0000894189-19-005627.txt : 20190826
0000894189-19-005627.hdr.sgml : 20190826
20190826123833
ACCESSION NUMBER: 0000894189-19-005627
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190826
DATE AS OF CHANGE: 20190826
EFFECTIVENESS DATE: 20190826
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORS SERIES TRUST
CENTRAL INDEX KEY: 0001027596
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07959
FILM NUMBER: 191051421
BUSINESS ADDRESS:
STREET 1: U.S BANCORP FUND SERVICES, LLC
STREET 2: 615 E MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-5340
MAIL ADDRESS:
STREET 1: 615 E MICHIGAN STREET
STREET 2: MK-WI-LC2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
0001027596
S000018427
Huber Capital Equity Income Fund
C000050919
Investor Class
HULIX
C000106239
Institutional Class
HULEX
0001027596
S000018428
Huber Capital Small Cap Value Fund
C000050920
Investor Class
HUSIX
C000106240
Institutional Class
HUSEX
0001027596
S000039416
Huber Capital Diversified Large Cap Value Fund
C000121467
Investor Class
HUDIX
C000121468
Institutional Class
HUDEX
0001027596
S000052294
Huber Capital Mid Cap Value Fund
C000164420
Investor Class
HUMDX
C000164421
Institutional Class
HUMEX
N-PX
1
ast-huber3_npx.txt
ANNUAL REPORT OF PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07959
NAME OF REGISTRANT: Advisors Series Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jeffrey T. Rauman, President/
Chief Executive Officer
Advisors Series Trust c/o
U.S. Bancorp Fund Services,
LLC
777 East Wisconsin Avenue,
5th Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6872
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Huber Capital Diversified Large Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 934934440
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicholas K. Akins Mgmt For For
1b. Election of Director: David J. Anderson Mgmt For For
1c. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1d. Election of Director: Ralph D. Crosby, Jr. Mgmt For For
1e. Election of Director: Linda A. Goodspeed Mgmt For For
1f. Election of Director: Thomas E. Hoaglin Mgmt For For
1g. Election of Director: Sandra Beach Lin Mgmt For For
1h. Election of Director: Margaret M. McCarthy Mgmt For For
1i. Election of Director: Richard C. Notebaert Mgmt For For
1j. Election of Director: Lionel L. Nowell III Mgmt For For
1k. Election of Director: Stephen S. Rasmussen Mgmt For For
1l. Election of Director: Oliver G. Richard III Mgmt For For
1m. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Amendment to the Restated certificate of Mgmt For For
Incorporation to eliminate preemptive
Rights.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARRIS INTERNATIONAL PLC Agenda Number: 934916620
--------------------------------------------------------------------------------------------------------------------------
Security: G0551A103
Meeting Type: Special
Meeting Date: 01-Feb-2019
Ticker: ARRS
ISIN: GB00BZ04Y379
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. Approve (with or without modification) a Mgmt For For
scheme of arrangement (the "Scheme") to be
made between ARRIS International plc
("ARRIS") and the holders of the Scheme
Shares (as defined in the Scheme).
G1. Authorize, for the purpose of giving effect Mgmt For For
to the scheme of arrangement (the "Scheme")
between ARRIS International plc ("ARRIS")
and the holders of the Scheme Shares (as
defined in the Scheme), the directors of
ARRIS to take all such action as they may
consider necessary or appropriate for
carrying the Scheme into effect and to
amend the articles of association of ARRIS.
G2. Approve, on an advisory, non-binding basis, Mgmt For For
the compensation to be paid or become
payable to ARRIS's named executive officers
in connection with the proposed acquisition
by CommScope Holding Company, Inc. of all
of the issued and to be issued ordinary
shares of ARRIS pursuant to the terms of a
Bid Conduct Agreement and the Scheme, and
the agreements and understandings pursuant
to which such compensation may be paid or
become payable.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934938082
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Randall L. Stephenson Mgmt For For
1b. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1c. Election of Director: Richard W. Fisher Mgmt For For
1d. Election of Director: Scott T. Ford Mgmt For For
1e. Election of Director: Glenn H. Hutchins Mgmt For For
1f. Election of Director: William E. Kennard Mgmt For For
1g. Election of Director: Michael B. Mgmt For For
McCallister
1h. Election of Director: Beth E. Mooney Mgmt For For
1i. Election of Director: Matthew K. Rose Mgmt For For
1j. Election of Director: Cynthia B. Taylor Mgmt For For
1k. Election of Director: Laura D'Andrea Tyson Mgmt For For
1l. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Chair. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934942360
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Susan S. Bies Mgmt For For
1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1e. Election of Director: Pierre J.P. de Weck Mgmt For For
1f. Election of Director: Arnold W. Donald Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Monica C. Lozano Mgmt For For
1i. Election of Director: Thomas J. May Mgmt For For
1j. Election of Director: Brian T. Moynihan Mgmt For For
1k. Election of Director: Lionel L. Nowell III Mgmt For For
1l. Election of Director: Clayton S. Rose Mgmt For For
1m. Election of Director: Michael D. White Mgmt For For
1n. Election of Director: Thomas D. Woods Mgmt For For
1o. Election of Director: R. David Yost Mgmt For For
1p. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non- binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2019.
4. Amending the Bank of America Corporation Mgmt For For
Key Employee Equity Plan.
5. Report Concerning Gender Pay Equity. Shr Against For
6. Right to Act by Written Consent. Shr For Against
7. Enhance Shareholder Proxy Access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934993824
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To re-elect Mr R W Dudley as a director. Mgmt For For
4. To re-elect Mr B Gilvary as a director. Mgmt For For
5. To re-elect Mr N S Andersen as a director. Mgmt For For
6. To re-elect Dame A Carnwath as a director. Mgmt For For
7. To elect Miss P Daley as a director. Mgmt For For
8. To re-elect Mr I E L Davis as a director. Mgmt For For
9. To re-elect Professor Dame A Dowling as a Mgmt For For
director.
10. To elect Mr H Lund as a director. Mgmt For For
11. To re-elect Mrs M B Meyer as a director. Mgmt For For
12. To re-elect Mr B R Nelson as a director. Mgmt For For
13. To re-elect Mrs P R Reynolds as a director. Mgmt For For
14. To re-elect Sir J Sawers as a director. Mgmt For For
15. To reappoint Deloitte LLP as auditor and to Mgmt For For
authorize the directors to fix their
remuneration.
16. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
17. To give limited authority to allot shares Mgmt For For
up to a specified amount.
18. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
19. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
20. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
21. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
22. Special resolution: Climate Action 100+ Mgmt For For
shareholder resolution on climate change
disclosures.
23. Special resolution: Follow This shareholder Shr Against For
resolution on climate change targets.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTHOUSE FINANCIAL, INC. Agenda Number: 935013742
--------------------------------------------------------------------------------------------------------------------------
Security: 10922N103
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: BHF
ISIN: US10922N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Irene Chang Mgmt For For
Britt
1b. Election of Class II Director: C. Edward Mgmt For For
("Chuck") Chaplin
1c. Election of Class II Director: Eileen A. Mgmt For For
Mallesch
1d. Election of Class II Director: Paul M. Mgmt For For
Wetzel
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Brighthouse's independent
registered public accounting firm for
fiscal year 2019
3. Advisory vote to approve the compensation Mgmt For For
paid to Brighthouse's Named Executive
Officers
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 934850973
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 08-Aug-2018
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jens Alder Mgmt For For
1B. Election of Director: Nancy A. Altobello Mgmt For For
1C. Election of Director: Raymond J. Bromark Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Jean M. Hobby Mgmt For For
1F. Election of Director: Rohit Kapoor Mgmt For For
1G. Election of Director: Jeffrey G. Katz Mgmt For For
1H. Election of Director: Kay Koplovitz Mgmt For For
1I. Election of Director: Christopher B. Mgmt For For
Lofgren
1J. Election of Director: Richard Sulpizio Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 934868451
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Special
Meeting Date: 12-Sep-2018
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 11, 2018, as it may be
amended from time to time, by and among CA,
Inc., Broadcom Inc. and Collie Acquisition
Corp. (the "merger agreement").
2. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting to approve the proposal to
adopt the merger agreement.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, specified compensation that will or
may become payable to the named executive
officers of CA, Inc. in connection with the
merger.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934918294
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
Chesapeake common stock in connection with
the merger between a wholly owned
subsidiary of Chesapeake and WildHorse
Resource Development Corporation, as
contemplated by the Agreement and Plan of
Merger, dated October 29, 2018 by and among
Chesapeake, Coleburn Inc., ...(Due to space
limits, see proxy statement for full
proposal).
2. To approve an amendment to Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase the maximum size of Chesapeake's
board of directors from 10 members to 11
members.
3. To approve an amendment of Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase Chesapeake's authorized shares of
common stock from 2,000,000,000 shares to
3,000,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934974064
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gloria R. Boyland Mgmt For For
1b. Election of Director: Luke R. Corbett Mgmt Against Against
1c. Election of Director: Mark A. Edmunds Mgmt For For
1d. Election of Director: Scott A. Gieselman Mgmt For For
1e. Election of Director: David W. Hayes Mgmt For For
1f. Election of Director: Leslie Starr Keating Mgmt Against Against
1g. Election of Director: Robert D. "Doug" Mgmt For For
Lawler
1h. Election of Director: R. Brad Martin Mgmt For For
1i. Election of Director: Merrill A. "Pete" Mgmt Against Against
Miller, Jr.
1j. Election of Director: Thomas L. Ryan Mgmt For For
2. To approve on an advisory basis our named Mgmt Against Against
executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr For Against
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr For Against
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 934953767
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary C. Bhojwani Mgmt For For
1B. Election of Director: Ellyn L. Brown Mgmt For For
1C. Election of Director: Stephen N. David Mgmt For For
1D. Election of Director: Robert C. Greving Mgmt For For
1E. Election of Director: Mary R. Henderson Mgmt For For
1F. Election of Director: Charles J. Jacklin Mgmt For For
1G. Election of Director: Daniel R. Maurer Mgmt For For
1H. Election of Director: Neal C. Schneider Mgmt For For
1I. Election of Director: Frederick J. Sievert Mgmt For For
2. Approval of the Replacement NOL Protective Mgmt For For
Amendment to the Company's Amended and
Restated Certificate of Incorporation to
preserve the value of tax net operating
losses and certain other tax losses.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
4. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 934864807
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 21-Sep-2018
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anil Arora Mgmt For For
Thomas K. Brown Mgmt For For
Stephen G. Butler Mgmt For For
Sean M. Connolly Mgmt For For
Joie A. Gregor Mgmt For For
Rajive Johri Mgmt For For
Richard H. Lenny Mgmt For For
Ruth Ann Marshall Mgmt For For
Craig P. Omtvedt Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor for fiscal 2019
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934959492
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles E. Bunch Mgmt For For
1b. Election of Director: Caroline Maury Devine Mgmt For For
1c. Election of Director: John V. Faraci Mgmt For For
1d. Election of Director: Jody Freeman Mgmt For For
1e. Election of Director: Gay Huey Evans Mgmt For For
1f. Election of Director: Jeffrey A. Joerres Mgmt For For
1g. Election of Director: Ryan M. Lance Mgmt For For
1h. Election of Director: William H. McRaven Mgmt For For
1i. Election of Director: Sharmila Mulligan Mgmt For For
1j. Election of Director: Arjun N. Murti Mgmt For For
1k. Election of Director: Robert A. Niblock Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2019.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY Agenda Number: 934853284
--------------------------------------------------------------------------------------------------------------------------
Security: 23355L106
Meeting Type: Annual
Meeting Date: 15-Aug-2018
Ticker: DXC
ISIN: US23355L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mukesh Aghi Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: David L. Herzog Mgmt For For
1d. Election of Director: Sachin Lawande Mgmt For For
1e. Election of Director: J. Michael Lawrie Mgmt For For
1f. Election of Director: Mary L. Krakauer Mgmt For For
1g. Election of Director: Julio A. Portalatin Mgmt For For
1h. Election of Director: Peter Rutland Mgmt For For
1i. Election of Director: Manoj P. Singh Mgmt For For
1j. Election of Director: Robert F. Woods Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
ending March 31, 2019
3. Approval, by advisory vote, of named Mgmt For For
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934940215
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director for three-year term: Mgmt Against Against
R. Alvarez
1b. Election of director for three-year term: Mgmt Against Against
C. R. Bertozzi
1c. Election of director for three-year term: Mgmt Against Against
J. R. Luciano
1d. Election of director for three-year term: Mgmt Against Against
K. P. Seifert
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
principal independent auditor for 2019.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate all
supermajority voting provisions.
6. Shareholder proposal requesting a report Shr Against For
regarding direct and indirect political
expenditures.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 934926176
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Special
Meeting Date: 21-Feb-2019
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ensco Transaction Consideration Proposal: Mgmt For For
To authorize, in addition to all subsisting
authorities, the allotment and issuance of
Ensco Class A ordinary shares, nominal
value $0.10 per share (the "Ensco ordinary
shares") to shareholders of Rowan Companies
plc ("Rowan"), pursuant to the Transaction
Agreement, dated as of October 7, 2018, by
and between Ensco and Rowan, as amended by
Deed of Amendment No. 1 dated as of January
28, 2019 and as such agreement may be
amended further from time to time.
2. Ensco Reverse Stock Split Proposal: To Mgmt For For
authorize a consolidation of Ensco ordinary
shares whereby, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, every
four existing Ensco ordinary shares, each
with a nominal value of $0.10, shown in the
register of members of Ensco following the
updating of such register to give effect to
the provisions of the Scheme of Arrangement
shall be consolidated into one Ensco
ordinary share with a nominal value of
$0.40 per share.
3. Ensco General Allotment Authority Proposal: Mgmt For For
To authorize, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, the
allotment and issuance up to a nominal
amount of Ensco ordinary shares, which
represents approximately 33.3% of the
expected enlarged share capital of Ensco
immediately following the Scheme of
Arrangement becoming effective, and up to a
further same nominal amount of Ensco
ordinary shares in connection with a
pre-emptive offering of shares.
4. Ensco Transaction-Related Compensation Mgmt For For
Proposal: To approve, in accordance with
Section 14A of the Securities Exchange Act
of 1934, as amended, on a non-binding
advisory basis, the compensation payable,
or that may become payable, in connection
with the transaction to the named executive
officers of Ensco, as well as specific
compensatory arrangements between Ensco and
such individuals.
5. Ensco General Disapplication of Pre-Emptive Mgmt For For
Rights Proposal: To authorize, conditional
upon and effective immediately following
the Scheme of Arrangement becoming
effective, the allotment and issuance of
Ensco ordinary shares up to a nominal
amount of $3,716,687 for cash on a
non-pre-emptive basis. If approved, subject
to the Scheme of Arrangement becoming
effective, this authority will replace the
authority granted pursuant to resolution 11
passed at the Ensco 2018 Annual General
Meeting.
6. Ensco Specified Disapplication of Mgmt For For
Pre-Emptive Rights Proposal: To authorize,
conditional upon and effective immediately
following the Scheme of Arrangement
becoming effective, the allotment and
issuance of Ensco ordinary shares up to a
nominal amount of $3,716,687 for cash on a
non-pre-emptive basis, such authority to be
used only for the purposes of financing a
transaction which the board of directors of
Ensco deems to be an acquisition or other
capital investment.
--------------------------------------------------------------------------------------------------------------------------
ENSCO ROWAN PLC Agenda Number: 934979418
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker:
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: J. Roderick Clark Mgmt For For
1b. Re-election of Director: Mary E. Francis Mgmt For For
CBE
1c. Re-election of Director: C. Christopher Mgmt For For
Gaut
1d. Re-election of Director: Keith O. Rattie Mgmt For For
1e. Re-election of Director: Paul E. Rowsey, Mgmt For For
III
1f. Re-election of Director: Carl G. Trowell Mgmt For For
2a. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2b. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2c. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2d. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2e. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
3a. Re-election of Director: Dr. Thomas Burke. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3b. Re-election of Director: William E. Mgmt For For
Albrecht. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3c. Re-election of Director: Suzanne P. Mgmt For For
Nimocks. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3d. Re-election of Director: Thierry Pilenko. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3e. Re-election of Director: Charles L. Szews. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
4. To ratify the Audit Committee's appointment Mgmt For For
of KPMG LLP (U.S.) as our U.S. independent
registered public accounting firm for the
year ending 31 December 2019.
5. To appoint KPMG LLP (U.K.) as our U.K. Mgmt For For
statutory auditors under the U.K. Companies
Act 2006 (to hold office from the
conclusion of the Annual General Meeting of
Shareholders until the conclusion of the
next Annual General Meeting of Shareholders
at which accounts are laid before the
Company).
6. To authorise the Audit Committee to Mgmt For For
determine our U.K. statutory auditors'
remuneration.
7. A non-binding advisory vote to approve the Mgmt For For
Directors Remuneration Report for the year
ended 31 December 2018.
8. A non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
9. A non-binding advisory vote to approve the Mgmt For For
reports of the auditors and the directors
and the U.K. statutory accounts for the
year ended 31 December 2018.
10. To authorise the Board of Directors to Mgmt For For
allot shares, the full text of which can be
found in "Resolution 10" of the
accompanying proxy statement.
11. To approve the general disapplication of Mgmt For For
pre-emption rights, the full text of which
can be found in "Resolution 11" of the
accompanying proxy statement.
12. To approve the disapplication of Mgmt For For
pre-emption rights in connection with an
acquisition or specified capital
investment, the full text of which can be
found in "Resolution 12" of the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 934954074
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. R. Burbank Mgmt For For
1b. Election of Director: P. J. Condon Mgmt For For
1c. Election of Director: L. P. Denault Mgmt For For
1d. Election of Director: K. H. Donald Mgmt For For
1e. Election of Director: P. L. Frederickson Mgmt For For
1f. Election of Director: A. M. Herman Mgmt For For
1g. Election of Director: M. E. Hyland Mgmt For For
1h. Election of Director: S. L. Levenick Mgmt For For
1i. Election of Director: B. L. Lincoln Mgmt For For
1j. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Independent Registered
Public Accountants for 2019.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of the Entergy Corporation 2019 Mgmt For For
Omnibus Incentive Plan.
-----------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935015621
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1a Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
fifty million (150,000,000) US Dollars.
E1b Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
thirty million (130,000,000) US Dollars.
E1c Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
and ten million (110,000,000) US Dollars.
E2 Renewal of the authority of the board of Mgmt Against Against
directors to use the authorized capital in
the case of a public purchase offer.
