N-PX 1 ast-at_npx.htm ANNUAL REPORT OF PROXY VOTING

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

Investment Company Act file number 811-07959

Advisors Series Trust
(Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, Wisconsin  53202
(Address of principal executive offices) (Zip code)


Jeffrey T. Rauman, President/Chief Executive Officer
Advisors Series Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin  53202
 (Name and address of agent for service)


Registrant's telephone number, including area code: (414) 765-6872



Date of fiscal year end: February 28


Date of reporting period: July 1, 2018 - June 30, 2019
Item 1. Proxy Voting Record.

Company name
 Meeting date
  
CUSIP
Ticker
Item
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security
Holder (6)
FIBRIA CELULOSE S.A.
9/13/2018
  
31573A109
FBR
1.
For
For
Approve waiver of tender offer for acquisition of shares issued by Company provided for in Article 33 of the Company's Bylaws, with quorum to open the meeting set forth in Article 135 of Brazilian Corp. Law, in context of proposed corporate reorganization provided for in "Protocol & Justification of Merger of Shares Issued by Fibria into Eucalipto Holding S.A., followed by Merger of Eucalipto Holding S.A. by Suzano Papel e Celulose S.A.", entered into by & between officers of Fibria, of Eucalipto Holding S.A. & of Suzano Papel e Celulose S.A.
ISSUER
FIBRIA CELULOSE S.A.
9/13/2018
  
31573A109
FBR
2.
For
For
Approve the terms and conditions of the Protocol and Justification of Merger of Shares Issued by Fibria into Eucalipto Holding S.A., followed by Merger of Eucalipto Holding S.A. by Suzano Papel e Celulose S.A. ("Protocol and Justification").
ISSUER
FIBRIA CELULOSE S.A.
9/13/2018
  
31573A109
FBR
3.
For
For
Approve the Transaction, pursuant to the terms and conditions of the Protocol and Justification.
ISSUER
FIBRIA CELULOSE S.A.
9/13/2018
  
31573A109
FBR
4.
For
For
Authorize to the Company's officers to (i) subscribe, on behalf of Fibria's shareholders, the new ordinary shares and new preferred shares to be issued by Holding, as a result of the merger of shares of Fibria, and (ii) to practice any and all such additional acts as may be necessary for the implementation and formalization of the Protocol and Justification and Justification and the Transaction.
ISSUER
FIBRIA CELULOSE S.A.
9/13/2018
  
31573A109
FBR
5.
For
For
Approve the proposal to increase the annual compensation of the managers of the Company, approved by the Annual Shareholders' General Meeting of the Company, held on April 27, 2018. General Meeting of the Company, held on April 27, 2018.
ISSUER
FIBRIA CELULOSE S.A.
9/13/2018
  
31573A109
FBR
6a.
For
For
Approve the appointment of Mrs. Vera Lucia de Almeida Pereira Elias as alternate member to the Board of Directors of the Company, in view of the resignation presented by alternate member effective as of May 1, 2018.
ISSUER
FIBRIA CELULOSE S.A.
9/13/2018
  
31573A109
FBR
6b.
For
For
Approve the appointment of Mr. Sergio Citeroni as alternate member to the Board of Directors of the Company, in view of the resignation presented by alternate member effective as of May 1, 2018.
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1a.
For
For
Election of Director: John A. Edwardson
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1b.
For
For
Election of Director: Marvin R. Ellison
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1c.
For
For
Election of Director: Susan Patricia Griffith
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1d.
For
For
Election of Director: John C. ("Chris") Inglis
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1e.
For
For
Election of Director: Kimberly A. Jabal
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1f.
For
For
Election of Director: Shirley Ann Jackson
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1g.
For
For
Election of Director: R. Brad Martin
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1h.
For
For
Election of Director: Joshua Cooper Ramo
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1i.
For
For
Election of Director: Susan C. Schwab
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1j.
For
For
Election of Director: Frederick W. Smith
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1k.
For
For
Election of Director: David P. Steiner
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
1l.
For
For
Election of Director: Paul S. Walsh
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
2.
For
For
Advisory vote to approve named executive officer compensation.
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
3.
For
For
Ratification of independent registered public accounting firm.
ISSUER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
4.
For
Against
Stockholder proposal regarding lobbying activity and expenditure report.
SHAREHOLDER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
5.
Against
Against
Stockholder proposal regarding shareholder right to act by written consent.
SHAREHOLDER
FEDEX CORPORATION
9/24/2018
  
