-2 OF THE FRENCH COMMERCIAL CODE E.18 LONG-TERM INCENTIVE PROGRAM FOR EXECUTIVE Mgmt For For MANAGERS AND EXECUTIVE CORPORATE OFFICERS: CREATION OF PREFERRED SHARES CONVERTIBLE INTO COMMON SHARES AFTER A PERIOD OF THREE YEARS, SUBJECT TO PERFORMANCE CONDITIONS E.19 DELEGATION OF AUTHORITY GRANTED FOR 12 Mgmt For For MONTHS TO THE BOARD OF DIRECTORS, IN ORDER TO ALLOT FREE PREFERENCE SHARES TO CERTAIN EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND CERTAIN EXECUTIVES OF THE COMPANY AND ITS SUBSIDIARIES, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT E.20 AUTHORIZATION GRANTED FOR 18 MONTHS TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES E.21 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For MONTHS TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN E.22 AMENDMENT TO ARTICLE 26 OF THE BYLAWS Mgmt For For E.23 AMENDMENT TO THE COMPANY'S BY-LAWS - Mgmt Against Against CROSSINGS OF STATUTORY THRESHOLDS E.24 DELETION OF HISTORICAL REFERENCES OF THE Mgmt For For BYLAWS E.25 POWERS Mgmt For For CMMT 27 MAR 2019: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/public ations/balo/pdf/2019/0227/201902271900383.pd f AND https://www.journal-officiel.gouv.fr/public ations/balo/pdf/2019/0327/201903271900778.pd f; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- HYDRO ONE LTD Agenda Number: 710855416 -------------------------------------------------------------------------------------------------------------------------- Security: 448811208 Meeting Type: AGM Meeting Date: 09-May-2019 Ticker: ISIN: CA4488112083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: CHERIE L. BRANT Mgmt For For 1.2 ELECTION OF DIRECTOR: BLAIR COWPER-SMITH Mgmt For For 1.3 ELECTION OF DIRECTOR: ANNE GIARDINI Mgmt For For 1.4 ELECTION OF DIRECTOR: DAVID HAY Mgmt For For 1.5 ELECTION OF DIRECTOR: TIMOTHY E. HODGSON Mgmt For For 1.6 ELECTION OF DIRECTOR: JESSICA L. MCDONALD Mgmt For For 1.7 ELECTION OF DIRECTOR: RUSSEL C. ROBERTSON Mgmt For For 1.8 ELECTION OF DIRECTOR: WILLIAM H. SHEFFIELD Mgmt For For 1.9 ELECTION OF DIRECTOR: MELISSA SONBERG Mgmt For For 1.10 ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For 2 APPOINT KPMG LLP AS EXTERNAL AUDITORS FOR Mgmt For For THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION -------------------------------------------------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Agenda Number: 709914976 -------------------------------------------------------------------------------------------------------------------------- Security: Y4443L103 Meeting Type: EGM Meeting Date: 25-Oct-2018 Ticker: ISIN: CNE1000003J5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/ SEHK/2018/0905/LTN20180905916.pdf AND http://www.hkexnews.hk/listedco/listconews/ SEHK/2018/0905/LTN20180905896.pdf 1 TO APPROVE THE AMENDMENT OF ARTICLE 12.1 OF Mgmt For For THE ARTICLES OF ASSOCIATION 2.01 RESOLUTION IN RELATION TO THE ELECTION OF Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY: TO APPOINT MR. SUN XIBIN AS AN EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY AND TO APPROVE THE SIGNING OF AN EXECUTIVE DIRECTOR SERVICE CONTRACT BETWEEN THE COMPANY AND MR. SUN, WITH A TERM COMMENCING FROM THE DATE OF THE 2018 SECOND EXTRAORDINARY GENERAL MEETING AND EXPIRING ON THE DATE OF THE 2020 ANNUAL GENERAL MEETING 3.01 RESOLUTION IN RELATION TO THE ELECTION OF Mgmt For For INDEPENDENT NONEXECUTIVE DIRECTOR: TO APPOINT MR. LIU XIAOXING AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY AND TO APPROVE THE SIGNING OF AN NON-EXECUTIVE DIRECTOR SERVICE CONTRACT BETWEEN THE COMPANY AND MR. LIU, WITH A TERM COMMENCING FROM THE DATE OF THE 2018 SECOND EXTRAORDINARY GENERAL MEETING AND EXPIRING ON THE DATE OF THE 2020 ANNUAL GENERAL MEETING WITH AN ANNUAL REMUNERATION OF RMB90,000 (AFTER-TAX) -------------------------------------------------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Agenda Number: 711053809 -------------------------------------------------------------------------------------------------------------------------- Security: Y4443L103 Meeting Type: AGM Meeting Date: 20-Jun-2019 Ticker: ISIN: CNE1000003J5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS /SEHK/2019/0425/LTN201904252009.