E3 Renewal of the authorization of the board Mgmt Against Against
of directors of the company and its direct
subsidiaries to acquire the company's
shares or profit shares, to prevent
imminent and serious harm to the company.
E4a Renewal of the authorization of the board Mgmt Against Against
of directors of the company to sell the
company's shares and profit shares to
prevent imminent and serious harm to the
company.
E4b Authorization of the direct subsidiaries of Mgmt Against Against
the company to sell the company's shares
and profit shares to prevent imminent and
serious harm to the company.
E5 Renewal of the authorization to the company Mgmt For For
and its direct subsidiaries to acquire own
shares within the conditions of the law and
for a maximum of twenty percent of the
existing shares of the company.
E6 For future meetings, the ordinary general Mgmt For For
shareholders' meeting is held in Antwerp,
on the third Thursday of the month of May,
at 10.30 a.m., in the place mentioned in
the convening notices. If that day is a
legal holiday, the meeting will be held on
the first preceding working day.
E7 Authorization of the board of directors to Mgmt For For
execute the decisions taken and to
co-ordinate the articles of association.
E8 Proxy to fulfill all necessary formalities Mgmt For For
with respect to the decisions taken.
O1 Report of the board of directors and of the Mgmt Abstain Against
statutory auditor for the financial year
closed on 31st December 2018.
O2 Acknowledgment and approval of the Mgmt For For
remuneration report.
O3 Approval of the annual accounts of the Mgmt For For
company for the financial year closed on
31st December 2018.
O4 Allocation of the results for the financial Mgmt For For
year as at 31st December 2018.
O5a Discharge of liability of Euronav's Mgmt For For
directors.
O5b Discharge of liability of Euronav's Mgmt For For
statutory auditor.
O6a Appointment of Anita Odedra. Mgmt For For
O6b Appointment of Carl Trowell. Mgmt For For
O7 Remuneration of the directors. Mgmt For For
O8 Remuneration of the statutory auditor. Mgmt For For
O9 Approval in accordance with Article 556 of Mgmt For For
the Code of Companies of Article 8 (Change
of Control) of the transaction based
incentive plan dated 8 January 2019.
O10 The general meeting acknowledges and Mgmt Abstain Against
ratifies in so far as necessary the
resignation of the director Mr. William
Thomson, with effect as of 12 June 2018.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935051449
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1a Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
fifty million (150,000,000) US Dollars.
E1b Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
thirty million (130,000,000) US Dollars.
E1c Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
and ten million (110,000,000) US Dollars.
E2 Renewal of the authority of the board of Mgmt Against Against
directors to use the authorized capital in
the case of a public purchase offer.
E3 Renewal of the authorization of the board Mgmt Against Against
of directors of the company and its direct
subsidiaries to acquire the company's
shares or profit shares, to prevent
imminent and serious harm to the company.
E4a Renewal of the authorization of the board Mgmt Against Against
of directors of the company to sell the
company's shares and profit shares to
prevent imminent and serious harm to the
company.
E4b Authorization of the direct subsidiaries of Mgmt Against Against
the company to sell the company's shares
and profit shares to prevent imminent and
serious harm to the company.
E5 Renewal of the authorization to the company Mgmt Against Against
and its direct subsidiaries to acquire own
shares within the conditions of the law and
for a maximum of twenty percent of the
existing shares of the company.
E6 For future meetings, the ordinary general Mgmt For For
shareholders' meeting is held in Antwerp,
on the third Thursday of the month of May,
at 10:30 a.m., in the place mentioned in
the convening notices. If that day is a
legal holiday, the meeting will be held on
the first preceding working day.
E7 Authorization of the board of directors to Mgmt For For
execute the decisions taken and to
co-ordinate the articles of association.
E8 Proxy to fulfill all necessary formalities Mgmt For For
with respect to the decisions taken.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 934947954
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anthony K. Anderson Mgmt For For
1b. Election of Director: Ann C. Berzin Mgmt For For
1c. Election of Director: Laurie Brlas Mgmt For For
1d. Election of Director: Christopher M. Crane Mgmt For For
1e. Election of Director: Yves C. de Balmann Mgmt For For
1f. Election of Director: Nicholas DeBenedictis Mgmt For For
1g. Election of Director: Linda P. Jojo Mgmt For For
1h. Election of Director: Paul L. Joskow Mgmt For For
1i. Election of Director: Robert J. Lawless Mgmt For For
1j. Election of Director: Richard W. Mies Mgmt For For
1k. Election of Director: Mayo A. Shattuck III Mgmt For For
1l. Election of Director: Stephen D. Steinour Mgmt For For
1m. Election of Director: John F. Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2019.
3. Advisory approval of executive Mgmt For For
compensation.
4. A shareholder proposal from Burn More Coal. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 934865594
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 24-Sep-2018
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John A. Edwardson Mgmt For For
1b. Election of Director: Marvin R. Ellison Mgmt For For
1c. Election of Director: Susan Patricia Mgmt For For
Griffith
1d. Election of Director: John C. ("Chris") Mgmt For For
Inglis
1e. Election of Director: Kimberly A. Jabal Mgmt For For
1f. Election of Director: Shirley Ann Jackson Mgmt For For
1g. Election of Director: R. Brad Martin Mgmt For For
1h. Election of Director: Joshua Cooper Ramo Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: Frederick W. Smith Mgmt For For
1k. Election of Director: David P. Steiner Mgmt For For
1l. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of independent registered Mgmt For For
public accounting firm.
4. Stockholder proposal regarding lobbying Shr For Against
activity and expenditure report.
5. Stockholder proposal regarding shareholder Shr For Against
right to act by written consent.
6. Stockholder proposal regarding shareholder Shr Against For
approval of bylaw changes.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 934943211
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter K. Barker Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: Alan L. Boeckmann Mgmt For For
1E. Election of Director: Peter J. Fluor Mgmt For For
1F. Election of Director: James T. Hackett Mgmt For For
1G. Election of Director: Samuel J. Locklear Mgmt For For
III
1H. Election of Director: Deborah D. McWhinney Mgmt For For
1I. Election of Director: Armando J. Olivera Mgmt For For
1J. Election of Director: Matthew K. Rose Mgmt For For
1K. Election of Director: David T. Seaton Mgmt For For
1L. Election of Director: Nader H. Sultan Mgmt For For
1M. Election of Director: Lynn C. Swann Mgmt For For
2. An advisory vote to approve the company's Mgmt For For
executive compensation.
3. The ratification of the appointment by our Mgmt For For
Audit Committee of Ernst & Young LLP as
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. Stockholder proposal requesting adoption of Shr Against For
greenhouse gas emissions reduction goals.
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP Agenda Number: 934867740
--------------------------------------------------------------------------------------------------------------------------
Security: Y2745C102
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: GMLP
ISIN: MHY2745C1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Paul Leand as a Class III Director Mgmt For For
of the Partnership whose term will expire
at the 2021 Annual Meeting of Limited
Partners.
2. To elect Jeremy Kramer as a Class III Mgmt For For
Director of the Partnership whose term will
expire at the 2021 Annual Meeting of
Limited Partners.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934927522
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Michael J. Angelakis Mgmt For For
1c. Election of Director: Pamela L. Carter Mgmt For For
1d. Election of Director: Jean M. Hobby Mgmt For For
1e. Election of Director: Raymond J. Lane Mgmt For For
1f. Election of Director: Ann M. Livermore Mgmt For For
1g. Election of Director: Antonio F. Neri Mgmt For For
1h. Election of Director: Raymond E. Ozzie Mgmt For For
1i. Election of Director: Gary M. Reiner Mgmt For For
1j. Election of Director: Patricia F. Russo Mgmt For For
1k. Election of Director: Lip-Bu Tan Mgmt For For
1l. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. Stockholder proposal related to action by Shr For Against
Written Consent of Stockholders
--------------------------------------------------------------------------------------------------------------------------
HIGHPOINT RESOURCES CORPORATION Agenda Number: 934953539
--------------------------------------------------------------------------------------------------------------------------
Security: 43114K108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: HPR
ISIN: US43114K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Berg Mgmt For For
Scott A. Gieselman Mgmt For For
Craig S. Glick Mgmt For For
Andrew C. Kidd Mgmt For For
Lori A. Lancaster Mgmt For For
Jim W. Mogg Mgmt For For
William F. Owens Mgmt For For
Edmund P. Segner Mgmt For For
Michael R. Starzer Mgmt For For
Randy I. Stein Mgmt For For
Michael E. Wiley Mgmt For For
R. Scot Woodall Mgmt For For
2. Advisory vote on compensation of named Mgmt For For
executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 934933690
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aida M. Alvarez Mgmt For For
1b. Election of Director: Shumeet Banerji Mgmt For For
1c. Election of Director: Robert R. Bennett Mgmt For For
1d. Election of Director: Charles V. Bergh Mgmt For For
1e. Election of Director: Stacy Brown-Philpot Mgmt For For
1f. Election of Director: Stephanie A. Burns Mgmt For For
1g. Election of Director: Mary Anne Citrino Mgmt For For
1h. Election of Director: Yoky Matsuoka Mgmt For For
1i. Election of Director: Stacey Mobley Mgmt For For
1j. Election of Director: Subra Suresh Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. Stockholder proposal to require HP Inc. to Shr Against For
amend its governance documents to require
an independent Chairman of the Board if
properly presented at the annual meeting
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 934956181
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David F. Landless Mgmt For For
Lawrence J. Padfield Mgmt For For
Patrick S. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Ratification of the appointment of Innospec Mgmt For For
Inc.'s independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Gender pay equity report Shr Against For
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 934964796
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: KBR
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: James R. Blackwell Mgmt For For
1C. Election of Director: Stuart J. B. Bradie Mgmt For For
1D. Election of Director: Lester L. Lyles Mgmt For For
1E. Election of Director: Wendy M. Masiello Mgmt For For
1F. Election of Director: Jack B. Moore Mgmt For For
1G. Election of Director: Ann D. Pickard Mgmt For For
1H. Election of Director: Umberto della Sala Mgmt For For
2. Advisory vote to approve KBR's named Mgmt Against Against
executive officers' compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm to audit the consolidated financial
statements for KBR, Inc. as of and for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 934863413
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 27-Sep-2018
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter J. Bensen Mgmt For For
1b. Election of Director: Charles A. Blixt Mgmt For For
1c. Election of Director: Andre J. Hawaux Mgmt For For
1d. Election of Director: W.G. Jurgensen Mgmt For For
1e. Election of Director: Thomas P. Maurer Mgmt For For
1f. Election of Director: Hala G. Moddelmog Mgmt For For
1g. Election of Director: Andrew J. Schindler Mgmt For For
1h. Election of Director: Maria Renna Sharpe Mgmt For For
1i. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2019.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934931292
--------------------------------------------------------------------------------------------------------------------------
Security: 526057302
Meeting Type: Annual
Meeting Date: 10-Apr-2019
Ticker: LENB
ISIN: US5260573028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rick Beckwitt Mgmt For For
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt For For
Tig Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Jonathan M. Jaffe Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
Scott Stowell Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Vote on a stockholder proposal regarding Shr For Against
having directors elected by a majority of
the votes cast in uncontested elections.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935017233
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt For For
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt For For
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt For For
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt For For
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For
1l. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr For Against
gender pay gap
5. Consideration of a stockholder proposal on Shr Against For
creation of a human rights committee
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934988328
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Mary Ellen Coe Mgmt For For
1d. Election of Director: Pamela J. Craig Mgmt For For
1e. Election of Director: Kenneth C. Frazier Mgmt For For
1f. Election of Director: Thomas H. Glocer Mgmt For For
1g. Election of Director: Rochelle B. Lazarus Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Inge G. Thulin Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt For For
1l. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Proposal to adopt the 2019 Incentive Stock Mgmt For For
Plan.
4. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder proposal concerning an Shr Against For
independent board chairman.
6. Shareholder proposal concerning executive Shr Against For
incentives and stock buybacks.
7. Shareholder proposal concerning drug Shr For Against
pricing.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 935044317
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Heather Bresch Mgmt For For
1B. Appointment of Director: Hon. Robert J. Mgmt Against Against
Cindrich
1C. Appointment of Director: Robert J. Coury Mgmt For For
1D. Appointment of Director: JoEllen Lyons Mgmt Against Against
Dillon
1E. Appointment of Director: Neil Dimick, Mgmt For For
C.P.A.
1F. Appointment of Director: Melina Higgins Mgmt For For
1G. Appointment of Director: Harry A. Korman Mgmt For For
1H. Appointment of Director: Rajiv Malik Mgmt For For
1I. Appointment of Director: Richard Mark, Mgmt For For
C.P.A.
1J. Appointment of Director: Mark W. Parrish Mgmt Against Against
1K. Appointment of Director: Pauline van der Mgmt For For
Meer Mohr
1L. Appointment of Director: Randall L. (Pete) Mgmt For For
Vanderveen, Ph.D.
1M. Appointment of Director: Sjoerd S. Mgmt Against Against
Vollebregt
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers of the Company
3. Adoption of the Dutch annual accounts for Mgmt For For
fiscal year 2018
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2019
5. Instruction to Deloitte Accountants B.V. Mgmt For For
for the audit of the Company's Dutch
statutory annual accounts for fiscal year
2019
6. Authorization of the Board to acquire Mgmt For For
shares in the capital of the Company
7. Delegation to the Board of the authority to Mgmt Against Against
issue ordinary shares and grant rights to
subscribe for ordinary shares in the
capital of the Company and to exclude or
restrict pre-emptive rights
8. SHAREHOLDER VIEW ON DISCUSSION ITEM ONLY - Shr For
indication of support for amending Company
clawback policy similar to that suggested
in the shareholder proposal(Agenda Item 10)
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 934983710
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sherry S. Barrat Mgmt For For
1b. Election of Director: James L. Camaren Mgmt For For
1c. Election of Director: Kenneth B. Dunn Mgmt For For
1d. Election of Director: Naren K. Gursahaney Mgmt For For
1e. Election of Director: Kirk S. Hachigian Mgmt For For
1f. Election of Director: Toni Jennings Mgmt For For
1g. Election of Director: Amy B. Lane Mgmt For For
1h. Election of Director: James L. Robo Mgmt For For
1i. Election of Director: Rudy E. Schupp Mgmt For For
1j. Election of Director: John L. Skolds Mgmt For For
1k. Election of Director: William H. Swanson Mgmt For For
1l. Election of Director: Hansel E. Tookes, II Mgmt For For
1m. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2019
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal by the Comptroller of the State Shr For Against
of New York, Thomas P. DiNapoli, entitled
"Political Contributions Disclosure" to
request semiannual reports disclosing
political contribution policies and
expenditures
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 934964873
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wesley G. Bush Mgmt For For
1b. Election of Director: Marianne C. Brown Mgmt For For
1c. Election of Director: Donald E. Felsinger Mgmt For For
1d. Election of Director: Ann M. Fudge Mgmt For For
1e. Election of Director: Bruce S. Gordon Mgmt For For
1f. Election of Director: William H. Hernandez Mgmt For For
1g. Election of Director: Madeleine A. Kleiner Mgmt For For
1h. Election of Director: Karl J. Krapek Mgmt For For
1i. Election of Director: Gary Roughead Mgmt For For
1j. Election of Director: Thomas M. Schoewe Mgmt For For
1k. Election of Director: James S. Turley Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2019.
4. Shareholder proposal to provide for a Shr Against For
report on management systems and processes
for implementing the Company's human rights
policy.
5. Shareholder proposal to provide for an Shr Against For
independent chair.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935037425
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Adoption of the 2018 statutory annual Mgmt For For
accounts
2.D Granting discharge to the executive member Mgmt For For
and non-executive members of the Board of
Directors for their responsibilities in the
financial year 2018
3.A Proposal to re-appoint Mr. Richard L Mgmt For For
Clemmer as executive director
3.B Proposal to re-appoint Sir Peter Bonfield Mgmt For For
as non-executive director
3.C Proposal to re-appoint Mr. Kenneth A. Mgmt For For
Goldman as non-executive director
3.D Proposal to re-appoint Mr. Josef Kaeser as Mgmt For For
non-executive director
3.E Proposal to appoint Mrs. Lena Olving as Mgmt For For
non-executive director
3.F Proposal to re-appoint Mr. Peter Smitham as Mgmt For For
non-executive director
3.G Proposal to re-appoint Ms. Julie Southern Mgmt For For
as non-executive director
3.H Proposal to appoint Mrs. Jasmin Staiblin as Mgmt For For
non-executive director
3.I Proposal to re-appoint Mr. Gregory Summe as Mgmt For For
non-executive director
3.J Proposal to appoint Mr. Karl-Henrik Mgmt For For
Sundstrom as non-executive director
4.A Authorization of the Board of Directors to Mgmt For For
issue shares or grant rights to acquire
shares
4.B Authorization of the Board of Directors to Mgmt For For
restrict or exclude pre-emption rights
5. Approval of the NXP 2019 omnibus incentive Mgmt Against Against
plan (the "Plan") and approval of the
number of shares and rights to acquire
shares for award under the Plan
6. Authorization of the Board of Directors to Mgmt For For
repurchase shares in the Company's capital
7. Authorization of the Board of Directors to Mgmt For For
cancel ordinary shares held or to be
acquired by the Company
8. Proposal to re-appoint KPMG Accountants Mgmt For For
N.V. as the Company's external auditor for
fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934879656
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Political Shr For Against
Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr For Against
Report.
7. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934942043
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: W. Don Cornwell Mgmt For For
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Helen H. Hobbs Mgmt For For
1f. Election of Director: James M. Kilts Mgmt For For
1g. Election of Director: Dan R. Littman Mgmt For For
1h. Election of Director: Shantanu Narayen Mgmt For For
1i. Election of Director: Suzanne Nora Johnson Mgmt For For
1j. Election of Director: Ian C. Read Mgmt For For
1k. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2019
3. 2019 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. 2019 Stock Plan Mgmt For For
5. Shareholder proposal regarding right to act Shr Against For
by written consent
6. Shareholder proposal regarding report on Shr Against For
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding integrating Shr For Against
drug pricing into executive compensation
policies and programs
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934945013
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andre Calantzopoulos Mgmt For For
1b. Election of Director: Louis C. Camilleri Mgmt For For
1c. Election of Director: Massimo Ferragamo Mgmt For For
1d. Election of Director: Werner Geissler Mgmt For For
1e. Election of Director: Lisa A. Hook Mgmt For For
1f. Election of Director: Jennifer Li Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Lucio A. Noto Mgmt For For
1j. Election of Director: Frederik Paulsen Mgmt For For
1k. Election of Director: Robert B. Polet Mgmt For For
1l. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL INC Agenda Number: 935017221
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Malone Mgmt For For
M. Ian G. Gilchrist Mgmt For For
Mark C. Vadon Mgmt For For
Andrea L. Wong Mgmt For For
2. A proposal to ratify the selection of KPMG Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935000416
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts Mgmt For For
2. Approval of Directors' Remuneration Report Mgmt For For
3. Appointment of Neil Carson as a Director of Mgmt For For
the Company
4. Reappointment of Director: Ben van Beurden Mgmt For For
5. Reappointment of Director: Ann Godbehere Mgmt For For
6. Reappointment of Director: Euleen Goh Mgmt For For
7. Reappointment of Director: Charles O. Mgmt For For
Holliday
8. Reappointment of Director: Catherine Hughes Mgmt For For
9. Reappointment of Director: Gerard Mgmt For For
Kleisterlee
10. Reappointment of Director: Roberto Setubal Mgmt For For
11. Reappointment of Director: Sir Nigel Mgmt For For
Sheinwald
12. Reappointment of Director: Linda G. Stuntz Mgmt For For
13. Reappointment of Director: Jessica Uhl Mgmt For For
14. Reappointment of Director: Gerrit Zalm Mgmt For For
15. Reappointment of Auditors Mgmt For For
16. Remuneration of Auditors Mgmt For For
17. Authority to allot shares Mgmt For For
18. Disapplication of pre-emption rights Mgmt For For
(Special Resolution)
19. Adoption of new Articles of Association Mgmt For For
(Special Resolution)
20. Authority to purchase own shares (Special Mgmt For For
Resolution)
21. Authority to make certain donations and Mgmt For For
incur expenditure
22. Shareholder resolution (Special Resolution) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934933638
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Agnes Bundy Scanlan Mgmt For For
1B Election of Director: Dallas S. Clement Mgmt For For
1C Election of Director: Paul D. Donahue Mgmt For For
1D Election of Director: Paul R. Garcia Mgmt For For
1E Election of Director: Donna S. Morea Mgmt For For
1F Election of Director: David M. Ratcliffe Mgmt For For
1G Election of Director: William H. Rogers, Mgmt For For
Jr.
1H Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1I Election of Director: Bruce L. Tanner Mgmt For For
1J Election of Director: Steven C. Voorhees Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3 To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditor for 2019.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 934933715
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 13-Mar-2019
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Pierre R. Brondeau Mgmt For For
1b. Election of Director: Terrence R. Curtin Mgmt For For
1c. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1d. Election of Director: William A. Jeffrey Mgmt For For
1e. Election of Director: David M. Kerko Mgmt For For
1f. Election of Director: Thomas J. Lynch Mgmt For For
1g. Election of Director: Yong Nam Mgmt For For
1h. Election of Director: Daniel J. Phelan Mgmt For For
1i. Election of Director: Paula A. Sneed Mgmt For For
1j. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1k. Election of Director: Mark C. Trudeau Mgmt For For
1l. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors.
3a. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Daniel J. Phelan
3b. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Paula A. Sneed
3c. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3d. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2020 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2018 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 28, 2018, the consolidated
financial statements for the fiscal year
ended September 28, 2018 and the Swiss
Compensation Report for the fiscal year
ended September 28, 2018).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 28, 2018.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 28, 2018
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 28, 2018.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2019
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2020 Mgmt For For
maximum aggregate compensation amount for
executive management.
10. A binding vote to approve fiscal year 2020 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 28, 2018.
12. To approve a dividend payment to Mgmt For For
shareholders equal to $1.84 per issued
share to be paid in four equal quarterly
installments of $0.46 starting with the
third fiscal quarter of 2019 and ending in
the second fiscal quarter of 2020 pursuant
to the terms of the dividend resolution.
13. To approve an authorization relating to TE Mgmt For For
Connectivity's share repurchase program.
14. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
15. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934976157
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Helena B. Foulkes Mgmt For For
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
5. Shareholder Proposal to Reduce the Shr For Against
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 934988695
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine A. Bertini Mgmt For For
1b. Election of Director: Susan M. Cameron Mgmt For For
1c. Election of Director: Kriss Cloninger III Mgmt For For
1d. Election of Director: Meg Crofton Mgmt For For
1e. Election of Director: E. V. Goings Mgmt For For
1f. Election of Director: Angel R. Martinez Mgmt For For
1g. Election of Directors: Christopher D. Mgmt For For
O'Leary
1h. Election of Director: Richard T. Riley Mgmt For For
1i. Election of Director: Joyce M. Roche Mgmt For For
1j. Election of Director: Patricia A. Stitzel Mgmt For For
1k. Election of Director: M. Anne Szostak Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation Program
3. Proposal to Approve the Tupperware Brands Mgmt For For
Corporation 2019 Incentive Plan
4. Proposal to Ratify the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 934915541
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 07-Feb-2019
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: John Tyson Mgmt For For
1b) Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1c) Election of Director: Dean Banks Mgmt For For
1d) Election of Director: Mike Beebe Mgmt For For
1e) Election of Director: Mikel A. Durham Mgmt For For
1f. Election of Director: Kevin M. McNamara Mgmt For For
1g) Election of Director: Cheryl S. Miller Mgmt For For
1h) Election of Director: Jeffrey K. Mgmt For For
Schomburger
1i) Election of Director: Robert Thurber Mgmt For For
1j) Election of Director: Barbara A. Tyson Mgmt For For
1k) Election of Director: Noel White Mgmt For For
2) To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
28, 2019.
3) Shareholder proposal to request a report Shr For Against
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
4) Shareholder proposal to require the Shr Against For
preparation of a report on the company's
due diligence process assessing and
mitigating human rights impacts.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 934844386
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 27-Jul-2018
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts, the Mgmt For For
strategic report and reports of the
Directors and the auditor for the year
ended 31 March 2018
2. To elect Michel Demare as a Director Mgmt For For
3. To elect Margherita Della Valle as a Mgmt For For
Director
4. To re-elect Gerard Kleisterlee as a Mgmt For For
Director
5. To re-elect Vittorio Colao as a Director Mgmt For For
6. To re-elect Nick Read as a Director Mgmt For For
7. To re-elect Sir Crispin Davis as a Director Mgmt For For
8. To re-elect Dame Clara Furse as a Director Mgmt For For
9. To re-elect Valerie Gooding as a Director Mgmt For For
10. To re-elect Renee James as a Director Mgmt For For
11. To re-elect Samuel Jonah as a Director Mgmt For For
12. To re-elect Maria Amparo Moraleda Martinez Mgmt For For
as a Director
13. To re-elect David Nish as a Director Mgmt For For
14. To declare a final dividend of 10.23 Mgmt For For
eurocents per ordinary share for the year
ended 31 March 2018
15. To approve the Annual Report on Mgmt For For
Remuneration contained in the Remuneration
Report of the Board for the year ended 31
March 2018
16. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
the Company's auditor until the end of the
next general meeting at which accounts are
laid before the Company
17. To authorise the Audit and Risk Committee Mgmt For For
to determine the remuneration of the
auditor
18. To authorise the Directors to allot shares Mgmt For For
19. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights (Special Resolution)
20. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights up to a further 5 per
cent for the purposes of financing an
acquisition or other capital investment
(Special Resolution)
21. To authorise the Company to purchase its Mgmt For For
own shares (Special Resolution)
22. To authorise political donations and Mgmt For For
expenditure
23. To authorise the Company to call general Mgmt For For
meetings (other than AGMs) on 14 clear
days' notice (Special Resolution)
24. To approve the updated rules of the Mgmt For For
Vodafone Group 2008 Sharesave Plan
25. To adopt the new articles of association of Mgmt For For
the Company (Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 934971157
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Curtis Arledge Mgmt Abstain Against
1b. Election of Director: Lynne Biggar Mgmt For For
1c. Election of Director: Jane P. Chwick Mgmt For For
1d. Election of Director: Ruth Ann M. Gillis Mgmt For For
1e. Election of Director: J. Barry Griswell Mgmt For For
1f. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1g. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1h. Election of Director: Joseph V. Tripodi Mgmt For For
1i. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement
3. Approval of the adoption of the Voya Mgmt For For
Financial, Inc. 2019 Omnibus Employee
Incentive Plan
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935000872
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Stephen J. Mgmt For For
Easterbrook
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Sarah J. Friar Mgmt For For
1e. Election of Director: Carla A. Harris Mgmt For For
1f. Election of Director: Thomas W. Horton Mgmt For For
1g. Election of Director: Marissa A. Mayer Mgmt For For
1h. Election of Director: C. Douglas McMillon Mgmt For For
1i. Election of Director: Gregory B. Penner Mgmt For For
1j. Election of Director: Steven S Reinemund Mgmt For For
1k. Election of Director: S. Robson Walton Mgmt For For
1l. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Request to Strengthen Prevention of Shr Against For
Workplace Sexual Harassment
5. Request to Adopt Cumulative Voting Shr For Against
Huber Capital Equity Income Fund
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934942360
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Susan S. Bies Mgmt For For
1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1e. Election of Director: Pierre J.P. de Weck Mgmt For For
1f. Election of Director: Arnold W. Donald Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Monica C. Lozano Mgmt For For
1i. Election of Director: Thomas J. May Mgmt For For
1j. Election of Director: Brian T. Moynihan Mgmt For For
1k. Election of Director: Lionel L. Nowell III Mgmt For For
1l. Election of Director: Clayton S. Rose Mgmt For For
1m. Election of Director: Michael D. White Mgmt For For
1n. Election of Director: Thomas D. Woods Mgmt For For
1o. Election of Director: R. David Yost Mgmt For For
1p. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non- binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2019.
4. Amending the Bank of America Corporation Mgmt For For
Key Employee Equity Plan.
5. Report Concerning Gender Pay Equity. Shr Against For
6. Right to Act by Written Consent. Shr For Against
7. Enhance Shareholder Proxy Access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934993824
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To re-elect Mr R W Dudley as a director. Mgmt For For
4. To re-elect Mr B Gilvary as a director. Mgmt For For
5. To re-elect Mr N S Andersen as a director. Mgmt For For
6. To re-elect Dame A Carnwath as a director. Mgmt For For
7. To elect Miss P Daley as a director. Mgmt For For
8. To re-elect Mr I E L Davis as a director. Mgmt For For
9. To re-elect Professor Dame A Dowling as a Mgmt For For
director.
10. To elect Mr H Lund as a director. Mgmt For For
11. To re-elect Mrs M B Meyer as a director. Mgmt For For
12. To re-elect Mr B R Nelson as a director. Mgmt For For
13. To re-elect Mrs P R Reynolds as a director. Mgmt For For
14. To re-elect Sir J Sawers as a director. Mgmt For For
15. To reappoint Deloitte LLP as auditor and to Mgmt For For
authorize the directors to fix their
remuneration.
16. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
17. To give limited authority to allot shares Mgmt For For
up to a specified amount.
18. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
19. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
20. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
21. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
22. Special resolution: Climate Action 100+ Mgmt For For
shareholder resolution on climate change
disclosures.
23. Special resolution: Follow This shareholder Shr Against For
resolution on climate change targets.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 934850973
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 08-Aug-2018
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jens Alder Mgmt For For
1B. Election of Director: Nancy A. Altobello Mgmt For For
1C. Election of Director: Raymond J. Bromark Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Jean M. Hobby Mgmt For For
1F. Election of Director: Rohit Kapoor Mgmt For For
1G. Election of Director: Jeffrey G. Katz Mgmt For For
1H. Election of Director: Kay Koplovitz Mgmt For For
1I. Election of Director: Christopher B. Mgmt For For
Lofgren
1J. Election of Director: Richard Sulpizio Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 934868451
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Special
Meeting Date: 12-Sep-2018
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 11, 2018, as it may be
amended from time to time, by and among CA,
Inc., Broadcom Inc. and Collie Acquisition
Corp. (the "merger agreement").
2. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting to approve the proposal to
adopt the merger agreement.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, specified compensation that will or
may become payable to the named executive
officers of CA, Inc. in connection with the
merger.
--------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION Agenda Number: 934878868
--------------------------------------------------------------------------------------------------------------------------
Security: 144285103
Meeting Type: Annual
Meeting Date: 09-Oct-2018
Ticker: CRS
ISIN: US1442851036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip M. Anderson Mgmt For For
Kathleen Ligocki Mgmt For For
Jeffrey Wadsworth Mgmt For For
2. Approval of PricewaterhouseCoopers LLP as Mgmt For For
the independent registered public
accounting firm.
3. Advisory approval of the company's Mgmt For For
Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934918294
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
Chesapeake common stock in connection with
the merger between a wholly owned
subsidiary of Chesapeake and WildHorse
Resource Development Corporation, as
contemplated by the Agreement and Plan of
Merger, dated October 29, 2018 by and among
Chesapeake, Coleburn Inc., ...(Due to space
limits, see proxy statement for full
proposal).
2. To approve an amendment to Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase the maximum size of Chesapeake's
board of directors from 10 members to 11
members.
3. To approve an amendment of Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase Chesapeake's authorized shares of
common stock from 2,000,000,000 shares to
3,000,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934974064
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gloria R. Boyland Mgmt For For
1b. Election of Director: Luke R. Corbett Mgmt Against Against
1c. Election of Director: Mark A. Edmunds Mgmt For For
1d. Election of Director: Scott A. Gieselman Mgmt For For
1e. Election of Director: David W. Hayes Mgmt For For
1f. Election of Director: Leslie Starr Keating Mgmt Against Against
1g. Election of Director: Robert D. "Doug" Mgmt For For
Lawler
1h. Election of Director: R. Brad Martin Mgmt For For
1i. Election of Director: Merrill A. "Pete" Mgmt Against Against
Miller, Jr.
1j. Election of Director: Thomas L. Ryan Mgmt For For
2. To approve on an advisory basis our named Mgmt Against Against
executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr For Against
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr For Against
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 934953767
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary C. Bhojwani Mgmt For For
1B. Election of Director: Ellyn L. Brown Mgmt For For
1C. Election of Director: Stephen N. David Mgmt For For
1D. Election of Director: Robert C. Greving Mgmt For For
1E. Election of Director: Mary R. Henderson Mgmt For For
1F. Election of Director: Charles J. Jacklin Mgmt For For
1G. Election of Director: Daniel R. Maurer Mgmt For For
1H. Election of Director: Neal C. Schneider Mgmt For For
1I. Election of Director: Frederick J. Sievert Mgmt For For
2. Approval of the Replacement NOL Protective Mgmt For For
Amendment to the Company's Amended and
Restated Certificate of Incorporation to
preserve the value of tax net operating
losses and certain other tax losses.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
4. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 934903469
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 04-Dec-2018
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert G. Paul Mgmt For For
1b. Election of Director: Lawrence J. Waldman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
4. Approval of the Second Amended and Restated Mgmt For For
2001 Employee Stock Purchase Plan (the
"Plan") which includes an increase in the
number of shares of Common Stock available
for purchase under the Plan.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 934864807
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 21-Sep-2018
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anil Arora Mgmt For For
Thomas K. Brown Mgmt For For
Stephen G. Butler Mgmt For For
Sean M. Connolly Mgmt For For
Joie A. Gregor Mgmt For For
Rajive Johri Mgmt For For
Richard H. Lenny Mgmt For For
Ruth Ann Marshall Mgmt For For
Craig P. Omtvedt Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor for fiscal 2019
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934940215
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director for three-year term: Mgmt Against Against
R. Alvarez
1b. Election of director for three-year term: Mgmt Against Against
C. R. Bertozzi
1c. Election of director for three-year term: Mgmt Against Against
J. R. Luciano
1d. Election of director for three-year term: Mgmt Against Against
K. P. Seifert
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
principal independent auditor for 2019.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate all
supermajority voting provisions.
6. Shareholder proposal requesting a report Shr Against For
regarding direct and indirect political
expenditures.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 934926176
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Special
Meeting Date: 21-Feb-2019
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ensco Transaction Consideration Proposal: Mgmt For For
To authorize, in addition to all subsisting
authorities, the allotment and issuance of
Ensco Class A ordinary shares, nominal
value $0.10 per share (the "Ensco ordinary
shares") to shareholders of Rowan Companies
plc ("Rowan"), pursuant to the Transaction
Agreement, dated as of October 7, 2018, by
and between Ensco and Rowan, as amended by
Deed of Amendment No. 1 dated as of January
28, 2019 and as such agreement may be
amended further from time to time.
2. Ensco Reverse Stock Split Proposal: To Mgmt For For
authorize a consolidation of Ensco ordinary
shares whereby, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, every
four existing Ensco ordinary shares, each
with a nominal value of $0.10, shown in the
register of members of Ensco following the
updating of such register to give effect to
the provisions of the Scheme of Arrangement
shall be consolidated into one Ensco
ordinary share with a nominal value of
$0.40 per share.
3. Ensco General Allotment Authority Proposal: Mgmt For For
To authorize, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, the
allotment and issuance up to a nominal
amount of Ensco ordinary shares, which
represents approximately 33.3% of the
expected enlarged share capital of Ensco
immediately following the Scheme of
Arrangement becoming effective, and up to a
further same nominal amount of Ensco
ordinary shares in connection with a
pre-emptive offering of shares.
4. Ensco Transaction-Related Compensation Mgmt For For
Proposal: To approve, in accordance with
Section 14A of the Securities Exchange Act
of 1934, as amended, on a non-binding
advisory basis, the compensation payable,
or that may become payable, in connection
with the transaction to the named executive
officers of Ensco, as well as specific
compensatory arrangements between Ensco and
such individuals.
5. Ensco General Disapplication of Pre-Emptive Mgmt For For
Rights Proposal: To authorize, conditional
upon and effective immediately following
the Scheme of Arrangement becoming
effective, the allotment and issuance of
Ensco ordinary shares up to a nominal
amount of $3,716,687 for cash on a
non-pre-emptive basis. If approved, subject
to the Scheme of Arrangement becoming
effective, this authority will replace the
authority granted pursuant to resolution 11
passed at the Ensco 2018 Annual General
Meeting.
6. Ensco Specified Disapplication of Mgmt For For
Pre-Emptive Rights Proposal: To authorize,
conditional upon and effective immediately
following the Scheme of Arrangement
becoming effective, the allotment and
issuance of Ensco ordinary shares up to a
nominal amount of $3,716,687 for cash on a
non-pre-emptive basis, such authority to be
used only for the purposes of financing a
transaction which the board of directors of
Ensco deems to be an acquisition or other
capital investment.