31428X106
FDX
6.
Against
Against
Stockholder proposal regarding shareholder approval of bylaw changes.
SHAREHOLDER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1a.
For
For
Election of Director: William H. Gates lll
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1b.
For
For
Election of Director: Reid G. Hoffman
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1c.
For
For
Election of Director: Hugh F. Johnston
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1d.
For
For
Election of Director: Teri L. List-Stoll
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1e.
For
For
Election of Director: Satya Nadella
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1f.
For
For
Election of Director: Charles H. Noski
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1g.
For
For
Election of Director: Helmut Panke
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1h.
For
For
Election of Director: Sandra E. Peterson
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1i.
For
For
Election of Director: Penny S. Pritzker
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1j.
For
For
Election of Director: Charles W. Scharf
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1k.
For
For
Election of Director: Arne M. Sorenson
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1l.
For
For
Election of Director: John W. Stanton
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1m.
For
For
Election of Director: John W. Thompson
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
1n.
For
For
Election of Director: Padmasree Warrior
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
2.
For
For
Advisory vote to approve named executive officer compensation
ISSUER
MICROSOFT CORPORATION
11/28/2018
  
594918104
MSFT
3.
For
For
Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1a.
For
For
Election of Director: Joseph R. Bronson
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1b.
For
For
Election of Director: Juan Jose Suarez Coppel
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1c.
For
For
Election of Director: Robert C. Davidson, Jr.
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1d.
For
For
Election of Director: Steven J. Demetriou
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1e.
For
For
Election of Director: General Ralph E. Eberhart
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1f.
For
For
Election of Director: Dawne S. Hickton
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1g.
For
For
Election of Director: Linda Fayne Levinson
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1h.
For
For
Election of Director: Robert A. McNamara
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1i.
For
For
Election of Director: Peter J. Robertson
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1j.
For
For
Election of Director: Christopher M.T. Thompson
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
1k.
For
For
Election of Director: Barry L. Williams
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
2.
For
For
Advisory vote to approve the Company's executive compensation.
ISSUER
JACOBS ENGINEERING GROUP INC.
1/16/2019
  
469814107
JEC
3.
For
For
To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm.
ISSUER
VERSUM MATERIALS, INC.
1/29/2019
  
92532W103
VSM
1.
For All
For
Director: 01 Seifi Ghasemi, 02 Guillermo Novo, 03 Jacques Croisetiere, 04 Dr. Yi Hyon Paik, 05 Thomas J. Riordan, 06 Susan C. Schnabel, 07 Alejandro D. Wolff
ISSUER
VERSUM MATERIALS, INC.
1/29/2019
  
92532W103
VSM
2.
For
For
Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2019.
ISSUER
VERSUM MATERIALS, INC.
1/29/2019
  
92532W103
VSM
3.
For
For
Approve, by non-binding advisory vote, the compensation paid to our named executive officers (say-on-pay).
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1a.
For
For
Election of director: James Bell
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1b.
For
For
Election of director: Tim Cook
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1c.
For
For
Election of director: Al Gore
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1d.
For
For
Election of director: Bob Iger
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1e.
For
For
Election of director: Andrea Jung
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1f.
For
For
Election of director: Art Levinson
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1g.
For
For
Election of director: Ron Sugar
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
1h.
For
For
Election of director: Sue Wagner
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
2.
For
For
Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
3.
For
For
Advisory vote to approve executive compensation
ISSUER
APPLE INC.
3/1/2019
  
037833100
AAPL
4.
Against
Against
A shareholder proposal entitled "Shareholder Proxy Access Amendments"
SHAREHOLDER
APPLE INC.
3/1/2019
  
037833100
AAPL
5.
Against
Against
A shareholder proposal entitled "True Diversity Board Policy"
ISSUER
CREDICORP LTD.
3/29/2019
  
G2519Y108
BAP
1.
For
For
To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the fiscal year ended December 31, 2018, including the report of the external independent auditors of the Company thereon. (See Appendix 1)
ISSUER
CREDICORP LTD.
3/29/2019
  
G2519Y108
BAP
2.
For
For
To appoint the external independent auditors of the Company to perform such external services for the fiscal year ending December 31, 2019 and to determine the fees for such audit services. (See Appendix 2)
ISSUER
CREDICORP LTD.
3/29/2019
  
G2519Y108
BAP
3.
For
For
Remuneration of the Board of Directors.
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1A.
For
For
Election of Director: Adrienne D. Elsner
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1B.
For
For
Election of Director: J. Brian Ferguson
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1C.
For
For
Election of Director: Ralph F. Hake
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1D.
For
For
Election of Director: Edward F. Lonergan
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1E.
For
For
Election of Director: Maryann T. Mannen
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1F.
For
For
Election of Director: W. Howard Morris
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1G.
For
For
Election of Director: Suzanne P. Nimocks
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1H.
For
For
Election of Director: Michael H. Thaman
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
1I.
For
For
Election of Director: John D. Williams
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
2.
For
For
To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019.
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
3.
For
For
To approve, on an advisory basis, 2018 named executive officer compensation.
ISSUER
OWENS CORNING
4/18/2019
  