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS /SEHK/2019/0425/LTN201904252053.PDF 1 TO APPROVE THE WORK REPORT OF THE BOARD OF Mgmt For For THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 2 TO APPROVE THE WORK REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 3 TO APPROVE THE AUDIT REPORT AND FINANCIAL Mgmt For For STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 4 TO APPROVE THE FINAL ACCOUNTING REPORT OF Mgmt For For THE COMPANY FOR 2018 5 TO APPROVE THE FINANCIAL BUDGET REPORT OF Mgmt For For THE COMPANY FOR 2019 6 TO APPROVE THE FINAL DIVIDENDS DISTRIBUTION Mgmt For For PROPOSAL OF THE COMPANY FOR 2018: THE COMPANY PROPOSED TO DISTRIBUTE FINAL DIVIDENDS OF RMB0.46 PER SHARE (TAX INCLUSIVE) IN FAVOUR OF THE SHAREHOLDERS 7 TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE COMPANY'S AUDITORS OF THE FINANCIAL REPORT AND INTERNAL AUDITORS FOR THE YEAR 2019 AT A REMUNERATION OF RMB3,200,000 PER YEAR 8 TO APPROVE THE REGISTRATION AND ISSUANCE OF Mgmt For For ULTRA-SHORT-TERM NOTES OF UP TO RMB5 BILLION BY THE COMPANY WITHIN ONE YEAR COMMENCING FROM THE DATE OF APPROVAL AT THE ANNUAL GENERAL MEETING AND THE REGISTRATION EFFECTIVE PERIOD ON A ROLLING BASIS AND TO AUTHORIZE MR. SUN XIBIN, A DIRECTOR OF THE COMPANY, TO DEAL WITH THE SUBSEQUENT RELATED MATTERS SUCH AS THE EXECUTION OF CONTRACT AND THE APPROVAL OF FUND APPROPRIATION, ETC -------------------------------------------------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Agenda Number: 709708284 -------------------------------------------------------------------------------------------------------------------------- Security: Y4443L103 Meeting Type: EGM Meeting Date: 23-Aug-2018 Ticker: ISIN: CNE1000003J5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2018/0703/LTN201807032413.PDF, CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO APPROVE CERTAIN AMENDMENTS OF ARTICLES Mgmt Against Against OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 934959668 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard D. Kinder Mgmt For For 1b. Election of Director: Steven J. Kean Mgmt For For 1c. Election of Director: Kimberly A. Dang Mgmt For For 1d. Election of Director: Ted A. Gardner Mgmt For For 1e. Election of Director: Anthony W. Hall, Jr. Mgmt For For 1f. Election of Director: Gary L. Hultquist Mgmt For For 1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For 1h. Election of Director: Deborah A. Macdonald Mgmt For For 1i. Election of Director: Michael C. Morgan Mgmt For For 1j. Election of Director: Arthur C. Mgmt For For Reichstetter 1k. Election of Director: Fayez Sarofim Mgmt For For 1l. Election of Director: C. Park Shaper Mgmt For For 1m. Election of Director: William A. Smith Mgmt For For 1n. Election of Director: Joel V. Staff Mgmt For For 1o. Election of Director: Robert F. Vagt Mgmt For For 1p. Election of Director: Perry M. Waughtal Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers, as disclosed in the Proxy Statement -------------------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC Agenda Number: 709585030 -------------------------------------------------------------------------------------------------------------------------- Security: G6S9A7120 Meeting Type: AGM Meeting Date: 30-Jul-2018 Ticker: ISIN: GB00BDR05C01 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For 2 TO DECLARE A FINAL DIVIDEND Mgmt For For 3 TO RE-ELECT SIR PETER GERSHON Mgmt For For 4 TO RE-ELECT JOHN PETTIGREW Mgmt For For 5 TO RE-ELECT DEAN SEAVERS Mgmt For For 6 TO RE-ELECT NICOLA SHAW Mgmt For For 7 TO RE-ELECT NORA MEAD BROWNELL Mgmt For For 8 TO RE-ELECT JONATHAN DAWSON Mgmt For For 9 TO RE-ELECT THERESE ESPERDY Mgmt For For 10 TO RE-ELECT PAUL GOLBY Mgmt For For 11 TO RE-ELECT MARK WILLIAMSON Mgmt For For 12 TO ELECT AMANDA MESLER Mgmt For For 13 TO RE-APPOINT THE AUDITORS DELOITTE LLP Mgmt For For 14 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For AUDITORS' REMUNERATION 15 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT (EXCLUDING THE EXCERPTS FROM THE DIRECTORS' REMUNERATION POLICY) SET OUT IN THE ANNUAL REPORT (SEE FULL NOTICE) 16 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For DONATIONS 17 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For ORDINARY SHARES DIRECTORS' REMUNERATION POLICY 18 TO DISAPPLY PRE-EMPTION RIGHTS POLITICAL Mgmt For For DONATIONS 19 TO DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For ACQUISITIONS 20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN ORDINARY SHARES 21 TO AUTHORISE THE DIRECTORS TO HOLD GENERAL Mgmt For For MEETINGS ON 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Agenda Number: 934983710 -------------------------------------------------------------------------------------------------------------------------- Security: 65339F101 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: NEE ISIN: US65339F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sherry S. Barrat Mgmt For For 1b. Election of Director: James L. Camaren Mgmt For For 1c. Election of Director: Kenneth B. Dunn Mgmt For For 1d. Election of Director: Naren K. Gursahaney Mgmt For For 1e. Election of Director: Kirk S. Hachigian Mgmt For For 1f. Election of Director: Toni Jennings Mgmt For For 1g. Election of Director: Amy B. Lane Mgmt For For 1h. Election of Director: James L. Robo Mgmt For For 1i. Election of Director: Rudy E. Schupp Mgmt For For 1j. Election of Director: John L. Skolds Mgmt For For 1k. Election of Director: William H. Swanson Mgmt For For 1l. Election of Director: Hansel E. Tookes, II Mgmt For For 1m. Election of Director: Darryl L. Wilson Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as NextEra Energy's independent registered public accounting firm for 2019 3. Approval, by non-binding advisory vote, of Mgmt For For NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement 4. A proposal by the Comptroller of the State Shr For Against of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures -------------------------------------------------------------------------------------------------------------------------- NISOURCE INC. Agenda Number: 934974038 -------------------------------------------------------------------------------------------------------------------------- Security: 65473P105 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: NI ISIN: US65473P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Peter A. Altabef Mgmt For For 1b. Election of Director: Theodore H. Bunting, Mgmt For For Jr. 1c. Election of Director: Eric L. Butler Mgmt For For 1d. Election of Director: Aristides S. Candris Mgmt For For 1e. Election of Director: Wayne S. DeVeydt Mgmt For For 1f. Election of Director: Joseph Hamrock Mgmt For For 1g. Election of Director: Deborah A. Henretta Mgmt For For 1h. Election of Director: Michael E. Jesanis Mgmt For For 1i. Election of Director: Kevin T. Kabat Mgmt For For 1j. Election of Director: Carolyn Y. Woo Mgmt For For 2. To approve named executive officer Mgmt For For compensation on an advisory basis. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2019. 4. To approve an amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation ("Certificate of Incorporation") to increase the number of authorized shares of common stock. 5. To approve an amendment to the Certificate Mgmt For For of Incorporation to eliminate the requirement of "cause" for removal of directors. 6. To approve the Company's Amended and Mgmt For For Restated Employee Stock Purchase Plan to increase the number of shares available under the plan. 7. To consider a stockholder proposal reducing Shr For Against the threshold stock ownership requirement for stockholders to call a special stockholder meeting from 25% to 10%. -------------------------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Agenda Number: 934947409 -------------------------------------------------------------------------------------------------------------------------- Security: 655844108 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: NSC ISIN: US6558441084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For 1b. Election of Director: Daniel A. Carp Mgmt For For 1c. Election of Director: Mitchell E. Daniels, Mgmt For For Jr. 1d. Election of Director: Marcela E. Donadio Mgmt For For 1e. Election of Director: Thomas C. Kelleher Mgmt For For 1f. Election of Director: Steven F. Leer Mgmt For For 1g. Election of Director: Michael D. Lockhart Mgmt For For 1h. Election of Director: Amy E. Miles Mgmt For For 1i. Election of Director: Jennifer F. Scanlon Mgmt For For 1j. Election of Director: James A. Squires Mgmt For For 1k. Election of Director: John R. Thompson Mgmt For For 2. Ratification of the appointment of KPMG Mgmt For For LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2019. 3. Approval of advisory resolution on Mgmt For For executive compensation, as disclosed in the proxy statement for the 2019 Annual Meeting of Shareholders. 