--------------------------------------------------------------------------------------------------------------------------
ENSCO ROWAN PLC Agenda Number: 934979418
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker:
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: J. Roderick Clark Mgmt For For
1b. Re-election of Director: Mary E. Francis Mgmt For For
CBE
1c. Re-election of Director: C. Christopher Mgmt For For
Gaut
1d. Re-election of Director: Keith O. Rattie Mgmt For For
1e. Re-election of Director: Paul E. Rowsey, Mgmt For For
III
1f. Re-election of Director: Carl G. Trowell Mgmt For For
2a. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2b. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2c. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2d. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2e. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
3a. Re-election of Director: Dr. Thomas Burke. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3b. Re-election of Director: William E. Mgmt For For
Albrecht. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3c. Re-election of Director: Suzanne P. Mgmt For For
Nimocks. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3d. Re-election of Director: Thierry Pilenko. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3e. Re-election of Director: Charles L. Szews. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
4. To ratify the Audit Committee's appointment Mgmt For For
of KPMG LLP (U.S.) as our U.S. independent
registered public accounting firm for the
year ending 31 December 2019.
5. To appoint KPMG LLP (U.K.) as our U.K. Mgmt For For
statutory auditors under the U.K. Companies
Act 2006 (to hold office from the
conclusion of the Annual General Meeting of
Shareholders until the conclusion of the
next Annual General Meeting of Shareholders
at which accounts are laid before the
Company).
6. To authorise the Audit Committee to Mgmt For For
determine our U.K. statutory auditors'
remuneration.
7. A non-binding advisory vote to approve the Mgmt For For
Directors Remuneration Report for the year
ended 31 December 2018.
8. A non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
9. A non-binding advisory vote to approve the Mgmt For For
reports of the auditors and the directors
and the U.K. statutory accounts for the
year ended 31 December 2018.
10. To authorise the Board of Directors to Mgmt For For
allot shares, the full text of which can be
found in "Resolution 10" of the
accompanying proxy statement.
11. To approve the general disapplication of Mgmt For For
pre-emption rights, the full text of which
can be found in "Resolution 11" of the
accompanying proxy statement.
12. To approve the disapplication of Mgmt For For
pre-emption rights in connection with an
acquisition or specified capital
investment, the full text of which can be
found in "Resolution 12" of the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 934954074
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. R. Burbank Mgmt For For
1b. Election of Director: P. J. Condon Mgmt For For
1c. Election of Director: L. P. Denault Mgmt For For
1d. Election of Director: K. H. Donald Mgmt For For
1e. Election of Director: P. L. Frederickson Mgmt For For
1f. Election of Director: A. M. Herman Mgmt For For
1g. Election of Director: M. E. Hyland Mgmt For For
1h. Election of Director: S. L. Levenick Mgmt For For
1i. Election of Director: B. L. Lincoln Mgmt For For
1j. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Independent Registered
Public Accountants for 2019.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of the Entergy Corporation 2019 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935015621
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1a Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
fifty million (150,000,000) US Dollars.
E1b Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
thirty million (130,000,000) US Dollars.
E1c Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
and ten million (110,000,000) US Dollars.
E2 Renewal of the authority of the board of Mgmt Against Against
directors to use the authorized capital in
the case of a public purchase offer.
E3 Renewal of the authorization of the board Mgmt Against Against
of directors of the company and its direct
subsidiaries to acquire the company's
shares or profit shares, to prevent
imminent and serious harm to the company.
E4a Renewal of the authorization of the board Mgmt Against Against
of directors of the company to sell the
company's shares and profit shares to
prevent imminent and serious harm to the
company.
E4b Authorization of the direct subsidiaries of Mgmt Against Against
the company to sell the company's shares
and profit shares to prevent imminent and
serious harm to the company.
E5 Renewal of the authorization to the company Mgmt For For
and its direct subsidiaries to acquire own
shares within the conditions of the law and
for a maximum of twenty percent of the
existing shares of the company.
E6 For future meetings, the ordinary general Mgmt For For
shareholders' meeting is held in Antwerp,
on the third Thursday of the month of May,
at 10.30 a.m., in the place mentioned in
the convening notices. If that day is a
legal holiday, the meeting will be held on
the first preceding working day.
E7 Authorization of the board of directors to Mgmt For For
execute the decisions taken and to
co-ordinate the articles of association.
E8 Proxy to fulfill all necessary formalities Mgmt For For
with respect to the decisions taken.
O1 Report of the board of directors and of the Mgmt Abstain Against
statutory auditor for the financial year
closed on 31st December 2018.
O2 Acknowledgment and approval of the Mgmt For For
remuneration report.
O3 Approval of the annual accounts of the Mgmt For For
company for the financial year closed on
31st December 2018.
O4 Allocation of the results for the financial Mgmt For For
year as at 31st December 2018.
O5a Discharge of liability of Euronav's Mgmt For For
directors.
O5b Discharge of liability of Euronav's Mgmt For For
statutory auditor.
O6a Appointment of Anita Odedra. Mgmt For For
O6b Appointment of Carl Trowell. Mgmt For For
O7 Remuneration of the directors. Mgmt For For
O8 Remuneration of the statutory auditor. Mgmt For For
O9 Approval in accordance with Article 556 of Mgmt For For
the Code of Companies of Article 8 (Change
of Control) of the transaction based
incentive plan dated 8 January 2019.
O10 The general meeting acknowledges and Mgmt Abstain Against
ratifies in so far as necessary the
resignation of the director Mr. William
Thomson, with effect as of 12 June 2018.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935051449
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1a Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
fifty million (150,000,000) US Dollars.
E1b Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
thirty million (130,000,000) US Dollars.
E1c Renewal of the authorization to the board Mgmt Against Against
of directors to increase the share capital
of the company within the framework of the
authorized capital, in one or more times,
by a total maximum amount of: One hundred
and ten million (110,000,000) US Dollars.
E2 Renewal of the authority of the board of Mgmt Against Against
directors to use the authorized capital in
the case of a public purchase offer.
E3 Renewal of the authorization of the board Mgmt Against Against
of directors of the company and its direct
subsidiaries to acquire the company's
shares or profit shares, to prevent
imminent and serious harm to the company.
E4a Renewal of the authorization of the board Mgmt Against Against
of directors of the company to sell the
company's shares and profit shares to
prevent imminent and serious harm to the
company.
E4b Authorization of the direct subsidiaries of Mgmt Against Against
the company to sell the company's shares
and profit shares to prevent imminent and
serious harm to the company.
E5 Renewal of the authorization to the company Mgmt Against Against
and its direct subsidiaries to acquire own
shares within the conditions of the law and
for a maximum of twenty percent of the
existing shares of the company.
E6 For future meetings, the ordinary general Mgmt For For
shareholders' meeting is held in Antwerp,
on the third Thursday of the month of May,
at 10:30 a.m., in the place mentioned in
the convening notices. If that day is a
legal holiday, the meeting will be held on
the first preceding working day.
E7 Authorization of the board of directors to Mgmt For For
execute the decisions taken and to
co-ordinate the articles of association.
E8 Proxy to fulfill all necessary formalities Mgmt For For
with respect to the decisions taken.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 934947954
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anthony K. Anderson Mgmt For For
1b. Election of Director: Ann C. Berzin Mgmt For For
1c. Election of Director: Laurie Brlas Mgmt For For
1d. Election of Director: Christopher M. Crane Mgmt For For
1e. Election of Director: Yves C. de Balmann Mgmt For For
1f. Election of Director: Nicholas DeBenedictis Mgmt For For
1g. Election of Director: Linda P. Jojo Mgmt For For
1h. Election of Director: Paul L. Joskow Mgmt For For
1i. Election of Director: Robert J. Lawless Mgmt For For
1j. Election of Director: Richard W. Mies Mgmt For For
1k. Election of Director: Mayo A. Shattuck III Mgmt For For
1l. Election of Director: Stephen D. Steinour Mgmt For For
1m. Election of Director: John F. Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2019.
3. Advisory approval of executive Mgmt For For
compensation.
4. A shareholder proposal from Burn More Coal. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 934865594
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 24-Sep-2018
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John A. Edwardson Mgmt For For
1b. Election of Director: Marvin R. Ellison Mgmt For For
1c. Election of Director: Susan Patricia Mgmt For For
Griffith
1d. Election of Director: John C. ("Chris") Mgmt For For
Inglis
1e. Election of Director: Kimberly A. Jabal Mgmt For For
1f. Election of Director: Shirley Ann Jackson Mgmt For For
1g. Election of Director: R. Brad Martin Mgmt For For
1h. Election of Director: Joshua Cooper Ramo Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: Frederick W. Smith Mgmt For For
1k. Election of Director: David P. Steiner Mgmt For For
1l. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of independent registered Mgmt For For
public accounting firm.
4. Stockholder proposal regarding lobbying Shr For Against
activity and expenditure report.
5. Stockholder proposal regarding shareholder Shr For Against
right to act by written consent.
6. Stockholder proposal regarding shareholder Shr Against For
approval of bylaw changes.
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP Agenda Number: 934867740
--------------------------------------------------------------------------------------------------------------------------
Security: Y2745C102
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: GMLP
ISIN: MHY2745C1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Paul Leand as a Class III Director Mgmt For For
of the Partnership whose term will expire
at the 2021 Annual Meeting of Limited
Partners.
2. To elect Jeremy Kramer as a Class III Mgmt For For
Director of the Partnership whose term will
expire at the 2021 Annual Meeting of
Limited Partners.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934927522
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Michael J. Angelakis Mgmt For For
1c. Election of Director: Pamela L. Carter Mgmt For For
1d. Election of Director: Jean M. Hobby Mgmt For For
1e. Election of Director: Raymond J. Lane Mgmt For For
1f. Election of Director: Ann M. Livermore Mgmt For For
1g. Election of Director: Antonio F. Neri Mgmt For For
1h. Election of Director: Raymond E. Ozzie Mgmt For For
1i. Election of Director: Gary M. Reiner Mgmt For For
1j. Election of Director: Patricia F. Russo Mgmt For For
1k. Election of Director: Lip-Bu Tan Mgmt For For
1l. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. Stockholder proposal related to action by Shr For Against
Written Consent of Stockholders
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 934933690
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aida M. Alvarez Mgmt For For
1b. Election of Director: Shumeet Banerji Mgmt For For
1c. Election of Director: Robert R. Bennett Mgmt For For
1d. Election of Director: Charles V. Bergh Mgmt For For
1e. Election of Director: Stacy Brown-Philpot Mgmt For For
1f. Election of Director: Stephanie A. Burns Mgmt For For
1g. Election of Director: Mary Anne Citrino Mgmt For For
1h. Election of Director: Yoky Matsuoka Mgmt For For
1i. Election of Director: Stacey Mobley Mgmt For For
1j. Election of Director: Subra Suresh Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. Stockholder proposal to require HP Inc. to Shr Against For
amend its governance documents to require
an independent Chairman of the Board if
properly presented at the annual meeting
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 934956181
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David F. Landless Mgmt For For
Lawrence J. Padfield Mgmt For For
Patrick S. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Ratification of the appointment of Innospec Mgmt For For
Inc.'s independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Gender pay equity report Shr Against For
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 934964796
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: KBR
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: James R. Blackwell Mgmt For For
1C. Election of Director: Stuart J. B. Bradie Mgmt For For
1D. Election of Director: Lester L. Lyles Mgmt For For
1E. Election of Director: Wendy M. Masiello Mgmt For For
1F. Election of Director: Jack B. Moore Mgmt For For
1G. Election of Director: Ann D. Pickard Mgmt For For
1H. Election of Director: Umberto della Sala Mgmt For For
2. Advisory vote to approve KBR's named Mgmt Against Against
executive officers' compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm to audit the consolidated financial
statements for KBR, Inc. as of and for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934931292
--------------------------------------------------------------------------------------------------------------------------
Security: 526057302
Meeting Type: Annual
Meeting Date: 10-Apr-2019
Ticker: LENB
ISIN: US5260573028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rick Beckwitt Mgmt For For
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt For For
Tig Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Jonathan M. Jaffe Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
Scott Stowell Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Vote on a stockholder proposal regarding Shr For Against
having directors elected by a majority of
the votes cast in uncontested elections.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935017233
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt For For
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt For For
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt For For
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt For For
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For
1l. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr For Against
gender pay gap
5. Consideration of a stockholder proposal on Shr Against For
creation of a human rights committee
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934988328
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Mary Ellen Coe Mgmt For For
1d. Election of Director: Pamela J. Craig Mgmt For For
1e. Election of Director: Kenneth C. Frazier Mgmt For For
1f. Election of Director: Thomas H. Glocer Mgmt For For
1g. Election of Director: Rochelle B. Lazarus Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Inge G. Thulin Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt For For
1l. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Proposal to adopt the 2019 Incentive Stock Mgmt For For
Plan.
4. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder proposal concerning an Shr Against For
independent board chairman.
6. Shareholder proposal concerning executive Shr Against For
incentives and stock buybacks.
7. Shareholder proposal concerning drug Shr For Against
pricing.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 934964873
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wesley G. Bush Mgmt For For
1b. Election of Director: Marianne C. Brown Mgmt For For
1c. Election of Director: Donald E. Felsinger Mgmt For For
1d. Election of Director: Ann M. Fudge Mgmt For For
1e. Election of Director: Bruce S. Gordon Mgmt For For
1f. Election of Director: William H. Hernandez Mgmt For For
1g. Election of Director: Madeleine A. Kleiner Mgmt For For
1h. Election of Director: Karl J. Krapek Mgmt For For
1i. Election of Director: Gary Roughead Mgmt For For
1j. Election of Director: Thomas M. Schoewe Mgmt For For
1k. Election of Director: James S. Turley Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2019.
4. Shareholder proposal to provide for a Shr Against For
report on management systems and processes
for implementing the Company's human rights
policy.
5. Shareholder proposal to provide for an Shr Against For
independent chair.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935037425
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Adoption of the 2018 statutory annual Mgmt For For
accounts
2.D Granting discharge to the executive member Mgmt For For
and non-executive members of the Board of
Directors for their responsibilities in the
financial year 2018
3.A Proposal to re-appoint Mr. Richard L Mgmt For For
Clemmer as executive director
3.B Proposal to re-appoint Sir Peter Bonfield Mgmt For For
as non-executive director
3.C Proposal to re-appoint Mr. Kenneth A. Mgmt For For
Goldman as non-executive director
3.D Proposal to re-appoint Mr. Josef Kaeser as Mgmt For For
non-executive director
3.E Proposal to appoint Mrs. Lena Olving as Mgmt For For
non-executive director
3.F Proposal to re-appoint Mr. Peter Smitham as Mgmt For For
non-executive director
3.G Proposal to re-appoint Ms. Julie Southern Mgmt For For
as non-executive director
3.H Proposal to appoint Mrs. Jasmin Staiblin as Mgmt For For
non-executive director
3.I Proposal to re-appoint Mr. Gregory Summe as Mgmt For For
non-executive director
3.J Proposal to appoint Mr. Karl-Henrik Mgmt For For
Sundstrom as non-executive director
4.A Authorization of the Board of Directors to Mgmt For For
issue shares or grant rights to acquire
shares
4.B Authorization of the Board of Directors to Mgmt For For
restrict or exclude pre-emption rights
5. Approval of the NXP 2019 omnibus incentive Mgmt Against Against
plan (the "Plan") and approval of the
number of shares and rights to acquire
shares for award under the Plan
6. Authorization of the Board of Directors to Mgmt For For
repurchase shares in the Company's capital
7. Authorization of the Board of Directors to Mgmt For For
cancel ordinary shares held or to be
acquired by the Company
8. Proposal to re-appoint KPMG Accountants Mgmt For For
N.V. as the Company's external auditor for
fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934942043
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: W. Don Cornwell Mgmt For For
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Helen H. Hobbs Mgmt For For
1f. Election of Director: James M. Kilts Mgmt For For
1g. Election of Director: Dan R. Littman Mgmt For For
1h. Election of Director: Shantanu Narayen Mgmt For For
1i. Election of Director: Suzanne Nora Johnson Mgmt For For
1j. Election of Director: Ian C. Read Mgmt For For
1k. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2019
3. 2019 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. 2019 Stock Plan Mgmt For For
5. Shareholder proposal regarding right to act Shr Against For
by written consent
6. Shareholder proposal regarding report on Shr Against For
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding integrating Shr For Against
drug pricing into executive compensation
policies and programs
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934945013
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andre Calantzopoulos Mgmt For For
1b. Election of Director: Louis C. Camilleri Mgmt For For
1c. Election of Director: Massimo Ferragamo Mgmt For For
1d. Election of Director: Werner Geissler Mgmt For For
1e. Election of Director: Lisa A. Hook Mgmt For For
1f. Election of Director: Jennifer Li Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Lucio A. Noto Mgmt For For
1j. Election of Director: Frederik Paulsen Mgmt For For
1k. Election of Director: Robert B. Polet Mgmt For For
1l. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935000416
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts Mgmt For For
2. Approval of Directors' Remuneration Report Mgmt For For
3. Appointment of Neil Carson as a Director of Mgmt For For
the Company
4. Reappointment of Director: Ben van Beurden Mgmt For For
5. Reappointment of Director: Ann Godbehere Mgmt For For
6. Reappointment of Director: Euleen Goh Mgmt For For
7. Reappointment of Director: Charles O. Mgmt For For
Holliday
8. Reappointment of Director: Catherine Hughes Mgmt For For
9. Reappointment of Director: Gerard Mgmt For For
Kleisterlee
10. Reappointment of Director: Roberto Setubal Mgmt For For
11. Reappointment of Director: Sir Nigel Mgmt For For
Sheinwald
12. Reappointment of Director: Linda G. Stuntz Mgmt For For
13. Reappointment of Director: Jessica Uhl Mgmt For For
14. Reappointment of Director: Gerrit Zalm Mgmt For For
15. Reappointment of Auditors Mgmt For For
16. Remuneration of Auditors Mgmt For For
17. Authority to allot shares Mgmt For For
18. Disapplication of pre-emption rights Mgmt For For
(Special Resolution)
19. Adoption of new Articles of Association Mgmt For For
(Special Resolution)
20. Authority to purchase own shares (Special Mgmt For For
Resolution)
21. Authority to make certain donations and Mgmt For For
incur expenditure
22. Shareholder resolution (Special Resolution) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934933638
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Agnes Bundy Scanlan Mgmt For For
1B Election of Director: Dallas S. Clement Mgmt For For
1C Election of Director: Paul D. Donahue Mgmt For For
1D Election of Director: Paul R. Garcia Mgmt For For
1E Election of Director: Donna S. Morea Mgmt For For
1F Election of Director: David M. Ratcliffe Mgmt For For
1G Election of Director: William H. Rogers, Mgmt For For
Jr.
