0000894189-16-011298.txt : 20160819
0000894189-16-011298.hdr.sgml : 20160819
20160819155945
ACCESSION NUMBER: 0000894189-16-011298
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160819
DATE AS OF CHANGE: 20160819
EFFECTIVENESS DATE: 20160819
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORS SERIES TRUST
CENTRAL INDEX KEY: 0001027596
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07959
FILM NUMBER: 161843205
BUSINESS ADDRESS:
STREET 1: U.S BANCORP FUND SERVICES, LLC
STREET 2: 615 E MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-5340
MAIL ADDRESS:
STREET 1: 615 E MICHIGAN STREET
STREET 2: MK-WI-LC2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
0001027596
S000027249
Poplar Forest Partners Fund
C000082237
Class A
PFPFX
C000082238
Institutional Class
IPFPX
0001027596
S000047728
Poplar Forest Outliers Fund
C000149953
Class A
PFOFX
C000149954
Institutional Class
IPFOX
0001027596
S000047729
Poplar Forest Cornerstone Fund
C000149955
Class A
PFCFX
C000149956
Institutional Class
IPFCX
N-PX
1
poplar_npx.txt
ANNUAL REPORT OF PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07959
NAME OF REGISTRANT: Advisors Series Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Douglas G. Hess
Advisors Series Trust, c/o
U.S. Bancorp Fund Services,
LLC
777 East Wisconsin Avenue,
5th Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6609
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
Poplar Forest Cornerstone Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934344045
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2016
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3 SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 934348524
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2016
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.L. BURNSIDE Mgmt For For
BRETT J. HART Mgmt For For
EDWARD J. RAPP Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION
4. APPROVAL OF A MANAGEMENT PROPOSAL REGARDING Mgmt For For
THE ANNUAL ELECTION OF DIRECTORS
5. APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE ABBVIE
PERFORMANCE INCENTIVE PLAN
6. STOCKHOLDER PROPOSAL - DRUG DISPOSAL REPORT Shr Against For
7. STOCKHOLDER PROPOSAL - LOBBYING REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AECOM Agenda Number: 934321821
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 02-Mar-2016
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. FORDYCE Mgmt For For
SENATOR W.H. FRIST, M.D Mgmt For For
LINDA GRIEGO Mgmt For For
DOUGLAS W. STOTLAR Mgmt For For
DANIEL R. TISHMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
3. APPROVAL OF 2016 STOCK INCENTIVE PLAN. Mgmt Against Against
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934356735
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 11-May-2016
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1B. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: PETER D. HANCOCK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA A. MILLS Mgmt For For
1L. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN A. PAULSON Mgmt For For
1N. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1O. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1P. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION Agenda Number: 934416151
--------------------------------------------------------------------------------------------------------------------------
Security: 03674X106
Meeting Type: Annual
Meeting Date: 22-Jun-2016
Ticker: AR
ISIN: US03674X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD W. CONNOR Mgmt For For
ROBERT J. CLARK Mgmt For For
BENJAMIN A. HARDESTY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ANTERO RESOURCES CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING A METHANE EMISSIONS REPORT, IF
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 934384001
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR
1D. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1F. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1H. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1I. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1K. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1M. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
4. A STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr Against For
VOTE STANDARD FOR ALL NON-BINDING
STOCKHOLDER PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934269172
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 22-Sep-2015
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RESOLVED, THAT THE BANK OF AMERICA Mgmt For For
CORPORATION STOCKHOLDERS HEREBY RATIFY THE
OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S
BYLAWS THAT PERMIT THE COMPANY'S BOARD OF
DIRECTORS THE DISCRETION TO DETERMINE THE
BOARD'S LEADERSHIP STRUCTURE, INCLUDING
APPOINTING AN INDEPENDENT CHAIRMAN, OR
APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN
THE CHAIRMAN IS NOT AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934341568
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt Against Against
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934375925
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.B. CUMMINGS JR. Mgmt For For
1B. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I.G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. AMENDMENT TO THE CHEVRON CORPORATION Mgmt For For
NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION
AND DEFERRAL PLAN
5. REPORT ON LOBBYING Shr Against For
6. ADOPT TARGETS TO REDUCE GHG EMISSIONS Shr Against For
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Against For
8. REPORT ON RESERVE REPLACEMENTS Shr Against For
9. ADOPT DIVIDEND POLICY Shr Against For
10. REPORT ON SHALE ENERGY OPERATIONS Shr Against For
11. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
12. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934284592
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2015
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1E. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1G. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2016.
4. APPROVAL TO REQUEST THE BOARD MAKE EFFORTS Shr Against For
TO IMPLEMENT A SET OF PRINCIPLES CALLED THE
"HOLY LAND PRINCIPLES" APPLICABLE TO
CORPORATIONS DOING BUSINESS IN
PALESTINE-ISRAEL.
5. APPROVAL TO REQUEST THE BOARD TO ADOPT, AND Shr For Against
PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY
ACCESS" BYLAW AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934339183
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1M. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1N. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1O. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1P. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP Mgmt For For
2014 STOCK INCENTIVE PLAN AUTHORIZING
ADDITIONAL SHARES.
5. APPROVAL OF THE AMENDED AND RESTATED 2011 Mgmt For For
CITIGROUP EXECUTIVE PERFORMANCE PLAN.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
DEMONSTRATING THE COMPANY DOES NOT HAVE A
GENDER PAY GAP.
7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD APPOINT A STOCKHOLDER VALUE
COMMITTEE.
9. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY.
10. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY PROHIBITING THE
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 934400071
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
DAVID A. HAGER Mgmt For For
ROBERT H. HENRY Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2016.
4. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
5. REPORT ON THE IMPACT OF POTENTIAL CLIMATE Shr Against For
CHANGE POLICIES.
6. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
7. REMOVE RESERVE ADDITION METRICS FROM THE Shr Against For
DETERMINATION OF EXECUTIVE INCENTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 934310260
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 02-Feb-2016
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A.H. BOERSIG Mgmt For For
J.B. BOLTEN Mgmt For For
M.S. LEVATICH Mgmt For For
R.L. STEPHENSON Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
7. APPROVAL OF THE STOCKHOLDER PROPOSAL ON Shr Against For
GREENHOUSE GAS EMISSIONS AS DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY INSTL CASH PORTFOLIOS Agenda Number: 934286421
--------------------------------------------------------------------------------------------------------------------------
Security: 316175207
Meeting Type: Special
Meeting Date: 12-Feb-2016
Ticker: FMPXX
ISIN: US3161752072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH S. ACTON Mgmt For For
JOHN ENGLER Mgmt For For
ALBERT R. GAMPER, JR. Mgmt For For
ROBERT F. GARTLAND Mgmt For For
ABIGAIL P. JOHNSON Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
MICHAEL E. KENNEALLY Mgmt For For
JAMES H. KEYES Mgmt For For
MARIE L. KNOWLES Mgmt For For
GEOFFREY A. VON KUHN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 934403825
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. ADKERSON Mgmt For For
GERALD J. FORD Mgmt For For
LYDIA H. KENNARD Mgmt For For
ANDREW LANGHAM Mgmt For For
JON C. MADONNA Mgmt For For
COURTNEY MATHER Mgmt For For
DUSTAN E. MCCOY Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED BY-LAWS TO IMPLEMENT STOCKHOLDER
PROXY ACCESS.
5. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK TO 3,000,000,000.
6. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CLARIFY THAT ANY DIRECTOR MAY BE REMOVED
WITH OR WITHOUT CAUSE.
7. APPROVAL OF THE ADOPTION OF THE Mgmt For For
FREEPORT-MCMORAN INC. 2016 STOCK INCENTIVE
PLAN.
8. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE COMPANY'S ENHANCED OIL RECOVERY
OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934341532
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A15 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt For For
FOR 2016
C1 LOBBYING REPORT Shr Against For
C2 INDEPENDENT CHAIR Shr Against For
C3 HOLY LAND PRINCIPLES Shr Against For
C4 CUMULATIVE VOTING Shr Against For
C5 PERFORMANCE-BASED OPTIONS Shr Against For
C6 HUMAN RIGHTS REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934327063
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 23-Mar-2016
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL AMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS Mgmt For For
1D. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1G. ELECTION OF DIRECTOR: RAYMOND J. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RAYMOND E. OZZIE Mgmt For For
1J. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1L. ELECTION OF DIRECTOR: LIP-BU TAN Mgmt For For
1M. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1N. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
2. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2016
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934338092
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: K.I. CHENAULT
1B. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: M.L. ESKEW
1C. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: D.N. FARR
1D. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: M. FIELDS
1E. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: A. GORSKY
1F. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: S.A. JACKSON
1G. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: A.N. LIVERIS
1H. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: W.J. MCNERNEY, JR.
1I. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: H.S. OLAYAN
1J. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: J.W. OWENS
1K. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: V.M. ROMETTY
1L. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: J.E. SPERO
1M. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: S. TAUREL
1N. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: P.R. VOSER
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 55)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 56)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 58)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT (PAGE 59)
6. STOCKHOLDER PROPOSAL TO HAVE AN INDEPENDENT Shr Against For
BOARD CHAIRMAN (PAGE 60)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934340984
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. SHAREHOLDER PROPOSAL - POLICY FOR SHARE Shr Against For
REPURCHASE PREFERENCE
5. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
6. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING Shr Against For
DISCLOSURE
7. SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS Shr Against For
FOR UNUSED MEDICINES
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934367257
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN Shr Against For
INDEPENDENT CHAIR
5. HOW VOTES ARE COUNTED - COUNT VOTES USING Shr Against For
ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS
6. VESTING FOR GOVERNMENT SERVICE -PROHIBIT Shr Against For
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO
ENTER GOVERNMENT SERVICE
7. APPOINT A STOCKHOLDER VALUE COMMITTEE - Shr Against For
ADDRESS WHETHER DIVESTITURE OF ALL NON-CORE
BANKING BUSINESS SEGMENTS WOULD ENHANCE
SHAREHOLDER VALUE
8. CLAWBACK AMENDMENT - DEFER COMPENSATION FOR Shr Against For
10 YEARS TO HELP SATISFY ANY MONETARY
PENALTY ASSOCIATED WITH VIOLATION OF LAW
9. EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A Shr Against For
BALANCED EXECUTIVE COMPENSATION PHILOSOPHY
WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S
ETHICAL CONDUCT AND PUBLIC REPUTATION
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 934401922
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 03-Jun-2016
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHELDON G. ADELSON Mgmt For For
IRWIN CHAFETZ Mgmt For For
ROBERT G. GOLDSTEIN Mgmt For For
CHARLES A. KOPPELMAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2016
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 934383465
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 27-May-2016
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
WILLIAM H. CUNNINGHAM
1.2 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
GEORGE W. HENDERSON, III
1.3 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
ERIC G. JOHNSON
1.4 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
M. LEANNE LACHMAN
1.5 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
WILLIAM PORTER PAYNE
1.6 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
PATRICK S. PITTARD
1.7 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
ISAIAH TIDWELL
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
3. THE APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT Shr Against For
SIMPLE MAJORITY VOTE IN OUR ARTICLES AND
BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 934364073
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: ANN LEWNES Mgmt For For
1E. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1J. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934378515
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
4. SHAREHOLDER PROPOSAL TO ADOPT A Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
DISPOSAL OF UNUSED OR EXPIRED DRUGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934405425
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 14-Jun-2016
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. ADVISORY VOTE TO ADOPT A BY-LAW DESIGNATING Mgmt For For
DELAWARE THE EXCLUSIVE FORUM FOR CERTAIN
LEGAL ACTIONS
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For
THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT
DIRECTOR
6. SHAREHOLDER PROPOSAL TO ADOPT SHAREHOLDER Shr Against For
RIGHT TO ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934290329
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2015
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2016
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 934310323
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 21-Jan-2016
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MITCHELL JACOBSON Mgmt For For
DAVID SANDLER Mgmt For For
ERIK GERSHWIND Mgmt For For
JONATHAN BYRNES Mgmt For For
ROGER FRADIN Mgmt For For
LOUISE GOESER Mgmt For For
MICHAEL KAUFMANN Mgmt For For
DENIS KELLY Mgmt For For
STEVEN PALADINO Mgmt For For
PHILIP PELLER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934349261
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt For For
1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1M. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE RENEWAL AND AMENDMENT OF Mgmt Against Against
THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN.
5. ESTABLISH BOARD COMMITTEE ON Shr Against For
SUSTAINABILITY.
6. REPORT ON MINIMIZING IMPACTS OF NEONICS. Shr Against For
7. POLICY REGARDING HOLY LAND PRINCIPLES. Shr Against For
8. ADOPT QUANTITATIVE RENEWABLE ENERGY Shr Against For
TARGETS.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934341203
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1H. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
LOBBYING ACTIVITIES
5. SHAREHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
DIRECTOR ELECTIONS
6. SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT Shr Against For
BY WRITTEN CONSENT
7. SHAREHOLDER PROPOSAL REGARDING CERTAIN Shr Against For
TAXABLE EVENTS
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 934368538
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, Mgmt For For
M.D., PH.D.
1D. ELECTION OF DIRECTOR: TIMOTHY L. MAIN Mgmt For For
1E. ELECTION OF DIRECTOR: GARY M. PFEIFFER Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. STANZIONE, Mgmt For For
PH.D.
1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
1J. ELECTION OF DIRECTOR: JOHN B. ZIEGLER Mgmt For For
2. AN ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
EXECUTIVE OFFICER COMPENSATION DISCLOSED IN
THE COMPANY'S 2016 PROXY STATEMENT
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. APPROVAL OF AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934374505
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SARAH J. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN G. FIGUEROA Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. GIMBEL Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H. HANNAH Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS M. HAYES Mgmt For For
1F. ELECTION OF DIRECTOR: MARK V. KAMINSKI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. MCEVOY Mgmt For For
1H. ELECTION OF DIRECTOR: GREGG J. MOLLINS Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREW G. SHARKEY, Mgmt For For
III
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 934342750
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: WILLIAM E. Mgmt For For
ALBRECHT
1B. RE-ELECTION OF DIRECTOR: THOMAS P. BURKE Mgmt For For
1C. RE-ELECTION OF DIRECTOR: SIR GRAHAM HEARNE Mgmt For For
1D. RE-ELECTION OF DIRECTOR: THOMAS R. HIX Mgmt For For
1E. RE-ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1F. RE-ELECTION OF DIRECTOR: SUZANNE P. NIMOCKS Mgmt For For
1G. RE-ELECTION OF DIRECTOR: P. DEXTER PEACOCK Mgmt For For
1H. RE-ELECTION OF DIRECTOR: JOHN J. QUICKE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
U.S. INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. TO APPROVE, AS A NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION...(SEE PROXY
STATEMENT FOR FULL PROPOSAL).
4. TO APPROVE AN AMENDMENT TO THE 2013 ROWAN Mgmt Against Against
COMPANIES INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934332545
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2016
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1C. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1D. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1F. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1G. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1H. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1I. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1J. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2015 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2015
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
5. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO ALLOW THE
BOARD TO FIX THE AUTHORIZED NUMBER OF
DIRECTORS AT A MEETING SUBJECT TO
STOCKHOLDER APPROVAL AND TO REFLECT CHANGES
TO THE CURACAO CIVIL CODE.
6. TO APPROVE A RESOLUTION TO FIX THE NUMBER Mgmt For For
OF DIRECTORS CONSTITUTING THE BOARD OF
DIRECTORS AT NOT MORE THAN 12, SUBJECT TO
APPROVAL OF ITEM 5.