690742101
OC
4.
For
For
To approve the Owens Corning 2019 Stock Plan.
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1a.
For
For
Election of Director: Joseph Alvarado
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1b.
For
For
Election of Director: Charles E. Bunch
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1c.
For
For
Election of Director: Debra A. Cafaro
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1d.
For
For
Election of Director: Marjorie Rodgers Cheshire
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1e.
For
For
Election of Director: William S. Demchak
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1f.
For
For
Election of Director: Andrew T. Feldstein
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1g.
For
For
Election of Director: Richard J. Harshman
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1h.
For
For
Election of Director: Daniel R. Hesse
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1i.
For
For
Election of Director: Richard B. Kelson
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1j.
For
For
Election of Director: Linda R. Medler
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1k.
For
For
Election of Director: Martin Pfinsgraff
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1l.
For
For
Election of Director: Toni Townes-Whitley
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
1m.
For
For
Election of Director: Michael J. Ward
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
2.
For
For
Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2019.
ISSUER
PNC FINANCIAL
4/23/2019
  
693475105
PNC
3.
For
For
Advisory vote to approve named executive officer compensation.
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1a.
For
For
Election of Director: Sharon L. Allen
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1b.
For
For
Election of Director: Susan S. Bies
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1c.
For
For
Election of Director: Jack O. Bovender, Jr.
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1d.
For
For
Election of Director: Frank P. Bramble, Sr.
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1e.
For
For
Election of Director: Pierre J.P. de Weck
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1f.
For
For
Election of Director: Arnold W. Donald
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1g.
For
For
Election of Director: Linda P. Hudson
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1h.
For
For
Election of Director: Monica C. Lozano
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1i.
For
For
Election of Director: Thomas J. May
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1j.
For
For
Election of Director: Brian T. Moynihan
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1k.
For
For
Election of Director: Lionel L. Nowell III
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1l.
For
For
Election of Director: Clayton S. Rose
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1m.
For
For
Election of Director: Michael D. White
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1n.
For
For
Election of Director: Thomas D. Woods
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1o.
For
For
Election of Director: R. David Yost
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
1p.
For
For
Election of Director: Maria T. Zuber
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
2.
For
For
Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution)
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
3.
For
For
Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019.
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
4.
For
For
Amending the Bank of America Corporation Key Employee Equity Plan.
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
5.
For
Against
Report Concerning Gender Pay Equity.
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
6.
Against
Against
Right to Act by Written Consent.
ISSUER
BANK OF AMERICA CORPORATION
4/24/2019
  
060505104
BAC
7.
Against
Against
Enhance Shareholder Proxy Access.
SHAREHOLDER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O1
For
None
Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2018.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O2
For
None
Distribution of profits for the year and payment of dividends.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O3
For All
For
DIRECTOR: 01 Borja Acha B.* 02 Domingo Cruzart A.#+, 03 Livio Gallo*, 04 Patricio Gomez S. *+, 05 Jose Antonio Vargas L. *, 06 Enrico Viale*
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O4
For
None
Setting of the directors' compensation.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O5
For
None
Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2019.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O7
For
None
Appointment of an external audit firm regulated by Title XXVIII of Law No. 18,045.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O8
For
None
Appointment of two Account Inspectors and two alternates and determination of their compensation.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O9
For
None
Designation of Risk Rating Agencies.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O10
For
None
Approval of the Investment and Financing Policy.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O14
For
None
Other relevant matters that are of interest to and the competence of the Ordinary Shareholders' Meeting.
SHAREHOLDER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
O15
For
None
Adoption of all other approvals necessary for the proper implementation of the adopted resolutions.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
E1
For
None
Capital Increase, as described in the Company's Notice of Meetings.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
E2
For
None
Amendment of Bylaws, as described in the Company's Notice of Meetings.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
E3
For
None
Powers to the Board of Directors of Enel Americas for the registration of the new shares in the Securities Registry of the Financial Market Commission and in the local stock exchanges, the registration of the new shares and the new American Depositary Shares with the U.S Securities and Exchange Commission and the New York Stock Exchange (NYSE), and other powers in relation to the capital increase.
ISSUER
ENEL AMERICAS S.A.
4/30/2019
  
29274F104
ENIA
E4
For
None
Other matters related to the Capital Increase, as described in the Company's Notice of Meetings.
ISSUER
BERKSHIRE HATHAWAY INC.
5/4/2019
  
