0000894189-19-005363.txt : 20190821 0000894189-19-005363.hdr.sgml : 20190821 20190821100933 ACCESSION NUMBER: 0000894189-19-005363 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190821 DATE AS OF CHANGE: 20190821 EFFECTIVENESS DATE: 20190821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 191041408 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000032592 Fort Pitt Capital Total Return Fund C000100439 Fort Pitt Capital Total Return Fund FPCGX N-PX 1 ast-fortpitt2_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jeffrey T. Rauman, President/ Chief Executive Officer Advisors Series Trust c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6872 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019 Fort Pitt Capital Total Return Fund -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 934941736 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. Alpern Mgmt For For R.S. Austin Mgmt For For S.E. Blount Mgmt For For M.A. Kumbier Mgmt For For E.M. Liddy Mgmt For For N. McKinstry Mgmt For For P.N. Novakovic Mgmt For For W.A. Osborn Mgmt For For S.C. Scott III Mgmt For For D.J. Starks Mgmt For For J.G. Stratton Mgmt For For G.F. Tilton Mgmt For For M.D. White Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For Auditors 3. Say on Pay - An Advisory Vote to Approve Mgmt Against Against Executive Compensation 4. Shareholder Proposal - Independent Board Shr For Against Chairman -------------------------------------------------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Agenda Number: 934959226 -------------------------------------------------------------------------------------------------------------------------- Security: 363576109 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: AJG ISIN: US3635761097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sherry S. Barrat Mgmt For For 1b. Election of Director: William L. Bax Mgmt For For 1c. Election of Director: D. John Coldman Mgmt For For 1d. Election of Director: Frank E. English, Jr. Mgmt For For 1e. Election of Director: J. Patrick Gallagher, Mgmt For For Jr. 1f. Election of Director: David S. Johnson Mgmt For For 1g. Election of Director: Kay W. McCurdy Mgmt For For 1h. Election of Director: Ralph J. Nicoletti Mgmt For For 1i. Election of Director: Norman L. Rosenthal Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as our Independent Auditor for the fiscal year ending December 31, 2019. 3. Approval, on an Advisory Basis, of the Mgmt Against Against Compensation of our Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 934938082 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Randall L. Stephenson Mgmt For For 1b. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1c. Election of Director: Richard W. Fisher Mgmt For For 1d. Election of Director: Scott T. Ford Mgmt For For 1e. Election of Director: Glenn H. Hutchins Mgmt For For 1f. Election of Director: William E. Kennard Mgmt For For 1g. Election of Director: Michael B. Mgmt For For McCallister 1h. Election of Director: Beth E. Mooney Mgmt For For 1i. Election of Director: Matthew K. Rose Mgmt For For 1j. Election of Director: Cynthia B. Taylor Mgmt For For 1k. Election of Director: Laura D'Andrea Tyson Mgmt For For 1l. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent Mgmt For For auditors. 3. Advisory approval of executive Mgmt Against Against compensation. 4. Independent Chair. Shr For Against -------------------------------------------------------------------------------------------------------------------------- BP P.L.C. Agenda Number: 934993824 -------------------------------------------------------------------------------------------------------------------------- Security: 055622104 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: BP ISIN: US0556221044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the annual report and accounts. Mgmt For For 2. To approve the directors' remuneration Mgmt For For report. 3. To re-elect Mr R W Dudley as a director. Mgmt For For 4. To re-elect Mr B Gilvary as a director. Mgmt For For 5. To re-elect Mr N S Andersen as a director. Mgmt For For 6. To re-elect Dame A Carnwath as a director. Mgmt For For 7. To elect Miss P Daley as a director. Mgmt For For 8. To re-elect Mr I E L Davis as a director. Mgmt For For 9. To re-elect Professor Dame A Dowling as a Mgmt For For director. 10. To elect Mr H Lund as a director. Mgmt For For 11. To re-elect Mrs M B Meyer as a director. Mgmt For For 12. To re-elect Mr B R Nelson as a director. Mgmt For For 13. To re-elect Mrs P R Reynolds as a director. Mgmt For For 14. To re-elect Sir J Sawers as a director. Mgmt For For 15. To reappoint Deloitte LLP as auditor and to Mgmt For For authorize the directors to fix their remuneration. 16. To give limited authority to make political Mgmt For For donations and incur political expenditure. 17. To give limited authority to allot shares Mgmt For For up to a specified amount. 