7. TO APPROVE OUR AMENDED AND RESTATED FRENCH Mgmt For For
SUB-PLAN FOR PURPOSES OF QUALIFICATION
UNDER FRENCH LAW, TO PROVIDE RECIPIENTS OF
EQUITY GRANTS THEREUNDER WITH PREFERENTIAL
TAX TREATMENT UNDER FRENCH LAW.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 934329283
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 02-Mar-2016
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: TERRENCE R. CURTIN Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL A. ("JOHN") Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: MARK C. TRUDEAU Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT AND COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT AND COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT AND COMPENSATION
COMMITTEE: JOHN C. VAN SCOTER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS
THE INDEPENDENT PROXY AT THE 2017 ANNUAL
MEETING OF TE CONNECTIVITY AND ANY
SHAREHOLDER MEETING THAT MAY BE HELD PRIOR
TO THAT MEETING
5.1 TO APPROVE THE 2015 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 25, 2015, THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 25, 2015 AND THE SWISS
COMPENSATION REPORT FOR THE FISCAL YEAR
ENDED SEPTEMBER 25, 2015)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 25, 2015
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 25, 2015
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 25, 2015
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. A BINDING VOTE TO APPROVE FISCAL YEAR 2017 Mgmt For For
MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR
EXECUTIVE MANAGEMENT
10. A BINDING VOTE TO APPROVE FISCAL YEAR 2017 Mgmt Against Against
MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR
THE BOARD OF DIRECTORS
11. TO APPROVE THE CARRYFORWARD OF Mgmt For For
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 25, 2015
12. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS EQUAL TO $1.48 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL QUARTERLY
INSTALLMENTS OF $0.37 STARTING WITH THE
THIRD FISCAL QUARTER OF 2016 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2017 PURSUANT
TO THE TERMS OF THE DIVIDEND RESOLUTION
13. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
14. TO APPROVE AUTHORIZED CAPITAL AND RELATED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF TE CONNECTIVITY LTD.
15. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF TE CONNECTIVITY LTD.
16. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE MEETING
--------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION Agenda Number: 934348663
--------------------------------------------------------------------------------------------------------------------------
Security: 26483E100
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: DNB
ISIN: US26483E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT P. CARRIGAN Mgmt For For
1B. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D. ELECTION OF DIRECTOR: L. GORDON CROVITZ Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES N. FERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. MANNING Mgmt For For
1I. ELECTION OF DIRECTOR: RANDALL D. MOTT Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. REINSDORF Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
4. RE-APPROVAL OF THE COMPANY'S COVERED Mgmt For For
EMPLOYEE INCENTIVE PLAN, AS AMENDED AND
RESTATED.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934272787
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2015
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1B. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1F. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1G. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: DAVID S. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1L. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1M. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION (THE "SAY ON PAY" VOTE)
4. SHAREHOLDER PROPOSAL - PROXY ACCESS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 934394785
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2016
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1E. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1F. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1G. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Mgmt For For
1J. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1K. ELECTION OF DIRECTOR: STEUART L. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. APPROVAL OF THE WAL-MART STORES, INC. 2016 Mgmt For For
ASSOCIATE STOCK PURCHASE PLAN
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
5. REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN Shr Against For
POLICY
6. REQUEST FOR ANNUAL REPORT REGARDING Shr Against For
INCENTIVE COMPENSATION PLANS
7. REQUEST FOR REPORT REGARDING CRITERIA FOR Shr Against For
OPERATING IN HIGH- RISK REGIONS
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 934346986
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1I. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. MICHELSON Mgmt For For
1K. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
1L. ELECTION OF DIRECTOR: JEFFREY K. RHODES Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVE THE AMENDED 2009 STOCK INCENTIVE Mgmt Against Against
PLAN
Poplar Forest Outliers Fund
--------------------------------------------------------------------------------------------------------------------------
AECOM Agenda Number: 934321821
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 02-Mar-2016
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. FORDYCE Mgmt For For
SENATOR W.H. FRIST, M.D Mgmt For For
LINDA GRIEGO Mgmt For For
DOUGLAS W. STOTLAR Mgmt For For
DANIEL R. TISHMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
3. APPROVAL OF 2016 STOCK INCENTIVE PLAN. Mgmt Against Against
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 934282005
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Special
Meeting Date: 19-Oct-2015
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF AETNA INC. Mgmt For For
COMMON SHARES, PAR VALUE $0.01 PER SHARE
("AETNA COMMON SHARES"), TO HUMANA INC.
STOCKHOLDERS IN THE MERGER BETWEEN ECHO
MERGER SUB, INC., A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF AETNA INC.,
AND HUMANA INC. PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF JULY 2,
2015, AMONG AETNA INC., ECHO MERGER SUB,
INC., ECHO MERGER SUB, LLC, A DELAWARE
LIMITED LIABILITY COMPANY AND WHOLLY OWNED
SUBSIDIARY OF AETNA INC., AND HUMANA INC.,
AS IT MAY BE AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS OF AETNA INC. IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES TO APPROVE
THE ISSUANCE OF AETNA COMMON SHARES
PURSUANT TO THE MERGER AGREEMENT AT THE
TIME OF THE SPECIAL MEETING OF SHAREHOLDERS
OF AETNA INC.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 934370646
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 20-May-2016
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
1L. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. APPROVAL OF AETNA INC. 2016 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
4. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
5. SHAREHOLDER PROPOSAL TO REQUIRE CERTAIN Shr For Against
ADDITIONAL DISCLOSURE OF POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 934227225
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 10-Jul-2015
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STAN A. ASKREN Mgmt For For
MATTHEW J. ESPE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
TAO HUANG Mgmt For For
MICHAEL F. JOHNSTON Mgmt For For
JEFFREY LIAW Mgmt For For
LARRY S. MCWILLIAMS Mgmt For For
JAMES C. MELVILLE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JOHN J. ROBERTS Mgmt For For
GREGORY P. SPIVY Mgmt For For
RICHARD E. WENZ Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 934384001
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR
1D. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1F. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1H. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1I. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1K. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1M. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
4. A STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr Against For
VOTE STANDARD FOR ALL NON-BINDING
STOCKHOLDER PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 934420097
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 07-Jun-2016
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GIL SHWED Mgmt For For
1B. ELECTION OF DIRECTOR: MARIUS NACHT Mgmt For For
1C. ELECTION OF DIRECTOR: JERRY UNGERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAN PROPPER Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID RUBNER Mgmt For For
1F. ELECTION OF DIRECTOR: DR. TAL SHAVIT Mgmt For For
2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For
OF KOST, FORER, GABBAY & KASIERER, A MEMBER
OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
3. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER.
4. READOPT CHECK POINT'S EXECUTIVE Mgmt For For
COMPENSATION POLICY.
5A. THE UNDERSIGNED IS A CONTROLLING Mgmt Against
SHAREHOLDER OR HAS A PERSONAL INTEREST IN
ITEM 3. MARK "FOR" = YES OR "AGAINST" = NO
5B. THE UNDERSIGNED IS A CONTROLLING Mgmt Against
SHAREHOLDER OR HAS A PERSONAL INTEREST IN
ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 934356393
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 10-May-2016
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELLEN R. ALEMANY Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CARPENTER Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN FRANK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN T. MNUCHIN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN J. OROS Mgmt For For
1H. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1I. ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: VICE ADMIRAL JOHN R. Mgmt For For
RYAN, USN (RET.)
1K. ELECTION OF DIRECTOR: SHEILA A. STAMPS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND EXTERNAL AUDITORS FOR 2016.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE CIT GROUP INC. 2016 OMNIBUS Mgmt For For
INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT TO THE THIRD Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO CHANGE THE
SHAREHOLDER VOTING REQUIREMENT FOR REMOVAL
OF DIRECTORS FROM A SUPERMAJORITY EQUAL TO
66 2/3% OF SHAREHOLDERS AND ONLY FOR CAUSE,
TO A SIMPLE MAJORITY OF SHAREHOLDERS (MORE
THAN 50%) WITH OR WITHOUT CAUSE.