1H Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1I Election of Director: Bruce L. Tanner Mgmt For For
1J Election of Director: Steven C. Voorhees Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3 To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditor for 2019.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 934933715
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 13-Mar-2019
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Pierre R. Brondeau Mgmt For For
1b. Election of Director: Terrence R. Curtin Mgmt For For
1c. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1d. Election of Director: William A. Jeffrey Mgmt For For
1e. Election of Director: David M. Kerko Mgmt For For
1f. Election of Director: Thomas J. Lynch Mgmt For For
1g. Election of Director: Yong Nam Mgmt For For
1h. Election of Director: Daniel J. Phelan Mgmt For For
1i. Election of Director: Paula A. Sneed Mgmt For For
1j. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1k. Election of Director: Mark C. Trudeau Mgmt For For
1l. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors.
3a. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Daniel J. Phelan
3b. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Paula A. Sneed
3c. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3d. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2020 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2018 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 28, 2018, the consolidated
financial statements for the fiscal year
ended September 28, 2018 and the Swiss
Compensation Report for the fiscal year
ended September 28, 2018).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 28, 2018.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 28, 2018
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 28, 2018.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2019
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2020 Mgmt For For
maximum aggregate compensation amount for
executive management.
10. A binding vote to approve fiscal year 2020 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 28, 2018.
12. To approve a dividend payment to Mgmt For For
shareholders equal to $1.84 per issued
share to be paid in four equal quarterly
installments of $0.46 starting with the
third fiscal quarter of 2019 and ending in
the second fiscal quarter of 2020 pursuant
to the terms of the dividend resolution.
13. To approve an authorization relating to TE Mgmt For For
Connectivity's share repurchase program.
14. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
15. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934976157
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Helena B. Foulkes Mgmt For For
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
5. Shareholder Proposal to Reduce the Shr For Against
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 934915541
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 07-Feb-2019
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: John Tyson Mgmt For For
1b) Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1c) Election of Director: Dean Banks Mgmt For For
1d) Election of Director: Mike Beebe Mgmt For For
1e) Election of Director: Mikel A. Durham Mgmt For For
1f. Election of Director: Kevin M. McNamara Mgmt For For
1g) Election of Director: Cheryl S. Miller Mgmt For For
1h) Election of Director: Jeffrey K. Mgmt For For
Schomburger
1i) Election of Director: Robert Thurber Mgmt For For
1j) Election of Director: Barbara A. Tyson Mgmt For For
1k) Election of Director: Noel White Mgmt For For
2) To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
28, 2019.
3) Shareholder proposal to request a report Shr For Against
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
4) Shareholder proposal to require the Shr Against For
preparation of a report on the company's
due diligence process assessing and
mitigating human rights impacts.
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 934971157
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Curtis Arledge Mgmt Abstain Against
1b. Election of Director: Lynne Biggar Mgmt For For
1c. Election of Director: Jane P. Chwick Mgmt For For
1d. Election of Director: Ruth Ann M. Gillis Mgmt For For
1e. Election of Director: J. Barry Griswell Mgmt For For
1f. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1g. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1h. Election of Director: Joseph V. Tripodi Mgmt For For
1i. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement
3. Approval of the adoption of the Voya Mgmt For For
Financial, Inc. 2019 Omnibus Employee
Incentive Plan
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935000872
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Stephen J. Mgmt For For
Easterbrook
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Sarah J. Friar Mgmt For For
1e. Election of Director: Carla A. Harris Mgmt For For
1f. Election of Director: Thomas W. Horton Mgmt For For
1g. Election of Director: Marissa A. Mayer Mgmt For For
1h. Election of Director: C. Douglas McMillon Mgmt For For
1i. Election of Director: Gregory B. Penner Mgmt For For
1j. Election of Director: Steven S Reinemund Mgmt For For
1k. Election of Director: S. Robson Walton Mgmt For For
1l. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Request to Strengthen Prevention of Shr Against For
Workplace Sexual Harassment
5. Request to Adopt Cumulative Voting Shr For Against
Huber Capital Mid Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934995424
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt Withheld Against
Shantella E. Cooper Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
R. Charles Shufeldt Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 934850973
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 08-Aug-2018
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jens Alder Mgmt For For
1B. Election of Director: Nancy A. Altobello Mgmt For For
1C. Election of Director: Raymond J. Bromark Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Jean M. Hobby Mgmt For For
1F. Election of Director: Rohit Kapoor Mgmt For For
1G. Election of Director: Jeffrey G. Katz Mgmt For For
1H. Election of Director: Kay Koplovitz Mgmt For For
1I. Election of Director: Christopher B. Mgmt For For
Lofgren
1J. Election of Director: Richard Sulpizio Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 934868451
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Special
Meeting Date: 12-Sep-2018
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 11, 2018, as it may be
amended from time to time, by and among CA,
Inc., Broadcom Inc. and Collie Acquisition
Corp. (the "merger agreement").
2. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting to approve the proposal to
adopt the merger agreement.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, specified compensation that will or
may become payable to the named executive
officers of CA, Inc. in connection with the
merger.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934918294
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
Chesapeake common stock in connection with
the merger between a wholly owned
subsidiary of Chesapeake and WildHorse
Resource Development Corporation, as
contemplated by the Agreement and Plan of
Merger, dated October 29, 2018 by and among
Chesapeake, Coleburn Inc., ...(Due to space
limits, see proxy statement for full
proposal).
2. To approve an amendment to Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase the maximum size of Chesapeake's
board of directors from 10 members to 11
members.
3. To approve an amendment of Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase Chesapeake's authorized shares of
common stock from 2,000,000,000 shares to
3,000,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934974064
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gloria R. Boyland Mgmt For For
1b. Election of Director: Luke R. Corbett Mgmt Against Against
1c. Election of Director: Mark A. Edmunds Mgmt For For
1d. Election of Director: Scott A. Gieselman Mgmt For For
1e. Election of Director: David W. Hayes Mgmt For For
1f. Election of Director: Leslie Starr Keating Mgmt Against Against
1g. Election of Director: Robert D. "Doug" Mgmt For For
Lawler
1h. Election of Director: R. Brad Martin Mgmt For For
1i. Election of Director: Merrill A. "Pete" Mgmt Against Against
Miller, Jr.
1j. Election of Director: Thomas L. Ryan Mgmt For For
2. To approve on an advisory basis our named Mgmt Against Against
executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 934953767
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary C. Bhojwani Mgmt For For
1B. Election of Director: Ellyn L. Brown Mgmt For For
1C. Election of Director: Stephen N. David Mgmt For For
1D. Election of Director: Robert C. Greving Mgmt For For
1E. Election of Director: Mary R. Henderson Mgmt For For
1F. Election of Director: Charles J. Jacklin Mgmt For For
1G. Election of Director: Daniel R. Maurer Mgmt For For
1H. Election of Director: Neal C. Schneider Mgmt For For
1I. Election of Director: Frederick J. Sievert Mgmt For For
2. Approval of the Replacement NOL Protective Mgmt For For
Amendment to the Company's Amended and
Restated Certificate of Incorporation to
preserve the value of tax net operating
losses and certain other tax losses.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
4. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 934903469
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 04-Dec-2018
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert G. Paul Mgmt For For
1b. Election of Director: Lawrence J. Waldman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
4. Approval of the Second Amended and Restated Mgmt For For
2001 Employee Stock Purchase Plan (the
"Plan") which includes an increase in the
number of shares of Common Stock available
for purchase under the Plan.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 934864807
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 21-Sep-2018
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anil Arora Mgmt For For
Thomas K. Brown Mgmt For For
Stephen G. Butler Mgmt For For
Sean M. Connolly Mgmt For For
Joie A. Gregor Mgmt For For
Rajive Johri Mgmt For For
Richard H. Lenny Mgmt For For
Ruth Ann Marshall Mgmt For For
Craig P. Omtvedt Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor for fiscal 2019
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 935000125
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Dirk M. Kuyper Mgmt For For
Jerome J. Lande Mgmt For For
Mark E. Tryniski Mgmt For For
John L. Workman Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To hold an advisory vote on named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ENOVA INTERNATIONAL, INC. Agenda Number: 934959199
--------------------------------------------------------------------------------------------------------------------------
Security: 29357K103
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: ENVA
ISIN: US29357K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for term expires 2020: Mgmt Abstain Against
Ellen Carnahan
1b. Election of Director for term expires 2020: Mgmt For For
Daniel R. Feehan
1c. Election of Director for term expires 2020: Mgmt For For
David Fisher
1d. Election of Director for term expires 2020: Mgmt Abstain Against
William M. Goodyear
1e. Election of Director for term expires 2020: Mgmt Abstain Against
James A. Gray
1f. Election of Director for term expires 2020: Mgmt Abstain Against
Gregg A. Kaplan
1g. Election of Director for term expires 2020: Mgmt Abstain Against
Mark P. McGowan
1h. Election of Director for term expires 2020: Mgmt Abstain Against
Mark A. Tebbe
2. A non-binding advisory vote to approve the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the Company's fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 934926176
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Special
Meeting Date: 21-Feb-2019
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ensco Transaction Consideration Proposal: Mgmt For For
To authorize, in addition to all subsisting
authorities, the allotment and issuance of
Ensco Class A ordinary shares, nominal
value $0.10 per share (the "Ensco ordinary
shares") to shareholders of Rowan Companies
plc ("Rowan"), pursuant to the Transaction
Agreement, dated as of October 7, 2018, by
and between Ensco and Rowan, as amended by
Deed of Amendment No. 1 dated as of January
28, 2019 and as such agreement may be
amended further from time to time.
2. Ensco Reverse Stock Split Proposal: To Mgmt For For
authorize a consolidation of Ensco ordinary
shares whereby, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, every
four existing Ensco ordinary shares, each
with a nominal value of $0.10, shown in the
register of members of Ensco following the
updating of such register to give effect to
the provisions of the Scheme of Arrangement
shall be consolidated into one Ensco
ordinary share with a nominal value of
$0.40 per share.
3. Ensco General Allotment Authority Proposal: Mgmt For For
To authorize, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, the
allotment and issuance up to a nominal
amount of Ensco ordinary shares, which
represents approximately 33.3% of the
expected enlarged share capital of Ensco
immediately following the Scheme of
Arrangement becoming effective, and up to a
further same nominal amount of Ensco
ordinary shares in connection with a
pre-emptive offering of shares.
4. Ensco Transaction-Related Compensation Mgmt For For
Proposal: To approve, in accordance with
Section 14A of the Securities Exchange Act
of 1934, as amended, on a non-binding
advisory basis, the compensation payable,
or that may become payable, in connection
with the transaction to the named executive
officers of Ensco, as well as specific
compensatory arrangements between Ensco and
such individuals.
5. Ensco General Disapplication of Pre-Emptive Mgmt For For
Rights Proposal: To authorize, conditional
upon and effective immediately following
the Scheme of Arrangement becoming
effective, the allotment and issuance of
Ensco ordinary shares up to a nominal
amount of $3,716,687 for cash on a
non-pre-emptive basis. If approved, subject
to the Scheme of Arrangement becoming
effective, this authority will replace the
authority granted pursuant to resolution 11
passed at the Ensco 2018 Annual General
Meeting.
6. Ensco Specified Disapplication of Mgmt For For
Pre-Emptive Rights Proposal: To authorize,
conditional upon and effective immediately
following the Scheme of Arrangement
becoming effective, the allotment and
issuance of Ensco ordinary shares up to a
nominal amount of $3,716,687 for cash on a
non-pre-emptive basis, such authority to be
used only for the purposes of financing a
transaction which the board of directors of
Ensco deems to be an acquisition or other
capital investment.
--------------------------------------------------------------------------------------------------------------------------
ENSCO ROWAN PLC Agenda Number: 934979418
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker:
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: J. Roderick Clark Mgmt For For
1b. Re-election of Director: Mary E. Francis Mgmt For For
CBE
1c. Re-election of Director: C. Christopher Mgmt For For
Gaut
1d. Re-election of Director: Keith O. Rattie Mgmt For For
1e. Re-election of Director: Paul E. Rowsey, Mgmt For For
III
1f. Re-election of Director: Carl G. Trowell Mgmt For For
2a. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2b. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2c. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2d. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2e. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
3a. Re-election of Director: Dr. Thomas Burke. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3b. Re-election of Director: William E. Mgmt For For
Albrecht. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3c. Re-election of Director: Suzanne P. Mgmt For For
Nimocks. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3d. Re-election of Director: Thierry Pilenko. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3e. Re-election of Director: Charles L. Szews. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
4. To ratify the Audit Committee's appointment Mgmt For For
of KPMG LLP (U.S.) as our U.S. independent
registered public accounting firm for the
year ending 31 December 2019.
5. To appoint KPMG LLP (U.K.) as our U.K. Mgmt For For
statutory auditors under the U.K. Companies
Act 2006 (to hold office from the
conclusion of the Annual General Meeting of
Shareholders until the conclusion of the
next Annual General Meeting of Shareholders
at which accounts are laid before the
Company).
6. To authorise the Audit Committee to Mgmt For For
determine our U.K. statutory auditors'
remuneration.
7. A non-binding advisory vote to approve the Mgmt For For
Directors Remuneration Report for the year
ended 31 December 2018.
8. A non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
9. A non-binding advisory vote to approve the Mgmt For For
reports of the auditors and the directors
and the U.K. statutory accounts for the
year ended 31 December 2018.
10. To authorise the Board of Directors to Mgmt For For
allot shares, the full text of which can be
found in "Resolution 10" of the
accompanying proxy statement.
11. To approve the general disapplication of Mgmt For For
pre-emption rights, the full text of which
can be found in "Resolution 11" of the
accompanying proxy statement.
12. To approve the disapplication of Mgmt For For
pre-emption rights in connection with an
acquisition or specified capital
investment, the full text of which can be
found in "Resolution 12" of the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 934954074
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. R. Burbank Mgmt For For
1b. Election of Director: P. J. Condon Mgmt For For
1c. Election of Director: L. P. Denault Mgmt For For
1d. Election of Director: K. H. Donald Mgmt For For
1e. Election of Director: P. L. Frederickson Mgmt For For
1f. Election of Director: A. M. Herman Mgmt For For
1g. Election of Director: M. E. Hyland Mgmt For For
1h. Election of Director: S. L. Levenick Mgmt For For
1i. Election of Director: B. L. Lincoln Mgmt For For
1j. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Independent Registered
Public Accountants for 2019.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of the Entergy Corporation 2019 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EVERGY, INC. Agenda Number: 934949388
--------------------------------------------------------------------------------------------------------------------------
Security: 30034W106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: EVRG
ISIN: US30034W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry Bassham Mgmt For For
Mollie Hale Carter Mgmt For For
Charles Q. Chandler, IV Mgmt For For
Gary D. Forsee Mgmt For For
Scott D. Grimes Mgmt For For
Richard L. Hawley Mgmt For For
Thomas D. Hyde Mgmt For For
B. Anthony Isaac Mgmt For For
Sandra A.J. Lawrence Mgmt For For
Ann D. Murtlow Mgmt For For
Sandra J. Price Mgmt For For
Mark A. Ruelle Mgmt For For
John J. Sherman Mgmt For For
S. Carl Soderstrom Jr. Mgmt For For
John Arthur Stall Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the 2018 compensation of the
Company's named executive officers.
3. To recommend, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the advisory vote
on named executive officer compensation.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934943499
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' executive officers as disclosed
in the proxy statement for the Annual
Meeting.
3. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as BancShares'
independent accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 934938892
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Burdick Mgmt For For
1B. Election of Director: John C. Compton Mgmt For For
1C. Election of Director: Wendy P. Davidson Mgmt For For
1D. Election of Director: Mark A. Emkes Mgmt For For
1E. Election of Director: Peter N. Foss Mgmt For For
1F. Election of Director: Corydon J. Gilchrist Mgmt For For
1G. Election of Director: D. Bryan Jordan Mgmt For For
1H. Election of Director: Scott M. Niswonger Mgmt For For
1I. Election of Director: Vicki R. Palmer Mgmt For For
1J. Election of Director: Colin V. Reed Mgmt For For
1K. Election of Director: Cecelia D. Stewart Mgmt For For
1L. Election of Director: Rajesh Subramaniam Mgmt For For
1M. Election of Director: R. Eugene Taylor Mgmt For For
1N. Election of Director: Luke Yancy III Mgmt For For
2. Approval of an advisory resolution to Mgmt For For
approve executive compensation
3. Ratification of appointment of KPMG LLP as Mgmt For For
auditors
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG LIMITED Agenda Number: 934867738
--------------------------------------------------------------------------------------------------------------------------
Security: G9456A100
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: GLNG
ISIN: BMG9456A1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect Tor Olav Troim as a Director of Mgmt For For
the Company.
2 To re-elect Daniel Rabun as a Director of Mgmt For For
the Company.
3 To elect Thorleif Egeli as a Director of Mgmt For For
the Company.
4 To re-elect Carl Steen as a Director of the Mgmt For For
Company.
5 To re-elect Niels G. Stolt-Nielsen as a Mgmt For For
Director of the Company.
6 To re-elect Lori Wheeler Naess as a Mgmt For For
Director of the Company.
7 To re-elect Michael Ashford as a Director Mgmt For For
of the Company.
8 PROPOSAL to re-appoint Ernst & Young LLP of Mgmt For For
London, England as auditors and to
authorise the Directors to determine their
remuneration.
9 PROPOSAL to approve remuneration of the Mgmt For For
Company's Board of Directors of a total
amount of fees not to exceed US$1,750,000
for the year ended December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP Agenda Number: 934867740
--------------------------------------------------------------------------------------------------------------------------
Security: Y2745C102
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: GMLP
ISIN: MHY2745C1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Paul Leand as a Class III Director Mgmt For For
of the Partnership whose term will expire
at the 2021 Annual Meeting of Limited
Partners.
2. To elect Jeremy Kramer as a Class III Mgmt For For
Director of the Partnership whose term will
expire at the 2021 Annual Meeting of
Limited Partners.
--------------------------------------------------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST Agenda Number: 934903887
--------------------------------------------------------------------------------------------------------------------------
Security: 38376A103
Meeting Type: Special
Meeting Date: 20-Dec-2018
Ticker: GOV
ISIN: US38376A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of common shares Mgmt Against Against
of beneficial interest of Government
Properties Income Trust, in the merger of
Select Income REIT with and into GOV MS
REIT, a Maryland real estate investment
trust that is a wholly owned subsidiary of
Government Properties Income Trust, with
GOV MS REIT as the surviving entity in the
merger, pursuant to the Agreement and Plan
of Merger, dated as of September 14, 2018,
as it may be amended from time to time, by
and among Government Properties Income
Trust, GOV MS REIT and Select Income REIT.