18. Special resolution: to give authority to Mgmt Against Against allot a limited number of shares for cash free of pre-emption rights. 19. Special resolution: to give additional Mgmt Against Against authority to allot a limited number of shares for cash free of pre-emption rights. 20. Special resolution: to give limited Mgmt For For authority for the purchase of its own shares by the company. 21. Special resolution: to authorize the Mgmt For For calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. 22. Special resolution: Climate Action 100+ Mgmt For For shareholder resolution on climate change disclosures. 23. Special resolution: Follow This shareholder Shr Against For resolution on climate change targets. -------------------------------------------------------------------------------------------------------------------------- CA, INC. Agenda Number: 934850973 -------------------------------------------------------------------------------------------------------------------------- Security: 12673P105 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: CA ISIN: US12673P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jens Alder Mgmt For For 1B. Election of Director: Nancy A. Altobello Mgmt For For 1C. Election of Director: Raymond J. Bromark Mgmt For For 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Jean M. Hobby Mgmt For For 1F. Election of Director: Rohit Kapoor Mgmt For For 1G. Election of Director: Jeffrey G. Katz Mgmt For For 1H. Election of Director: Kay Koplovitz Mgmt For For 1I. Election of Director: Christopher B. Mgmt For For Lofgren 1J. Election of Director: Richard Sulpizio Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending March 31, 2019. 3. To approve, on an advisory basis, the Mgmt Against Against compensation of our Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- CA, INC. Agenda Number: 934868451 -------------------------------------------------------------------------------------------------------------------------- Security: 12673P105 Meeting Type: Special Meeting Date: 12-Sep-2018 Ticker: CA ISIN: US12673P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt For For dated as of July 11, 2018, as it may be amended from time to time, by and among CA, Inc., Broadcom Inc. and Collie Acquisition Corp. (the "merger agreement"). 2. To approve any proposal to adjourn the Mgmt For For special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. 3. To approve, on an advisory (non-binding) Mgmt Against Against basis, specified compensation that will or may become payable to the named executive officers of CA, Inc. in connection with the merger. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 934941647 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 29-Apr-2019 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Darius Adamczyk Mgmt For For 1B. Election of Director: Duncan B. Angove Mgmt For For 1C. Election of Director: William S. Ayer Mgmt For For 1D. Election of Director: Kevin Burke Mgmt For For 1E. Election of Director: Jaime Chico Pardo Mgmt For For 1F. Election of Director: D. Scott Davis Mgmt For For 1G. Election of Director: Linnet F. Deily Mgmt For For 1H. Election of Director: Judd Gregg Mgmt For For 1I. Election of Director: Clive Hollick Mgmt For For 1J. Election of Director: Grace D. Lieblein Mgmt For For 1K. Election of Director: George Paz Mgmt For For 1L. Election of Director: Robin L. Washington Mgmt For For 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation. 3. Approval of Independent Accountants. Mgmt For For 4. Right To Act By Written Consent. Shr For Against 5. Report on Lobbying Payments and Policy. Shr Against For -------------------------------------------------------------------------------------------------------------------------- II-VI INCORPORATED Agenda Number: 934878856 -------------------------------------------------------------------------------------------------------------------------- Security: 902104108 Meeting Type: Annual Meeting Date: 09-Nov-2018 Ticker: IIVI ISIN: US9021041085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Vincent D. Mgmt For For Mattera, Jr. 1b. Election of Class I Director: Marc Y. E. Mgmt For For Pelaez 1c. Election of Class I Director: Howard H. Xia Mgmt For For 2. Non-binding advisory vote to approve the Mgmt Against Against compensation of the Company's named executive officers for fiscal year 2018. 3. Approval of the 2018 Qualified Employee Mgmt For For Stock Purchase Plan. 4. Approval of the 2018 Omnibus Incentive Mgmt For For Plan. 5. Ratification of the Audit Committee's Mgmt For For selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- II-VI INCORPORATED Agenda Number: 934928904 -------------------------------------------------------------------------------------------------------------------------- Security: 902104108 Meeting Type: Special Meeting Date: 26-Mar-2019 Ticker: IIVI ISIN: US9021041085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to approve the issuance of II-VI Mgmt For For Incorporated's common stock, no par value, in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of November 8, 2018, as may be amended from time to time, by and among II-VI Incorporated, a Pennsylvania corporation, Mutation Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Finisar Corporation, a Delaware corporation. 