6. TO APPROVE AN AMENDMENT TO THE THIRD Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO REMOVE
ARTICLE TWELFTH, WHICH IS THE INTERNAL
REVENUE CODE SECTION 382(L)(5) NET
OPERATING LOSSES PROVISION.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934406427
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREA ROBERTSON Mgmt For For
JAMES M. RUTLEDGE Mgmt For For
LAUREN C. STATES Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 934409839
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF CLASS II SUPERVISORY Mgmt For For
DIRECTOR: CHARLES L. DUNLAP
1B. RE-ELECTION OF CLASS II SUPERVISORY Mgmt For For
DIRECTOR: LUCIA VAN GEUNS
1C. ELECTION OF CLASS II SUPERVISORY DIRECTOR: Mgmt For For
MICHAEL STRAUGHEN
2A. ELECTION OF CLASS I SUPERVISORY DIRECTOR: Mgmt For For
MARTHA Z. CARNES (PENDING APPROVAL AND
IMPLEMENTATION OF AGENDA ITEM NO. 3 BELOW,
OR IN THE EVENT AGENDA ITEM NO. 3 IS NOT
APPROVED, TO SERVE AS A CLASS II
SUPERVISORY DIRECTOR UNTIL OUR ANNUAL
MEETING IN 2019)
3. TO AMEND ARTICLE 16, SUB-ARTICLE 15 OF OUR Mgmt Against Against
ARTICLES OF ASSOCIATION TO READ IN ITS
ENTIRETY, AS FOLLOWS (THE FOLLOWING BEING
AN ENGLISH TRANSLATION OF THE OFFICIAL
DUTCH TEXT): "THE SUPERVISORY BOARD SHALL
INSTITUTE A RETIREMENT ROTA IN ORDER TO
PRECLUDE, TO THE EXTENT POSSIBLE, A
SITUATION IN WHICH A SUBSTANTIAL NUMBER OF
SUPERVISORY DIRECTORS RETIRE SIMULTANEOUSLY
OR THE COMPOSITION OF THE SUPERVISORY BOARD
IS NOT PROPERLY CONSTITUTED IN THE OPINION
OF THE SUPERVISORY ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PHILOSOPHY, POLICIES AND
PROCEDURES DESCRIBED IN THE SECTION
ENTITLED COMPENSATION DISCUSSION AND
ANALYSIS, AND THE COMPENSATION OF CORE
LABORATORIES N.V.'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO THE
SECURITY AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES, INCLUDING
THE COMPENSATION TABLES
5. TO CONFIRM AND ADOPT OUR DUTCH STATUTORY Mgmt For For
ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2015.
6. TO APPROVE AND RESOLVE THE CANCELLATION OF Mgmt For For
OUR REPURCHASED SHARES HELD AT 12:01 A.M.
CEST ON MAY 19, 2016.
7. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 10%
OF OUR ISSUED SHARE CAPITAL FROM TIME TO
TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER
19, 2017, AND SUCH REPURCHASED SHARES MAY
BE USED FOR ANY LEGAL PURPOSE.
8. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO ISSUE SHARES AND/OR TO GRANT
RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH
RESPECT TO OUR COMMON AND PREFERENCE SHARES
UP TO A MAXIMUM OF 10% OF OUTSTANDING
SHARES PER ANNUM UNTIL NOVEMBER 19, 2017
9. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO LIMIT OR EXCLUDE THE
PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR
COMMON SHARES AND/OR PREFERENCE SHARES UP
TO A MAXIMUM OF 10% OF OUTSTANDING SHARES
PER ANNUM UNTIL NOVEMBER 19, 2017
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 934400071
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
DAVID A. HAGER Mgmt For For
ROBERT H. HENRY Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2016.
4. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
5. REPORT ON THE IMPACT OF POTENTIAL CLIMATE Shr Against For
CHANGE POLICIES.
6. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
7. REMOVE RESERVE ADDITION METRICS FROM THE Shr Against For
DETERMINATION OF EXECUTIVE INCENTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEVRY EDUCATION GROUP INC. Agenda Number: 934286192
--------------------------------------------------------------------------------------------------------------------------
Security: 251893103
Meeting Type: Annual
Meeting Date: 05-Nov-2015
Ticker: DV
ISIN: US2518931033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER B. BEGLEY Mgmt For For
DAVID S. BROWN Mgmt For For
DANIEL M. HAMBURGER Mgmt For For
LYLE LOGAN Mgmt For For
ALAN G. MERTEN Mgmt For For
FERNANDO RUIZ Mgmt For For
RONALD L. TAYLOR Mgmt For For
LISA W. WARDELL Mgmt For For
JAMES D. WHITE Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 934360506
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 13-May-2016
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER P. SHUKIS Mgmt For For
1B. ELECTION OF DIRECTOR: TERENCE B. JUPP Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 934332432
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 20-Apr-2016
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: VICKY A. BAILEY
1B. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: PHILIP G. BEHRMAN, PH.D.
1C. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: KENNETH M. BURKE
1D. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: A. BRAY CARY, JR.
1E. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: MARGARET K. DORMAN
1F. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: DAVID L. PORGES
1G. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: JAMES E. ROHR
1H. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: STEPHEN A. THORINGTON
1I. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: LEE T. TODD, JR., PH.D.
1J. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2017: CHRISTINE J. TORETTI
2. APPROVAL OF A NON-BINDING RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR 2015
(SAY-ON-PAY)
3. APPROVAL OF THE COMPANY'S 2016 EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
FIDELITY INSTL CASH PORTFOLIOS Agenda Number: 934286421
--------------------------------------------------------------------------------------------------------------------------
Security: 316175108
Meeting Type: Special
Meeting Date: 12-Feb-2016
Ticker: FIGXX
ISIN: US3161751082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH S. ACTON Mgmt For For
JOHN ENGLER Mgmt For For
ALBERT R. GAMPER, JR. Mgmt For For
ROBERT F. GARTLAND Mgmt For For
ABIGAIL P. JOHNSON Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
MICHAEL E. KENNEALLY Mgmt For For
JAMES H. KEYES Mgmt For For
MARIE L. KNOWLES Mgmt For For
GEOFFREY A. VON KUHN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIDELITY INSTL CASH PORTFOLIOS Agenda Number: 934286421
--------------------------------------------------------------------------------------------------------------------------
Security: 316175207
Meeting Type: Special
Meeting Date: 12-Feb-2016
Ticker: FMPXX
ISIN: US3161752072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH S. ACTON Mgmt For For
JOHN ENGLER Mgmt For For
ALBERT R. GAMPER, JR. Mgmt For For
ROBERT F. GARTLAND Mgmt For For
ABIGAIL P. JOHNSON Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
MICHAEL E. KENNEALLY Mgmt For For
JAMES H. KEYES Mgmt For For
MARIE L. KNOWLES Mgmt For For
GEOFFREY A. VON KUHN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 934373589
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: GIL
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt For For
DONALD C. BERG Mgmt For For
GLENN J. CHAMANDY Mgmt For For
RUSSELL GOODMAN Mgmt For For
GEORGE HELLER Mgmt For For
ANNE MARTIN-VACHON Mgmt For For
SHEILA O'BRIEN Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 APPROVING AN ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION; SEE SCHEDULE "C" TO THE
MANAGEMENT PROXY CIRCULAR
03 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITORS FOR
THE ENSUING YEAR.
--------------------------------------------------------------------------------------------------------------------------
HORIZON PHARMA PLC Agenda Number: 934383794
--------------------------------------------------------------------------------------------------------------------------
Security: G4617B105
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF CLASS II DIRECTOR: MICHAEL GREY Mgmt For For
1.B ELECTION OF CLASS II DIRECTOR: JEFF Mgmt For For
HIMAWAN, PH.D.
1.C ELECTION OF CLASS II DIRECTOR: RONALD PAULI Mgmt For For
2. APPROVAL OF AN AMENDMENT TO OUR MEMORANDUM Mgmt For For
OF ASSOCIATION.
3. APPROVAL OF AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
ASSOCIATION.