4. If properly presented at the meeting, a Shr Against For shareholder proposal regarding simple majority vote. -------------------------------------------------------------------------------------------------------------------------- OSAKA GAS CO.,LTD. Agenda Number: 711257077 -------------------------------------------------------------------------------------------------------------------------- Security: J62320130 Meeting Type: AGM Meeting Date: 20-Jun-2019 Ticker: ISIN: JP3180400008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt Against Against 2.1 Appoint a Director Ozaki, Hiroshi Mgmt Against Against 2.2 Appoint a Director Honjo, Takehiro Mgmt Against Against 2.3 Appoint a Director Fujiwara, Masataka Mgmt Against Against 2.4 Appoint a Director Miyagawa, Tadashi Mgmt Against Against 2.5 Appoint a Director Matsui, Takeshi Mgmt Against Against 2.6 Appoint a Director Tasaka, Takayuki Mgmt Against Against 2.7 Appoint a Director Yoneyama, Hisaichi Mgmt Against Against 2.8 Appoint a Director Takeguchi, Fumitoshi Mgmt Against Against 2.9 Appoint a Director Chikamoto, Shigeru Mgmt Against Against 2.10 Appoint a Director Takeuchi, Kei Mgmt Against Against 2.11 Appoint a Director Miyahara, Hideo Mgmt Against Against 2.12 Appoint a Director Sasaki, Takayuki Mgmt For For 2.13 Appoint a Director Murao, Kazutoshi Mgmt For For 3.1 Appoint a Corporate Auditor Fujiwara, Mgmt For For Toshimasa 3.2 Appoint a Corporate Auditor Hatta, Eiji Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC CO Agenda Number: 934939159 -------------------------------------------------------------------------------------------------------------------------- Security: 736508847 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: POR ISIN: US7365088472 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John W. Ballantine Mgmt For For 1b. Election of Director: Rodney L. Brown, Jr. Mgmt For For 1c. Election of Director: Jack E. Davis Mgmt For For 1d. Election of Director: Kirby A. Dyess Mgmt For For 1e. Election of Director: Mark B. Ganz Mgmt For For 1f. Election of Director: Kathryn J. Jackson Mgmt For For 1g. Election of Director: Michael H. Millegan Mgmt For For 1h. Election of Director: Neil J. Nelson Mgmt For For 1i. Election of Director: M. Lee Pelton Mgmt For For 1j. Election of Director: Maria M. Pope Mgmt For For 1k. Election of Director: Charles W. Shivery Mgmt For For 2. To ratify the appointment of Deloitte and Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2019. 3. To approve, by a non-binding vote, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SAB DE CV Agenda Number: 710942283 -------------------------------------------------------------------------------------------------------------------------- Security: P7925L103 Meeting Type: OGM Meeting Date: 30-Apr-2019 Ticker: ISIN: MX01PI000005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I.A PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: OF THE REPORTS AND OPINION REFERRED TO IN ARTICLE 28, FRACTION IV, OF THE LEY DEL MERCADO DE VALORES, FOR THE FINANCIAL YEAR CONCLUDED ON DECEMBER 31, 2018 I.B PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: OF THE REPORT OF THE BOARD OF DIRECTORS REFERRED TO IN SUBSECTION (B) OF ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES IN WHICH THE ACCOUNTING AND INFORMATION POLICIES AND CRITERIA CONTAINED IN THE PREPARATION OF THE COMPANY'S FINANCIAL INFORMATION ARE CONTAINED I.C PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: OF THE INDIVIDUAL AND CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF THE COMPANY, CORRESPONDING TO THE FINANCIAL YEAR CONCLUDED ON DECEMBER 31, 2018 I.D PRESENTATION, DISCUSSION AND, IF Mgmt For For APPROPRIATE, APPROVAL: OF THE REPORT ON THE COMPLIANCE OF THE COMPANY'S TAX OBLIGATIONS, IN TERMS OF FRACTION XIX OF ARTICLE 76 OF THE LEY DEL IMPUESTO SOBRE LA RENTA I.E PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: APPLICATION OF RESULTS II.A PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: OF THE MANAGEMENT OF THE BOARD OF DIRECTORS, AND OF THE DIRECTOR GENERAL OF THE COMPANY FOR THE FINANCIAL YEAR CONCLUDED ON DECEMBER 31, 2018 II.B PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: APPOINTMENT OR RATIFICATION, IF ANY, OF (A) THE PERSONS WHO FORM THE COMPANY'S BOARD OF DIRECTORS, (B) THE PRESIDENT OF THE AUDIT COMMITTEE, (C) THE PRESIDENT OF THE COMMITTEE OF CORPORATE PRACTICES, (D) OF THE PEOPLE WHO FORM THE COMMITTEES OF THE COMPANY (E) THE DIRECTOR GENERAL, AND (F) THE SECRETARY NOT A MEMBER OF THE BOARD OF DIRECTORS II.C PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: DETERMINATION OF THE CORRESPONDING EMOLUMENTS III.A PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: OF THE MAXIMUM AMOUNT OF RESOURCES THAT THE COMPANY MAY INTEND TO ACQUIRE OWN SHARES FOR THE SOCIAL YEAR OF 2019 IN TERMS OF ARTICLE 56 OF THE LEY DEL MERCADO DE VALORES III.B PRESENTATION, DISCUSSION AND, IF Mgmt Abstain Against APPROPRIATE, APPROVAL: OF THE REPORT TO WHICH THE FRACTION (III) OF ARTICLE 60 OF THE GENERAL PROVISIONS APPLICABLE TO SECURITIES ISSUES AND TO OTHER PARTICIPANTS OF THE SECURITIES MARKET IS REFERRED IV DESIGNATION OF SPECIAL DELEGATES THAT Mgmt For For FORMALIZE THE AGREEMENTS ADOPTED IN THE ASSEMBLY CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 215522 DUE TO SPLITTING OF RESOLUTIONS I, II, III. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 934969695 -------------------------------------------------------------------------------------------------------------------------- Security: 78410G104 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: SBAC ISIN: US78410G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term: Mgmt For For Kevin L. Beebe 1.2 Election of Director for a three-year term: Mgmt For For Jack Langer 1.3 Election of Director for a three-year term: Mgmt For For Jeffrey A. Stoops 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as SBA's independent registered public accounting firm for the 2019 fiscal year. 3. Approval, on an advisory basis, of the Mgmt For For compensation of SBA's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SEVERN TRENT PLC Agenda Number: 709639528 -------------------------------------------------------------------------------------------------------------------------- Security: G8056D159 Meeting Type: AGM Meeting Date: 18-Jul-2018 Ticker: ISIN: GB00B1FH8J72 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31 MARCH 2018 2 APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For For 3 APPROVE THE DIRECTORS REMUNERATION POLICY Mgmt For For 4 APPROVE CHANGES TO THE SEVERN TRENT PLC Mgmt For For LONG TERM INCENTIVE PLAN 2018 5 DECLARE A FINAL ORDINARY DIVIDEND IN Mgmt For For RESPECT OF THE YEAR ENDED 31 MARCH 2018 6 REAPPOINT KEVIN BEESTON Mgmt For For 7 REAPPOINT JAMES BOWLING Mgmt For For 8 REAPPOINT JOHN COGHLAN Mgmt For For 9 REAPPOINT ANDREW DUFF Mgmt For For 10 REAPPOINT OLIVIA GARFIELD Mgmt For For 11 REAPPOINT DOMINIQUE REINICHE Mgmt For For 12 REAPPOINT PHILIP REMNANT CBE Mgmt For For 13 REAPPOINT DAME ANGELA STRANK Mgmt For For 14 REAPPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt Against Against COMPANY 15 AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For THE REMUNERATION OF THE REMUNERATION OF THE AUDITOR 16 AUTHORISE THE COMPANY AND ALL COMPANIES Mgmt For For WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING 50 000 POUNDS IN TOTAL 17 RENEW THE COMPANY'S AUTHORITY TO ALLOT Mgmt For For SHARES 18 DISAPPLY PRE EMPTION RIGHTS ON UP TO 5 Mgmt For For PERCENT OF THE ISSUED SHARE CAPITAL 19 DISAPLLY PRE EMPTION RIGHTS ON UP TO AN Mgmt For For ADDITIONAL 5 PERCENT OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT 20 AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF ITS ORDINARY SHARES 21 AUTHORISE GENERAL MEETINGS OF THE COMPANY Mgmt For For OTHER THAN ANNUAL GENERAL MEETINGS TO BE CALLED ON ON LESS THAN 14 CLEAR DAYS NOTICE -------------------------------------------------------------------------------------------------------------------------- SSE PLC Agenda Number: 709630671 -------------------------------------------------------------------------------------------------------------------------- Security: G8842P102 Meeting Type: AGM Meeting Date: 19-Jul-2018 Ticker: ISIN: GB0007908733 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RECEIVE THE REPORT AND ACCOUNTS Mgmt For For 2 APPROVE THE 2018 REMUNERATION REPORT Mgmt For For 3 DECLARE A FINAL DIVIDEND Mgmt For For 4 RE-APPOINT GREGOR ALEXANDER Mgmt For For 5 RE-APPOINT SUE BRUCE Mgmt For For 6 APPOINT TONY COCKER Mgmt For For 7 RE-APPOINT CRAWFORD GILLIES Mgmt For For 8 RE-APPOINT RICHARD GILLINGWATER Mgmt For For 9 RE-APPOINT PETER LYNAS Mgmt For For 10 RE-APPOINT HELEN MAHY Mgmt For For 11 RE-APPOINT ALISTAIR PHILLIPS-DAVIES Mgmt For For 12 APPOINT MARTIN PIBWORTH Mgmt For For 13 RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For 14 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For AUDITOR'S REMUNERATION 15 AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 16 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For 17 TO EMPOWER THE COMPANY TO PURCHASE ITS OWN Mgmt For For ORDINARY SHARES 18 AUTHORISE DIRECTORS TO RENEW THE SCRIP Mgmt For For DIVIDEND SCHEME 19 TO APPROVE 14 DAYS' NOTICE OF GENERAL Mgmt For For MEETINGS -------------------------------------------------------------------------------------------------------------------------- SSE PLC Agenda Number: 709688317 -------------------------------------------------------------------------------------------------------------------------- Security: G8842P102 Meeting Type: OGM Meeting Date: 19-Jul-2018 Ticker: ISIN: GB0007908733 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVE THE SPECIAL DIVIDEND TO GIVE EFFECT Mgmt For For TO THE DEMERGER 2 APPROVE THE WAIVER OF THE OBLIGATION ON Mgmt For For INNOGY TO MAKE A GENERAL OFFER FOR SHIFTMCO123 -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 934962033 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alan S. Armstrong Mgmt For For 1b. Election of Director: Stephen W. Bergstrom Mgmt For For 1c. Election of Director: Nancy K. Buese Mgmt For For 1d. Election of Director: Stephen I. Chazen Mgmt For For 1e. Election of Director: Charles I. Cogut Mgmt For For 1f. Election of Director: Kathleen B. Cooper Mgmt For For 1g. Election of Director: Michael A. Creel Mgmt For For 1h. Election of Director: Vicki L. Fuller Mgmt For For 1i. Election of Director: Peter A. Ragauss Mgmt For For 1j. Election of Director: Scott D. Sheffield Mgmt For For 1k. Election of Director: Murray D. Smith Mgmt For For 1l. Election of Director: William H. Spence Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For auditors for 2019. 3. Approval, by nonbinding advisory vote, of Mgmt For For the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- TOKYO GAS CO.,LTD. Agenda Number: 711242191 -------------------------------------------------------------------------------------------------------------------------- Security: J87000113 Meeting Type: AGM Meeting Date: 27-Jun-2019 Ticker: ISIN: JP3573000001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Hirose, Michiaki Mgmt Against Against 2.2 Appoint a Director Uchida, Takashi Mgmt For For 2.3 Appoint a Director Takamatsu, Masaru Mgmt Against Against 2.4 Appoint a Director Anamizu, Takashi Mgmt Against Against 2.5 Appoint a Director Nohata, Kunio Mgmt Against Against 2.6 Appoint a Director Igarashi, Chika Mgmt For For 2.7 Appoint a Director Saito, Hitoshi Mgmt For For 2.8 Appoint a Director Takami, Kazunori Mgmt For For 2.9 Appoint a Director Edahiro, Junko Mgmt For For 3 Appoint a Corporate Auditor Nakajima, Isao Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TRANSCANADA CORP Agenda Number: 710780304 -------------------------------------------------------------------------------------------------------------------------- Security: 89353D107 Meeting Type: MIX Meeting Date: 03-May-2019 Ticker: ISIN: CA89353D1078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3, 4, 5 AND 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.12 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: STEPHAN CRETIER Mgmt For For 1.2 ELECTION OF DIRECTOR: RUSSELL K. GIRLING Mgmt For For 1.3 ELECTION OF DIRECTOR: S. BARRY JACKSON Mgmt For For 1.4 ELECTION OF DIRECTOR: RANDY LIMBACHER Mgmt For For 1.5 ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For 1.6 ELECTION OF DIRECTOR: UNA POWER Mgmt For For 1.7 ELECTION OF DIRECTOR: MARY PAT SALOMONE Mgmt For For 1.8 ELECTION OF DIRECTOR: INDIRA V. Mgmt For For SAMARASEKERA 1.9 ELECTION OF DIRECTOR: D. MICHAEL G. STEWART Mgmt For For 1.10 ELECTION OF DIRECTOR: SIIM A. VANASELJA Mgmt For For 1.11 ELECTION OF DIRECTOR: THIERRY VANDAL Mgmt For For 1.12 ELECTION OF DIRECTOR: STEVEN W. WILLIAMS Mgmt For For 2 RESOLUTION TO APPOINT KPMG LLP, CHARTERED Mgmt For For PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 3 RESOLUTION TO ACCEPT TRANSCANADA'S APPROACH Mgmt For For TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR 4 TO APPROVE AN AMENDMENT TO THE ARTICLES OF Mgmt For For TRANSCANADA, CHANGING THE CORPORATION'S NAME TO: TC ENERGY CORPORATION, CORPORATION TC ENERGIE 5 RESOLUTION TO CONTINUE AND APPROVE MINOR Mgmt For For AMENDMENTS TO THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR 6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: RESOLVED THAT THE BOARD OF DIRECTORS PROVIDE A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS FOLLOWING THE 2019 ANNUAL GENERAL MEETING AND ANNUALLY THEREAFTER, PREPARED AT REASONABLE COST AND OMITTING PROPRIETARY AND CONFIDENTIAL INFORMATION, OUTLINING HOW TRANSCANADA RESPECTS INTERNATIONALLY RECOGNIZED STANDARDS FOR INDIGENOUS PEOPLES RIGHTS IN ITS BUSINESS ACTIVITIES. SUCH REPORT SHOULD DESCRIBE THE COMPANY'S POLICIES, PRACTICES AND PERFORMANCE INDICATORS RELATED TO RESPECTING INTERNATIONALLY RECOGNIZED STANDARDS FOR INDIGENOUS PEOPLES' RIGHTS IN EXISTING AND PROPOSED WHOLLY-OWNED PROJECTS, JOINT VENTURES, INVESTMENTS AND ACQUISITIONS. INTERNATIONALLY-RECOGNIZED STANDARDS FOR INDIGENOUS PEOPLES' RIGHTS ARE THE UN DECLARATION