2. Proposal to approve adjournments of II-VI Mgmt For For Incorporated's special meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the share issuance proposal described above. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 934963679 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Aneel Bhusri Mgmt For For 1b. Election of Director: Andy D. Bryant Mgmt For For 1c. Election of Director: Reed E. Hundt Mgmt For For 1d. Election of Director: Omar Ishrak Mgmt For For 1e. Election of Director: Risa Lavizzo-Mourey Mgmt For For 1f. Election of Director: Tsu-Jae King Liu Mgmt For For 1g. Election of Director: Gregory D. Smith Mgmt For For 1h. Election of Director: Robert ("Bob") H. Mgmt For For Swan 1i. Election of Director: Andrew Wilson Mgmt For For 1j. Election of Director: Frank D. Yeary Mgmt For For 2. Ratification of selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for 2019 3. Advisory vote to approve executive Mgmt Against Against compensation of our listed officers 4. Approval of amendment and restatement of Mgmt For For the 2006 Equity Incentive Plan 5. Stockholder proposal on whether to allow Shr For Against stockholders to act by written consent, if properly presented 6. Stockholder proposal requesting a report on Shr Against For the risks associated with emerging public policies addressing the gender pay gap, if properly presented 7. Stockholder proposal requesting an annual Shr Against For advisory vote on political contributions, if properly presented -------------------------------------------------------------------------------------------------------------------------- INTER PARFUMS, INC. Agenda Number: 934862738 -------------------------------------------------------------------------------------------------------------------------- Security: 458334109 Meeting Type: Annual Meeting Date: 14-Sep-2018 Ticker: IPAR ISIN: US4583341098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jean Madar Mgmt For For Philippe Benacin Mgmt For For Russell Greenberg Mgmt For For Philippe Santi Mgmt For For Francois Heilbronn Mgmt For For Robert Bensoussan Mgmt For For Patrick Choel Mgmt For For Michel Dyens Mgmt For For Veronique Gabai-Pinsky Mgmt For For Gilbert Harrison Mgmt For For 2. To vote for the advisory resolution to Mgmt Against Against approve executive compensation. -------------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Agenda Number: 934939298 -------------------------------------------------------------------------------------------------------------------------- Security: 494368103 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: KMB ISIN: US4943681035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Abelardo E. Bru Mgmt For For 1b. Election of Director: Robert W. Decherd Mgmt For For 1c. Election of Director: Thomas J. Falk Mgmt For For 1d. Election of Director: Fabian T. Garcia Mgmt For For 1e. Election of Director: Michael D. Hsu Mgmt For For 1f. Election of Director: Mae C. Jemison, M.D. Mgmt For For 1g. Election of Director: Nancy J. Karch Mgmt For For 1h. Election of Director: S. Todd Maclin Mgmt For For 1i. Election of Director: Sherilyn S. McCoy Mgmt For For 1j. Election of Director: Christa S. Quarles Mgmt For For 1k. Election of Director: Ian C. Read Mgmt For For 1l. Election of Director: Marc J. Shapiro Mgmt For For 1m. Election of Director: Dunia A. Shive Mgmt For For 1n. Election of Director: Michael D. White Mgmt For For 2. Ratification of Auditor Mgmt For For 3. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 934959668 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard D. Kinder Mgmt For For 1b. Election of Director: Steven J. Kean Mgmt For For 1c. Election of Director: Kimberly A. Dang Mgmt For For 1d. Election of Director: Ted A. Gardner Mgmt For For 1e. Election of Director: Anthony W. Hall, Jr. Mgmt For For 1f. Election of Director: Gary L. Hultquist Mgmt For For 1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For 1h. Election of Director: Deborah A. Macdonald Mgmt For For 1i. Election of Director: Michael C. Morgan Mgmt For For 1j. Election of Director: Arthur C. Mgmt For For Reichstetter 1k. Election of Director: Fayez Sarofim Mgmt For For 1l. Election of Director: C. Park Shaper Mgmt For For 1m. Election of Director: William A. Smith Mgmt For For 1n. Election of Director: Joel V. Staff Mgmt For For 1o. Election of Director: Robert F. Vagt Mgmt For For 1p. Election of Director: Perry M. Waughtal Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 