084670702
BRK.B
1.
For All
For
DIRECTOR: 01 Warren E. Buffett, 02 Charles T. Munger, 03 Gregory E. Abel, 04 Howard G. Buffett, 05 Stephen B. Burke, 06 Susan L. Decker, 07 William H. Gates III, 08 David S. Gottesman, 09 Charlotte Guyman, 10 Ajit Jain, 11 Thomas S. Murphy, 12 Ronald L. Olson, 13 Walter Scott, Jr., 14 Meryl B. Witmer
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1a.
For
For
Election of Director: Richard J. Carbone
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1b.
For
For
Election of Director: Robert J. Chersi
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1c.
For
For
Election of Director: Jaime W. Ellertson
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1d.
For
For
Election of Director: James P. Healy
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1e.
For
For
Election of Director: Kevin T. Kabat
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1f.
For
For
Election of Director: James Lam
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1g.
For
For
Election of Director: Rodger A. Lawson
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1h.
For
For
Election of Director: Shelley B. Leibowitz
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1i.
For
For
Election of Director: Karl A. Roessner
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1j.
For
For
Election of Director: Rebecca Saeger
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1k.
For
For
Election of Director: Donna L. Weaver
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
1l.
For
For
Election of Director: Joshua A. Weinreich
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
2.
For
For
To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers (the "Say-on-Pay Vote"), as disclosed in the Proxy Statement for the 2019 Annual Meeting.
ISSUER
E*TRADE FINANCIAL CORPORATION
5/9/2019
  
269246401
ETFC
3.
For
For
To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019.
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1a.
For
For
Election of Director: Spencer Abraham
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1b.
For
For
Election of Director: Eugene L. Batchelder
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1c.
For
For
Election of Director: Margaret M. Foran
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1d.
For
For
Election of Director: Carlos M. Gutierrez
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1e.
For
For
Election of Director: Vicki Hollub
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1f.
For
For
Election of Director: William R. Klesse
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1g.
For
For
Election of Director: Jack B. Moore
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1h.
For
For
Election of Director: Avedick B. Poladian
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
1i.
For
For
Election of Director: Elisse B. Walter
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
2.
For
For
Advisory Vote to Approve Named Executive Officer Compensation
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
3.
For
For
Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019
ISSUER
OCCIDENTAL PETROLEUM CORPORATION
5/10/2019
  
674599105
OXY
4.
Against
Against
Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings
SHAREHOLDER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1a.
For
For
Election of Director: William J. Burns
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1b.
For
For
Election of Director: Christopher M. Connor
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1c.
For
For
Election of Director: Ahmet C. Dorduncu
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1d.
For
For
Election of Director: Ilene S. Gordon
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1e.
For
For
Election of Director: Anders Gustafsson
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1f.
For
For
Election of Director: Jacqueline C. Hinman
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1g.
For
For
Election of Director: Clinton A. Lewis, Jr.
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1h.
For
For
Election of Director: Kathryn D. Sullivan
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1i.
For
For
Election of Director: Mark S. Sutton
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1j.
For
For
Election of Director: J. Steven Whisler
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
1k.
For
For
Election of Director: Ray G. Young
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
2.
For
For
Ratification of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2019.
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
3.
For
For
A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers, as Disclosed Under the Heading "Compensation Discussion & Analysis".
ISSUER
INTERNATIONAL PAPER COMPANY
5/13/2019
  
460146103
IP
4.
Against
Against
Shareowner Proposal to Reduce Special Shareowner Meeting Ownership Threshold to 10 Percent.
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1a.
For
For
Election of Director: Charles E. Bunch
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1b.
For
For
Election of Director: Caroline Maury Devine
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1c.
For
For
Election of Director: John V. Faraci
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1d.
For
For
Election of Director: Jody Freeman
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1e.
For
For
Election of Director: Gay Huey Evans
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1f.
For
For
Election of Director: Jeffrey A. Joerres
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1g.
For
For
Election of Director: Ryan M. Lance
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1h.
For
For
Election of Director: William H. McRaven
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1i.
For
For
Election of Director: Sharmila Mulligan
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1j.
For
For
Election of Director: Arjun N. Murti
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
1k.
For
For
Election of Director: Robert A. Niblock
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
2.
For
For
Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips'
independent registered public accounting firm for 2019.
ISSUER
CONOCOPHILLIPS
5/14/2019
  
20825C104
COP
3.
For
For
Advisory Approval of Executive Compensation.
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1a.
For
For
Election of Director: Lewis W.K. Booth
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1b.
For
For
Election of Director: Charles E. Bunch
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1c.
For
For
Election of Director: Debra A. Crew
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1d.
For
For
Election of Director: Lois D. Juliber
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1e.
For
For
Election of Director: Mark D. Ketchum
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1f.
For
For
Election of Director: Peter W. May
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1g.
For
For
Election of Director: Jorge S. Mesquita
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1h.
For
For
Election of Director: Joseph Neubauer
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1i.
For
For
Election of Director: Fredric G. Reynolds
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1j.
For
For
Election of Director: Christiana S. Shi
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1k.
For
For
Election of Director: Patrick T. Siewert
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1l.
For
For
Election of Director: Jean-François M. L. van Boxmeer
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
1m.
For
For
Election of Director: Dirk Van de Put
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
2.
For
For
Advisory Vote to Approve Executive Compensation.
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
3.
For
For
Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019.
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
4.
Against
Against
Report on Environmental Impact of Cocoa Supply Chain.
ISSUER
MONDELEZ INTERNATIONAL, INC.
5/15/2019
  