2. Approval of the adjournment of the special Mgmt For For
meeting of shareholders of Government
Properties Income Trust from time to time,
if necessary or appropriate, including to
solicit additional proxies in favor of the
share issuance if there are insufficient
votes at the time of such adjournment to
approve such proposal.
--------------------------------------------------------------------------------------------------------------------------
GRANITE REAL ESTATE INVESTMENT TRUST Agenda Number: 935033908
--------------------------------------------------------------------------------------------------------------------------
Security: 387437114
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: GRPU
ISIN: CA3874371147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF TRUSTEES OF GRANITE REIT PETER Mgmt For For
AGHAR
1B REMCO DAAL Mgmt For For
1C KEVAN GORRIE Mgmt For For
1D FERN GRODNER Mgmt For For
1E KELLY MARSHALL Mgmt For For
1F AL MAWANI Mgmt For For
1G GERALD MILLER Mgmt For For
1H SHEILA MURRAY Mgmt For For
1I JENNIFER WARREN Mgmt For For
2A ELECTION OF DIRECTORS OF GRANITE REIT INC. Mgmt For For
("GRANITE GP") PETER AGHAR
2B REMCO DAAL Mgmt For For
2C KEVAN GORRIE Mgmt For For
2D FERN GRODNER Mgmt For For
2E KELLY MARSHALL Mgmt For For
2F AL MAWANI Mgmt For For
2G GERALD MILLER Mgmt For For
2H SHEILA MURRAY Mgmt For For
2I JENNIFER WARREN Mgmt For For
3 THE RE-APPOINTMENT OF DELOITTE LLP, AS Mgmt For For
AUDITOR OF GRANITE REIT.
4 THE RE-APPOINTMENT OF DELOITTE LLP, AS Mgmt For For
AUDITOR OF GRANITE GP AND AUTHORIZE THE
DIRECTORS OF GRANITE GP TO FIX THE
AUDITOR'S REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
HANGER, INC. Agenda Number: 934964912
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: HNGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vinit K. Asar Mgmt For For
Asif Ahmad Mgmt For For
Christopher B. Begley Mgmt For For
John T. Fox Mgmt For For
Thomas C. Freyman Mgmt For For
Stephen E. Hare Mgmt For For
Cynthia L. Lucchese Mgmt For For
Richard R. Pettingill Mgmt For For
Kathryn M. Sullivan Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, by advisory vote, the frequency Mgmt 1 Year For
of future advisory votes on the
compensation of the Company's named
executive officers.
4. To approve the adoption of the Hanger, Inc. Mgmt For For
2019 Omnibus Incentive Plan.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for the fiscal year
ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 934942221
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: HSC
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: J.F. Earl Mgmt For For
1B Election of Director: K.G. Eddy Mgmt For For
1C Election of Director: D.C. Everitt Mgmt For For
1D Election of Director: F.N. Grasberger III Mgmt For For
1E Election of Director: C.I. Haznedar Mgmt For For
1F Election of Director: M. Longhi Mgmt For For
1G Election of Director: E.M. Purvis, Jr. Mgmt For For
1H Election of Director: P.C. Widman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the fiscal year ending
December 31, 2019.
3. Vote, on an advisory basis, on named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934927522
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Michael J. Angelakis Mgmt For For
1c. Election of Director: Pamela L. Carter Mgmt For For
1d. Election of Director: Jean M. Hobby Mgmt For For
1e. Election of Director: Raymond J. Lane Mgmt For For
1f. Election of Director: Ann M. Livermore Mgmt For For
1g. Election of Director: Antonio F. Neri Mgmt For For
1h. Election of Director: Raymond E. Ozzie Mgmt For For
1i. Election of Director: Gary M. Reiner Mgmt For For
1j. Election of Director: Patricia F. Russo Mgmt For For
1k. Election of Director: Lip-Bu Tan Mgmt For For
1l. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. Stockholder proposal related to action by Shr For Against
Written Consent of Stockholders
--------------------------------------------------------------------------------------------------------------------------
HIGHPOINT RESOURCES CORPORATION Agenda Number: 934953539
--------------------------------------------------------------------------------------------------------------------------
Security: 43114K108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: HPR
ISIN: US43114K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Berg Mgmt For For
Scott A. Gieselman Mgmt For For
Craig S. Glick Mgmt For For
Andrew C. Kidd Mgmt For For
Lori A. Lancaster Mgmt For For
Jim W. Mogg Mgmt For For
William F. Owens Mgmt For For
Edmund P. Segner Mgmt For For
Michael R. Starzer Mgmt For For
Randy I. Stein Mgmt For For
Michael E. Wiley Mgmt For For
R. Scot Woodall Mgmt For For
2. Advisory vote on compensation of named Mgmt For For
executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 934956181
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David F. Landless Mgmt For For
Lawrence J. Padfield Mgmt For For
Patrick S. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Ratification of the appointment of Innospec Mgmt For For
Inc.'s independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION Agenda Number: 935025088
--------------------------------------------------------------------------------------------------------------------------
Security: 483007704
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: KALU
ISIN: US4830077040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alfred E. Osborne, Jr. Mgmt For For
Teresa Sebastian Mgmt For For
Donald J. Stebbins Mgmt For For
Thomas M. Van Leeuwen Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019
--------------------------------------------------------------------------------------------------------------------------
KAPSTONE PAPER & PACKAGING CORPORATION Agenda Number: 934863906
--------------------------------------------------------------------------------------------------------------------------
Security: 48562P103
Meeting Type: Special
Meeting Date: 06-Sep-2018
Ticker: KS
ISIN: US48562P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of January 28, 2018, as it
may be amended from time to time, among the
Company, WestRock Company, Whiskey Holdco,
Inc., Whiskey Merger Sub, Inc. and Kola
Merger Sub, Inc. (the "merger proposal").
2. Adjournment of the special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes to approve the merger
proposal.
3. Non-binding advisory approval of the Mgmt For For
compensation and benefits that may be paid,
become payable or be provided to the
Company's named executive officers in
connection with the mergers.
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 934964796
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: KBR
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: James R. Blackwell Mgmt For For
1C. Election of Director: Stuart J. B. Bradie Mgmt For For
1D. Election of Director: Lester L. Lyles Mgmt For For
1E. Election of Director: Wendy M. Masiello Mgmt For For
1F. Election of Director: Jack B. Moore Mgmt For For
1G. Election of Director: Ann D. Pickard Mgmt For For
1H. Election of Director: Umberto della Sala Mgmt For For
2. Advisory vote to approve KBR's named Mgmt Against Against
executive officers' compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm to audit the consolidated financial
statements for KBR, Inc. as of and for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 934863413
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 27-Sep-2018
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter J. Bensen Mgmt For For
1b. Election of Director: Charles A. Blixt Mgmt For For
1c. Election of Director: Andre J. Hawaux Mgmt For For
1d. Election of Director: W.G. Jurgensen Mgmt For For
1e. Election of Director: Thomas P. Maurer Mgmt For For
1f. Election of Director: Hala G. Moddelmog Mgmt For For
1g. Election of Director: Andrew J. Schindler Mgmt For For
1h. Election of Director: Maria Renna Sharpe Mgmt For For
1i. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2019.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934931292
--------------------------------------------------------------------------------------------------------------------------
Security: 526057302
Meeting Type: Annual
Meeting Date: 10-Apr-2019
Ticker: LENB
ISIN: US5260573028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rick Beckwitt Mgmt For For
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt For For
Tig Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Jonathan M. Jaffe Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
Scott Stowell Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Vote on a stockholder proposal regarding Shr For Against
having directors elected by a majority of
the votes cast in uncontested elections.
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 935044317
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Heather Bresch Mgmt For For
1B. Appointment of Director: Hon. Robert J. Mgmt Against Against
Cindrich
1C. Appointment of Director: Robert J. Coury Mgmt For For
1D. Appointment of Director: JoEllen Lyons Mgmt Against Against
Dillon
1E. Appointment of Director: Neil Dimick, Mgmt For For
C.P.A.
1F. Appointment of Director: Melina Higgins Mgmt For For
1G. Appointment of Director: Harry A. Korman Mgmt For For
1H. Appointment of Director: Rajiv Malik Mgmt For For
1I. Appointment of Director: Richard Mark, Mgmt For For
C.P.A.
1J. Appointment of Director: Mark W. Parrish Mgmt Against Against
1K. Appointment of Director: Pauline van der Mgmt For For
Meer Mohr
1L. Appointment of Director: Randall L. (Pete) Mgmt For For
Vanderveen, Ph.D.
1M. Appointment of Director: Sjoerd S. Mgmt Against Against
Vollebregt
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers of the Company
3. Adoption of the Dutch annual accounts for Mgmt For For
fiscal year 2018
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2019
5. Instruction to Deloitte Accountants B.V. Mgmt For For
for the audit of the Company's Dutch
statutory annual accounts for fiscal year
2019
6. Authorization of the Board to acquire Mgmt For For
shares in the capital of the Company
7. Delegation to the Board of the authority to Mgmt Against Against
issue ordinary shares and grant rights to
subscribe for ordinary shares in the
capital of the Company and to exclude or
restrict pre-emptive rights
8. SHAREHOLDER VIEW ON DISCUSSION ITEM ONLY - Shr For
indication of support for amending Company
clawback policy similar to that suggested
in the shareholder proposal(Agenda Item 10)
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935037425
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Adoption of the 2018 statutory annual Mgmt For For
accounts
2.D Granting discharge to the executive member Mgmt For For
and non-executive members of the Board of
Directors for their responsibilities in the
financial year 2018
3.A Proposal to re-appoint Mr. Richard L Mgmt For For
Clemmer as executive director
3.B Proposal to re-appoint Sir Peter Bonfield Mgmt For For
as non-executive director
3.C Proposal to re-appoint Mr. Kenneth A. Mgmt For For
Goldman as non-executive director
3.D Proposal to re-appoint Mr. Josef Kaeser as Mgmt For For
non-executive director
3.E Proposal to appoint Mrs. Lena Olving as Mgmt For For
non-executive director
3.F Proposal to re-appoint Mr. Peter Smitham as Mgmt For For
non-executive director
3.G Proposal to re-appoint Ms. Julie Southern Mgmt For For
as non-executive director
3.H Proposal to appoint Mrs. Jasmin Staiblin as Mgmt For For
non-executive director
3.I Proposal to re-appoint Mr. Gregory Summe as Mgmt For For
non-executive director
3.J Proposal to appoint Mr. Karl-Henrik Mgmt For For
Sundstrom as non-executive director
4.A Authorization of the Board of Directors to Mgmt For For
issue shares or grant rights to acquire
shares
4.B Authorization of the Board of Directors to Mgmt For For
restrict or exclude pre-emption rights
5. Approval of the NXP 2019 omnibus incentive Mgmt Against Against
plan (the "Plan") and approval of the
number of shares and rights to acquire
shares for award under the Plan
6. Authorization of the Board of Directors to Mgmt For For
repurchase shares in the Company's capital
7. Authorization of the Board of Directors to Mgmt For For
cancel ordinary shares held or to be
acquired by the Company
8. Proposal to re-appoint KPMG Accountants Mgmt For For
N.V. as the Company's external auditor for
fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
OFFICE PROPERTIES INCOME TRUST Agenda Number: 934978531
--------------------------------------------------------------------------------------------------------------------------
Security: 67623C109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: OPI
ISIN: US67623C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Barbara D. Gilmore Mgmt Abstain Against
(for Independent Trustee in Class I)
1.2 Election of Trustee: John L. Harrington Mgmt Abstain Against
(for Independent Trustee in Class I)
1.3 Election of Trustee: Adam D. Portnoy (for Mgmt Abstain Against
Managing Trustee in Class I)
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors to serve
for the 2019 fiscal year.
4. Approval of an amendment to the Office Mgmt For For
Properties Income Trust 2009 Incentive
Share Award Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 934939159
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John W. Ballantine Mgmt For For
1b. Election of Director: Rodney L. Brown, Jr. Mgmt For For
1c. Election of Director: Jack E. Davis Mgmt For For
1d. Election of Director: Kirby A. Dyess Mgmt For For
1e. Election of Director: Mark B. Ganz Mgmt For For
1f. Election of Director: Kathryn J. Jackson Mgmt For For
1g. Election of Director: Michael H. Millegan Mgmt For For
1h. Election of Director: Neil J. Nelson Mgmt For For
1i. Election of Director: M. Lee Pelton Mgmt For For
1j. Election of Director: Maria M. Pope Mgmt For For
1k. Election of Director: Charles W. Shivery Mgmt For For
2. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2019.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL INC Agenda Number: 935017221
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Malone Mgmt For For
M. Ian G. Gilchrist Mgmt For For
Mark C. Vadon Mgmt For For
Andrea L. Wong Mgmt For For
2. A proposal to ratify the selection of KPMG Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 934940455
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carolyn H. Byrd Mgmt For For
1b. Election of Director: Don DeFosset Mgmt For For
1c. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1d. Election of Director: Eric C. Fast Mgmt For For
1e. Election of Director: Zhanna Golodryga Mgmt For For
1f. Election of Director: John D. Johns Mgmt For For
1g. Election of Director: Ruth Ann Marshall Mgmt For For
1h. Election of Director: Charles D. McCrary Mgmt For For
1i. Election of Director: James T. Prokopanko Mgmt For For
1j. Election of Director: Lee J. Styslinger III Mgmt For For
1k. Election of Director: Jose S. Suquet Mgmt For For
1l. Election of Director: John M. Turner, Jr. Mgmt For For
1m. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2019.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 934910298
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Special
Meeting Date: 11-Jan-2019
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote on a proposal to approve the Mgmt For For
issuance of SAIC common stock to Engility
stockholders in connection with the merger,
as contemplated by the merger agreement,
dated September 9, 2018, among Science
Applications International Corporation,
Raptors Merger Sub, Inc., and Engility
Holdings, Inc., which we refer to as the
merger agreement, a copy of which is
attached as Annex A to the joint proxy
statement/prospectus accompanying this
notice, as such agreement may be amended
from time to time (we refer to this
proposal as the SAIC stock issuance
proposal).
2. To vote on an adjournment of the SAIC Mgmt For For
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes for the proposal to issue
SAIC common stock in connection with the
merger (we refer to this proposal as the
SAIC adjournment proposal).
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 934992846
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bedingfield Mgmt For For
1b. Election of Director: John J. Hamre Mgmt For For
1c. Election of Director: David M. Kerko Mgmt For For
1d. Election of Director: Timothy J. Mayopoulos Mgmt For For
1e. Election of Director: Katharina G. Mgmt For For
McFarland
1f. Election of Director: Anthony J. Moraco Mgmt For For
1g. Election of Director: Donna S. Morea Mgmt For For
1h. Election of Director: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934933638
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Agnes Bundy Scanlan Mgmt For For
1B Election of Director: Dallas S. Clement Mgmt For For
1C Election of Director: Paul D. Donahue Mgmt For For
1D Election of Director: Paul R. Garcia Mgmt For For
1E Election of Director: Donna S. Morea Mgmt For For
1F Election of Director: David M. Ratcliffe Mgmt For For
1G Election of Director: William H. Rogers, Mgmt For For
Jr.
1H Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1I Election of Director: Bruce L. Tanner Mgmt For For
1J Election of Director: Steven C. Voorhees Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3 To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditor for 2019.
--------------------------------------------------------------------------------------------------------------------------
TEEKAY TANKERS LTD. Agenda Number: 935015467
--------------------------------------------------------------------------------------------------------------------------
Security: Y8565N102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: TNK
ISIN: MHY8565N1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arthur Bensler Mgmt Withheld Against
Richard T. du Moulin Mgmt For For
Kenneth Hvid Mgmt Withheld Against
Richard D. Paterson Mgmt For For
David Schellenberg Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION Agenda Number: 934953743
--------------------------------------------------------------------------------------------------------------------------
Security: 88033G407
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: THC
ISIN: US88033G4073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald A. Rittenmeyer Mgmt For For
1B. Election of Director: J. Robert Kerrey Mgmt For For
1C. Election of Director: Lloyd J. Austin, III Mgmt For For
1D. Election of Director: James L. Bierman Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Meghan M. FitzGerald Mgmt For For
1G. Election of Director: Brenda J. Gaines Mgmt For For
1H. Election of Director: Edward A. Kangas Mgmt For For
1I. Election of Director: Richard J. Mark Mgmt For For
1J. Election of Director: Tammy Romo Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the company's executive compensation.
3. Proposal to approve the Tenet Healthcare Mgmt For For
2019 Stock Incentive Plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as independent
registered public accountants for the year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 934988695
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine A. Bertini Mgmt For For
1b. Election of Director: Susan M. Cameron Mgmt For For
1c. Election of Director: Kriss Cloninger III Mgmt For For
1d. Election of Director: Meg Crofton Mgmt For For
1e. Election of Director: E. V. Goings Mgmt For For
1f. Election of Director: Angel R. Martinez Mgmt For For
1g. Election of Directors: Christopher D. Mgmt For For
O'Leary
1h. Election of Director: Richard T. Riley Mgmt For For
1i. Election of Director: Joyce M. Roche Mgmt For For
1j. Election of Director: Patricia A. Stitzel Mgmt For For
1k. Election of Director: M. Anne Szostak Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation Program
3. Proposal to Approve the Tupperware Brands Mgmt For For
Corporation 2019 Incentive Plan
4. Proposal to Ratify the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 934915541
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 07-Feb-2019
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: John Tyson Mgmt For For
1b) Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1c) Election of Director: Dean Banks Mgmt For For
1d) Election of Director: Mike Beebe Mgmt For For
1e) Election of Director: Mikel A. Durham Mgmt For For
1f. Election of Director: Kevin M. McNamara Mgmt For For
1g) Election of Director: Cheryl S. Miller Mgmt For For
1h) Election of Director: Jeffrey K. Mgmt For For
Schomburger
1i) Election of Director: Robert Thurber Mgmt For For
1j) Election of Director: Barbara A. Tyson Mgmt For For
1k) Election of Director: Noel White Mgmt For For
2) To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
28, 2019.
3) Shareholder proposal to request a report Shr For Against
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
4) Shareholder proposal to require the Shr Against For
preparation of a report on the company's
due diligence process assessing and
mitigating human rights impacts.