3. Approval, on an advisory basis, of the Mgmt Against Against compensation of our named executive officers, as disclosed in the Proxy Statement -------------------------------------------------------------------------------------------------------------------------- LOEWS CORPORATION Agenda Number: 934963617 -------------------------------------------------------------------------------------------------------------------------- Security: 540424108 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: L ISIN: US5404241086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ann E. Berman Mgmt For For 1b. Election of Director: Joseph L. Bower Mgmt For For 1c. Election of Director: Charles D. Davidson Mgmt For For 1d. Election of Director: Charles M. Diker Mgmt For For 1e. Election of Director: Paul J. Fribourg Mgmt For For 1f. Election of Director: Walter L. Harris Mgmt For For 1g. Election of Director: Philip A. Laskawy Mgmt For For 1h. Election of Director: Susan P. Peters Mgmt For For 1i. Election of Director: Andrew H. Tisch Mgmt For For 1j. Election of Director: James S. Tisch Mgmt For For 1k. Election of Director: Jonathan M. Tisch Mgmt For For 1l. Election of Director: Anthony Welters Mgmt For For 2. Approve, on an advisory basis, executive Mgmt Against Against compensation. 3. Ratify Deloitte & Touche LLP as independent Mgmt For For auditors. 4. Shareholder proposal requesting certain Shr Against For disclosures regarding political contributions, if presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 934889215 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 07-Dec-2018 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard H. Anderson Mgmt For For 1b. Election of Director: Craig Arnold Mgmt For For 1c. Election of Director: Scott C. Donnelly Mgmt For For 1d. Election of Director: Randall J. Hogan III Mgmt For For 1e. Election of Director: Omar Ishrak Mgmt For For 1f. Election of Director: Michael O. Leavitt Mgmt For For 1g. Election of Director: James T. Lenehan Mgmt For For 1h. Election of Director: Elizabeth Nabel, M.D. Mgmt For For 1i. Election of Director: Denise M. O'Leary Mgmt For For 1j. Election of Director: Kendall J. Powell Mgmt For For 2. To ratify, in a non-binding vote, the Mgmt For For re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. To approve in a non-binding advisory vote, Mgmt Against Against named executive officer compensation (a "Say-on-Pay" vote). -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934884544 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 28-Nov-2018 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William H. Gates lll Mgmt For For 1b. Election of Director: Reid G. Hoffman Mgmt For For 1c. Election of Director: Hugh F. Johnston Mgmt For For 1d. Election of Director: Teri L. List-Stoll Mgmt For For 1e. Election of Director: Satya Nadella Mgmt For For 1f. Election of Director: Charles H. Noski Mgmt For For 1g. Election of Director: Helmut Panke Mgmt For For 1h. Election of Director: Sandra E. Peterson Mgmt For For 1i. Election of Director: Penny S. Pritzker Mgmt For For 1j. Election of Director: Charles W. Scharf Mgmt For For 1k. Election of Director: Arne M. Sorenson Mgmt For For 1l. Election of Director: John W. Stanton Mgmt For For 1m. Election of Director: John W. Thompson Mgmt For For 1n. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt Against Against officer compensation 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2019 -------------------------------------------------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. Agenda Number: 934861142 -------------------------------------------------------------------------------------------------------------------------- Security: 64115T104 Meeting Type: Annual Meeting Date: 12-Sep-2018 Ticker: NTCT ISIN: US64115T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alfred Grasso Mgmt For For Vincent J. Mullarkey Mgmt For For 2. To approve the amendment and restatement of Mgmt For For our 2011 Employee Stock Purchase Plan to increase the number of shares of our common stock authorized for issuance thereunder by 3,000,000 shares and make certain other changes described in Proposal 2 in the proxy materials. 3. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP to serve as our independent registered public accounting firm for the fiscal year ending March 31, 2019. 