609207105
MDLZ
5.
Against
Against
Consider Employee Pay in Setting Chief Executive Officer Pay.
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1a.
For
For
Election of Director: David W. Biegler
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1b.
For
For
Election of Director: J. Veronica Biggins
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1c.
For
For
Election of Director: Douglas H. Brooks
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1d.
For
For
Election of Director: William H. Cunningham
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1e.
For
For
Election of Director: John G. Denison
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1f.
For
For
Election of Director: Thomas W. Gilligan
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1g.
For
For
Election of Director: Gary C. Kelly
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1h.
For
For
Election of Director: Grace D. Lieblein
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1i.
For
For
Election of Director: Nancy B. Loeffler
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1j.
For
For
Election of Director: John T. Montford
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
1k.
For
For
Election of Director: Ron Ricks
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
2.
For
For
Advisory vote to approve named executive officer compensation.
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
3.
For
For
Ratification of the selection of Ernst & Young LLP as the Company's
independent auditors for the fiscal year ending December 31, 2019.
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
4.
For
Against
Advisory vote on shareholder proposal to require an independent
board chairman.
ISSUER
SOUTHWEST AIRLINES CO.
5/15/2019
  
844741108
LUV
5.
Against
Against
Advisory vote on shareholder proposal to amend proxy access bylaw
provision.
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1a.
For
For
Election of Director: Wesley G. Bush
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1b.
For
For
Election of Director: Marianne C. Brown
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1c.
For
For
Election of Director: Donald E. Felsinger
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1d.
For
For
Election of Director: Ann M. Fudge
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1e.
For
For
Election of Director: Bruce S. Gordon
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1f.
For
For
Election of Director: William H. Hernandez
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1g.
For
For
Election of Director: Madeleine A. Kleiner
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1h.
For
For
Election of Director: Karl J. Krapek
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1i.
For
For
Election of Director: Gary Roughead
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1k.
For
For
Election of Director: James S. Turley
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1l.
For
For
Election of Director: Kathy J. Warden
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
1m.
For
For
Election of Director: Mark A. Welsh III
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
2.
For
For
Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers.
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
3.
For
For
Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2019.
ISSUER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
4.
For
Against
Shareholder proposal to provide for a report on management systems and processes for implementing the Company's human rights policy.
SHAREHOLDER
NORTHROP GRUMMAN CORPORATION
5/15/2019
  
666807102
NOC
5.
For
Against
Shareholder proposal to provide for an independent chair.
SHAREHOLDER
GENTHERM INCORPORATED
5/16/2019
  
37253A103
THRM
1.
For All
For
DIRECTOR: 01 Francois Castaing, 02 Sophie Desormiere, 03 Phillip Eyler, 04 Maurice Gunderson, 05 Yvonne Hao, 06 Ronald Hundzinski, 07 Charles Kummeth, 08 Byron Shaw, 09 John Stacey
ISSUER
GENTHERM INCORPORATED
5/16/2019
  
37253A103
THRM
2.
For
For
Ratification of the appointment of Grant Thornton LLP to act as the Company's independent registered public accounting firm for the year ended December 31, 2019.
ISSUER
GENTHERM INCORPORATED
5/16/2019
  
37253A103
THRM
3.
For
For
Advisory (non-binding) approval of the 2018 compensation of our named executive officers.
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1a.
For
For
Election of Director: Brandon B. Boze
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1b.
For
For
Election of Director: Beth F. Cobert
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1c.
For
For
Election of Director: Curtis F. Feeny
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1d.
For
For
Election of Director: Reginald H. Gilyard
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1e.
For
For
Election of Director: Shira D. Goodman
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1f.
For
For
Election of Director: Christopher T. Jenny
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1g.
For
For
Election of Director: Gerardo I. Lopez
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1h.
For
For
Election of Director: Robert E. Sulentic
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1i.
For
For
Election of Director: Laura D. Tyson
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1j.
For
For
Election of Director: Ray Wirta
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
1k.
For
For
Election of Director: Sanjiv Yajnik
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
2.
For
For
Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2019.
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
3.
For
For
Advisory vote to approve named executive officer compensation for 2018.
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
4.
For
For
Approve the 2019 Equity Incentive Plan.
ISSUER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
5.
Against
Against
Stockholder proposal regarding revisions to the company's proxy access by-law.
SHAREHOLDER
CBRE GROUP, INC.
5/17/2019
  