--------------------------------------------------------------------------------------------------------------------------
URANIUM PARTICIPATION CORPORATION Agenda Number: 935033592
--------------------------------------------------------------------------------------------------------------------------
Security: 917017105
Meeting Type: Annual
Meeting Date: 27-Jun-2019
Ticker: URPTF
ISIN: CA9170171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Paul J. Bennett Mgmt For For
Thomas Hayslett Mgmt For For
Jeff Kennedy Mgmt For For
Garth MacRae Mgmt For For
Ganpat Mani Mgmt For For
Dorothy Sanford Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as auditors of the Corporation and to
authorize the Directors to fix the
remuneration of the auditors.
--------------------------------------------------------------------------------------------------------------------------
VIRTUS INVESTMENT PARTNERS, INC. Agenda Number: 934972589
--------------------------------------------------------------------------------------------------------------------------
Security: 92828Q109
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: VRTS
ISIN: US92828Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James R. Baio Mgmt For For
1b. Election of Director: Susan S. Fleming Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as our independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, in a non-binding vote, named Mgmt For For
executive officer compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Omnibus Incentive and
Equity Plan to increase the number of
shares available for issuance by 420,000
shares.
Huber Capital Small Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ARRIS INTERNATIONAL PLC Agenda Number: 934916620
--------------------------------------------------------------------------------------------------------------------------
Security: G0551A103
Meeting Type: Special
Meeting Date: 01-Feb-2019
Ticker: ARRS
ISIN: GB00BZ04Y379
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. Approve (with or without modification) a Mgmt For For
scheme of arrangement (the "Scheme") to be
made between ARRIS International plc
("ARRIS") and the holders of the Scheme
Shares (as defined in the Scheme).
G1. Authorize, for the purpose of giving effect Mgmt For For
to the scheme of arrangement (the "Scheme")
between ARRIS International plc ("ARRIS")
and the holders of the Scheme Shares (as
defined in the Scheme), the directors of
ARRIS to take all such action as they may
consider necessary or appropriate for
carrying the Scheme into effect and to
amend the articles of association of ARRIS.
G2. Approve, on an advisory, non-binding basis, Mgmt For For
the compensation to be paid or become
payable to ARRIS's named executive officers
in connection with the proposed acquisition
by CommScope Holding Company, Inc. of all
of the issued and to be issued ordinary
shares of ARRIS pursuant to the terms of a
Bid Conduct Agreement and the Scheme, and
the agreements and understandings pursuant
to which such compensation may be paid or
become payable.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934995424
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt Withheld Against
Shantella E. Cooper Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
R. Charles Shufeldt Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION Agenda Number: 934949275
--------------------------------------------------------------------------------------------------------------------------
Security: 092113109
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: BKH
ISIN: US0921131092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linden R. Evans Mgmt For For
Robert P. Otto Mgmt For For
Mark A. Schober Mgmt For For
Thomas J. Zeller Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as Black Hills
Corporation's independent registered public
accounting firm for 2019.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PIZZA ROYALTIES INCOME FUND Agenda Number: 711100367
--------------------------------------------------------------------------------------------------------------------------
Security: 101084101
Meeting Type: AGM
Meeting Date: 19-Jun-2019
Ticker:
ISIN: CA1010841015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
ALL RESOLUTIONS. THANK YOU
1.1 TO ELECT THE FOLLOWING PERSON AS TRUSTEE OF Mgmt For For
THE FUND UNTIL THE NEXT ANNUAL GENERAL
MEETING: DAVID L. MERRELL
1.2 TO ELECT THE FOLLOWING PERSON AS TRUSTEE OF Mgmt For For
THE FUND UNTIL THE NEXT ANNUAL GENERAL
MEETING: MARC GUAY
1.3 TO ELECT THE FOLLOWING PERSON AS TRUSTEE OF Mgmt For For
THE FUND UNTIL THE NEXT ANNUAL GENERAL
MEETING: PAULINA HIEBERT
2 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITOR OF THE FUND AND TO AUTHORIZE THE
TRUSTEES TO FIX THE REMUNERATION TO BE PAID
TO THE AUDITOR
--------------------------------------------------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION Agenda Number: 934937206
--------------------------------------------------------------------------------------------------------------------------
Security: 12466Q104
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: CFFI
ISIN: US12466Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Audrey D. Holmes Mgmt For For
Elizabeth R. Kelley Mgmt For For
James T. Napier Mgmt For For
Paul C. Robinson Mgmt For For
2. To approve, in an advisory, non-binding Mgmt For For
vote, the compensation of the Corporation's
named executive officers disclosed in the
Proxy Statement.
3. To recommend, in an advisory, non-binding Mgmt 1 Year For
vote, the frequency of future advisory,
non-binding votes to approve the
compensation of the Corporation's named
executive officers.
4. To ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the Corporation's
independent registered public accountant
for the fiscal year ending December 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS INC Agenda Number: 934862841
--------------------------------------------------------------------------------------------------------------------------
Security: 14070T102
Meeting Type: Special
Meeting Date: 29-Aug-2018
Ticker: CSTR
ISIN: US14070T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of June 11, 2018, by and
between Athens Bancshares Corporation and
Capstar Financial Holdings, Inc. (Proposal
1)
2. To adjourn the special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies in favor of Proposal 1
(Proposal 2)
--------------------------------------------------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS INC Agenda Number: 934963895
--------------------------------------------------------------------------------------------------------------------------
Security: 14070T102
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: CSTR
ISIN: US14070T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis C. Bottorff Mgmt For For
L. Earl Bentz Mgmt For For
Jeffrey L. Cunningham Mgmt For For
Thomas R. Flynn Mgmt For For
Julie D. Frist Mgmt For For
Louis A. Green III Mgmt For For
Myra NanDora Jenne Mgmt For For
Dale W. Polley Mgmt For For
Stephen B. Smith Mgmt For For
Richard E. Thornburgh Mgmt For For
Claire W. Tucker Mgmt For For
James S. Turner, Jr. Mgmt For For
Toby S. Wilt Mgmt For For
2. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION Agenda Number: 934878868
--------------------------------------------------------------------------------------------------------------------------
Security: 144285103
Meeting Type: Annual
Meeting Date: 09-Oct-2018
Ticker: CRS
ISIN: US1442851036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip M. Anderson Mgmt For For
Kathleen Ligocki Mgmt For For
Jeffrey Wadsworth Mgmt For For
2. Approval of PricewaterhouseCoopers LLP as Mgmt For For
the independent registered public
accounting firm.
3. Advisory approval of the company's Mgmt For For
Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
CARTER BK & TR MARTINSVILLE VA Agenda Number: 935042298
--------------------------------------------------------------------------------------------------------------------------
Security: 146102108
Meeting Type: Annual
Meeting Date: 26-Jun-2019
Ticker: CARE
ISIN: US1461021081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Bird Mgmt For For
Robert W. Conner Mgmt For For
Gregory W. Feldmann Mgmt For For
Chester A. Gallimore Mgmt For For
Charles E. Hall Mgmt For For
James W. Haskins Mgmt For For
Phyllis Q. Karavatakis Mgmt For For
Lanny A. Kyle, O.D. Mgmt For For
George W. Lester, II Mgmt For For
E. Warren Matthews Mgmt For For
Catharine L. Midkiff Mgmt For For
Joseph E. Pigg Mgmt For For
Litz H. Van Dyke Mgmt For For
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm of Crowe LLP as the independent
auditors of the Bank for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 934999585
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202
Meeting Type: Annual
Meeting Date: 27-Jun-2019
Ticker: CTT
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for one-year term: Mgmt For For
Jerry Barag
1.2 Election of Director for one-year term: Mgmt Against Against
Paul S. Fisher
1.3 Election of Director for one-year term: Mgmt Against Against
Mary E. McBride
1.4 Election of Director for one-year term: Mgmt For For
Donald S. Moss
1.5 Election of Director for one-year term: Mgmt For For
Willis J. Potts, Jr.
1.6 Election of Director for one-year term: Mgmt Against Against
Douglas D. Rubenstein
1.7 Election of Director for one-year term: Mgmt For For
Henry G. Zigtema
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934918294
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
Chesapeake common stock in connection with
the merger between a wholly owned
subsidiary of Chesapeake and WildHorse
Resource Development Corporation, as
contemplated by the Agreement and Plan of
Merger, dated October 29, 2018 by and among
Chesapeake, Coleburn Inc., ...(Due to space
limits, see proxy statement for full
proposal).
2. To approve an amendment to Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase the maximum size of Chesapeake's
board of directors from 10 members to 11
members.
3. To approve an amendment of Chesapeake's Mgmt For For
Restated Certificate of Incorporation to
increase Chesapeake's authorized shares of
common stock from 2,000,000,000 shares to
3,000,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934974064
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gloria R. Boyland Mgmt For For
1b. Election of Director: Luke R. Corbett Mgmt Against Against
1c. Election of Director: Mark A. Edmunds Mgmt For For
1d. Election of Director: Scott A. Gieselman Mgmt For For
1e. Election of Director: David W. Hayes Mgmt For For
1f. Election of Director: Leslie Starr Keating Mgmt Against Against
1g. Election of Director: Robert D. "Doug" Mgmt For For
Lawler
1h. Election of Director: R. Brad Martin Mgmt For For
1i. Election of Director: Merrill A. "Pete" Mgmt Against Against
Miller, Jr.
1j. Election of Director: Thomas L. Ryan Mgmt For For
2. To approve on an advisory basis our named Mgmt Against Against
executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 934953767
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary C. Bhojwani Mgmt For For
1B. Election of Director: Ellyn L. Brown Mgmt For For
1C. Election of Director: Stephen N. David Mgmt For For
1D. Election of Director: Robert C. Greving Mgmt For For
1E. Election of Director: Mary R. Henderson Mgmt For For
1F. Election of Director: Charles J. Jacklin Mgmt For For
1G. Election of Director: Daniel R. Maurer Mgmt For For
1H. Election of Director: Neal C. Schneider Mgmt For For
1I. Election of Director: Frederick J. Sievert Mgmt For For
2. Approval of the Replacement NOL Protective Mgmt For For
Amendment to the Company's Amended and
Restated Certificate of Incorporation to
preserve the value of tax net operating
losses and certain other tax losses.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
4. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 934903469
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 04-Dec-2018
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert G. Paul Mgmt For For
1b. Election of Director: Lawrence J. Waldman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
4. Approval of the Second Amended and Restated Mgmt For For
2001 Employee Stock Purchase Plan (the
"Plan") which includes an increase in the
number of shares of Common Stock available
for purchase under the Plan.
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 935000125
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Dirk M. Kuyper Mgmt For For
Jerome J. Lande Mgmt For For
Mark E. Tryniski Mgmt For For
John L. Workman Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To hold an advisory vote on named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ENOVA INTERNATIONAL, INC. Agenda Number: 934959199
--------------------------------------------------------------------------------------------------------------------------
Security: 29357K103
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: ENVA
ISIN: US29357K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for term expires 2020: Mgmt Abstain Against
Ellen Carnahan
1b. Election of Director for term expires 2020: Mgmt For For
Daniel R. Feehan
1c. Election of Director for term expires 2020: Mgmt For For
David Fisher
1d. Election of Director for term expires 2020: Mgmt Abstain Against
William M. Goodyear
1e. Election of Director for term expires 2020: Mgmt Abstain Against
James A. Gray
1f. Election of Director for term expires 2020: Mgmt Abstain Against
Gregg A. Kaplan
1g. Election of Director for term expires 2020: Mgmt Abstain Against
Mark P. McGowan
1h. Election of Director for term expires 2020: Mgmt Abstain Against
Mark A. Tebbe
2. A non-binding advisory vote to approve the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the Company's fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 934926176
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Special
Meeting Date: 21-Feb-2019
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ensco Transaction Consideration Proposal: Mgmt For For
To authorize, in addition to all subsisting
authorities, the allotment and issuance of
Ensco Class A ordinary shares, nominal
value $0.10 per share (the "Ensco ordinary
shares") to shareholders of Rowan Companies
plc ("Rowan"), pursuant to the Transaction
Agreement, dated as of October 7, 2018, by
and between Ensco and Rowan, as amended by
Deed of Amendment No. 1 dated as of January
28, 2019 and as such agreement may be
amended further from time to time.
2. Ensco Reverse Stock Split Proposal: To Mgmt For For
authorize a consolidation of Ensco ordinary
shares whereby, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, every
four existing Ensco ordinary shares, each
with a nominal value of $0.10, shown in the
register of members of Ensco following the
updating of such register to give effect to
the provisions of the Scheme of Arrangement
shall be consolidated into one Ensco
ordinary share with a nominal value of
$0.40 per share.
3. Ensco General Allotment Authority Proposal: Mgmt For For
To authorize, conditional upon and
effective immediately following the Scheme
of Arrangement becoming effective, the
allotment and issuance up to a nominal
amount of Ensco ordinary shares, which
represents approximately 33.3% of the
expected enlarged share capital of Ensco
immediately following the Scheme of
Arrangement becoming effective, and up to a
further same nominal amount of Ensco
ordinary shares in connection with a
pre-emptive offering of shares.
4. Ensco Transaction-Related Compensation Mgmt For For
Proposal: To approve, in accordance with
Section 14A of the Securities Exchange Act
of 1934, as amended, on a non-binding
advisory basis, the compensation payable,
or that may become payable, in connection
with the transaction to the named executive
officers of Ensco, as well as specific
compensatory arrangements between Ensco and
such individuals.
5. Ensco General Disapplication of Pre-Emptive Mgmt For For
Rights Proposal: To authorize, conditional
upon and effective immediately following
the Scheme of Arrangement becoming
effective, the allotment and issuance of
Ensco ordinary shares up to a nominal
amount of $3,716,687 for cash on a
non-pre-emptive basis. If approved, subject
to the Scheme of Arrangement becoming
effective, this authority will replace the
authority granted pursuant to resolution 11
passed at the Ensco 2018 Annual General
Meeting.
6. Ensco Specified Disapplication of Mgmt For For
Pre-Emptive Rights Proposal: To authorize,
conditional upon and effective immediately
following the Scheme of Arrangement
becoming effective, the allotment and
issuance of Ensco ordinary shares up to a
nominal amount of $3,716,687 for cash on a
non-pre-emptive basis, such authority to be
used only for the purposes of financing a
transaction which the board of directors of
Ensco deems to be an acquisition or other
capital investment.
--------------------------------------------------------------------------------------------------------------------------
ENSCO ROWAN PLC Agenda Number: 934979418
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker:
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: J. Roderick Clark Mgmt For For
1b. Re-election of Director: Mary E. Francis Mgmt For For
CBE
1c. Re-election of Director: C. Christopher Mgmt For For
Gaut
1d. Re-election of Director: Keith O. Rattie Mgmt For For
1e. Re-election of Director: Paul E. Rowsey, Mgmt For For
III
1f. Re-election of Director: Carl G. Trowell Mgmt For For
2a. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2b. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2c. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2d. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
2e. The Rowan Transaction closed on April 11, Mgmt Abstain
2019. At that time, the directors listed in
this proposal retired from our Board of
Directors. The election of these Board
nominees is no longer relevant.
3a. Re-election of Director: Dr. Thomas Burke. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3b. Re-election of Director: William E. Mgmt For For
Albrecht. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3c. Re-election of Director: Suzanne P. Mgmt For For
Nimocks. Conditional on the Company having
completed the Rowan Transaction before the
Meeting.
3d. Re-election of Director: Thierry Pilenko. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
3e. Re-election of Director: Charles L. Szews. Mgmt For For
Conditional on the Company having completed
the Rowan Transaction before the Meeting.
4. To ratify the Audit Committee's appointment Mgmt For For
of KPMG LLP (U.S.) as our U.S. independent
registered public accounting firm for the
year ending 31 December 2019.
5. To appoint KPMG LLP (U.K.) as our U.K. Mgmt For For
statutory auditors under the U.K. Companies
Act 2006 (to hold office from the
conclusion of the Annual General Meeting of
Shareholders until the conclusion of the
next Annual General Meeting of Shareholders
at which accounts are laid before the
Company).
6. To authorise the Audit Committee to Mgmt For For
determine our U.K. statutory auditors'
remuneration.
7. A non-binding advisory vote to approve the Mgmt For For
Directors Remuneration Report for the year
ended 31 December 2018.
8. A non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
9. A non-binding advisory vote to approve the Mgmt For For
reports of the auditors and the directors
and the U.K. statutory accounts for the
year ended 31 December 2018.
10. To authorise the Board of Directors to Mgmt For For
allot shares, the full text of which can be
found in "Resolution 10" of the
accompanying proxy statement.
11. To approve the general disapplication of Mgmt For For
pre-emption rights, the full text of which
can be found in "Resolution 11" of the
accompanying proxy statement.
12. To approve the disapplication of Mgmt For For
pre-emption rights in connection with an
acquisition or specified capital
investment, the full text of which can be
found in "Resolution 12" of the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 934957830
--------------------------------------------------------------------------------------------------------------------------
Security: 318910106
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: FBNC
ISIN: US3189101062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel T. Blue, Jr. Mgmt For For
Mary Clara Capel Mgmt For For
James C. Crawford, III Mgmt For For
Suzanne S. DeFerie Mgmt For For
Abby J. Donnelly Mgmt For For
John B. Gould Mgmt For For
Michael G. Mayer Mgmt For For
Richard H. Moore Mgmt For For
Thomas F. Phillips Mgmt For For
O. Temple Sloan, III Mgmt For For
Frederick L. Taylor, II Mgmt For For
Virginia C. Thomasson Mgmt For For
Dennis A. Wicker Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent auditors of the Company
for 2019.
3. To approve, on a non-binding basis, the Mgmt For For
compensation paid to the Company's named
executive officers, as disclosed in the
accompanying proxy statement ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934943499
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' executive officers as disclosed
in the proxy statement for the Annual
Meeting.
3. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as BancShares'
independent accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 934938892
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Burdick Mgmt For For
1B. Election of Director: John C. Compton Mgmt For For
1C. Election of Director: Wendy P. Davidson Mgmt For For
1D. Election of Director: Mark A. Emkes Mgmt For For
1E. Election of Director: Peter N. Foss Mgmt For For
1F. Election of Director: Corydon J. Gilchrist Mgmt For For
1G. Election of Director: D. Bryan Jordan Mgmt For For
1H. Election of Director: Scott M. Niswonger Mgmt For For
1I. Election of Director: Vicki R. Palmer Mgmt For For
1J. Election of Director: Colin V. Reed Mgmt For For
1K. Election of Director: Cecelia D. Stewart Mgmt For For
1L. Election of Director: Rajesh Subramaniam Mgmt For For
1M. Election of Director: R. Eugene Taylor Mgmt For For
1N. Election of Director: Luke Yancy III Mgmt For For
2. Approval of an advisory resolution to Mgmt For For
approve executive compensation
3. Ratification of appointment of KPMG LLP as Mgmt For For
auditors
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG LIMITED Agenda Number: 934867738
--------------------------------------------------------------------------------------------------------------------------
Security: G9456A100
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: GLNG
ISIN: BMG9456A1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect Tor Olav Troim as a Director of Mgmt For For
the Company.