4. AUTHORIZATION FOR US AND/OR ANY OF OUR Mgmt For For
SUBSIDIARIES TO MAKE MARKET PURCHASES OR
OVERSEAS MARKET PURCHASES OF OUR ORDINARY
SHARES.
5. APPROVAL OF OUR AMENDED AND RESTATED 2014 Mgmt For For
EQUITY INCENTIVE PLAN.
6. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2016 AND AUTHORIZATION OF THE AUDIT
COMMITTEE TO DETERMINE THE AUDITORS'
REMUNERATION.
7. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 934281990
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Special
Meeting Date: 19-Oct-2015
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 2, 2015, AMONG
AETNA INC. ("AETNA"), ECHO MERGER SUB,
INC., A DELAWARE CORPORATION AND WHOLLY
OWNED SUBSIDIARY OF AETNA, ECHO MERGER SUB,
LLC, A DELAWARE LIMITED LIABILITY COMPANY
AND WHOLLY OWNED SUBSIDIARY OF AETNA, AND
HUMANA INC., AS IT MAY BE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. ADJOURNMENT FROM TIME TO TIME OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF COMPENSATION THAT WILL OR MAY BE
PAID OR PROVIDED BY HUMANA TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 934335022
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1B) ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C) ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1D) ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1E) ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H) ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I) ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J) ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2016 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION Agenda Number: 934385976
--------------------------------------------------------------------------------------------------------------------------
Security: 527288104
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: LUK
ISIN: US5272881047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA L. ADAMANY Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO L. BORGES Mgmt For For
1D. ELECTION OF DIRECTOR: W. PATRICK CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: BRIAN P. FRIEDMAN Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD B. HANDLER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT E. JOYAL Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY C. KEIL Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. O'KANE Mgmt For For
1J. ELECTION OF DIRECTOR: STUART H. REESE Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH S. STEINBERG Mgmt For For
2. APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION ON AN ADVISORY BASIS.
3. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2016.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 934364073
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: ANN LEWNES Mgmt For For
1E. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1J. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 934310765
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 28-Jan-2016
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt For For
1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For
1.5 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1.6 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
1, 2016.
3. TO APPROVE A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 934354779
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 16-May-2016
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1C. ELECTION OF DIRECTOR: EGON P. DURBAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1E. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: GREGORY K. MONDRE Mgmt For For
1H. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
4. STOCKHOLDER PROPOSAL RE: LOBBYING Shr Against For
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 934264653
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 11-Sep-2015
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFRY R. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For
1E. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE KURIAN Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE T. SHAHEEN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT T. WALL Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD P. WALLACE Mgmt For For
2. TO APPROVE AN AMENDMENT TO NETAPP'S AMENDED Mgmt For For
AND RESTATED 1999 STOCK OPTION PLAN TO
INCREASE THE SHARE RESERVE BY AN ADDITIONAL
15,500,000 SHARES OF COMMON STOCK.
3. TO APPROVE AN AMENDMENT TO NETAPP'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARE RESERVE BY AN ADDITIONAL
5,000,000 SHARES OF COMMON STOCK.
4. TO CONDUCT AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NETAPP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING APRIL 29, 2016.
--------------------------------------------------------------------------------------------------------------------------
NN, INC. Agenda Number: 934366697
--------------------------------------------------------------------------------------------------------------------------
Security: 629337106
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: NNBR
ISIN: US6293371067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM DRIES Mgmt For For
DAVID K. FLOYD Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF NN, INC.
3. FOR RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS REGISTERED
INDEPENDENT PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE AMENDED AND RESTATED 2011 Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PARTY CITY HOLDCO INC. Agenda Number: 934411290
--------------------------------------------------------------------------------------------------------------------------
Security: 702149105
Meeting Type: Annual
Meeting Date: 15-Jun-2016
Ticker: PRTY
ISIN: US7021491052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD M. ABBRECHT Mgmt For For
JEFFERSON M. CASE Mgmt For For
LISA K. KLINGER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year Against
FREQUENCY OF ADVISORY EXECUTIVE
COMPENSATION VOTES IN THE FUTURE.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2016.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 934368538
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, Mgmt For For
M.D., PH.D.
1D. ELECTION OF DIRECTOR: TIMOTHY L. MAIN Mgmt For For
1E. ELECTION OF DIRECTOR: GARY M. PFEIFFER Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. STANZIONE, Mgmt For For
PH.D.
1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
1J. ELECTION OF DIRECTOR: JOHN B. ZIEGLER Mgmt For For
2. AN ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
EXECUTIVE OFFICER COMPENSATION DISCLOSED IN
THE COMPANY'S 2016 PROXY STATEMENT
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. APPROVAL OF AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934374505
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SARAH J. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN G. FIGUEROA Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. GIMBEL Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H. HANNAH Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS M. HAYES Mgmt For For
1F. ELECTION OF DIRECTOR: MARK V. KAMINSKI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. MCEVOY Mgmt For For
1H. ELECTION OF DIRECTOR: GREGG J. MOLLINS Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREW G. SHARKEY, Mgmt For For
III
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION Agenda Number: 934327924
--------------------------------------------------------------------------------------------------------------------------
Security: 80004C101
Meeting Type: Special
Meeting Date: 15-Mar-2016
Ticker: SNDK
ISIN: US80004C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ADOPTION OF THE AGREEMENT Mgmt For For
AND PLAN OF MERGER (AS IT MAY BE AMENDED
FROM TIME TO TIME, THE "MERGER AGREEMENT"),
DATED AS OF OCTOBER 21, 2015, BY AND AMONG
WESTERN DIGITAL CORPORATION, SCHRADER
ACQUISITION CORPORATION ("MERGER SUB") AND
SANDISK CORPORATION ("SANDISK"), THE MERGER
OF MERGER SUB WITH AND INTO SANDISK, WITH
SANDISK CONTINUING AS THE SURVIVING
CORPORATION OF SUCH MERGER (SUCH MERGER,
THE "MERGER") AND THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"MERGER PROPOSAL").
2. TO ADJOURN THE SANDISK SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER
PROPOSAL.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BE PAID OR
BECOME PAYABLE BY SANDISK TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
STRAYER EDUCATION, INC. Agenda Number: 934352698
--------------------------------------------------------------------------------------------------------------------------
Security: 863236105
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: STRA
ISIN: US8632361056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: DR. JOHN T. CASTEEN Mgmt For For
III
1.3 ELECTION OF DIRECTOR: DR. CHARLOTTE F. Mgmt For For
BEASON
1.4 ELECTION OF DIRECTOR: WILLIAM E. BROCK Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For
1.6 ELECTION OF DIRECTOR: KARL MCDONNELL Mgmt For For
1.7 ELECTION OF DIRECTOR: TODD A. MILANO Mgmt For For
1.8 ELECTION OF DIRECTOR: G. THOMAS WAITE, III Mgmt For For
1.9 ELECTION OF DIRECTOR: J. DAVID WARGO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION Agenda Number: 934348663
--------------------------------------------------------------------------------------------------------------------------
Security: 26483E100
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: DNB
ISIN: US26483E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT P. CARRIGAN Mgmt For For
1B. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D. ELECTION OF DIRECTOR: L. GORDON CROVITZ Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES N. FERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. MANNING Mgmt For For
1I. ELECTION OF DIRECTOR: RANDALL D. MOTT Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. REINSDORF Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
4. RE-APPROVAL OF THE COMPANY'S COVERED Mgmt For For
EMPLOYEE INCENTIVE PLAN, AS AMENDED AND
RESTATED.