12504L109
CBRE
6.
Against
Against
Stockholder proposal requesting that the Board of Directors prepare a report on the impact of mandatory arbitration policies.
SHAREHOLDER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1a.
For
For
Election of Director: Raymond P. Dolan
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1b.
For
For
Election of Director: Robert D. Hormats
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1c.
For
For
Election of Director: Gustavo Lara Cantu
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1d.
For
For
Election of Director: Grace D. Lieblein
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1e.
For
For
Election of Director: Craig Macnab
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1f.
For
For
Election of Director: JoAnn A. Reed
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1g.
For
For
Election of Director: Pamela D.A. Reeve
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1h.
For
For
Election of Director: David E. Sharbutt
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1i.
For
For
Election of Director: James D. Taiclet
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
1j.
For
For
Election of Director: Samme L. Thompson
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
2.
For
For
To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019.
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
3.
For
For
To approve, on an advisory basis, the Company's executive compensation.
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
4.
For
Against
To adopt a policy requiring an independent Board Chairman.
ISSUER
AMERICAN TOWER CORPORATION
5/21/2019
  
03027X100
AMT
5.
For
Against
To require periodic reports on political contributions and expenditures.
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1a.
For
For
Election of Director: Kelly A. Ayotte
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1b.
For
For
Election of Director: Bruce W. Duncan
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1c.
For
For
Election of Director: Karen E. Dykstra
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1d.
For
For
Election of Director: Carol B. Einiger
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1e.
For
For
Election of Director: Diane J. Hoskins
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1f.
For
For
Election of Director: Joel I. Klein
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1g.
For
For
Election of Director: Douglas T. Linde
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1h.
For
For
Election of Director: Matthew J. Lustig
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1i.
For
For
Election of Director: Owen D. Thomas
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1j.
For
For
Election of Director: David A. Twardock
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
1k.
For
For
Election of Director: William H. Walton, III
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
2.
For
For
To approve, by non-binding, advisory resolution, the Company's named executive officer compensation.
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
3.
For
For
To approve the Boston Properties, Inc. Non-Employee Director Compensation Plan.
ISSUER
BOSTON PROPERTIES, INC.
5/21/2019
  
101121101
BXP
4.
For
For
To ratify the Audit Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1a.
For
For
Election of Director: Jennifer Allerton
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1b.
For
For
Election of Director: Ted R. Antenucci
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1c.
For
For
Election of Director: Pamela M. Arway
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1d.
For
For
Election of Director: Clarke H. Bailey
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1e.
For
For
Election of Director: Kent P. Dauten
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1f.
For
For
Election of Director: Paul F. Deninger
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1g.
For
For
Election of Director: Monte Ford
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1h.
For
For
Election of Director: Per-Kristian Halvorsen
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1i.
For
For
Election of Director: William L. Meaney
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1j.
For
For
Election of Director: Wendy J. Murdock
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1k.
For
For
Election of Director: Walter C. Rakowich
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
1l.
For
For
Election of Director: Alfred J. Verrecchia
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
2.
For
For
The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement.
ISSUER
IRON MOUNTAIN INC.
5/22/2019
  
46284V101
IRM
3.
For
For
The ratification of the selection by the Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2019.
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1a.
For
For
Election of Director: Rodney C. Adkins
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1b.
For
For
Election of Director: Wences Casares
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1c.
For
For
Election of Director: Jonathan Christodoro
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1d.
For
For
Election of Director: John J. Donahoe
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1e.
For
For
Election of Director: David W. Dorman
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1f.
For
For
Election of Director: Belinda J. Johnson
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1g.
For
For
Election of Director: Gail J. McGovern
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1h.
For
For
Election of Director: Deborah M. Messemer
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1i.
For
For
Election of Director: David M. Moffett
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1j.
For
For
Election of Director: Ann M. Sarnoff
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1k.
For
For
Election of Director: Daniel H. Schulman
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
1l.
For
For
Election of Director: Frank D. Yeary
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
2.
For
For
Advisory vote to approve named executive officer compensation.
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
3.
For
For
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2019.
ISSUER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
4.
For
Against
Stockholder proposal regarding political disclosure.
SHAREHOLDER
PAYPAL HOLDINGS, INC.
5/22/2019
  
70450Y103
PYPL
5.
Against
Against
Stockholder proposal regarding human and indigenous peoples' rights.
SHAREHOLDER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1a.
For
For
Election of Director: Susan K. Avery
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1b.
For
For
Election of Director: Angela F. Braly
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1c.
For
For
Election of Director: Ursula M. Burns
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1d.
For
For
Election of Director: Kenneth C. Frazier
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1e.
For
For
Election of Director: Steven A. Kandarian
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1f.
For
For
Election of Director: Douglas R. Oberhelman
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1g.
For
For
Election of Director: Samuel J. Palmisano
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1h.
For
For
Election of Director: Steven S Reinemund
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1i.
For
For
Election of Director: William C. Weldon
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
1j.
For
For
Election of Director: Darren W. Woods
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
2.
For
For
Ratification of Independent Auditors (page 28)
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
3.
For
For
Advisory Vote to Approve Executive Compensation (page 30)
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
4.
For
Against
Independent Chairman (page 58)
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
5.
Against
Against
Special Shareholder Meetings (page 59)
SHAREHOLDER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
6.
Against
Against
Board Matrix (page 61)
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
7.
Against
Against
Climate Change Board Committee (page 62)
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
8.
Against
Against
Report on Risks of Gulf Coast Petrochemical Investments (page 64)
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
9.
For
Against
Report on Political Contributions (page 66)
ISSUER
EXXON MOBIL CORPORATION
5/29/2019
  