4. To approve, on an advisory basis, the Mgmt Against Against compensation of our named executive officers, as disclosed in the proxy statement in accordance with Securities and Exchange Commission rules. -------------------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Agenda Number: 934879644 -------------------------------------------------------------------------------------------------------------------------- Security: 701094104 Meeting Type: Annual Meeting Date: 24-Oct-2018 Ticker: PH ISIN: US7010941042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Lee C. Banks Mgmt For For 1b. Election of director: Robert G. Bohn Mgmt For For 1c. Election of director: Linda S. Harty Mgmt For For 1d. Election of director: Kevin A. Lobo Mgmt For For 1e. Election of director: Candy M. Obourn Mgmt For For 1f. Election of director: Joseph Scaminace Mgmt For For 1g. Election of director: Ake Svensson Mgmt For For 1h. Election of director: James R. Verrier Mgmt For For 1i. Election of director: James L. Wainscott Mgmt For For 1j. Election of director: Thomas L. Williams Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. 3. Approval of, on a non-binding, advisory Mgmt Against Against basis, the compensation of our Named Executive Officers. 4. Approval of an amendment to our Code of Mgmt For For Regulations to permit proxy access. 5. Amendment to our Code of Regulations to Mgmt For For allow the Board to amend our Code of Regulations to the extent permitted by Ohio law. -------------------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Agenda Number: 934913749 -------------------------------------------------------------------------------------------------------------------------- Security: 773903109 Meeting Type: Annual Meeting Date: 05-Feb-2019 Ticker: ROK ISIN: US7739031091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR Blake D. Moret Mgmt For For Thomas W. Rosamilia Mgmt For For Patricia A. Watson Mgmt For For B. To approve the selection of Deloitte & Mgmt For For Touche LLP as the Corporation's independent registered public accounting firm. C. To approve, on an advisory basis, the Mgmt Against Against compensation of the Corporation's named executive officers. -------------------------------------------------------------------------------------------------------------------------- RPM INTERNATIONAL INC. Agenda Number: 934873438 -------------------------------------------------------------------------------------------------------------------------- Security: 749685103 Meeting Type: Annual Meeting Date: 04-Oct-2018 Ticker: RPM ISIN: US7496851038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the amendment of the Amended and Mgmt For For Restated Certificate of Incorporation. 2. Approve the amendment of the Amended and Mgmt For For Restated By-Laws. 3. DIRECTOR John P. Abizaid Mgmt For For John M. Ballbach Mgmt For For Bruce A. Carbonari Mgmt For For Jenniffer D. Deckard Mgmt For For Salvatore D. Fazzolari Mgmt For For 4. Approve the Company's executive Mgmt Against Against compensation. 5. Approve the amendment of the 2014 Omnibus Mgmt For For Plan. 6. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Agenda Number: 934975787 -------------------------------------------------------------------------------------------------------------------------- Security: 87165B103 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: SYF ISIN: US87165B1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Margaret M. Keane Mgmt For For 1b. Election of Director: Paget L. Alves Mgmt For For 1c. Election of Director: Arthur W. Coviello, Mgmt For For Jr. 1d. Election of Director: William W. Graylin Mgmt For For 1e. Election of Director: Roy A. Guthrie Mgmt For For 1f. Election of Director: Richard C. Hartnack Mgmt For For 1g. Election of Director: Jeffrey G. Naylor Mgmt For For 1h. Election of Director: Laurel J. Richie Mgmt For For 1i. Election of Director: Olympia J. Snowe Mgmt For For 1j. Election of Director: Ellen M. Zane Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation 3. Ratification of Selection of KPMG LLP as Mgmt For For Independent Registered Public Accounting Firm of the Company for 2019 -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934940328 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. A. Blinn Mgmt For For 1b. Election of Director: T. M. Bluedorn Mgmt For For 1c. Election of Director: J. F. Clark Mgmt For For 1d. Election of Director: C. S. Cox Mgmt For For 1e. Election of Director: M. S. Craighead Mgmt For For 1f. Election of Director: J. M. Hobby Mgmt For For 1g. Election of Director: R. Kirk Mgmt For For 1h. Election of Director: P. H. Patsley Mgmt For For 1i. Election of Director: R. E. Sanchez Mgmt For For 1j. Election of Director: R. K. Templeton Mgmt For For 2. Board proposal regarding advisory approval Mgmt Against Against of the Company's executive compensation. 