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 934364441
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIAM ACKMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: ADAM FLATTO Mgmt For For
1.3 ELECTION OF DIRECTOR: JEFFREY FURBER Mgmt For For
1.4 ELECTION OF DIRECTOR: ALLEN MODEL Mgmt For For
1.5 ELECTION OF DIRECTOR: R. SCOT SELLERS Mgmt For For
1.6 ELECTION OF DIRECTOR: STEVEN SHEPSMAN Mgmt For For
1.7 ELECTION OF DIRECTOR: BURTON M. TANSKY Mgmt For For
1.8 ELECTION OF DIRECTOR: MARY ANN TIGHE Mgmt For For
1.9 ELECTION OF DIRECTOR: DAVID R. WEINREB Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. THE APPROVAL OF THE SECOND AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT STOCKHOLDERS TO REMOVE DIRECTORS
WITH OR WITHOUT CAUSE AND DELETE OBSOLETE
PROVISIONS.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 934370812
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 13-May-2016
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STUART B. BURGDOERFER Mgmt For For
1.2 ELECTION OF DIRECTOR: CHARLES A. DAVIS Mgmt For For
1.3 ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1.4 ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1.5 ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1.6 ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1.7 ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1.8 ELECTION OF DIRECTOR: BRADLEY T. SHEARES, Mgmt For For
PH.D.
1.9 ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
2. ADOPT AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
PROVISIONS APPLICABLE TO COMMON SHARES.
3. ADOPT AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO REDUCE CERTAIN VOTING
THRESHOLDS APPLICABLE TO VOTING PREFERENCE
SHARES FROM A SUPERMAJORITY TO A MAJORITY.
4. ADOPT AN AMENDMENT TO OUR CODE OF Mgmt For For
REGULATIONS TO ADD AN EXCLUSIVE FORUM
PROVISION.
5. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
6. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
UTI WORLDWIDE INC. Agenda Number: 934311185
--------------------------------------------------------------------------------------------------------------------------
Security: G87210103
Meeting Type: Special
Meeting Date: 14-Jan-2016
Ticker: UTIW
ISIN: VGG872101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RESOLVED, THAT: (I) THE MERGER, THE MERGER Mgmt For For
AGREEMENT, DATED AS OF OCTOBER 9, 2015
(INCLUDING THE PLAN OF MERGER AND ARTICLES
OF MERGER ATTACHED THERETO), AMONG DSV A/S,
LOUVRE ACQUISITIONCO, INC. AND UTI
WORLDWIDE INC. ("UTI"), THE PLAN OF MERGER
AND THE OTHER TRANSACTIONS CONTEMPLATED
THEREBY BE APPROVED; AND (II)
NOTWITHSTANDING THAT THE PLAN OF MERGER HAS
BEEN APPROVED BY THE SHAREHOLDERS OF UTI,
THE DIRECTORS OF UTI BE AND ARE HEREBY
AUTHORISED AND EMPOWERED, WITHOUT NOTICE TO
OR APPROVAL OF THE .. (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2. RESOLVED, THAT THE COMPENSATION THAT MAY BE Mgmt For For
PAID OR BECOME PAYABLE TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER, AS DISCLOSED IN THE TABLE
ENTITLED "POTENTIAL CHANGE OF CONTROL
PAYMENTS TO NAMED EXECUTIVE OFFICERS",
INCLUDING THE ASSOCIATED NARRATIVE
DISCUSSION, AND THE AGREEMENTS OR
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE,
BE APPROVED.
--------------------------------------------------------------------------------------------------------------------------
UTI WORLDWIDE INC. Agenda Number: 934311325
--------------------------------------------------------------------------------------------------------------------------
Security: G87210103
Meeting Type: Special
Meeting Date: 14-Jan-2016
Ticker: UTIW
ISIN: VGG872101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. RESOLVED, THAT THE MERGER, THE MERGER Mgmt For For
AGREEMENT, DATED AS OF OCTOBER 9, 2015
(INCLUDING THE PLAN OF MERGER AND ARTICLES
OF MERGER ATTACHED THERETO), AMONG DSV A/S,
LOUVRE ACQUISITIONCO, INC. AND UTI
WORLDWIDE INC., THE PLAN OF MERGER AND THE
OTHER TRANSACTIONS CONTEMPLATED THEREBY BE
APPROVED.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 934344514
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. PEELER Mgmt For For
THOMAS ST. DENNIS Mgmt For For
2. APPROVAL OF THE 2010 STOCK INCENTIVE PLAN, Mgmt Against Against
AS AMENDED AND RESTATED
3. APPROVAL OF THE MANAGEMENT BONUS PLAN Mgmt Against Against
4. APPROVAL OF THE EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
5. APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 934355846
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN F. LEHMAN, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW G. MILLS Mgmt For For
1.3 ELECTION OF DIRECTOR: CONSTANTINE P. Mgmt For For
IORDANOU
1.4 ELECTION OF DIRECTOR: SCOTT G. STEPHENSON Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION ON AN Mgmt For For
ADVISORY, NON-BINDING BASIS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR
THE 2016 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 934346986
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1I. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. MICHELSON Mgmt For For
1K. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
1L. ELECTION OF DIRECTOR: JEFFREY K. RHODES Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVE THE AMENDED 2009 STOCK INCENTIVE Mgmt Against Against
PLAN
Poplar Forest Partners Fund
--------------------------------------------------------------------------------------------------------------------------
AECOM Agenda Number: 934321821
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 02-Mar-2016
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. FORDYCE Mgmt For For
SENATOR W.H. FRIST, M.D Mgmt For For
LINDA GRIEGO Mgmt For For
DOUGLAS W. STOTLAR Mgmt For For
DANIEL R. TISHMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
3. APPROVAL OF 2016 STOCK INCENTIVE PLAN. Mgmt Against Against
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 934282005
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Special
Meeting Date: 19-Oct-2015
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF AETNA INC. Mgmt For For
COMMON SHARES, PAR VALUE $0.01 PER SHARE
("AETNA COMMON SHARES"), TO HUMANA INC.
STOCKHOLDERS IN THE MERGER BETWEEN ECHO
MERGER SUB, INC., A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF AETNA INC.,
AND HUMANA INC. PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF JULY 2,
2015, AMONG AETNA INC., ECHO MERGER SUB,
INC., ECHO MERGER SUB, LLC, A DELAWARE
LIMITED LIABILITY COMPANY AND WHOLLY OWNED
SUBSIDIARY OF AETNA INC., AND HUMANA INC.,
AS IT MAY BE AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS OF AETNA INC. IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES TO APPROVE
THE ISSUANCE OF AETNA COMMON SHARES
PURSUANT TO THE MERGER AGREEMENT AT THE
TIME OF THE SPECIAL MEETING OF SHAREHOLDERS
OF AETNA INC.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 934370646
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 20-May-2016
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
1L. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. APPROVAL OF AETNA INC. 2016 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
4. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
5. SHAREHOLDER PROPOSAL TO REQUIRE CERTAIN Shr For Against
ADDITIONAL DISCLOSURE OF POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934356735
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 11-May-2016
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1B. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: PETER D. HANCOCK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA A. MILLS Mgmt For For
1L. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN A. PAULSON Mgmt For For
1N. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1O. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1P. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION Agenda Number: 934416151
--------------------------------------------------------------------------------------------------------------------------
Security: 03674X106
Meeting Type: Annual
Meeting Date: 22-Jun-2016
Ticker: AR
ISIN: US03674X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD W. CONNOR Mgmt For For
ROBERT J. CLARK Mgmt For For
BENJAMIN A. HARDESTY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ANTERO RESOURCES CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING A METHANE EMISSIONS REPORT, IF
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 934384948
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. DON CORNWELL Mgmt For For
NANCY KILLEFER Mgmt For For
SUSAN J. KROPF Mgmt For For
HELEN MCCLUSKEY Mgmt For For
SHERI MCCOY Mgmt For For
CHARLES H. NOSKI Mgmt For For
CATHY D. ROSS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF 2016 OMNIBUS INCENTIVE PLAN. Mgmt Against Against
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 934384001
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR
1D. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1F. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1H. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1I. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1K. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1M. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
4. A STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr Against For
VOTE STANDARD FOR ALL NON-BINDING
STOCKHOLDER PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934269172
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 22-Sep-2015
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RESOLVED, THAT THE BANK OF AMERICA Mgmt For For
CORPORATION STOCKHOLDERS HEREBY RATIFY THE
OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S
BYLAWS THAT PERMIT THE COMPANY'S BOARD OF
DIRECTORS THE DISCRETION TO DETERMINE THE
BOARD'S LEADERSHIP STRUCTURE, INCLUDING
APPOINTING AN INDEPENDENT CHAIRMAN, OR
APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN
THE CHAIRMAN IS NOT AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934341568
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt Against Against
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934375925
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.B. CUMMINGS JR. Mgmt For For
1B. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I.G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. AMENDMENT TO THE CHEVRON CORPORATION Mgmt For For
NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION
AND DEFERRAL PLAN
5. REPORT ON LOBBYING Shr Against For
6. ADOPT TARGETS TO REDUCE GHG EMISSIONS Shr Against For
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Against For
8. REPORT ON RESERVE REPLACEMENTS Shr Against For
9. ADOPT DIVIDEND POLICY Shr Against For
10. REPORT ON SHALE ENERGY OPERATIONS Shr Against For
11. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
12. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934339183
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1M. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1N. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1O. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1P. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP Mgmt For For
2014 STOCK INCENTIVE PLAN AUTHORIZING
ADDITIONAL SHARES.