30231G102
XOM
10.
For
Against
Report on Lobbying (page 67)
ISSUER
WABCO HOLDINGS INC.
5/30/2019
  
92927K102
WBC
1.
For All
For
DIRECTOR: 01 Jacques Esculier, 02 Thomas S. Gross, 03 Henry R. Keizer
ISSUER
WABCO HOLDINGS INC.
5/30/2019
  
92927K102
WBC
2.
For
For
Ratify the selection of Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d'Entreprises SCCRL as the Company's independent registered public accounting firm for the year ending December 31, 2019.
ISSUER
WABCO HOLDINGS INC.
5/30/2019
  
92927K102
WBC
3.
For
For
Approve, on an advisory basis, the compensation paid to the Company's named executive officers ("Say-on-Pay").
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
1.
For All
For
DIRECTOR: 01 Peggy Alford, 02 Marc L. Andreessen, 03 Kenneth I. Chenault, 04 S.D. Desmond-Hellmann, 05 Sheryl K. Sandberg, 06 Peter A. Thiel, 07 Jeffrey D. Zients, 08 Mark Zuckerberg
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
2.
For
For
To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
3.
For
For
To approve, on a non-binding advisory basis, the compensation program for Facebook, Inc.'s named executive officers as disclosed in Facebook, Inc.'s proxy statement.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
4.
1 Year
3 Years
To vote, on a non-binding advisory basis, whether a non-binding advisory vote on the compensation program for Facebook, Inc.'s named executive officers should be held every one, two or three years.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
5.
Against
Against
A stockholder proposal regarding change in stockholder voting.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
6.
For
Against
A stockholder proposal regarding an independent chair.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
7.
Against
Against
A stockholder proposal regarding majority voting for directors.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
8.
Against
Against
A stockholder proposal regarding true diversity board policy.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
9.
Against
Against
A stockholder proposal regarding a content governance report.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
10.
For
Against
A stockholder proposal regarding median gender pay gap.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
11.
Against
Against
A stockholder proposal regarding workforce diversity.
ISSUER
FACEBOOK, INC.
5/30/2019
  
30303M102
FB
12.
Against
Against
A stockholder proposal regarding strategic alternatives.
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
2.1
For
For
Re-Election of Director: Luis Frias
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
2.2
For
For
Re-Election of Director: Maria Judith de Brito
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
2.3
For
For
Re-Election of Director: Eduardo Alcaro
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
2.4
For
For
Re-Election of Director: Noemia Mayumi Fukugauti Gushiken
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
2.5
For
For
Re-Election of Director: Cleveland Prates Teixeira
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
2.6
For
For
Re-Election of Director: Marcos de Barros Lisboa
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
2.7
For
For
Re-Election of Director: Ricardo Dutra da Silva
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
3.
For
For
To sanction the adoption of a Long-Term Incentive Plan (the "LTIP Goals") in the form approved by the directors, subject to the number of Shares granted under the LTIP Goals in any financial year not exceeding one percent of the total issued and outstanding Shares of the Company in any such year.
ISSUER
PAGSEGURO DIGITAL, LTD-CIA
5/30/2019
  
G68707101
PAGS
4.
For
For
To ratify and confirm all actions taken by the directors and officers of the Company in relation to the business of the Company during the financial year ended December 31, 2018.
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1a.
For
For
Election of Director: Robert M. Calderoni
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1b.
For
For
Election of Director: Nanci E. Caldwell
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1c.
For
For
Election of Director: Jesse A. Cohn
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1d.
For
For
Election of Director: Robert D. Daleo
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1e.
For
For
Election of Director: Murray J. Demo
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1f.
For
For
Election of Director: Ajei S. Gopal
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1g.
For
For
Election of Director: David J. Henshall
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1h.
For
For
Election of Director: Thomas E. Hogan
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1i.
For
For
Election of Director: Moira A. Kilcoyne
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
1j.
For
For
Election of Director: Peter J. Sacripanti
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
2.
For
For
Approval of an amendment to the Company's Amended and Restated 2014 Equity Incentive Plan
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
3.
For
For
Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019
ISSUER
CITRIX SYSTEMS, INC.
6/4/2019
  
177376100
CTXS
4.
For
For
Advisory vote to approve the compensation of the Company's named executive officers
ISSUER
COMCAST CORPORATION
6/5/2019
  