2 To re-elect Daniel Rabun as a Director of Mgmt For For
the Company.
3 To elect Thorleif Egeli as a Director of Mgmt For For
the Company.
4 To re-elect Carl Steen as a Director of the Mgmt For For
Company.
5 To re-elect Niels G. Stolt-Nielsen as a Mgmt For For
Director of the Company.
6 To re-elect Lori Wheeler Naess as a Mgmt For For
Director of the Company.
7 To re-elect Michael Ashford as a Director Mgmt For For
of the Company.
8 PROPOSAL to re-appoint Ernst & Young LLP of Mgmt For For
London, England as auditors and to
authorise the Directors to determine their
remuneration.
9 PROPOSAL to approve remuneration of the Mgmt For For
Company's Board of Directors of a total
amount of fees not to exceed US$1,750,000
for the year ended December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST Agenda Number: 934903887
--------------------------------------------------------------------------------------------------------------------------
Security: 38376A103
Meeting Type: Special
Meeting Date: 20-Dec-2018
Ticker: GOV
ISIN: US38376A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of common shares Mgmt Against Against
of beneficial interest of Government
Properties Income Trust, in the merger of
Select Income REIT with and into GOV MS
REIT, a Maryland real estate investment
trust that is a wholly owned subsidiary of
Government Properties Income Trust, with
GOV MS REIT as the surviving entity in the
merger, pursuant to the Agreement and Plan
of Merger, dated as of September 14, 2018,
as it may be amended from time to time, by
and among Government Properties Income
Trust, GOV MS REIT and Select Income REIT.
2. Approval of the adjournment of the special Mgmt For For
meeting of shareholders of Government
Properties Income Trust from time to time,
if necessary or appropriate, including to
solicit additional proxies in favor of the
share issuance if there are insufficient
votes at the time of such adjournment to
approve such proposal.
--------------------------------------------------------------------------------------------------------------------------
GRANITE REAL ESTATE INVESTMENT TRUST Agenda Number: 935033908
--------------------------------------------------------------------------------------------------------------------------
Security: 387437114
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: GRPU
ISIN: CA3874371147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF TRUSTEES OF GRANITE REIT PETER Mgmt For For
AGHAR
1B REMCO DAAL Mgmt For For
1C KEVAN GORRIE Mgmt For For
1D FERN GRODNER Mgmt For For
1E KELLY MARSHALL Mgmt For For
1F AL MAWANI Mgmt For For
1G GERALD MILLER Mgmt For For
1H SHEILA MURRAY Mgmt For For
1I JENNIFER WARREN Mgmt For For
2A ELECTION OF DIRECTORS OF GRANITE REIT INC. Mgmt For For
("GRANITE GP") PETER AGHAR
2B REMCO DAAL Mgmt For For
2C KEVAN GORRIE Mgmt For For
2D FERN GRODNER Mgmt For For
2E KELLY MARSHALL Mgmt For For
2F AL MAWANI Mgmt For For
2G GERALD MILLER Mgmt For For
2H SHEILA MURRAY Mgmt For For
2I JENNIFER WARREN Mgmt For For
3 THE RE-APPOINTMENT OF DELOITTE LLP, AS Mgmt For For
AUDITOR OF GRANITE REIT.
4 THE RE-APPOINTMENT OF DELOITTE LLP, AS Mgmt For For
AUDITOR OF GRANITE GP AND AUTHORIZE THE
DIRECTORS OF GRANITE GP TO FIX THE
AUDITOR'S REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
HANGER, INC. Agenda Number: 934964912
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: HNGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vinit K. Asar Mgmt For For
Asif Ahmad Mgmt For For
Christopher B. Begley Mgmt For For
John T. Fox Mgmt For For
Thomas C. Freyman Mgmt For For
Stephen E. Hare Mgmt For For
Cynthia L. Lucchese Mgmt For For
Richard R. Pettingill Mgmt For For
Kathryn M. Sullivan Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, by advisory vote, the frequency Mgmt 1 Year For
of future advisory votes on the
compensation of the Company's named
executive officers.
4. To approve the adoption of the Hanger, Inc. Mgmt For For
2019 Omnibus Incentive Plan.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for the fiscal year
ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 934942221
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: HSC
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: J.F. Earl Mgmt For For
1B Election of Director: K.G. Eddy Mgmt For For
1C Election of Director: D.C. Everitt Mgmt For For
1D Election of Director: F.N. Grasberger III Mgmt For For
1E Election of Director: C.I. Haznedar Mgmt For For
1F Election of Director: M. Longhi Mgmt For For
1G Election of Director: E.M. Purvis, Jr. Mgmt For For
1H Election of Director: P.C. Widman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the fiscal year ending
December 31, 2019.
3. Vote, on an advisory basis, on named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HIGHPOINT RESOURCES CORPORATION Agenda Number: 934953539
--------------------------------------------------------------------------------------------------------------------------
Security: 43114K108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: HPR
ISIN: US43114K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Berg Mgmt For For
Scott A. Gieselman Mgmt For For
Craig S. Glick Mgmt For For
Andrew C. Kidd Mgmt For For
Lori A. Lancaster Mgmt For For
Jim W. Mogg Mgmt For For
William F. Owens Mgmt For For
Edmund P. Segner Mgmt For For
Michael R. Starzer Mgmt For For
Randy I. Stein Mgmt For For
Michael E. Wiley Mgmt For For
R. Scot Woodall Mgmt For For
2. Advisory vote on compensation of named Mgmt For For
executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HOEGH LNG PARTNERS LP Agenda Number: 935029048
--------------------------------------------------------------------------------------------------------------------------
Security: Y3262R100
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: HMLP
ISIN: MHY3262R1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Andrew Jamieson as a Class I Mgmt For For
Director of Hoegh LNG Partners LP, whose
term will expire at the 2023 Annual Meeting
of Limited Partners.
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 934956181
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David F. Landless Mgmt For For
Lawrence J. Padfield Mgmt For For
Patrick S. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Ratification of the appointment of Innospec Mgmt For For
Inc.'s independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION Agenda Number: 935025088
--------------------------------------------------------------------------------------------------------------------------
Security: 483007704
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: KALU
ISIN: US4830077040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alfred E. Osborne, Jr. Mgmt For For
Teresa Sebastian Mgmt For For
Donald J. Stebbins Mgmt For For
Thomas M. Van Leeuwen Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019
--------------------------------------------------------------------------------------------------------------------------
KAPSTONE PAPER & PACKAGING CORPORATION Agenda Number: 934863906
--------------------------------------------------------------------------------------------------------------------------
Security: 48562P103
Meeting Type: Special
Meeting Date: 06-Sep-2018
Ticker: KS
ISIN: US48562P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of January 28, 2018, as it
may be amended from time to time, among the
Company, WestRock Company, Whiskey Holdco,
Inc., Whiskey Merger Sub, Inc. and Kola
Merger Sub, Inc. (the "merger proposal").
2. Adjournment of the special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes to approve the merger
proposal.
3. Non-binding advisory approval of the Mgmt For For
compensation and benefits that may be paid,
become payable or be provided to the
Company's named executive officers in
connection with the mergers.
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 934964796
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: KBR
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: James R. Blackwell Mgmt For For
1C. Election of Director: Stuart J. B. Bradie Mgmt For For
1D. Election of Director: Lester L. Lyles Mgmt For For
1E. Election of Director: Wendy M. Masiello Mgmt For For
1F. Election of Director: Jack B. Moore Mgmt For For
1G. Election of Director: Ann D. Pickard Mgmt For For
1H. Election of Director: Umberto della Sala Mgmt For For
2. Advisory vote to approve KBR's named Mgmt Against Against
executive officers' compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm to audit the consolidated financial
statements for KBR, Inc. as of and for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935008640
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 24-May-2019
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Theodore H. Ashford, Mgmt For For
III
1.2 Election of Director: A. Russell Chandler, Mgmt For For
III
1.3 Election of Director: William G. Miller Mgmt For For
1.4 Election of Director: William G. Miller, II Mgmt For For
1.5 Election of Director: Richard H. Roberts Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NELNET, INC. Agenda Number: 934986324
--------------------------------------------------------------------------------------------------------------------------
Security: 64031N108
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: NNI
ISIN: US64031N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director for Mgmt For For
three-year terms: James P. Abel
1b. Election of Class II Director for Mgmt For For
three-year terms: William R. Cintani
1c. Election of Class II Director for Mgmt Against Against
three-year terms: Kimberly K. Rath
2. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2019.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approval of a new Executive Officers Mgmt Against Against
Incentive Compensation Plan.
5. Approval of an amendment to the Company's Mgmt Against Against
Articles of Incorporation to modify the
restrictions for trusts which may hold
Class B common stock, with ten votes per
share, without conversion into Class A
common stock, with one vote per share.
--------------------------------------------------------------------------------------------------------------------------
OFFICE PROPERTIES INCOME TRUST Agenda Number: 934978531
--------------------------------------------------------------------------------------------------------------------------
Security: 67623C109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: OPI
ISIN: US67623C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Barbara D. Gilmore Mgmt Abstain Against
(for Independent Trustee in Class I)
1.2 Election of Trustee: John L. Harrington Mgmt Abstain Against
(for Independent Trustee in Class I)
1.3 Election of Trustee: Adam D. Portnoy (for Mgmt Abstain Against
Managing Trustee in Class I)
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors to serve
for the 2019 fiscal year.
4. Approval of an amendment to the Office Mgmt For For
Properties Income Trust 2009 Incentive
Share Award Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
PIZZA PIZZA ROYALTY CORP, ETOBICOKE Agenda Number: 711121121
--------------------------------------------------------------------------------------------------------------------------
Security: 72585V103
Meeting Type: AGM
Meeting Date: 28-May-2019
Ticker:
ISIN: CA72585V1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.5 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: RICHARD MCCOY Mgmt For For
1.2 ELECTION OF DIRECTOR: EDWARD NASH Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHELLE SAVOY Mgmt For For
1.4 ELECTION OF DIRECTOR: JAY SWARTZ Mgmt For For
1.5 ELECTION OF DIRECTOR: KATHRYN A. WELSH Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 934939159
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John W. Ballantine Mgmt For For
1b. Election of Director: Rodney L. Brown, Jr. Mgmt For For
1c. Election of Director: Jack E. Davis Mgmt For For
1d. Election of Director: Kirby A. Dyess Mgmt For For
1e. Election of Director: Mark B. Ganz Mgmt For For
1f. Election of Director: Kathryn J. Jackson Mgmt For For
1g. Election of Director: Michael H. Millegan Mgmt For For
1h. Election of Director: Neil J. Nelson Mgmt For For
1i. Election of Director: M. Lee Pelton Mgmt For For
1j. Election of Director: Maria M. Pope Mgmt For For
1k. Election of Director: Charles W. Shivery Mgmt For For
2. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2019.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 934910298
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Special
Meeting Date: 11-Jan-2019
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote on a proposal to approve the Mgmt For For
issuance of SAIC common stock to Engility
stockholders in connection with the merger,
as contemplated by the merger agreement,
dated September 9, 2018, among Science
Applications International Corporation,
Raptors Merger Sub, Inc., and Engility
Holdings, Inc., which we refer to as the
merger agreement, a copy of which is
attached as Annex A to the joint proxy
statement/prospectus accompanying this
notice, as such agreement may be amended
from time to time (we refer to this
proposal as the SAIC stock issuance
proposal).
2. To vote on an adjournment of the SAIC Mgmt For For
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes for the proposal to issue
SAIC common stock in connection with the
merger (we refer to this proposal as the
SAIC adjournment proposal).
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 934992846
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bedingfield Mgmt For For
1b. Election of Director: John J. Hamre Mgmt For For
1c. Election of Director: David M. Kerko Mgmt For For
1d. Election of Director: Timothy J. Mayopoulos Mgmt For For
1e. Election of Director: Katharina G. Mgmt For For
McFarland
1f. Election of Director: Anthony J. Moraco Mgmt For For
1g. Election of Director: Donna S. Morea Mgmt For For
1h. Election of Director: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 935015443
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Dunlap Mgmt For For
James M. Funk Mgmt For For
Terence E. Hall Mgmt For For
Peter D. Kinnear Mgmt For For
Janiece M. Longoria Mgmt For For
Michael M. McShane Mgmt For For
W. Matt Ralls Mgmt For For
2. Approve the compensation of our named Mgmt For For
executive officers on an advisory basis.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
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TEEKAY TANKERS LTD. Agenda Number: 935015467
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Security: Y8565N102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: TNK
ISIN: MHY8565N1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arthur Bensler Mgmt Withheld Against
Richard T. du Moulin Mgmt For For
Kenneth Hvid Mgmt Withheld Against
Richard D. Paterson Mgmt For For
David Schellenberg Mgmt For For
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TENET HEALTHCARE CORPORATION Agenda Number: 934953743
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Security: 88033G407
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: THC
ISIN: US88033G4073
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald A. Rittenmeyer Mgmt For For
1B. Election of Director: J. Robert Kerrey Mgmt For For
1C. Election of Director: Lloyd J. Austin, III Mgmt For For
1D. Election of Director: James L. Bierman Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Meghan M. FitzGerald Mgmt For For
1G. Election of Director: Brenda J. Gaines Mgmt For For
1H. Election of Director: Edward A. Kangas Mgmt For For
1I. Election of Director: Richard J. Mark Mgmt For For
1J. Election of Director: Tammy Romo Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the company's executive compensation.
3. Proposal to approve the Tenet Healthcare Mgmt For For
2019 Stock Incentive Plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as independent
registered public accountants for the year
ending December 31, 2019.
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TETRA TECHNOLOGIES, INC. Agenda Number: 934952094
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Security: 88162F105
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: TTI
ISIN: US88162F1057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark E. Baldwin Mgmt For For
Thomas R. Bates, Jr. Mgmt For For
Stuart M. Brightman Mgmt For For
Paul D. Coombs Mgmt For For
John F. Glick Mgmt For For
Gina A. Luna Mgmt For For
Brady M. Murphy Mgmt For For
William D. Sullivan Mgmt For For
Joseph C. Winkler III Mgmt For For
2. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as TETRA's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of TETRA Technologies, Inc.
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TUPPERWARE BRANDS CORPORATION Agenda Number: 934988695
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Security: 899896104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TUP
ISIN: US8998961044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine A. Bertini Mgmt For For
1b. Election of Director: Susan M. Cameron Mgmt For For
1c. Election of Director: Kriss Cloninger III Mgmt For For
1d. Election of Director: Meg Crofton Mgmt For For
1e. Election of Director: E. V. Goings Mgmt For For
1f. Election of Director: Angel R. Martinez Mgmt For For
1g. Election of Directors: Christopher D. Mgmt For For
O'Leary
1h. Election of Director: Richard T. Riley Mgmt For For
1i. Election of Director: Joyce M. Roche Mgmt For For
1j. Election of Director: Patricia A. Stitzel Mgmt For For
1k. Election of Director: M. Anne Szostak Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation Program
3. Proposal to Approve the Tupperware Brands Mgmt For For
Corporation 2019 Incentive Plan
4. Proposal to Ratify the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
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UFP TECHNOLOGIES, INC. Agenda Number: 935025898
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Security: 902673102
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: UFPT
ISIN: US9026731029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Thomas Oberdorf Mgmt For For
Lucia Luce Quinn Mgmt For For
2. A non-binding advisory resolution to Mgmt For For
approve our executive compensation.
3. A non-binding advisory resolution regarding Mgmt 1 Year Against
the frequency of holding an advisory vote
on our executive compensation.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
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URANIUM PARTICIPATION CORPORATION Agenda Number: 711227000
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Security: 917017105
Meeting Type: AGM
Meeting Date: 27-Jun-2019
Ticker:
ISIN: CA9170171057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: PAUL J. BENNETT Mgmt For For
1.2 ELECTION OF DIRECTOR: THOMAS HAYSLETT Mgmt For For
1.3 ELECTION OF DIRECTOR: JEFF KENNEDY Mgmt For For
1.4 ELECTION OF DIRECTOR: GARTH MACRAE Mgmt For For
1.5 ELECTION OF DIRECTOR: GANPAT MANI Mgmt For For
1.6 ELECTION OF DIRECTOR: DOROTHY SANFORD Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS
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VIRTUS INVESTMENT PARTNERS, INC. Agenda Number: 934972589
--------------------------------------------------------------------------------------------------------------------------
Security: 92828Q109
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: VRTS
ISIN: US92828Q1094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James R. Baio Mgmt For For
1b. Election of Director: Susan S. Fleming Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as our independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, in a non-binding vote, named Mgmt For For
executive officer compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Omnibus Incentive and
Equity Plan to increase the number of
shares available for issuance by 420,000
shares.
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WESCO AIRCRAFT HOLDINGS, INC. Agenda Number: 934911098
--------------------------------------------------------------------------------------------------------------------------
Security: 950814103
Meeting Type: Annual
Meeting Date: 24-Jan-2019
Ticker: WAIR
ISIN: US9508141036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul E. Fulchino Mgmt For For
Scott E. Kuechle Mgmt For For
Robert D. Paulson Mgmt For For
2. Approve, by a non-binding advisory vote, Mgmt For For
the Company's executive compensation.
3. Approve an amendment to the Wesco Aircraft Mgmt Against Against
Holdings, Inc. 2014 Incentive Award Plan.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2019.
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WILLIAM LYON HOMES Agenda Number: 934960748
--------------------------------------------------------------------------------------------------------------------------
Security: 552074700
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: WLH
ISIN: US5520747008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas K. Ammerman Mgmt For For
Eric A. Anderson Mgmt For For
Thomas F. Harrison Mgmt For For
Gary H. Hunt Mgmt For For
William H. Lyon Mgmt For For
Lynn Carlson Schell Mgmt For For
Matthew R. Zaist Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers, as described in the proxy
materials.
3. Ratification of the selection of KPMG LLP Mgmt For For
as the independent registered public
accountants of William Lyon Homes for the
fiscal year ending December 31, 2019.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Advisors Series Trust
By (Signature) /s/ Jeffrey T. Rauman
Name Jeffrey T. Rauman
Title President, Chief Executive Officer,
Principal Executive Officer
Date 8/23/19