5. APPROVAL OF THE AMENDED AND RESTATED 2011 Mgmt For For
CITIGROUP EXECUTIVE PERFORMANCE PLAN.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
DEMONSTRATING THE COMPANY DOES NOT HAVE A
GENDER PAY GAP.
7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD APPOINT A STOCKHOLDER VALUE
COMMITTEE.
9. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY.
10. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY PROHIBITING THE
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 934400071
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
DAVID A. HAGER Mgmt For For
ROBERT H. HENRY Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2016.
4. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
5. REPORT ON THE IMPACT OF POTENTIAL CLIMATE Shr Against For
CHANGE POLICIES.
6. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
7. REMOVE RESERVE ADDITION METRICS FROM THE Shr Against For
DETERMINATION OF EXECUTIVE INCENTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934336505
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 02-May-2016
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR, FOR A THREE-YEAR Mgmt For For
TERM: R. ALVAREZ
1B. ELECTION OF DIRECTOR, FOR A THREE-YEAR Mgmt For For
TERM: R.D. HOOVER
1C. ELECTION OF DIRECTOR, FOR A THREE-YEAR Mgmt For For
TERM: J.R. LUCIANO
1D. ELECTION OF DIRECTOR, FOR A THREE-YEAR Mgmt For For
TERM: F.G. PRENDERGAST
1E. ELECTION OF DIRECTOR, FOR A THREE-YEAR Mgmt For For
TERM: K.P. SEIFERT
2. APPROVE ADVISORY VOTE ON COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2016.
4. CONSIDERATION OF A SHAREHOLDER PROPOSAL Shr Against For
SEEKING A REPORT REGARDING HOW WE SELECT
THE COUNTRIES IN WHICH WE OPERATE OR
INVEST.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY INSTL CASH PORTFOLIOS Agenda Number: 934286421
--------------------------------------------------------------------------------------------------------------------------
Security: 316175207
Meeting Type: Special
Meeting Date: 12-Feb-2016
Ticker: FMPXX
ISIN: US3161752072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH S. ACTON Mgmt For For
JOHN ENGLER Mgmt For For
ALBERT R. GAMPER, JR. Mgmt For For
ROBERT F. GARTLAND Mgmt For For
ABIGAIL P. JOHNSON Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
MICHAEL E. KENNEALLY Mgmt For For
JAMES H. KEYES Mgmt For For
MARIE L. KNOWLES Mgmt For For
GEOFFREY A. VON KUHN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 934403825
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. ADKERSON Mgmt For For
GERALD J. FORD Mgmt For For
LYDIA H. KENNARD Mgmt For For
ANDREW LANGHAM Mgmt For For
JON C. MADONNA Mgmt For For
COURTNEY MATHER Mgmt For For
DUSTAN E. MCCOY Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED BY-LAWS TO IMPLEMENT STOCKHOLDER
PROXY ACCESS.
5. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK TO 3,000,000,000.
6. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CLARIFY THAT ANY DIRECTOR MAY BE REMOVED
WITH OR WITHOUT CAUSE.
7. APPROVAL OF THE ADOPTION OF THE Mgmt For For
FREEPORT-MCMORAN INC. 2016 STOCK INCENTIVE
PLAN.
8. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE COMPANY'S ENHANCED OIL RECOVERY
OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934341532
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A15 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt For For
FOR 2016
C1 LOBBYING REPORT Shr Against For
C2 INDEPENDENT CHAIR Shr Against For
C3 HOLY LAND PRINCIPLES Shr Against For
C4 CUMULATIVE VOTING Shr Against For
C5 PERFORMANCE-BASED OPTIONS Shr Against For
C6 HUMAN RIGHTS REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934373274
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.F. AL KHAYYAL Mgmt For For
1B. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1D. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1E. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1F. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: J.A. MILLER Mgmt For For
1L. ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934327063
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 23-Mar-2016
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL AMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS Mgmt For For
1D. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1G. ELECTION OF DIRECTOR: RAYMOND J. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RAYMOND E. OZZIE Mgmt For For
1J. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1L. ELECTION OF DIRECTOR: LIP-BU TAN Mgmt For For
1M. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1N. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
2. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2016
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 934329738
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 04-Apr-2016
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: SHUMEET BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT R. BENNETT Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES V. BERGH Mgmt For For
1F. ELECTION OF DIRECTOR: STACY BROWN-PHILPOT Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1H. ELECTION OF DIRECTOR: MARY ANNE CITRINO Mgmt For For
1I. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
1J. ELECTION OF DIRECTOR: STACEY MOBLEY Mgmt For For
1K. ELECTION OF DIRECTOR: SUBRA SURESH Mgmt For For
1L. ELECTION OF DIRECTOR: DION J. WEISLER Mgmt For For
1M. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2016
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934338092
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: K.I. CHENAULT
1B. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: M.L. ESKEW
1C. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: D.N. FARR
1D. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: M. FIELDS
1E. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: A. GORSKY
1F. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: S.A. JACKSON
1G. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: A.N. LIVERIS
1H. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: W.J. MCNERNEY, JR.