ON THE RIGHTS OF INDIGENOUS PEOPLES (UN DRIP) AND INTERNATIONAL LABOUR ORGANIZATION CONVENTION 169 CONCERNING INDIGENOUS AND TRIBAL PEOPLES IN INDEPENDENT COUNTRIES (ILO 169) -------------------------------------------------------------------------------------------------------------------------- TRANSURBAN GROUP Agenda Number: 709923735 -------------------------------------------------------------------------------------------------------------------------- Security: Q9194A106 Meeting Type: AGM Meeting Date: 11-Oct-2018 Ticker: ISIN: AU000000TCL6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION CMMT PLEASE NOTE THAT BELOW RESOLUTIONS 2.A, 2.B Non-Voting AND 3 ARE FOR THE COMPANIES (THL AND TIL) 2.A TO ELECT A DIRECTOR OF THL AND TIL - MARK Mgmt For For BIRRELL 2.B TO RE-ELECT A DIRECTOR OF THL AND TIL - Mgmt For For CHRISTINE O'REILLY 3 ADOPTION OF REMUNERATION REPORT (THL AND Mgmt For For TIL ONLY) CMMT PLEASE NOTE THAT BELOW RESOLUTION 4 IS FOR Non-Voting THE COMPANIES (THL AND TIL) AND FOR THE TRUST (THT) 4 GRANT OF PERFORMANCE AWARDS TO THE CEO Mgmt For For (THL, TIL AND THT) -------------------------------------------------------------------------------------------------------------------------- UGI CORPORATION Agenda Number: 934913395 -------------------------------------------------------------------------------------------------------------------------- Security: 902681105 Meeting Type: Annual Meeting Date: 30-Jan-2019 Ticker: UGI ISIN: US9026811052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. S. Bort Mgmt For For 1b. Election of Director: T. A. Dosch Mgmt For For 1c. Election of Director: R. W. Gochnauer Mgmt For For 1d. Election of Director: A. N. Harris Mgmt For For 1e. Election of Director: F. S. Hermance Mgmt For For 1f. Election of Director: A. Pol Mgmt For For 1g. Election of Director: K. A. Romano Mgmt For For 1h. Election of Director: M. O. Schlanger Mgmt For For 1i. Election of Director: J. B. Stallings, Jr. Mgmt For For 1j. Election of Director: J. L. Walsh Mgmt For For 2. Proposal to approve resolution on executive Mgmt For For compensation. 3. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as our independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 934970383 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Andrew H. Card Jr. Mgmt For For 1b. Election of Director: Erroll B. Davis Jr. Mgmt For For 1c. Election of Director: William J. DeLaney Mgmt For For 1d. Election of Director: David B. Dillon Mgmt For For 1e. Election of Director: Lance M. Fritz Mgmt For For 1f. Election of Director: Deborah C. Hopkins Mgmt For For 1g. Election of Director: Jane H. Lute Mgmt For For 1h. Election of Director: Michael R. McCarthy Mgmt For For 1i. Election of Director: Thomas F. McLarty III Mgmt For For 1j. Election of Director: Bhavesh V. Patel Mgmt For For 1k. Election of Director: Jose H. Villarreal Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the independent registered public accounting firm of the Company for 2019. 3. An advisory vote to approve executive Mgmt For For compensation ("Say on Pay"). 4. Shareholder proposal regarding Independent Shr For Against Chairman if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- VINCI SA Agenda Number: 710669118 -------------------------------------------------------------------------------------------------------------------------- Security: F5879X108 Meeting Type: MIX Meeting Date: 17-Apr-2019 Ticker: ISIN: FR0000125486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For 2018 - DISTRIBUTION OF THE DIVIDEND: EUR 2.67 PER SHARE O.4 RENEWAL OF THE TERM OF OFFICE OF MR. ROBERT Mgmt For For CASTAIGNE AS DIRECTOR FOR A PERIOD OF FOUR YEARS O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. ANA Mgmt For For PAULA PESSOA AS DIRECTOR FOR A PERIOD OF FOUR YEARS O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For PASCALE SOURISSE AS DIRECTOR FOR A PERIOD OF FOUR YEARS O.7 APPOINTMENT OF MRS. CAROLINE GREGOIRE Mgmt For For SAINTE MARIE AS DIRECTOR FOR A TERM OF FOUR YEARS O.8 APPOINTMENT OF MRS. DOMINIQUE MULLER Mgmt For For JOLY-POTTUZ AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 11 OF THE BYLAWS O.9 APPOINTMENT OF MRS. FRANCOISE ROZE AS Mgmt Against Against DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 11 OF THE BYLAWS O.10 APPOINTMENT OF MRS. JARMILA MATOUSKOVA AS Mgmt Against Against DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 11 OF THE BYLAWS O.11 APPOINTMENT OF MR. JEAN-CHARLES GARAFFA AS Mgmt Against Against DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 