20030N101
CMCSA
1.
For All
For
DIRECTOR: 01 Kenneth J. Bacon, 02 Madeline S. Bell, 03 Sheldon M. Bonovitz, 04 Edward D. Breen, 05 Gerald L. Hassell, 06 Jeffrey A. Honickman, 07 Maritza G. Montiel, 08 Asuka Nakahara, 09 David C. Novak, 10 Brian L. Roberts
ISSUER
COMCAST CORPORATION
6/5/2019
  
20030N101
CMCSA
2.
For
For
Ratification of the appointment of our independent auditors
ISSUER
COMCAST CORPORATION
6/5/2019
  
20030N101
CMCSA
3.
For
For
Approval of Comcast Corporation 2019 Omnibus Sharesave Plan
ISSUER
COMCAST CORPORATION
6/5/2019
  
20030N101
CMCSA
4.
For
For
Advisory vote on executive compensation
ISSUER
COMCAST CORPORATION
6/5/2019
  
20030N101
CMCSA
5.
For
Against
To require an independent board chairman
ISSUER
COMCAST CORPORATION
6/5/2019
  
20030N101
CMCSA
6.
For
Against
To provide a lobbying report
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1a.
For
For
Election of Director: Roxanne S. Austin
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1b.
For
For
Election of Director: Douglas M. Baker, Jr.
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1c.
For
For
Election of Director: George S. Barrett
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1d.
For
For
Election of Director: Brian C. Cornell
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1e.
For
For
Election of Director: Calvin Darden
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1f.
For
For
Election of Director: Henrique De Castro
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1g.
For
For
Election of Director: Robert L. Edwards
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1h.
For
For
Election of Director: Melanie L. Healey
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1i.
For
For
Election of Director: Donald R. Knauss
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1j.
For
For
Election of Director: Monica C. Lozano
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1k.
For
For
Election of Director: Mary E. Minnick
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1l.
For
For
Election of Director: Kenneth L. Salazar
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
1m.
For
For
Election of Director: Dmitri L. Stockton
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
2.
For
For
Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm.
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
3.
For
For
Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay).
ISSUER
TARGET CORPORATION
6/12/2019
  
87612E106
TGT
4.
Against
Against
Shareholder proposal to amend the proxy access bylaw to remove candidate resubmission threshold.
SHAREHOLDER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1a.
For
For
Election of Director: Kelly A. Ayotte
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1b.
For
For
Election of Director: David L. Calhoun
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1c.
For
For
Election of Director: Daniel M. Dickinson
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1d.
For
For
Election of Director: Juan Gallardo
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1e.
For
For
Election of Director: Dennis A. Muilenburg
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1f.
For
For
Election of Director: William A. Osborn
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1g.
For
For
Election of Director: Debra L. Reed-Klages
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1h.
For
For
Election of Director: Edward B. Rust, Jr.
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1i.
For
For
Election of Director: Susan C. Schwab
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1j.
For
For
Election of Director: D. James Umpleby III
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1k.
For
For
Election of Director: Miles D. White
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
1l.
For
For
Election of Director: Rayford Wilkins, Jr.
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
2.
For
For
Ratify the appointment of independent registered public accounting firm for 2019.
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
3.
For
For
Advisory vote to approve executive compensation.
ISSUER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
4.
Against
Against
Shareholder Proposal - Amend proxy access to remove resubmission threshold.
SHAREHOLDER
CATERPILLAR INC.
6/12/2019
  
149123101
CAT
5.
Against
Against
Shareholder Proposal - Report on activities in conflict-affected areas.
SHAREHOLDER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1a.
For
For
Election of Director: Kenichiro Yoshida
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1b.
For
For
Election of Director: Hiroki Totoki
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1c.
For
For
Election of Director: Shuzo Sumi
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1d.
For
For
Election of Director: Tim Schaaff
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1e.
For
For
Election of Director: Kazuo Matsunaga
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1f.
For
For
Election of Director: Koichi Miyata
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1g.
For
For
Election of Director: John V. Roos
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1h.
For
For
Election of Director: Eriko Sakurai
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1i.
For
For
Election of Director: Kunihito Minakawa
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1j.
For
For
Election of Director: Toshiko Oka
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1k.
For
For
Election of Director: Sakie Akiyama
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1l.
For
For
Election of Director: Wendy Becker
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
1m.
For
For
Election of Director: Yoshihiko Hatanaka
ISSUER
SONY CORPORATION
6/18/2019
  
835699307
SNE
2.
For
For
To issue Stock Acquisition Rights for the purpose of granting stock options.
ISSUER

SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Advisors Series Trust 


By (Signature and Title) /s/ Jeffrey T. Rauman 
Jeffrey T. Rauman, President, Chief Executive Officer,
Principal Executive Officer


Date   8/23/19