3. Board proposal to ratify the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934941609 -------------------------------------------------------------------------------------------------------------------------- Security: 064058100 Meeting Type: Annual Meeting Date: 09-Apr-2019 Ticker: BK ISIN: US0640581007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Steven D. Black Mgmt For For 1b. Election of Director: Linda Z. Cook Mgmt For For 1c. Election of Director: Joseph J. Echevarria Mgmt For For 1d. Election of Director: Edward P. Garden Mgmt For For 1e. Election of Director: Jeffrey A. Goldstein Mgmt For For 1f. Election of Director: John M. Hinshaw Mgmt For For 1g. Election of Director: Edmund F. "Ted" Kelly Mgmt For For 1h. Election of Director: Jennifer B. Morgan Mgmt For For 1i. Election of Director: Elizabeth E. Robinson Mgmt For For 1j. Election of Director: Charles W. Scharf Mgmt For For 1k. Election of Director: Samuel C. Scott III Mgmt For For 1l. Election of Director: Alfred "Al" W. Zollar Mgmt For For 2. Advisory resolution to approve the 2018 Mgmt Against Against compensation of our named executive officers. 3. Ratification of KPMG LLP as our independent Mgmt For For auditor for 2019. 4. Amendment to Restated Certificate of Mgmt For For Incorporation to enhance stockholder written consent rights. 5. Approval of 2019 Long-Term Incentive Plan. Mgmt For For 6. Stockholder proposal regarding pay equity Shr Against For report. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 934941750 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 29-Apr-2019 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert A. Bradway Mgmt For For 1b. Election of Director: David L. Calhoun Mgmt For For 1c. Election of Director: Arthur D. Collins Jr. Mgmt For For 1d. Election of Director: Edmund P. Mgmt For For Giambastiani Jr. 1e. Election of Director: Lynn J. Good Mgmt For For 1f. Election of Director: Nikki R. Haley Mgmt For For 1g. Election of Director: Lawrence W. Kellner Mgmt For For 1h. Election of Director: Caroline B. Kennedy Mgmt For For 1i. Election of Director: Edward M. Liddy Mgmt For For 1j. Election of Director: Dennis A. Muilenburg Mgmt For For 1k. Election of Director: Susan C. Schwab Mgmt For For 1l. Election of Director: Ronald A. Williams Mgmt For For 1m. Election of Director: Mike S. Zafirovski Mgmt For For 2. Approve, on an Advisory Basis, Named Mgmt Against Against Executive Officer Compensation. 3. Ratify the Appointment of Deloitte & Touche Mgmt For For LLP as Independent Auditor for 2019. 4. Additional Report on Lobbying Activities. Shr Against For 5. Impact of Share Repurchases on Performance Shr For Against Metrics. 6. Independent Board Chairman. Shr For Against 7. Remove Size Limit on Proxy Access Group. Shr For Against 8. Mandatory Retention of Significant Stock by Shr For Against Executives -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 934966687 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John K. Adams, Jr. Mgmt For For 1b. Election of Director: Stephen A. Ellis Mgmt For For 1c. Election of Director: Arun Sarin Mgmt For For 1d. Election of Director: Charles R. Schwab Mgmt For For 1e. Election of Director: Paula A. Sneed Mgmt For For 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as independent auditors 3. Advisory vote to approve named executive Mgmt Against Against officer compensation 4. Stockholder Proposal requesting annual Shr Against For disclosure of EEO-1 data -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934940164 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph Alvarado Mgmt For For 1b. Election of Director: Charles E. Bunch Mgmt For For 1c. Election of Director: Debra A. Cafaro Mgmt For For 1d. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1e. Election of Director: William S. Demchak Mgmt For For 1f. Election of Director: Andrew T. Feldstein Mgmt For For 1g. Election of Director: Richard J. Harshman Mgmt For For 1h. Election of Director: Daniel R. Hesse Mgmt For For 1i. Election of Director: Richard B. Kelson Mgmt For For 1j. Election of Director: Linda R. Medler Mgmt For For 1k. Election of Director: Martin Pfinsgraff Mgmt For For 1l. Election of Director: Toni Townes-Whitley Mgmt For For 1m. Election of Director: Michael J. Ward Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2019. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. -------------------------------------------------------------------------------------------------------------------------- THE WENDY'S COMPANY Agenda Number: 934995385 -------------------------------------------------------------------------------------------------------------------------- Security: 95058W100 Meeting Type: Annual Meeting Date: 04-Jun-2019 Ticker: WEN ISIN: US95058W1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nelson Peltz Mgmt For For 1b. Election of Director: Peter W. May Mgmt For For 1c. Election of Director: Kristin A. Dolan Mgmt For For 1d. Election of Director: Kenneth W. Gilbert Mgmt For For 1e. Election of Director: Dennis M. Kass Mgmt For For 1f. Election of Director: Joseph A. Levato Mgmt For For 1g. Election of Director: Michelle J. Mgmt For For Mathews-Spradlin 1h. Election of Director: Matthew H. Peltz Mgmt For For 1i. Election of Director: Todd A. Penegor Mgmt For For 1j. Election of Director: Peter H. Rothschild Mgmt For For 1k. Election of Director: Arthur B. Winkleblack Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2019. 