1I. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: H.S. OLAYAN
1J. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: J.W. OWENS
1K. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: V.M. ROMETTY
1L. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: J.E. SPERO
1M. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: S. TAUREL
1N. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For
YEAR: P.R. VOSER
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 55)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 56)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 58)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT (PAGE 59)
6. STOCKHOLDER PROPOSAL TO HAVE AN INDEPENDENT Shr Against For
BOARD CHAIRMAN (PAGE 60)
--------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION Agenda Number: 934335692
--------------------------------------------------------------------------------------------------------------------------
Security: 46069S109
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: ISIL
ISIN: US46069S1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: SOHAIL KHAN Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY LANG Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD MACLEOD Mgmt For For
1E. ELECTION OF DIRECTOR: ERNEST MADDOCK Mgmt For For
1F. ELECTION OF DIRECTOR: FORREST E. NORROD Mgmt For For
1G. ELECTION OF DIRECTOR: DR. NECIP SAYINER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN OUR
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934367257
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN Shr Against For
INDEPENDENT CHAIR
5. HOW VOTES ARE COUNTED - COUNT VOTES USING Shr Against For
ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS
6. VESTING FOR GOVERNMENT SERVICE -PROHIBIT Shr Against For
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO
ENTER GOVERNMENT SERVICE
7. APPOINT A STOCKHOLDER VALUE COMMITTEE - Shr Against For
ADDRESS WHETHER DIVESTITURE OF ALL NON-CORE
BANKING BUSINESS SEGMENTS WOULD ENHANCE
SHAREHOLDER VALUE
8. CLAWBACK AMENDMENT - DEFER COMPENSATION FOR Shr Against For
10 YEARS TO HELP SATISFY ANY MONETARY
PENALTY ASSOCIATED WITH VIOLATION OF LAW
9. EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A Shr Against For
BALANCED EXECUTIVE COMPENSATION PHILOSOPHY
WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S
ETHICAL CONDUCT AND PUBLIC REPUTATION
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 934383465
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 27-May-2016
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
WILLIAM H. CUNNINGHAM
1.2 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
GEORGE W. HENDERSON, III
1.3 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
ERIC G. JOHNSON
1.4 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
M. LEANNE LACHMAN
1.5 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
WILLIAM PORTER PAYNE
1.6 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
PATRICK S. PITTARD
1.7 THE ELECTION OF DIRECTOR FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
ISAIAH TIDWELL
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
3. THE APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT Shr Against For
SIMPLE MAJORITY VOTE IN OUR ARTICLES AND
BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 934364073
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: ANN LEWNES Mgmt For For
1E. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1J. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934378515
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
4. SHAREHOLDER PROPOSAL TO ADOPT A Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
DISPOSAL OF UNUSED OR EXPIRED DRUGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934405425
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 14-Jun-2016
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. ADVISORY VOTE TO ADOPT A BY-LAW DESIGNATING Mgmt For For
DELAWARE THE EXCLUSIVE FORUM FOR CERTAIN
LEGAL ACTIONS
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For
THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT
DIRECTOR
6. SHAREHOLDER PROPOSAL TO ADOPT SHAREHOLDER Shr Against For
RIGHT TO ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934290329
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2015
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2016
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 934310323
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 21-Jan-2016
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MITCHELL JACOBSON Mgmt For For
DAVID SANDLER Mgmt For For
ERIK GERSHWIND Mgmt For For
JONATHAN BYRNES Mgmt For For
ROGER FRADIN Mgmt For For
LOUISE GOESER Mgmt For For
MICHAEL KAUFMANN Mgmt For For
DENIS KELLY Mgmt For For
STEVEN PALADINO Mgmt For For
PHILIP PELLER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 934368538
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, Mgmt For For
M.D., PH.D.
1D. ELECTION OF DIRECTOR: TIMOTHY L. MAIN Mgmt For For
1E. ELECTION OF DIRECTOR: GARY M. PFEIFFER Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. STANZIONE, Mgmt For For
PH.D.
1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
1J. ELECTION OF DIRECTOR: JOHN B. ZIEGLER Mgmt For For
2. AN ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
EXECUTIVE OFFICER COMPENSATION DISCLOSED IN
THE COMPANY'S 2016 PROXY STATEMENT
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. APPROVAL OF AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934374505
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SARAH J. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN G. FIGUEROA Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. GIMBEL Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H. HANNAH Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS M. HAYES Mgmt For For
1F. ELECTION OF DIRECTOR: MARK V. KAMINSKI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. MCEVOY Mgmt For For
1H. ELECTION OF DIRECTOR: GREGG J. MOLLINS Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREW G. SHARKEY, Mgmt For For
III
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 934342750
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: WILLIAM E. Mgmt For For
ALBRECHT
1B. RE-ELECTION OF DIRECTOR: THOMAS P. BURKE Mgmt For For
1C. RE-ELECTION OF DIRECTOR: SIR GRAHAM HEARNE Mgmt For For
1D. RE-ELECTION OF DIRECTOR: THOMAS R. HIX Mgmt For For
1E. RE-ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1F. RE-ELECTION OF DIRECTOR: SUZANNE P. NIMOCKS Mgmt For For
1G. RE-ELECTION OF DIRECTOR: P. DEXTER PEACOCK Mgmt For For
1H. RE-ELECTION OF DIRECTOR: JOHN J. QUICKE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
U.S. INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. TO APPROVE, AS A NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION...(SEE PROXY
STATEMENT FOR FULL PROPOSAL).
4. TO APPROVE AN AMENDMENT TO THE 2013 ROWAN Mgmt Against Against
COMPANIES INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 934426912
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
U.K. STATUTORY AUDITOR UNDER THE U.K.
COMPANIES ACT (TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY).
2. TO AUTHORIZE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE U.K. STATUTORY AUDITORS'
REMUNERATION.
3. TO APPROVE, AS A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S U.K. STATUTORY IMPLEMENTATION
REPORT FOR THE YEAR ENDED DECEMBER 31, 2015
(IN ACCORDANCE WITH REQUIREMENTS APPLICABLE
TO U.K. COMPANIES).
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 934368982
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For
2 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For
DIRECTOR.
3 ELECTION OF PATRICK DUFF AS A DIRECTOR. Mgmt For For
4 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For
DIRECTOR.
5 ELECTION OF NEIL LUSTIG AS A DIRECTOR. Mgmt For For
6 ELECTION OF KENNETH P. MANNING AS A Mgmt For For
DIRECTOR.
7 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For
DIRECTOR.
8 ELECTION OF JEROME A. PERIBERE AS A Mgmt For For
DIRECTOR.
9 ELECTION OF RICHARD L. WAMBOLD AS A Mgmt For For
DIRECTOR.
10 ELECTION OF JERRY R. WHITAKER AS A Mgmt For For
DIRECTOR.
11 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 934329283
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 02-Mar-2016
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: TERRENCE R. CURTIN Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL A. ("JOHN") Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: MARK C. TRUDEAU Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT AND COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT AND COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT AND COMPENSATION
COMMITTEE: JOHN C. VAN SCOTER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS
THE INDEPENDENT PROXY AT THE 2017 ANNUAL
MEETING OF TE CONNECTIVITY AND ANY
SHAREHOLDER MEETING THAT MAY BE HELD PRIOR
TO THAT MEETING
5.1 TO APPROVE THE 2015 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 25, 2015, THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 25, 2015 AND THE SWISS
COMPENSATION REPORT FOR THE FISCAL YEAR
ENDED SEPTEMBER 25, 2015)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 25, 2015
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 25, 2015
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 25, 2015
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. A BINDING VOTE TO APPROVE FISCAL YEAR 2017 Mgmt For For
MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR
EXECUTIVE MANAGEMENT
10. A BINDING VOTE TO APPROVE FISCAL YEAR 2017 Mgmt Against Against
MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR
THE BOARD OF DIRECTORS
11. TO APPROVE THE CARRYFORWARD OF Mgmt For For
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 25, 2015
12. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS EQUAL TO $1.48 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL QUARTERLY
INSTALLMENTS OF $0.37 STARTING WITH THE
THIRD FISCAL QUARTER OF 2016 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2017 PURSUANT
TO THE TERMS OF THE DIVIDEND RESOLUTION
13. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
14. TO APPROVE AUTHORIZED CAPITAL AND RELATED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF TE CONNECTIVITY LTD.
15. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF TE CONNECTIVITY LTD.
16. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE MEETING
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 934380952
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1C. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1D. ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA Mgmt For For
1E. ELECTION OF DIRECTOR: JACQUES P. PEROLD Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1H. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1I. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2016.
4. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN.
5. STOCKHOLDER PROPOSAL ON REPORTING POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION Agenda Number: 934348663
--------------------------------------------------------------------------------------------------------------------------
Security: 26483E100
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: DNB
ISIN: US26483E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT P. CARRIGAN Mgmt For For
1B. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D. ELECTION OF DIRECTOR: L. GORDON CROVITZ Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES N. FERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. MANNING Mgmt For For
1I. ELECTION OF DIRECTOR: RANDALL D. MOTT Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. REINSDORF Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
4. RE-APPROVAL OF THE COMPANY'S COVERED Mgmt For For
EMPLOYEE INCENTIVE PLAN, AS AMENDED AND
RESTATED.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 934346986
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1I. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. MICHELSON Mgmt For For
1K. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
1L. ELECTION OF DIRECTOR: JEFFREY K. RHODES Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVE THE AMENDED 2009 STOCK INCENTIVE Mgmt Against Against
PLAN
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Advisors Series Trust
By (Signature) /s/ Douglas G. Hess
Name Douglas G. Hess
Title President
Date 08/15/2016