11 OF THE BYLAWS O.12 RENEWAL OF DELOITTE & ASSOCIES FIRM AS Mgmt For For PRINCIPLE STATUTORY AUDITOR FOR A PERIOD OF SIX FINANCIAL YEARS O.13 APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT Mgmt For For FIRM AS PRINCIPLE STATUTORY AUDITOR, AS A REPLACEMENT FOR KPMG AUDIT IS FIRM, FOR A SIX FINANCIAL YEARS O.14 SETTING OF THE ATTENDANCE FEES Mgmt For For O.15 RENEWAL OF THE DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES O.16 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER O.17 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2018 TO MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER E.18 RENEWAL OF THE AUTHORIZATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING THE VINCI SHARES HELD BY THE COMPANY E.19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR ISSUE PREMIUMS E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS FOR THE PURPOSE OF ISSUING - WITH RETENTION OF THE OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT - ALL SHARES, ALL EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES E.21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ISSUE ALL TRANSFERABLE SECURITIES REPRESENTING DEBT AND GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES OR TO EXISTING EQUITY SECURITIES OF THE COMPANY'S SHAREHOLDING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY A PUBLIC OFFERING E.22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ISSUE ALL TRANSFERABLE SECURITIES REPRESENTING DEBT AND GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES OR EXISTING EQUITY SECURITIES OF THE COMPANY'S SHAREHOLDING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY A PRIVATE PLACEMENT IN THE CONTEXT OF SECTION II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE E.23 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION E.24 DELEGATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO ISSUE ALL SHARES, ALL EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND ALL TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, TO REMUNERATE CONTRIBUTIONS IN KIND OF SECURITIES OR TRANSFERABLE SECURITIES GRANTED TO THE COMPANY E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES OF THE VINCI GROUP IN THE CONTEXT OF SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS COMPARABLE TO THOSE OFFERED TO EMPLOYEES SUBSCRIBING DIRECTLY OR INDIRECTLY VIA AN FCPE AS PART OF A SAVINGS PLAN WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.27 AMENDMENT TO ARTICLE 10 BIS OF THE BYLAWS Mgmt For For "OWNERSHIP OF CAPITAL" E.28 AMENDMENT TO ARTICLE 16 OF THE BYLAWS Mgmt For For "STATUTORY AUDITORS" E.29 POWERS FOR FORMALITIES Mgmt For For CMMT 28 MAR 2019: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/public ations/balo/pdf/2019/0306/201903061900445.pd f AND https://www.journal-officiel.gouv.fr/public ations/balo/pdf/2019/0327/201903271900748.pd f; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK AND CHANGE IN RECORD DATE FROM 14 APR 2019 TO 12 APR 2019.. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- WEST JAPAN RAILWAY COMPANY Agenda Number: 711222430 -------------------------------------------------------------------------------------------------------------------------- Security: J95094108 Meeting Type: AGM Meeting Date: 20-Jun-2019 Ticker: ISIN: JP3659000008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Manabe, Seiji Mgmt Against Against 2.2 Appoint a Director Sato, Yumiko Mgmt For For 2.3 Appoint a Director Murayama, Yuzo Mgmt For For 2.4 Appoint a Director Saito, Norihiko Mgmt For For 2.5 Appoint a Director Miyahara, Hideo Mgmt For For 2.6 Appoint a Director Takagi, Hikaru Mgmt For For 2.7 Appoint a Director Kijima, Tatsuo Mgmt For For 2.8 Appoint a Director Ogata, Fumito Mgmt For For 2.9 Appoint a Director Hasegawa, Kazuaki Mgmt For For 2.10 Appoint a Director Hirano, Yoshihisa Mgmt For For 2.11 Appoint a Director Kurasaka, Shoji Mgmt For For 2.12 Appoint a Director Nakamura, Keijiro Mgmt For For 2.13 Appoint a Director Matsuoka, Toshihiro Mgmt For For 2.14 Appoint a Director Sugioka, Atsushi Mgmt For For 2.15 Appoint a Director Kawai, Tadashi Mgmt For For 3.1 Appoint a Corporate Auditor Nishikawa, Mgmt For For Naoki 3.2 Appoint a Corporate Auditor Shibata, Makoto Mgmt For For 3.3 Appoint a Corporate Auditor Katsuki, Yasumi Mgmt For For 3.4 Appoint a Corporate Auditor Tsutsui, Mgmt For For Yoshinobu * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Jeffrey T. Rauman Name Jeffrey T. Rauman Title President, Chief Executive Officer, Principal Executive Officer Date 08/23/2019