3. Advisory resolution to approve executive Mgmt Against Against compensation. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 934943261 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Vittorio Colao Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Kathryn A. Tesija Mgmt For For 1i. Election of Director: Hans E. Vestberg Mgmt For For 1j. Election of Director: Gregory G. Weaver Mgmt For For 2. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote to Approve Executive Mgmt Against Against Compensation 4. Nonqualified Savings Plan Earnings Shr For Against 5. Independent Chair Shr For Against 6. Report on Online Child Exploitation Shr Against For 7. Cybersecurity and Data Privacy Shr Against For 8. Severance Approval Policy Shr Against For -------------------------------------------------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Agenda Number: 934880673 -------------------------------------------------------------------------------------------------------------------------- Security: 958102105 Meeting Type: Annual Meeting Date: 07-Nov-2018 Ticker: WDC ISIN: US9581021055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Martin I. Cole Mgmt For For 1b. Election of Director: Kathleen A. Cote Mgmt For For 1c. Election of Director: Henry T. DeNero Mgmt For For 1d. Election of Director: Tunc Doluca Mgmt For For 1e. Election of Director: Michael D. Lambert Mgmt For For 1f. Election of Director: Len J. Lauer Mgmt For For 1g. Election of Director: Matthew E. Massengill Mgmt For For 1h. Election of Director: Stephen D. Milligan Mgmt For For 1i. Election of Director: Paula A. Price Mgmt For For 2. To approve on an advisory basis the named Mgmt Against Against executive officer compensation disclosed in the Proxy Statement. 3. To approve an amendment and restatement of Mgmt For For our 2017 Performance Incentive Plan that would, among other things, increase by 6,000,000 the number of shares of our common stock available for issuance under the plan. 4. To approve an amendment and restatement of Mgmt For For our 2005 Employee Stock Purchase Plan that would, among other things, increase by 10,000,000 the number of shares of our common stock available for issuance under the plan. 5. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending June 28, 2019. -------------------------------------------------------------------------------------------------------------------------- WESTLAKE CHEMICAL CORPORATION Agenda Number: 934959365 -------------------------------------------------------------------------------------------------------------------------- Security: 960413102 Meeting Type: Annual Meeting Date: 17-May-2019 Ticker: WLK ISIN: US9604131022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Albert Chao Mgmt For For David Chao Mgmt For For Michael J. Graff Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- XILINX, INC. Agenda Number: 934848067 -------------------------------------------------------------------------------------------------------------------------- Security: 983919101 Meeting Type: Annual Meeting Date: 01-Aug-2018 Ticker: XLNX ISIN: US9839191015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Dennis Segers Mgmt For For 1b. Election of Director: Raman Chitkara Mgmt For For 1c. Election of Director: Saar Gillai Mgmt For For 1d. Election of Director: Ronald S. Jankov Mgmt For For 1e. Election of Director: Mary Louise Krakauer Mgmt For For 1f. Election of Director: Thomas H. Lee Mgmt For For 1g. Election of Director: J. Michael Patterson Mgmt For For 1h. Election of Director: Victor Peng Mgmt For For 1i. Election of Director: Albert A. Pimentel Mgmt For For 1j. Election of Director: Marshall C. Turner Mgmt For For 1k. Election of Director: Elizabeth W. Mgmt For For Vanderslice 2. Amendment to Company's 1990 Employee Mgmt For For Qualified Stock Purchase Plan to increase the shares reserved for issuance by 3,000,000. 3. Amendment to Company's 2007 Equity Mgmt For For Incentive Plan to increase shares reserved for issuance thereunder by 3,000,000 shares. 4. Proposal to approve, on an advisory basis, Mgmt Against Against the compensation of the Company's named executive officers. 5. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as the Company's external auditors for fiscal 2019. -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 934962110 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Juan Ramon Alaix Mgmt For For 1.2 Election of Director: Paul M. Bisaro Mgmt For For 1.3 Election of Director: Frank A. D'Amelio Mgmt For For 1.4 Election of Director: Michael B. Mgmt For For McCallister 2. Advisory vote to approve our executive Mgmt Against Against compensation (Say on Pay) 3. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2019. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Jeffrey T. Rauman Name Jeffrey T. Rauman Title President, Chief Executive Officer, Principal Executive Officer Date 08/19/2019